Abstract
Elongation is becoming increasingly recognized as a critically controlled step in transcriptional regulation. While traditional genetic and biochemical studies have identified major players of transcriptional elongation, our understanding of the importance and roles of these factors is evolving rapidly through the recent advances in genome-wide and single-molecule technologies. Here we focus on how elongation can modulate the transcriptional outcome through the rate-liming step of RNA polymerase II pausing near promoters, and how the participating factors were identified. Among the factors we describe are NELF and DSIF, the pausing factors, and P-TEFb, the key player in pause release. We also describe non-exclusive models for how pausing is achieved by making use of high resolution genome-wide mapping of paused Pol II relative to promoter elements and the first nucleosome. We also discuss Pol II elongation through the bodies of genes and the roles of FACT and Spt6, the factors that allow Pol II to move through nucleosomes.
Keywords: RNA polymerase II, gene regulation, pausing, promoter, nucleosome, P-TEFb
1. INTRODUCTION
Advances in genome-wide, high-throughput technology have taken our analysis of transcriptional elongation into a new era. The distribution of RNA polymerases and their regulatory or auxiliary factors are being examined on all genes under steady-state cellular conditions or in response to regulatory signals and systematic perturbations. Computational analyses of these massive data sets along with more traditional genetic and biochemical analyses are transforming our understanding of transcription and its control. With all these advances, transcriptional elongation is becoming more widely recognized as a significant step in gene regulation. In this review, we describe and connect the ideas from traditional studies with results from newer methodologies, and we provide high-resolution models of how transcription is controlled at elongation.
We begin by illustrating one classic example of how traditional genetics have contributed to the study of transcriptional elongation. In early 80’s, Winston and colleagues selected genes that are critical for the transcription of a retrotransposon element called Ty in yeast (140, 141). These Suppressor of Ty (Spt) genes turned out to be essential elements in Pol II transcription in general. In particular, a group of Spt genes characterized by genetic complementation patterns later turned out to be genuine elongation factors acting directly on elongating Pol II using biochemical analyses (141). Through this convergence between genetics and biochemistry, some of the key players of elongation have been identified, and are currently being extensively studied using the newest methods such as genome-wide or single-molecule technologies.
To further discuss the control mechanisms of transcriptional elongation in depth, we divided the stages of elongation into two parts, ‘early elongation’ and ‘productive elongation’. After initiation, Pol II starts the iterative incorporation of nucleotides at its 3′ end to extend the nascent RNA. This elongation by Pol II is not uniform throughout the gene. During the early elongation stage, Pol II first transcribes the initial 20~60 nucleotides (nt) of RNA and pauses (106). Progressing beyond this point is rate-limiting for approximately half of all active Drosophila and mammalian genes, and the escape beyond the pause into productive elongation is often highly regulated.
Once Pol II makes the transition from the paused state into productive elongation, it then progresses through the body of the gene. In the gene body, Pol II still faces other barriers and requires additional elongation factors to overcome them (116). Finally, Pol II transcribes through the 3′ end of the gene, where nascent RNA cleavage and poly-adenylation defines the end of the mRNA transcript. The actual termination of a transcribing Pol II molecule takes place on average 8 kb downstream of the 3′ end of the gene in human cells (27). This 3′ end processing of the nascent RNA and Pol II termination can add an extra dimension to the co-transcriptional and post-transcriptional control of gene expression (97).
In this review, we will focus on the distinct stages of early elongation and the productive elongation and discuss the factors and mechanisms controlling these processes (Table 1). Other recent reviews deal with other complementary aspects transcription elongation control including the functions of promoter-proximal pausing, conflicts between transcription and DNA replication, and co-transcriptional RNA processing (see Related Resources).
Table 1.
Factor | Function | Related factors/notes | |
---|---|---|---|
GAGA-factor | Generate nucleosome free region (132) and promoter structure for pausing (121) | NURF(133) | |
GTFs | TFIID | Generate promoter structure for pausing (121) | |
TFIIF | Increase elongation rate (10, 130) | Near promoters (101) | |
TFIIS | Rescue backtracked Pol II (10, 57) | Pol III (38) | |
Pausing factors | NELF | Stabilize Pol II pausing (86, 144) | |
DSIF | Stabilize Pol II pausing (135)/facilitate elongation (46, 143) | ||
P-TEFb | Phosphorylates NELF (36), DSIF (58), Pol II CTD (105) for pause release | ||
Processivity factors | Elongin | Increase elongation rate (5) | |
ELL | Increase elongation rate (120) | AFF4 (71) | |
SEC | Contains P-TEFb and ELL (71) | Mediator (129), PAF (47) | |
Activator | c-Myc | Can directly recruit P-TEFb (32) | |
NF-κB | Can directly recruit P-TEFb (7) | ||
Coactivator | Brd4 | Recruits P-TEFb (53, 147) | |
Mediator | Recruits P-TEFb via SEC (129) | ||
Capping machinery | CE | Facilitates P-TEFb recruitment (70), counters NELF/DSIF (77) | |
RNMT a | Methylates RNA 5′ end to complete capping | Myc (29) | |
Premature termination factors | Dcp2 | De-caps nascent RNA for Xrn2 digestion (14) | Dcp1a/Edc3 (14) |
Microprocessor | Cleaves hairpin structure for Xrn2 digestion (136) | Tat, Senx (136) | |
Xrn2 | ‘Torpedo’s Pol II with RNA 5′-3′ exonucleation (14, 136) | ||
TTF2 | Release Pol II from DNA (14, 136) | ||
Gdown1 | Anti-termination and stabilize paused Pol II (22, 50, 54) | TFIIF (54), Mediator (50) | |
Histone chaperone | FACT | H2A/H2B eviction and chaperon (9, 94) | Tracks with Pol II (117) |
Nap1 a | H2A/H2B chaperon (51) | RSC (73), CHD (137) | |
Spt6 | H3/H4 chaperon (13) | Tracks with Pol II (117) | |
Asf1 a | H3/H4 chaperon (118) | H3K56ac (113) | |
Chromatin remodeler | RSC a | SWI/SNF remodeling in gene body(20) | H3K14ac (56) |
Chd1 a | Maintain gene body nucleosome organization (42) | FACT, DSIF (137) | |
NURF | ISWI remodeling at promoter (133) | GAGA factor (132) | |
PARP | Transcription independent nucleosome loss (98) | Tip60 (99) | |
PAF complex | Loading dock for elongation factors (119) | SEC (47), FACT (96) | |
Histone tail modifiers | MOF | H4K16ac, recruit Brd4 (153) | H3S10ph, 14-3-3 (153) |
Tip60 | H2AK5ac, activate PARP (99) | ||
Elongator a | Acetylates H3, facilitate nucleosomal elongation (59) | Also in cytoplasm (59) | |
Rpd3C (Eaf3) a | Deacetylates and inhibit spurious initiation in gene body (21) | H3K36me3 (21) | |
Set1 a | H3K4me3 (60, 88) | MLL/COMPASS | |
Set2 a | H3K36me3 (63), regulate acetylation-deacetylation cycle (21) | Rpd3C (21) | |
PIM1 | H3S10ph, recruit 14-3-3 and MOF (152) | ||
RNF20/40 | H2BK123ub1, facilitate nucleosomal DNA unwrapping (96) | UbcH6, PAF |
Not directly covered in our main text.
2. IDENTIFICATION OF THE REGULATORY STEP DURING EARLY ELONGATION
Early elongation can be defined as the transition of Pol II between promoter escape and fully productive elongation, and is often accompanied by an intermediate step of promoter proximal pausing (116). This transition of initiated Pol II to paused occurs as nascent RNA with a length from ~10 nucleotides (nt) is extended to 20–60 nt, as measured most precisely in Drosophila (65, 87, 106), and the bulk of this paused Pol II in mammalian genes occurs in a similar position (82). When the RNA chain is less than 10 nt long, Pol II is still considered to be within the initiation stage; it is associated with TFIIB and can terminate prematurely (abortive initiation), which may provide checkpoints for promoter control (72). Once the RNA grows longer than 12 nt and TFIIB is displaced, the Pol II elongation complex is stably engaged (115) and is now in the early elongation stage. Early elongation is not a simple smooth transition of Pol II but involves critical regulatory steps as observed in a plethora of evidence from the earliest to most recent studies.
2.1 Evidence suggesting a mode of transcription regulation in eukaryotes occurs early after initiation
2.1.1. Peaks of paused Pol II on proximal promoters
Studies of transcription regulation have for decades focused primarily on how regulatory signals and key transcription factors act at the level of the recruitment of Pol II to promoters or the initiation step of transcription (103). This model gained strong support for all genes that were closely examined in S. cerevisiae. Activation of transcription generally produced a recruitment of general transcription factors (GTFs) and Pol II to promoters, and the recruited Pol II then began transcribing and produced full gene-length transcripts and a relatively even distribution of Pol II across each gene(126).
One set of observations that seemed at least partially at odds with all transcription being controlled at initiation was that genes in chicken (37), Drosophila heat shock genes (41, 106) and human c-Myc and c-Fos (64, 100, 127), appeared to have much higher levels (peaks) of Pol II near their promoters - at levels that dwarf that on gene bodies. Moreover, this promoter-proximal Pol II was transcriptionally engaged, that is, it had already initiated transcription and had progressed beyond the point of known abortive initiation. These Pol II molecules were also shown to associate with melted DNA found in elongation complexes (39) and could elongate efficiently in nuclear run-on reactions if inhibitory factors were removed by high salt or sarkosyl treatments (both of which block new initiation) (111). These results indicated that a ‘paused’ Pol II elongation complex can accumulate to high levels at least on some genes without efficiently entering into productive elongation.
Whereas promoter-proximal pausing of Pol II was first characterized in a handful of genes, it turns out to be a general mechanism for other genes across species. Pol II ChIP experiments using genome-wide methods (44, 85, 151) and GRO-seq (27, 67, 82) have shown that Pol II pausing is widespread near promoters. Furthermore, similar to Hsp70, other genes in Drosophila are sensitive to nuclear run-on with sarkosyl treatment, indicating that the promoter proximal Pol II in other genes are also physically tethered at the paused state by inhibitory factors (28).
Genes that have paused Pol II are also highly regulated and the escape of Pol II from the pause into productive elongation can be activated in the cases of heat shock genes by stress and in c-Myc by serum stimulation (116). Thus, regulation of these genes was not solely at Pol II recruitment or initiation, but rather, a main component appeared to be at the escape of the paused Pol II into productive elongation.
2.1.2. In vitro transcription systems needed pausing factors and a kinase to recapitulate full regulation seen in metazoans in vivo
The early in vitro transcription systems derived from human whole nuclear extracts were shown to initiate properly and elongate on model DNA templates. All that seemed to be required to produce transcripts was the recruitment of GTFs and Pol II to promoters. Therefore, reconstituted systems composed of GTFs and Pol II were used, and many regulatory transcription factors were shown to facilitate the production of transcripts indicating a mode of regulation at the level of recruitment of GTFs and Pol II (110).
Interestingly, these early reconstituted transcription systems were insensitive to an inhibitor of transcription in mammalian cells, DRB (135). DRB is a kinase inhibitor, and was postulated to act at the elongation stage to reduce the production of full length transcripts (24). The search for factors that make a transcription system responsive to DRB inhibition led to the discovery and characterization of protein complexes that act to stabilize paused Pol II and a kinase that overcame this rate limiting pausing by phosphorylating the pausing complexes (79, 135, 144)
Wada et al. purified a complex from HeLa nuclear that conferred DRB sensitivity to the human in vitro transcription system(135). This complex, DSIF, consists of two subunits, and remarkably, they were the homologs of yeast Spt4 and Spt5 genes identified from the early genetic studies by Winston and colleagues (135).
Studies by Price and colleagues helped clarify the mechanism by which DSIF inhibits elongation. Using Drosophila nuclear extract, they hypothesized that Pol II is tightly associated with negative transcription elongation factor (N-TEF), and a positive transcription elongation factor (P-TEF) relieves the effect of N-TEF. (78). A series of biochemical complementation analyses showed that DRB inhibits P-TEF, and that N-TEF is epistatic to P-TEF inhibition (78, 79). Therefore, it was concluded that DSIF plays the role of N-TEF. However, in the presence of recombinant DSIF alone, transcription was not fully sensitive to DRB inhibition. Handa and colleagues purified an additional N-TEF protein factor that conferred complete DRB sensitivity and was named NELF (144). NELF is a multiprotein complex composed of four subunits - A, B, C or D, and E (86) - and has been shown to physically interact with DSIF and Pol II (144).
In summary, the discovery of Pol II pausing near promoters and identifying several pausing factors that are essential for full regulation of transcription has revealed another critical layer of transcription control that occurs during early elongation.
2.2. Sequence of events leading to promoter proximal pausing
Follow-up on these pioneering studies revealed that many factors and promoter features that are part of early elongation control. Additionally, the mechanisms of early elongation were found to be connected both temporally and spatially to that of initiation and the promoter structure.
The promoter is a dynamic structure that can direct transcription initiation and pausing. In Drosophila, promoter DNA sequences by themselves often have a tendency to position a nucleosome at the TSS (40), and these promoter regions are typically packaged by nucleosomes under repressed conditions (35) (Figure 1a). On the other hand, many yeast or human promoters have DNA features such as the A-T richness or CpG islands that can intrinsically favor an accessible chromatin structure (45). In either case, for a gene to be poised for activation, the accessibility of the promoter to transcription factors is critical (35). Transcription activators or other DNA binding proteins such as GAGA factor in Drosophila (132) can recruit chromatin remodelers to produce an open promoter structure (35) (Figure 1b). Importantly, prolonged transcription factor binding (35) and Pol II pausing itself (40) contribute to the maintenance of this open promoter structure.
General transcription factors (GTFs) are assembled on core promoters (35), and direct the recruitment and transcriptional initiation of Pol II (Figure 1c). The TFIID complex binds provides a strong foundation for binding to the promoter region. The interaction between the TATA box and TATA box binding protein (TBP), a major subunit of TFIID, as well as interactions of TFIID-associated proteins with elements downstream of the TSS contribute to TFIID binding in many promoters. TFIIA and TFIIB also associate with TBP to facilitate TFIID binding and Pol II recruitment (19). Pol II in complex with TFIIF binds to the promoter followed by TFIIE and TFIIH. TFIIH contains the XPB DNA helicase subunit that melts the DNA and generates the open Pol II complex to expose the template strand of DNA and allow initiation of transcription (131).
Another important function of TFIIH is to phosphorylate the C-terminal domain (CTD) of the Pol II Rpb1 subunit (125, 131). Pol II CTD is composed of a species-specific number of 7 amino acid repeats, Tyr-Ser2-Pro-Thr-Ser5-Pro-Ser7, ranging from 26 in yeast up to over 50 in mammals. A cyclin-dependent kinase Cdk7 subunit of TFIIH phosphorylates the fifth residue (Ser5) (105). Ser2 and Ser7 can also be selectively phosphorylated later on, which allows the interaction of accessary elongation factors with Pol II.
After the very early elongation of nascent RNA (up to ~10 nt), Pol II escapes this initiation stage. Some GTFs are dissociated, but part of the initiation complex such as TFIID, TFIIA, and TFIIH may remain associated with the promoter providing a scaffold for re-initiation (149). Moreover, TFIIF can remain associated with the Pol II as an elongation factor (10, 130). During the course of early elongation, Pol II is prone to arrests in a backtracked position, where TFIIS binds to Pol II facilitating the cleavage of protruded nascent RNA and rescue from the arrested state (10, 23).
In higher eukaryotes, after transcribing the initial 20–60nt of RNA, Pol II becomes paused between the promoter and the first (+1) nucleosome (Figure 1d). Pausing factors NELF and DSIF can bind to paused Pol II and stabilize it in vivo (69). However, the mechanistic details for these complexes are still being determined. A possible mechanism by which these pausing factors mediate their function could be related to their RNA binding property. NELF contains the subunit NELF-E which contains an RNA recognition motif (36, 86), and DSIF has been shown to bind shorter nascent RNA as it emerges from the elongating Pol II complex (83). Consistent with this, the crystal structure of DSIF bound to archaeal RNA polymerase (RNAP) shows that DSIF binds near the active center cleft and RNA exit channel (80) where it may interact with the transcription bubble and modulate the processivity of the RNA polymerase.
3. MECHANISMS OF PROMOTER PROXIMAL PAUSING
To better understand proximal pausing and its role as a rate-limiting step of transcriptional regulation, we need to review in detail the mechanics of early Pol II elongation. In addition to what is known about the factors involved, we need to consider how DNA sequence elements and nucleosomes influence Pol II pausing and its escape. In this section, we discuss the mechanisms of how elongating Pol II can become paused near promoters and what the fate of the paused Pol II is. Also, we describe genomic approaches to identify the properties of promoter that determine the extent and the pattern of promoter proximal pausing.
3.1. Molecular models of promoter proximal pausing
After initiation, the early elongating Pol II meets its first roadblock and pauses. The identity of this first roadblock is very important, because it provides the strongest rate-limiting step in the course of Pol II elongation along the gene. Various in vitro studies have identified many different components that comprise this stop sign. The mechanisms for establishing the pause in vivo can be summarized into three models that are not mutually exclusive (Figure 2a). The actual promoter environment may be a blend of these individual models, and different promoters may use different blends.
The first can be described as the kinetic model, where the balance between early elongation and the recruitment of pausing factors determines Pol II pausing. Intrinsic features of Pol II such as the early elongation rate, and DNA and RNA sequence specific features such as the DNA-RNA hybrid energy will affect the kinetics and the energy landscape of elongating Pol II complexes (6). In regions with a higher energy state, Pol II may spontaneously backtrack, and need to be rescued from this backtrack by TFIIS, which is associated with paused Pol II (1). These kinetic processes along with rate of pausing factor binding and the rate and energetics of Pol II will determine the level and the position of promoter proximal pausing (87).
Second is the barrier model where a physical barrier on the chromatin blocks Pol II elongation. Nucleosomes have long been known to provide barriers to Pol II elongation in vitro (52). In Drosophila, it was shown that the first nucleosomes make contacts with paused Pol II and can be cross-linked together in vivo (81). However, in some highly paused genes, the first nucleosome barriers may not be present, for example, the nucleosome free region around the Drosophila Hsp70 promoter extends to +250 bp from TSS (35, 40).
Third is the interaction model where sequence specific binding factors interact with elongating Pol II and determine pausing. This has been an underappreciated model in higher eukaryotes, but for bacteria, it successfully explains the sequence specific pausing by DNA or RNA binding factors that interact with RNAP. For instance, RNA secondary structure at the leader pause site of the E. coli his gene was shown to interact with Pol II (138), and at other genes, the initiation factor σ70 induces pausing by interacting with the downstream DNA elements during its retention within Pol II after the initiation event (109). In higher eukaryotes, there is evidence that pausing may be determined by RNA binding of NELF or DSIF (83, 145). Additionally, a testable hypothesis is that like σ70, the components of the initiation complex may remain bound to the promoter DNA and tether Pol II to induce pausing. Therefore, the general features of E. coli pausing may provide a framework of a molecular model for the promoter proximal pausing of Pol II.
3.2. High-resolution mapping allows integration of pausing models
Advances in the genome-wide approaches have made it possible to define the status of Pol II at the promoter for thousands of genes. In mammalian cells, GRO-seq identified about 40–46% of active genes as paused (27, 82). Likewise in a Drosophila embryonic cell line, 70%–89% of active promoters contained paused Pol II (28). However, although a large fraction of the active genes are paused, the degree of pausing and distribution of pause sites within a promoter varies between genes depending on the features of the promoter (65), and here we consider two types of cis-acting elements: promoter DNA elements and the nucleosome.
The promoter region around a TSS contains several conserved sequence motifs recognized by the general transcription factors (GTFs) and Pol II (Figure 2b). In Drosophila, these include the TATA box, initiator (Inr), TFIIB recognition element (BRE), downstream promoter element (DPE) (18), and motif-ten element (MTE) (92) (Figure 2b). The extent to which promoter DNA elements contribute to GTF binding does not simply rely on true or false type of matching to the consensus motif but on the strength and the quality of the elements (108). The search for the DNA motifs in paused genes in Drosophila embryo have shown the enrichment of some of the core promoter elements such as Inr and DPE, and more upstream GAGA element (48, 139). These elements were also found to be required for pausing in Hsp70 in assays of transgenic mutant promoters (121). A novel GC rich element bearing sequence similarity to DPE was also identified as enriched on paused genes and called the ‘Pause Button’ (48). In addition, the strength of these and other core promoter DNA elements at the consensus position strongly correlated with the extent of pausing (65). Therefore, the strength of a promoter complex as a whole may be a determinant of pausing as well as initiation (40).
The precise position of pausing also relates to the strength of the promoter DNA elements. In Drosophila, promoters with stronger DNA elements tend to have more proximal pausing (+40), while promoters with weaker elements have more distal dispersed pausing (up to +80) (65). Since the average position of the center of the first nucleosome is around +120 from TSS (40), the distal pause position is more consistent with the nucleosome barrier mechanism (25, 52, 65).
These findings lead us to propose an amalgam of molecular models of pausing for different promoters that involves distinct inputs and mechanisms for a proximal, promoter driven pausing (Figure 2c) and for a distal, nucleosome driven pausing (Figure 2d). For the ‘kinetic’ model, the energy landscape and rates are defined not only by the DNA-RNA sequences but also by features of the ‘interaction’ and the ‘barrier’ models. Simply put, the ‘kinetic’ model is an integral part of the ‘interaction’ and ‘barrier’ models. For a promoter with stronger DNA elements, the ‘interaction’ model dominates the energy landscape and the output is a more proximal, promoter driven pausing (Figure 2c). On the other hand, for a promoter with weaker DNA elements, the nucleosome barrier defines the energy landscape more dominantly and the result is a more distal, nucleosome driven pausing (Figure 2d). The interaction and barrier models can even co-exist within a single promoter, and often one may mask the other depending on the balance between the two principal components.
3.3 Fate of paused Pol II
Promoter proximal paused Pol II can resume the NTP catalysis and enter productive elongation. It has been shown that the vast majority of paused genes have detectable levels of elongating Pol II in the gene bodies (28, 82). Measuring the ratio between paused and elongating Pol II will make it possible to estimate how frequently Pol II escapes into productive elongation and assess the activity of the promoter. However, confounding this calculation is the loss of paused Pol II though termination at or near the pause site.
It is also possible the paused Pol II may terminate instead of resuming elongation. Premature termination from the pause or arrest has been extensively documented in the bacterial Rho dependent termination mechanism, but this mechanism usually comes into play downstream of any promoter-associated pause. In eukaryotic cells, stalled Pol II at DNA damage sites can be remove by the ubiquitination mediated degradation pathway during transcription coupled nucleotide excision repair (15, 107). This is not necessarily dependent on the DNA damage itself but is a response to prolonged Pol II stalling (124).
In mammals, mRNA de-capping and 5′→3′ exonuclease Xrn2 mediated termination, similar to the torpedo-like mechanism at the 3′ end of the gene, can take place in promoter proximal region. RNAi depletion of de-capping proteins or the termination factors result in the redistribution of Pol II from the proximal region into the gene bodies (14). Although it is technically challenging to assess the balance between termination and pause escape, it will be critical to quantify the extent of each in order to understand their roles in the regulatory mechanism.
4. ESCAPE INTO PRODUCTIVE ELONGATION
Productive elongation is defined here as the efficient progression of Pol II through the gene body, and the ‘escape into productive elongation’ refers to the transition of the paused Pol II into this productive mode. During Pol II’s residence in the promoter proximal region, two important modifications to the major components of transcription elongation complex take place. One is the 5′ capping of nascent RNA, and the other is the phosphorylation of the paused Pol II complex. The latter is mediated by protein kinase complex P-TEFb that also phosphorylates the pausing factors DSIF and NELF. At this stage, Pol II and its associated nascent RNA are modified so as to allow recruitment of additional elongation and RNA processing factors that help polymerase overcome further barriers in the gene body and couple transcription and RNA processing (116).
4.1. 5′ capping as a checkpoint for productive elongation
Transcription is coordinated with other essential events that lead to proper processing of RNA (97). This requires the loading Pol II with an entourage of proteins that facilitate the RNA processing and help Pol II navigate properly through chromatin. RNA capping has been regarded as a mechanism dependent on early elongation, but accumulating data suggests that it may also have an active role as a control point.
Capping the 5′ end of the nascent RNA requires three enzymatic activities: digestion of the 5′ triphosphate of RNA, addition of a guanine base in 5′ to 5′ linkage, and methylation of the added guanine base (97). In yeast, these activities depend on three different genes, whereas in metazoans, a single Capping Enzyme (CE) performs the first two activities. CE can be recruited to Pol II when the nascent RNA is about 30 nt long through the interaction with phosphorylated Ser5 and DSIF (77). Recruitment of CE can relieve the action of NELF and provide a platform for P-TEFb loading (70, 77).
Examination of the capped state of Pol II-associated RNAs at high resolution in the pause region of heat shock genes under non-heat shock conditions showed that capping occurs progressively as Pol II moves through the pause region – the most proximal paused RNAs are largely uncapped and the more distal (beyond +30) are completely capped (106). Thus, capping could be required for escape into productive elongation, but given the low rate of escape in non-HS conditions, it appears that capping may not be sufficient on its own to drive this escape.
4.2. Major role of P-TEFb in pause escape
4.2.1. Identification of P-TEFb
As described previously, biochemical analysis of the elongation activity in Drosophila Kc nuclear extract showed that the majority of Pol II complexes were only able to produce short, paused transcripts. However, a fraction of the Pol II complexes were able to produce full-length transcripts from the template in a DRB sensitive manner (78). This fraction was postulated to contain positive transcription elongation factor (P-TEF), and later a homogenous fraction was purified that contained P-TEFb (79).
P-TEFb is a heterodimer complex of Cyclin T (CycT) and Cyclin-dependent kinase 9 (Cdk9) subunits (102). Its major role is to phosphorylate Ser2 of Pol II CTD (105), and the pausing factors DSIF (58, 143) and NELF (36). However, there is partial redundancy and non-specificity in Pol II CTD phosphorylation by P-TEFb. P-TEFb can also phosphorylate Ser5 in vitro (105), and Cdk12 (8) or Brd4 (31) can also perform Ser2 phosphorylation. Nevertheless, inhibition of P-TEFb kinase activity with another potent inhibitor flavopiridol resulted in a 5′ to 3′ clearing of Pol II within the gene body in Drosophila Hsp70 (90) and globally in mouse embryonic stem cells (104). Upon this inhibition, Pol II molecules that are already elongating at the time of inhibition continue elongation through the gene body and still maintain a high level of Ser2 phosphorylation level near the 3′ end of Hsp70 (90). Therefore, P-TEFb plays a role in pause escape by phosphorylating the pausing factors and releasing NELF, but it is less clear whether Ser2 phosphorylation itself is required for pause escape.
The recruitment of active P-TEFb is a critical step in controlling gene expression, and is regulated at multiple stages. In human cells, the free form of P-TEFb is sequestered by 7SK snRNP in an inactive state (89, 146) (Figure 3a). Upon activation, P-TEFb is released from the sequestration and recruited to the promoter in a variety of ways (Figure 3b). After completing its function, P-TEFb can be sequestered again by 7SK snRNP, but in some highly active genes, it remains bound with the elongating Pol II in Super Elongation Complexes (SECs) (76) (Figure 3c).
4.2.2. Recruitment of P-TEFb by activator, Brd4, and Mediator
There are several ways for P-TEFb to be recruited to paused Pol II. The first is directly by activators. It has been shown that c-Myc can physically interact with the CycT subunit of P-TEFb during transcriptional activation (32, 55). Treating mouse ES cells with the chemical inhibitor of c-Myc/Max complex resulted in a decrease of pause release preferentially in known c-Myc targets (104). Similarly, the RelA subunit of NF-κB also binds to CycT and recruits P-TEFb to TNF-α target genes (7). Finally, the HIV Tat transactivator can bind CycT and directly recruit P-TEFb to the 5′ LTR region through Tat binding to TAR hairpin RNA, adjacent to where Pol II is paused (102).
A second way that P-TEFb is recruited is through the co-activator Brd4 (53, 147). Brd4 is a bromodomain protein that can recognize acetylated histone tails, and can also bind to the CycT subunit of P-TEFb once it is released from 7SK snRNP (53). Recruitment of Brd4 may also require a ‘histone crosstalk’ (153) triggered by PIM1 kinase to phosphorylate H3Ser10 (H3S10ph) (152). 14-3-3 adaptor protein recognizes H3S10ph and recruits histone acetyl-transferase complex MOF to acetylate H4Lys16 which serves as a binding platform for Brd4 (153). Brd4 was also identified as a therapeutic target of acute myeloid leukemia that can control the expression of Myc at the elongation level (154). Thus Brd4-mediated recruitment of P-TEFb may be a key mechanism of gene regulation.
P-TEFb can also be recruited through the Mediator complex. Human Mediator subunit MED26 can serve as a binding platform for SEC, which contains P-TEFb. During initiation and pausing, MED26 is associated with TFIID, but MED26 can be switched to recruit SEC instead (129). Recruitment of P-TEFb through Mediator is believed to be more sensitive in a subpopulation of Pol II that contains a tightly associated factor Gdown1 (50). Gdown1 can compete with TFIIF and therefore might reduce the efficiency of initiation (54). In contrast, after Pol II initiates, Gdown1 stabilizes Pol II in a paused configuration (22). In addition to P-TEFb recruitment, an in vitro study also showed that Mediator helps Pol II overcome the +1 nucleosome barrier on a mononucleosomal template (91), further strengthening its positive function during the early elongation steps of the transcription cycle.
4.3. Factors required for more efficient elongation
There is a set of factors associated with elongating Pol II that is critical for its efficient transcription. Historically, some of these factors were discovered from a class of frequent genetic mutations involving mixed lineage leukemia (MLL) gene in a type of hematopoietic malignancy (112). More surprisingly, all of these factors turned out to be associated with each other to form a single complex, both functionally and physically (76).
The first factor discovered among these is Elongin. Elongin was purified from a fractionation of rat liver nuclear extract that enhanced the in vitro transcription rate of Pol II from the adenovirus 2 major late promoter (AdML) template, composed of three subunits A, B, and C. Elongin’s function in transcription elongation was further confirmed when an Elongin related gene in humans, eleven-nineteen lysine-rich leukemia 1 (ELL1), was found to be a frequent fusion partner MLL in translocation t(11;19)(q23;p13.1) (120). Functional characterization showed that the Elongin and ELL family of proteins increase the net catalytic rate of Pol II, presumably by reducing the transient pauses in gene bodies (76).
ELL can interact with the elongating Pol II as a part of a multi-protein complex named super elongation complex (SEC). SEC consists of AFF1 or AFF4 (AF4/FMR2 family member 1 and 4), ENL (eleven-nineteen leukemia) or AF9 (ALL fused gene from chromosome 9), ELL1 or ELL2, and active P-TEFb (71, 76). The possible combinations of the factors generate diverse subtypes SECs that can activate distinct sets of genes under various physiological contexts (76). In addition, AFF1, AF9, and ENL also are frequent translocation partners of MLL (Rowley, 1998). MLL can bind to Menin and LEDGF (lens epithelial-derived growth factor), and these two factors are responsible for the aberrant tethering of MLL-fused SEC to promoters of Hox genes, resulting in misregulation at the elongation stage and disease progression into leukemia (76).
5. ELONGATION THROUGH THE NUCLEOSOME AND GENE BODY
Even after pause escape, Pol II still has to break further roadblocks in the gene body, most of which are nucleosomes (Figure 4). Genes can use general mechanisms to remove or weaken the nucleosome barriers, such as nucleosome remodeling, exchange of histone variants, and histone tail modifications. Elongating Pol II can make use of an entourage of its associated chaperones to overcome the nucleosome barriers, which can be detected by assaying pausing of Pol II or the loss of the evicted barriers.
5.1. Overcoming the nucleosome barrier
5.1.1. FACT
Nucleosomes provide a barrier to elongation. In vitro assembled nucleosomal templates strongly inhibit the generation of full-length transcripts by Pol II (52, 94). However, adding HeLa nuclear extract allowed transcription through these chromatinized templates, and FACT was identified from the biochemical fraction that allowed Pol II to overcome the nucleosome barriers (94). FACT has 2 subunits, Spt16 and SSRP1 (95). It functions to disassemble an H2A-H2B dimer from nucleosomes and Pol II can transcribe through the remaining histone hexamer without being displaced (9). Afterwards, the disassembled H2A-H2B dimer can be re-deposited by FACT, leaving the reassembled histone octamer in a more dynamic state (142). FACT’s in vivo association with chromatin was also confirmed on Drosophila Hsp70, and it showed localization and recruitment kinetics that are consistent with elongating Pol II(117).
5.1.2. Spt6
Spt6 was initially identified from the Suppressor of Ty genetic screen in yeast (140, 141). Spt6 can physically interact with histones H3 and H4 directly, and has histone chaperone activity (13). Spt6 travels with Pol II, as it shows an in vivo association with chromatin on Drosophila Hsp70 that is consistent with elongating Pol II (117). Its function is proposed to displace the nucleosome in front of Pol II and reassemble it in the back, allowing Pol II to transcribe through (13). However, Spt6 can also increase the elongation rate of Pol II on naked DNA in vitro (33) and independent of the nucleosomes in vivo(4, 98). Depletion of Spt6 by RNAi decreases the elongation rate on Drosophila Hsp70 under heat-shock conditions (4), when the nucleosomes on Hsp70 are already lost (98, 99). Therefore, Spt6 may both increase the intrinsic elongation rate of Pol II and remove nucleosome barriers at the same time.
5.1.3. PAF complex
PAF complex is another Pol II associated complex that has a role in elongation, and was first identified from the immuno-precipitating yeast whole cell extract using an antibody to the Pol II CTD (119). Like Spt6, PAF also is associated with elongating Pol II in vivo(117), suggesting that it travels with Pol II. PAF complex by itself is not known to contain any enzymatic activity, but serves as a platform for recruiting elongation factor complexes such as SEC (47, 140, 141), FACT (96), and histone modifying enzymes to elongating Pol II (122). In particular, PAF complex was required for H2BK123 monoubiquitination by RNF20/40 (Rad6) and UbcH6 in vitro, and this H2B modification shows a cooperative effect with FACT to allow Pol II to transcribe through nucleosomes (96).
5.1.4. PARP
All the factors above in this section relieve the nucleosome barriers in transcription-dependent manner, associated with elongating Pol II. However, recent studies suggested that PARP (poly(ADP-ribose) polymerase) can achieve this in a transcription-independent way (98, 99). PARP is required for chromatin loosening at transcriptionally active puffs in Drosophila polytene chromosomes (134) and is bound to the promoters of active genes in a pattern that is reciprocal to histone H1 (62). On Drosophila Hsp70, heat shock factor (HSF) response recruits Tip60 histone acetyl-transferase complex to acetylate H2AK5 and subsequently activate PARP. This results in a creation of poly(ADP-ribose) chains and rapid nucleosome loss that precedes the elongation of Pol II through the gene body(99).
5.2. Single molecule studies provide insights to mechanism
Using biochemical experiments, it was shown that SP6 RNAP can transcribe into partially unwrapped DNA that rewraps on the same nucleosome as soon as the polymerase has transcribed through, and the nucleosome ‘steps around’ (~ 50 bp upstream) the polymerase (128). However, Pol II is about 1.7 times larger than SP6 RNAP in dimension, and in other in vitro studies, most Pol II molecules were unable to overcome the nucleosome barrier by itself (128). The precise mechanism could be assessed by examining the Pol II molecules individually to characterize their elongation movements and by defining the conditions under which Pol II can transcribe through the nucleosomes.
Using optical tweezers, it was shown that Pol II could transcribe through the nucleosome under higher ionic strength conditions. The kinetics of Pol II movements were consistent with the model that Pol II transcribes into locally unwrapped DNA (49), similar to SP6 RNAP. Atomic force microscopy made it possible to identify the intermediate structure with locally unwrapped DNA containing Pol II looping back to the same nucleosome. Also, some nucleosomal particles have lost H2A/H2B dimers to become hexamers, and even the whole octamers were lost when the Pol II elongation rates were faster under higher NTP concentrations (12).
When the histones were modified, the kinetics of Pol II through the nucleosomes change. The position of Pol II pausing relative to the nucleosome could be at the entry, central, and exit regions, but reached the maxima at the central region (−35 to +5bp from dyad) (10, 11, 49). This is consistent with in vitro (52) and in vivo (25, 65) positions of Pol II relative to gene body nucleosomes (not the first nucleosome) where the pause is on average ~ 30 bp inside the upstream margin and ~ −40 bp relative to the dyad of the nucleosomes. When the histone tails are acetylated or absent, the pause density at the entry region is decreased, indicating that the unacetylated tails normally interact with the outer turn of the DNA surrounding the nucleosome. When the core histone H3 and H4 are mutated, the pause density in the central region is decreased indicating that the relaxed interaction near the dyad allows Pol II to transcribe through better (11).
One limitation of these methods is that the experiments were carried out under ionic strengths that are higher than the physiological conditions (11, 49). However, by adding reconstituted elongation factors to the system and reproducing in vivo conditions, these sets of single molecule methods will be powerful tools to define precisely how Pol II overcomes the nucleosome barrier and how elongation factors cooperate with this process.
5.3. Elongation rates
The elongation rate of Pol II is an important property of the transcriptional machinery that can direct the level, timing, and the processing of nascent RNA into mature mRNA. It has two components: the pause-free velocity and the frequency/duration of the pauses. The catalytic rate of Pol II sets up the pause-free velocity. It depends on the translocation of the catalytic active site, and this rate is known to be governed by the ‘trigger loop’ structure of Pol II around the active site (68). Therefore, elongation factors that can bind to this region of Pol II may affect the trigger loop structure and alter the translocation rate. The net elongation rate of Pol II would then be a composite of this pause-free velocity and the frequency/duration of pausing or arrests due to underlying sequences and nucleosomes.
The in vitro assays that were used to identify factors related to elongation were basically net elongation rate assays over time courses to determine how long it takes to transcribe the full-length templates. These rates do not represent the true elongation rates in vivo, since rate can be affected by limiting NTP concentrations and the presence of additional elongation factors. To measure the elongation rate in vivo, the traditional approach was to use a rapid induction or shut-down of a gene and measure the time for the “first wave” or the “last wave” of Pol II to reach a certain position on the gene (3). A collection of these rates from yeast to Drosophila and mammals range anywhere between 1–5 kilobases per minute (kb min−1) (3). However these measurements are limited in numbers and types of genes examined, and a systematic comparative analysis between the genes was difficult.
Another approach to measuring the elongation rate is by fluorescence recovery after photobleaching (FRAP). Upon photobleaching fluorescently tagged Pol II, the time for full recovery is the time it takes for the newly initiated polymerase to finish transcribing the whole gene. In Drosophila, salivary gland polytene chromosomes were used to identify the endogenous Hsp70 locus under heat shock condition for the FRAP (148). Similarly, nascent RNA synthesis rate can be measured by FRAP using fluorescently labeled RNA binding proteins. In diploid cells, transgenic genes were used that had structured RNA regions to recruit fluorescently tagged RNA binding proteins (16, 150).
Spt6 was the first among known elongation factors for which the role in elongation rate was robustly confirmed in vivo. Using ChIP, it was shown that depletion of Spt6 in Drosophila embryonic cells delayed the traversal of the first wave of heat shock response in Hsp70 gene (4). In addition, FRAP in Drosophila polytene chromosomes showed that the elongation rates on induced Hsp70 in Spt6 knock-down animals is more than two fold slower than the wild type (4, 148).
More recently, GRO-seq is being used as a tool to measure elongation rates at a large number of genes simultaneously (30). This was made possible because the resolution and the sensitivity of GRO-seq allow the detection elongating Pol II in gene bodies. By stimulating human cells with estrogen or TNFα and measuring the time-course of Pol II induction wave in longer genes, the elongation rates of over 160 responsive genes could be determined. Elongation rates differed between cell types and genes, ranging from 0.4–3.6 kb min−1 in estrogen responsive genes (30). Also genes with higher levels of Pol II in the gene body had faster elongation rates consistent with the in vitro model where cooperative Pol II interactions help rescue arrested Pol II (30, 34, 114).
Although the use of stimulus responsive genes yielded elongation rates in one to two hundred genes, using a more general inhibitor of elongation may greatly expand the number. For example, a DRB washout strategy has been used to induce an artificial first wave of Pol II and pre-mRNA level at various positions were detected to measure the elongation rate in several long human genes (123). Applying genome-wide technology to this type of inhibitor approach will be highly informative in determining the rates and the role of elongation factors in vivo (3).
6. CONCLUSION
Traditional genetic and biochemical studies have revealed that elongation is as critical as initiation in transcriptional regulation of some genes. Recent genome-wide analyses of the distribution of transcription complexes reveal that on many genes in metazoans significant regulated barriers to elongation exist, most prominently near promoters. This promoter-proximal pausing and its regulated escape to productive elongation are being better understood with the advent of high resolution methods for precisely mapping Pol II relative to promoter elements and nucleosome barriers. The pausing intensity and position depend both on core promoter complex interactions with Pol II and the first nucleosome barrier, both appear to contribute to differing extents on different promoters. New single molecule technologies are also providing unprecedented views of individual RNA polymerases during elongation and are providing further insights to the mechanics of elongation and the transit of Pol II through nucleosome barriers during elongation. Further studies in the field will be directed towards testing how mechanistically the promoter-proximal pausing is regulated by transcription factors and the how factors influence the efficiency and rate of elongation in cells.
Sidebar. CO-TRANSCRIPTIONAL RNA SPLICING AND ELONGATION.
The idea that splicing can take place co-transcriptionally is now a general consensus in the field. Splicing can be functionally coupled to transcription and elongation rate can affect splicing efficiency (74). It has been reported that reduction of elongation rate can result in exon inclusion (66) and conversely, Pol II can be paused near 3′ splicing sites (2, 65). The structural coupling between the splicing machinery and elongating Pol II is thought to be mediated through Pol II CTD domain (84). However, the mechanisms of how co-transcriptional splicing machinery recognize features of the DNA and chromatin to determine specific splicing site usage are less known. Recently, DBIRD (DBC1-ZNF326) complex in human was discovered to mediate the physical coupling between splicing machinery and elongating Pol II in alternatively spliced exons, and its depletion led to exon skipping and the reduction of the Pol II accumulation on the exon (26). Future studies involving genome-wide approaches to dissect the association between recruitment of splicing factors and properties of the DNA and chromatin as well as elongating Pol II may help the understanding of how splicing is regulated co-transcriptionally.
SUMMARY POINTS.
Pol II pausing near promoters can control transcriptional outcome by limiting the amount of productively elongating Pol II.
Recruitment of pausing factors such as NELF and DSIF, the barrier provided by nucleosome, and the interaction of Pol II with the promoter complex can all contribute to determining the extent and the pattern of pausing.
Paused Pol II can transition into productive elongation, but may terminate as well.
P-TEFb plays a major role in release of Pol II from pausing, and can be recruited directly by activators or co-activators.
Factors and complexes that facilitate elongation such as SEC, PAF, FACT and Spt6 appear to accompany elongating Pol II.
Nucleosome provides a barrier to productively elongating Pol II in the gene body causing Pol II to pause, and may be displaced and reassembled when Pol II transcribes through.
Elongation rate may be different between genes and cell types, and can both affect and be affected by transcription level and co-transcriptional processing.
FUTURE ISSUES.
The complete molecular structure of a promoter during the course of early elongation and pausing in vivo involving all the factors needs to be defined in sub-nanometer resolution.
The effects of disrupting pausing factors and DNA elements at high resolution and genome-wide need to be identified to allow a more complete understanding of the mechanisms of creating paused Pol II.
How enhancer-associated regulatory factors catalyze efficient escape of paused Pol II into productive elongation should be investigated.
The targets of all the kinases involved in initiation and pausing, and the functional consequence of their activity need to be identified unambiguously.
The mechanisms by which P-TEFb can be recruited/activated to allow Pol II escape into productive elongation in a genome-wide scale should be established.
The mechanisms elongation factors use to facilitate Pol II transcription through nucleosomes should be defined in single molecule experiments.
The rates of elongation and termination needs to be established genome-wide.
Acronyms and Definitions
- Backtracked/backtracking
status of Pol II with upstream displacement from the catalytic position, with active site blocked by protruded nascent RNA
- Brd4
Bromodomain containing protein 4
- ChIP
Chromatin Immunoprecipitation, an experimental method to identify the DNA bound to a protein of interest in vivo
- DRB
5,6-dichloro-1-β-D-ribofuranosylbenzimidazole
- DSIF
DRB Sensitivity Inducing Factor
- ELL
Eleven-nineteen Lysine-rich Leukemia, the gene involved in t(11;19) translocation in mixed lineage leukemia
- FACT
Facilitates Chromatin Transcription
- GRO-seq
Global Run-On sequencing, a recently developed high sensitivity technology to identify engaged RNA polymerase genome-wide
- Histone octamer/hexamer
nucleosome composed of 8 histone molecules (H2A·H2B)2(H32·H42) (octamer) or 6 molecules (H2A·H2B)(H32·H42) (hexamer)
- Mediator
multiprotein coactivator complex composed of nearly 30 subunits that bridges activator to promoter initiation complex and Pol II
- NELF
Negative Elongation Factor
- PAF
RNA polymerase associated factor
- Pol II
RNA polymerase II in eukaryotes, distinguished from RNAP (RNA polymerase) in prokaryotes
- P-TEFb
Positive Transcription Elongation Factor b, composed of CycT (Cyclin T) and Cdk9 (cyclin dependent kinase 9) subunits
- SEC
Super Elongation Complex
- Ser2/Ser5
Specific serine residues in Pol II C-terminal domain (CTD) repeats that can be phosphorylated
- Spt
Suppressor of Ty, a classic genetic screen in transcriptional regulation, or the genes identified from the screen
- TFIIA/B/D/E/F/H
Transcription Factor II A/B/D/E/F/H, general transcription factors of transcription initiation
- TFIIS
Transcription Factor II S, sometimes referred to as SII for the biochemical fraction where it was identified
- TSS
Transcription Start Site
Contributor Information
Hojoong Kwak, Email: hk572@cornell.edu.
John T. Lis, Email: jtl10@cornell.edu.
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