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. Author manuscript; available in PMC: 2015 Apr 1.
Published in final edited form as: Laryngoscope. 2013 Oct 22;124(4):E107–E114. doi: 10.1002/lary.24412

Anti-Somnogenic Cytokines, Quality of Life and Chronic Rhinosinusitis: a Pilot Study

Jeremiah A Alt 1, Nathan B Sautter 1, Jess C Mace 1, Kara Y Detwiller 1, Timothy L Smith 1
PMCID: PMC3985572  NIHMSID: NIHMS570573  PMID: 24115141

Abstract

Objective

Sleep disturbance, reduced quality-of-life (QOL), and other components of “sickness behavior” in patients with chronic rhinosinusitis (CRS) are poorly understood. These complex changes in central behavior are due to the effects of immune mediators acting in the brain. We hypothesized that immune mediators that have been associated with CRS are also associated with sickness behavior, somnifacient complaints, and CRS disease specific QOL.

Study Design

Pilot

Methods

Twenty patients with CRS were prospectively enrolled and completed the Pittsburgh Sleep Quality Index (PSQI), disease-specific QOL, and olfactory instruments. Ethmoid mucosa was obtained and RT-PCR was performed for the cytokines IL-4,-13, and transforming growth factor-beta (TGF-β). Average change in crossover threshold was calculated and differences in gene expression were correlated with sleep quality, CRS specific QOL and disease severity.

Results

Patients with CRS reported overall poor sleep quality and poor CRS specific QOL with significant correlations between them. Increased expression of TGF-β (r=−0.443; p=0.050) and IL-4 (r=−0.548; p=0.012) correlated with sleep dysfunction while IL-13 expression was linearly associated with worse sleep quality (PSQI scores r=−0.417; p=0.075). IL-4 and TGF-β expression was not associated with CRS disease severity or QOL, while significantly higher levels of IL-13 expression correlated with worse CRS disease severity and QOL.

Conclusion

Patients with CRS exhibited behavioral changes commonly referred to as sickness behavior which include poor sleep quality and reduced QOL. The up-regulation of IL-4 and TGF-β may contribute to inflammatory brain-mediated effects on sleep quality, while IL-13 may be a pleiotropic signaling molecule influencing sleep, QOL, and CRS disease severity.

Level of Evidence

NA / 2b

MeSH Key Words: Sinusitis, sleep, quality of life, rhinology, inflammation mediators

INTRODUCTION

Chronic rhinosinusitis (CRS) is associated with a substantial reduction in quality-of-life (QOL).1 Poor QOL may be considered an equivalent to “sickness behavior,” which is associated with reduction in motivation, depression, fatigue, pain, malaise, in addition to significant detrimental effects on sleep behavior.2 The field of clinical psychoneuroimmunology grew out of the observation that inflammatory cytokines produced in the periphery are the same as those that act within the brain to promote these central behaviors.

Little is known about the etiology and pathophysiology of sickness behavior in patients with CRS. Increased somnolence is an important component of sickness behavior, and evidence demonstrates that cytokines and other inflammatory mediators may play an integral role in this process. Patients with CRS have a high prevalence of poor sleep quality which, in turn, is significantly correlated with decreased QOL.3 Sleep is regulated in part through humoral signaling via cytokines and their downstream products.4 The cytokines interleukin (IL)-1β and tumor necrosis factor (TNF)-α are involved in the physiological regulation of rapid eye movement (REM) sleep and non-rapid eye movement (NREM) sleep in both health and disease.5 IL-1β and TNF-α induce sleep when administered centrally or systemically59, and substances that activate or up-regulate these cytokines (e.g., bacterial cell walls, murayml dipeptide and influenza virus) increase sleep. In contrast, antagonists (e.g., antibodies, soluble receptors) of IL-1β and TNF-α can act to decrease sleep. For instance, the cytokines IL-4, IL-13, and transforming growth factor (TGF)-β are thought to inhibit these pro-somnogenic cytokines.1012 There is an associated up-regulation of IL-4, TGF-β and IL-13 in CRS 13,14 and these mediators have been shown to decrease sleep following intracerebral injections.1517 Elevated levels of IL-4 correlated with increased latency to REMS, decreased time in REMS, and decreased latency to sleep onset.18 Taken as a whole, several key cytokines including IL-4, IL-13 and TGF-β are anti-somnogenic and may associate with sickness behavior in patients with CRS (Table 1). We therefore sought to quantify their expression in patients with CRS, and hypothesized that cytokine expression would correlate with sickness behavior as measured by sleep quality and disease-specific QOL.

Table 1.

Mediators implicated in non-rapid eye movement sleep, rapid eye movement sleep, and chronic rhinosinusitis.

Somnogenic Substances/Immune Mediators Effects NREMS Effects REMS CRS References
Interleukin-1 ↑ ↔ ↓ + Krueger5, Lennard,46 Mullol47
Interleukin-1 Receptor Antagonist Opp 48
Interleukin-4 + Krueger5, Kushikata16,
Interleukin-6 ↑ ↔ ↓ + Bauer49, Vgontzas50, Hogan51, Ghaffar52
Interleukin-10 + Krueger5, Kushikata15, Opp53, Toth54, Jyonouchi 55
Interleukin-13 + Kubota17, al Ghamdi,14 Reh56
Inferferon alpha ↑ ↔ ↓ Bohnet57
Soluble tumor necrosis factor receptor Kubota58
Tissue Growth Factor Beta + Kubota,17 Kuo13
Histamine + Tashiro,59
TLR + Wisor,60 Sartorius,61 Lane62
Prostaglandin ↑ ↔ ↓ Sri Kantha,63 Hayaishi,64 Urade,65 Krueger66

NREMS, non-rapid eye movement sleep; REMS, rapid eye movement sleep; CRS, chronic rhinosinusitis; TLR, toll-like receptor. “↑”,”↔”, and “↓” indicate mean influence on NREMS or REMS.

METHODS

Human Subjects

Adult study subjects with CRS were enrolled between February, 2011 and November, 2012 into an ongoing, prospective, translational research cohort. Study subjects underwent standard clinical examinations consisting of physical evaluations, patient history, computed tomography (CT) imaging of the paranasal sinuses, as well as bilateral rigid sinonasal endoscopy.

Inclusion criteria consisted of: 1) a current diagnosis of CRS as defined by the 2007 Adult Sinusitis Guidelines19, 2) previous treatment with a minimum of oral, broad spectrum or culture directed antibiotics (≥2 weeks duration) and either topical nasal corticosteroid sprays (≥3 week duration) or at least a 5-day trial of systemic steroid therapy, 3) voluntary election of endoscopic sinus surgery (ESS) as the next treatment option. Patients were also required to complete all necessary enrollment study questionnaires and the adult consent and authorization process in English. The Institutional Review Board at OHSU monitored and approved all investigational and repository protocols. Each patient was assured that study participation was completely voluntary and participation in no way affected the standard of care.

Each study subject who met inclusion criteria was asked to report demographic, social, and medical history data including: age, gender, household income, current tobacco use, alcohol consumption, nasal polyposis, depression, asthma, allergies (both history and/or confirmed allergic testing via skin prick or modified radioallergosorbent testing), history of prior sinus surgery, acetylsalicylic acid (ASA) intolerance, and cystic fibrosis. All subjects diagnosed with obstructive sleep apnea (OSA) by testing or history were excluded from final analyses. Patients with a diagnosis of CRS with nasal polyposis were excluded as nasal polyps are an independent predictor of worse sleep quality due to nasal obstruction as measured by the PSQI.20

Mucosa Tissue Collection

Those patients meeting inclusion criteria underwent ESS, per the current standard of care. The precise time of tissue collection was recorded for each subject. Prior to ESS, patients were instructed to complete one week of oral prednisone in a tapering fashion as well as oral antibiotics. Mucosal tissue specimens (~4.0mm2) were taken from the anterior ethmoid cells during ESS. Following removal from the sinonasal cavity, mucosa was separated from underlying bony fragments, placed into labeled centrifuge tubes (Bioexpress Corp. Kaysville, UT) containing 1.0 ml. of RNAlater (Applied Biosystems/Life Technologies Corp., Carlsbad, CA) and then transferred and stored using cryovials (Nalge Nunc International/Thermo Fisher Scientific, Rochester, NY) in a −80°F freezer for extraction and processing.

Real time quantitative polymerase chain reaction (RT-PCR)

Ribonucleic acid (RNA) for reverse transcription polymerase chain reaction (RT-PCR) procedures was extracted from RNAlater stabilized mucosal specimens using the RNeasy Mini Kit according to the manufacturer’s instructions (Qiagen Incorporated, Valencia, CA). After the RNA was isolated, RNA purification was performed using the RNeas-Free DNase Set (Qiagen Incorporated, Valencia, CA). A total of 5μg. RNA was used to synthesize a complementary deoxyribonucleic acid (cDNA) probe using the RT2 first strand kit (SABiosciences, Frederick, MD) for hybridization to a custom made human gene array (Applied Biosystems Inc, Carlsbad, CA) membrane including: IL-4, IL-13, TGF-β and glyceraldehyde-3-phosphate dehydrogenase (GAPDH; selected as reference gene). Semi-quantitative real-time RT-PCR was performed using the ABI StepOnePlus system (Applied Biosystems Inc., Carlsbad, CA) protocol. The threshold cycle (Ct) was defined as the fractional cycle number at which reporter fluorescence is generated by cleavage of the cDNA probe at a fixed threshold above baseline. Delta Ct (ΔCt) was calculated for each sample as the difference between Ct values of each target gene and GAPDH gene, while higher average ΔCt values represent less gene expression.

Sleep Quality Assessment – the Pittsburgh Sleep Quality Index

All patients completed the Pittsburgh Sleep Quality Index (PSQI) at initial study enrollment. The PSQI is an 18-item, self-reported measure of sleep quality and duration during the four week time period preceding survey completion. The PSQI contains seven subdomain scores including: subjective sleep quality, sleep latency, sleep duration, sleep efficiency, sleep disturbance, sleep medication usage, and daytime dysfunction. Subdomain component scores (score range: 0 – 3) are assessed using a publicly available scoring algorithm and added to obtain a total score (score range: 0 – 21). Higher total and subdomain PSQI scores suggest worse sleep quality.21

Disease-Specific Quality of Life Measures

Study participants completed two CRS-specific QOL instruments: the 30-item Rhinosinusitis Disability Index (RSDI) and the 22-item Sinonasal Outcome Test (SNOT-22). The RSDI (total score range: 0–120) is a validated, disease-specific survey instrument consisting of three subscales developed to measure the impact of CRS on a patient’s physical (score range: 0–44), functional (score range: 0–36), and emotional (score range: 0–40) subdomains. Higher scores indicate a greater impact of chronic sinonasal disease.22 The SNOT-22 is a validated outcome measure for chronic sinonasal conditions (score range: 0–120). Lower total scores on the SNOT-22 suggest better symptom severity and overall QOL.23 The enrolling physicians were blinded to all survey responses for the study duration.

Clinical Measures of Disease Severity

Computed tomography (CT) images were staged in accordance with the Lund-Mackay bilateral scoring system (score range: 0–24) where higher scores represent greater severity of disease.24 Endoscopic examinations were staged using the Lund-Kennedy endoscopy staging system (score range: 0–20) where higher scores represent worse disease severity. This semi-quantitative staging system quantifies bilateral severity of nasal polyposis, discharge, edema, scarring, and crusting.25 All visualizations were scored by the enrolling physician at OHSU at the time of enrollment. Olfactory function was measured at the initial enrollment period using The Brief Smell Identification Test (B-SIT; Sensonics, Inc, Haddon Heights, NJ). The B-SIT is a validated 12-item, non-invasive test of olfactory function that employs 12 microencapsulated odorant strips in a “scratch-’n-sniff” format (score range: 0–12) with higher scores indicating a better sense of smell.26

Statistical Analysis

All patient-level data was collected, scored, and transferred into a commercially available statistical software database package (SPSS ver.21, IBM Corp., Armonk, NY) for comparative analysis. Descriptive statistics were compiled for patient history, sleep quality, disease-specific QOL, and all clinical measure of disease severity and included means, standard deviations (SD), frequencies, and ranges. Graphical analysis was utilized to assess normality of linearity of each patient factor and those immune mediators of interest. Spearman’s correlation coefficients (rs) were used to evaluate bivariate correlations between all ordinal and continuous PSQI scores, clinical measures of disease severity, disease-specific QOL scores, and individual measures of gene expression. P-values were reported for each two-tailed, bivariate test where appropriate.

RESULTS

General Characteristics

Twenty patients without nasal polyposis met inclusion criteria, completed all eligibility requirements and were subsequently enrolled in the study. The breakdown by patient characteristics is provided in Table 2. The average age of all study participants was 46.0(14.3) years (range: 24–64 years) with a majority of female subjects (n=13; 65%). The study participants were primarily Caucasian (n=18; 90%), 30% had depression (n=6), 40% had a history of asthma (n=8), 30% were diagnosed with atopy via skin prick or mRAST (n=6), 75% reported alcohol use (n=15) and 30% had a prior history of sinus surgery (n=6). The majority of patients reporting average alcohol use (14/15; 93%) described consumption below established limits recognized as moderate drinking (14 drinks / week for men; 7 drinks / week for women).27

Table 2.

Demographic breakdown of patient characteristics.

Characteristics: Mean (SD) Range n(%)
Age (yrs) 46.0 (14.3) [24 – 64]
Males 7 (35.0)
Females 13 (65.0)
Depression 6 (30.0)
Asthma 8 (40.0)
Allergy by Testing 6 (30.0)
Alcohol use 15 (75.0)
Previous Sinus
Surgery 6 (30.0)
Endoscopy score 4.6 (1.9) [2 – 10]
CT score 10.6 (4.4) [2 – 19]
B-SIT olfactory score 10.7 (1.9) [4 – 12]

SD=standard deviation; yrs=years; CT=computed tomography, B-SIT=Brief Smell Identification Test

Correlations between Sleep Quality and Quality of Life

Patients reported overall poor sleep quality with a mean total PSQI score of 11.3(4.5) with a range 3–20. Patients also reported an overall poor disease-specific QOL with a mean total RSDI survey score of 44.1(19.8), range: 5–81, and SNOT-22 of 53.4(14.9), range: 24–76. Correlation between PSQI total and sub-domain scores, disease-specific QOL scores, and clinical outcome measures are reported in Table 3. Sub-domain scores of the PSQI including sleep duration, disturbance, and dysfunction were associated with disease-specific QOL while the physical subdomain of the RSDI did not correlate to either the total or subdomain scores of the PSQI. Significant correlations were found between PSQI total scores and both RSDI and SNOT-22 total scores.

Table 3.

Correlation coefficients (rs) between the PSQI scores, disease-specific QOL scores, and clinical measures

Outcomes: Sleep Quality Sleep Latency Sleep Duration Sleep Efficiency Sleep Disturbance Sleep Medication Daytime Dysfunction PSQI Total
RSDI Physical 0.271 −0.060 0.197 0.162 0.406 0.092 0.439 0.355
RSDI Functional 0.098 0.002 0.305 0.209 0.646** 0.072 0.728* 0.483**
RSDI Emotional 0.263 0.200 0.286 0.218 0.701** 0.109 0.776* 0.533**
RSDI Total 0.194 −0.015 0.274 0.203 0.638** 0.076 0.654** 0.460**
SNOT-22 0.329 0.115 0.510** 0.340 0.652** −0.215 0.563** 0.596**
Endoscopy score −0.418 −0.430 0.128 −0.043 0.191 −0.233 0.445 −0.028
CT score −0.224 −0.378 −0.188 −0.201 0.090 0.010 0.220 −0.137
B-SIT Olfactory score −0.174 0.050 0.273 0.332 −0.217 0.084 0.037 0.045

rs=Spearman’s correlation coefficient; PSQI=Pittsburgh Sleep Quality Index; QOL=quality-of-life; RSDI=Rhinosinusitis Disability Index; SNOT-22=Sinonasal Outcome Test-22; CT=computed tomography; B-SIT=Brief Smell Identification Test.

*

indicates p-value (two-tailed) significant less than 0.001;

**

indicates p-value less than 0.05.

Correlations between Sleep Quality, Quality of Life and Disease Severity

No significant associations were found between PSQI total and subdomain scores, Lund-Kennedy endoscopy scores, Lund-Mackay CT scores, or B-SIT olfaction function scores. Consistent with prior studies, disease severity as measured by endoscopy, CT or B-SIT olfaction scores did not significantly correlate to disease specific QOL (Table 3).

Correlations between Cytokine Gene Expression and Sleep Quality

Increased gene expression of TGF-β (mean ΔCt = 3.916 (0.396); range: 3.019 – 4.724) significantly correlated with poor PSQI sleep duration scores (r= −0.443; p=0.050), while elevated levels of IL-4 gene expression (mean ΔCt = 12.025 (1.188); range: 10.364 – 14.224) were significantly correlated with worse sleep disturbance (r= −0.548; p=0.012; Table 4) scores. Increased gene expression of IL-13 (mean ΔCt = 13.421 (1.687); range: 7.438 – 16.111) in patients with CRS was found to have a possible linear association with worse PSQI total sleep scores, however statistical significance was not reached (rs= −0.417; p=0.075). Increased levels of both IL-4 (rs = −0.308; p=0.187) and TGF-β (rs = −0.293; p=0.209) gene expression were found to have weak, non-significant correlations with PSQI total sleep scores.

Table 4.

Coefficient correlations (rs) between mean PSQI sub-domains with cytokine gene expression (ΔCt)

Inflammatory mediators: Sleep Quality Sleep Latency Sleep Duration Sleep Efficiency Sleep Disturbance Sleep Medication Daytime Dysfunction PSQI Total
IL-4 −0.023 −0.293 −0.376 −0.057 −0.548** −0.371 −0.250 −0.308
IL-13 −0.332 −0.127 −0.296 −0.128 −0.356 0.038 −0.308 −0.407
TGF-β −0.368 −0.088 −0.443** −0.146 0.000 −0.126 0.056 −0.293

rs=Spearman’s correlation coefficient; PSQI=Pittsburgh Sleep Quality Index; IL=interleukin; TGF-β= transforming growth factor-beta.

**

indicates p-value less than 0.05.

Cytokine Gene Expression, QOL and Clinical Measures of Disease Severity

Correlation between gene expression, CRS-specific QOL scores, and clinical measures of CRS disease severity scores are reported in Table 5. Gene expression did not correlate with RSDI total and sub-domain scores. IL-4 and TGF-β gene expression did not correlate with any clinical measure of disease severity, however moderate correlations were found between IL-13 gene expression and CRS disease severity as measured by the SNOT-22 and CT scores.

Table 5.

Correlation coefficients (rs) between gene expression, disease-specific QOL, and clinical measures of disease severity in patients with CRS.

Inflammatory mediators: RSDI Physical RSDI Functional RSDI Emotional RSDI Total SNOT-22 Endoscopy Score CT Score B-SIT Olfactory Score
IL-4 0.125 −0.063 −0.332 −0.096 −0.014 −0.206 −0.089 −0.138
IL-13 −0.318 −0.252 −0.291 −0.285 −0.467** −0.250 −0.461** 0.118
TGF-β 0.177 0.293 0.173 0.248 0.096 −0.136 −0.438 −0.059

rs=Spearman’s correlation coefficient; QOL=quality-of-life; CRS=chronic rhinosinusitis; RSDI=Rhinosinusitis Disability Index; SNOT-22=Sinonasal Outcome Test-22; CT=computed tomography; B-SIT=Brief Smell Identification Test; IL=interleukin; TGF-β=transforming growth factor-beta.

**

indicates p-value less than 0.05.

Cytokine Gene Expression and Circadian Rhythm

Correlation coefficients comparing IL-4, IL-13 and TGF-β gene expression to time of day tissue collection demonstrated no significant circadian variation (rs ≤ 0.223; p ≥ 0.346) (Figure 13).

Figure 1.

Figure 1

Correlation between IL-4 gene expression (ΔCt) to time of day mucosal tissue was collected. IL, interleukin (rs = 0.197; p=0.405).

Figure 3.

Figure 3

Correlation between TGF-β gene expression (ΔCt) to time of day mucosal tissue was collected. TGF-β=transforming growth factor-beta (rs = −0.164; p=0.490).

DISCUSSION

The rationale behind this pilot study was to determine if associations exist between sleep inhibiting immune mediators and sleep quality in patients with CRS, while simultaneously evaluating whether gene expression variation is merely a consequence of the pathogenesis of the disease itself. We observed the following: 1) patients with CRS exhibit sickness behavior as measured by an overall poor sleep quality and reduced disease specific QOL, 2) CRS disease severity does not play a role in either sleep quality or QOL, 3) IL-4 and TGF-β gene expression associated with some aspects of CRS sleep dysfunction but were not pervasively significant across all measures of sleep quality 4) increased IL-13 expression correlated with worse CRS-specific QOL, greater disease severity and trended towards associating with sleep dysfunction. Taken together, these findings suggest that anti-somnogenic cytokine expression in patients with CRS may play a role in CRS sickness behavior.

Intuitively sleep quality predicts reduced QOL and these measures are often associated with greater disease severity due to an activated inflammatory response.2831 In a similar manner, we found that a progressive decline in sleep quality significantly correlates with an overall worse CRS-specific QOL. Interestingly, we found that sleep quality in patients with CRS did not associate with CRS-specific QOL or disease severity. Likewise, neither IL-4 nor TGF-β expression was associated with any of the CRS-specific QOL or disease severity instruments. In contrast, IL-13 was associated with worse CRS-specific QOL and greater disease severity. These findings suggest that poor sleep quality in patients with CRS does not associate with disease severity but does associate with CRS related QOL assessments.

The pathophysiology of poor sleep in patients with CRS is most likely multifactorial and humoral signaling through inflammatory mediators may be one of the factors. Humoral sleep regulation in the central nervous system (CNS) is thought to be controlled via sleep regulatory substances (cytokines and growth factors) that alter input-output signaling among interconnected neuronal groups found in sleep centers and in the cortex of the CNS.4 There is considerable evidence linking pro-inflammatory cytokines such as TNF-α and IL1-β to sleep regulation32 while anti-somnogenic cytokines such as IL-4, IL-10, 1L-13 and TGF-β are thought to inhibit sleep by blocking sleep regulatory substances such as IL-1β and TNF-α.1517 IL-13 inhibits IL-1β,10 through the induction and release of the IL-1 type II decoy receptor.33,34 In a similar fashion, IL-13 and TGF-β suppress both IL-1β and TNF-α production,12,35 and suppress pro-inflammatory cytokine production through the up regulation of IL-1 receptor antagonists.11

We found that the increased expression of IL-4, IL-13 and TGF-β tended to be linearly associated with poor sleep quality. Increased expression of IL-4 was significantly associated with greater sleep disturbance, while increased TGF-β expression significantly correlated with worse sleep duration. Expression of IL-13 appears to be a pleiotropic factor in CRS sickness behavior, exhibiting multiple associations with worse CRS-specific disease severity scores as well as worse disease specific QOL.

The mechanisms through which local inflammatory cytokines signal the central nervous system in patients with CRS to induce sickness behavior is unknown. However, good evidence suggests that immune mediators may signal the brain via transport across the blood brain barrier (BBB), through the circumventricular organs, or act locally, as opposed to systemically, through the stimulation or alteration of afferent neuronal transmission.3638

Cytokines released locally in response to local infectious and inflammatory stimuli, act primarily in an autocrine or paracrine (as opposed to endocrine) fashion to further potentiate the inflammatory response. Cytokines are proteins whose molecular characteristics such as size (e.g., 150 amino acids for IL-1β) and hydrophilic properties inhibit their movement through the BBB. Therefore, their ability to act directly on the brain to induce behavior has been debated. For these reasons cytokines are thought to act at brain sites that lack a BBB, known as circumventricular organs due to their close association with the brain ventricles. There are some problems with this hypothesis as sickness behavior can precede and subside before inflammatory cytokines are detected in the blood,39 and cytokine levels have not been detected in many circumstances, thereby implying a non-blood source However, it has been shown that pro-inflammatory cytokines are extremely potent, requiring only femtomole amounts to illicit behavior manifestations, making it plausible that assays in use are not sensitive enough to measure circulating levels. In this circumstance gene expression profiles could represent the cumulative action of many hard to detect events. In addition, the measured inflammatory response in the periphery would be the cumulative sum of all cytokine production diminishing the specificity. Taken as a whole these results are consistent with the idea that elevated cytokines in the blood do not always correlate with the physiology of behavior after immune stimulation, which implies a redundant signaling method is most likely in place.

Locally released cytokines, such as IL-1β, communicate with the brain, in part, through afferent nerve transmission, and thereby influence sickness behavior.38,40,41 The expression and action of these immune mediators are regulated and modified by various molecular intermediates including IL-4, IL-13 and TGF-β. These cytokines, released locally, can inhibit IL-1β through NFkB, IL-R antagonist,11 inducing decoy receptors42 and decreasing cell surface expression of IL-1 receptors.43,44 Because these cytokines balance downstream expression, it is possible we are seeing increased expression due to an over stimulation of IL-1β; increasing doses of IL-1β have divergent effects on sleep in animal studies as lower doses of IL-1β increase sleep, whereas high-doses inhibit sleep and induce fever.7 Further investigation elucidating the role IL-1β plays in CRS sickness behavior should be carried out. Our understanding of these neural pathways from the immune system to the brain is in its early stages.

Ultimately, CNS input via neuronal or humoral signaling can dramatically influence neuronal output which may ultimately explain sickness behavior seen in patients with CRS and gives insight into the brain’s bi-directional relationship with the immune system. The fact that cytokines act within the brain to induce sickness behavior may begin to help explain the pathophysiology of CRS, thereby, leading to improved treatment of those “sickness behaviors” commonly associated with CRS ultimately improving patients QOL.

The strengths of this pilot investigation include prospective enrollment and translational design, as well as use of validated, disease-specific survey instruments. There are caveats to consider in the interpretation of these results. When measuring gene expression multiple assumptions are made including; 1) more abundant transcripts are more important, 2) changes in expression indicate a biologic difference, 3) and most importantly gene expression is a “proxy” measure for transcription/translational events. We acknowledge that the medical treatment of CRS in the days, weeks and months prior to obtaining mucosal samples, has the potential to impact mucosal inflammation and gene expression such that glucocorticoids have been shown to have complex effects on cellular signaling in nasal polyp tissue.45 To our knowledge there have been no well-designed studies systematically examining gene expression following perioperative oral steroids in patients without nasal polyposis, leaving a large gap in the current knowledge. This treatment paradigm represents our current standard of practice and was not modified for this study for strict research purposes. Taken as a whole, the results presented herein, should be reviewed with this in mind. Future studies evaluating gene expression following inflammatory modifying medication would further advance our understanding. This pilot study, by definition, reports on a small cohort in an attempt to generate hypotheses for future study and help delineate a research direction. Given the limited small sample size, correcting for multiple, pair-wise comparisons was not implemented. Readers should therefore consider the potential for spurious results due to a higher likelihood of committing a type I error. In addition, cross-sectional investigations, such as this, are innately limited in generalizability and cannot infer a causal association.

CONCLUSION

Chronic rhinosinusitis is an organ-specific inflammatory disease associated with dramatic systemic maladaptive behaviors such as sleep dysfunction and poor QOL. Although the underlying etiology and pathophysiology remains largely unknown, based on the literature, and our preliminary findings, it is logical for one to assume that immune mediators are playing a role in sleep dysfunction, QOL, and to disease severity in patients with CRS. Future studies examining systemic and local cytokine profiles such as those presented in Table 1 and their association to “sickness” will be instrumental in delineating the complex neuro-immune interactions we observe as physicians.

Figure 2.

Figure 2

Correlation between IL-13 gene expression (ΔCt) to time of day mucosal tissue was collected. IL, interleukin (rs = 0.223; p=0.346).

Footnotes

Potential Conflicts of Interest: None

Financial Disclosures: Jess C. Mace, MPH, and Timothy L. Smith, MD, MPH are supported by a grant from the National Institute on Deafness and Other Communication Disorders (NIDCD), one of the National Institutes of Health, Bethesda, MD. (R01 DC005805; PI/PD: TL Smith). Public clinical trial registration (http://www.clinicaltrials.gov) ID# NCT01332136. Timothy L. Smith, MD is also a consultant for Intersect ENT (Palo Alto, CA) which is not affiliated with this investigation.

Accepted for oral presentation at the annual meeting of the American Rhinologic Society within the Combined Otolaryngology Spring Meeting (COSM) in Orlando, Florida on April 10–14, 2013.

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