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. Author manuscript; available in PMC: 2015 May 1.
Published in final edited form as: Lung Cancer. 2014 Feb 11;84(2):145–150. doi: 10.1016/j.lungcan.2014.02.002

Invasive Adenocarcinoma of the Lung is Associated with the Upper Lung Regions

C Matthew Kinsey 1, Raul San Jose Estepar 2, Yang Zhao 3, Xiaojin Yu 4, Nancy Diao 5, Rebecca Suk Heist 6, John C Wain 7, Eugene J Mark 8, George Washko 9, David C Christiani 10
PMCID: PMC4004700  NIHMSID: NIHMS572892  PMID: 24598367

Abstract

Objectives

We postulated that ventilation-perfusion (V/Q) relationships within the lung might influence where lung cancer occurs. To address this hypothesis we evaluated the location of lung adenocarcinoma, by both tumor lobe and superior-inferior regional distribution, and associated variables such as emphysema.

Materials and Methods

One hundred fifty-nine cases of invasive adenocarcinoma and adenocarcinoma with lepidic features were visually evaluated to identify lobar or regional tumor location. Regions were determined by automated division of the lungs into three equal volumes: (upper region, middle region, or lower region). Automated densitometry was used to measure radiographic emphysema.

Results

The majority of invasive adenocarcinomas occurred in the upper lobes (69%), with 94% of upper lobe adenocarcinomas occurring in the upper region of the lung. The distribution of adenocarcinoma, when classified as upper or lower lobe, was not different between invasive adenocarcinoma and adenocarcinoma with lepidic features (formerly bronchioloalveolar cell carcinoma, P=0.08). Regional distribution of tumor was significantly different between invasive adenocarcinoma and adenocarcinoma with lepidic features (P = 0.001). Logistic regression analysis with the outcome of invasive adenocarcinoma histology was used to adjust for confounders. Tumor region continued to be a significant predictor (OR 8.5, P=0.008, compared to lower region), whereas lobar location of tumor was not (P=0.09). In stratified analysis, smoking was not associated with region of invasive adenocarcinoma occurrence (p=0.089). There was no difference in total emphysema scores between invasive adenocarcinoma cases occurring in each of the three regions (P=0.155). There was also no difference in the distribution of region of adenocarcinoma occurrence between quartiles of emphysema (P=0.217).

Conclusion

Invasive adenocarcinoma of the lung is highly associated with the upper lung regions. This association is not related to smoking, history of COPD, or total emphysema. The regional distribution of invasive adenocarcinoma may be due to V/Q relationships or other local factors.

Keywords: Non-small cell lung cancer, tumor location, emphysema

Introduction

Location of non-small cell lung cancer (NSCLC) has previously been evaluated based on lobe of the lung.(1),(2) Upper lobe nodules, for instance, are associated with an increased probability of lung cancer and a review of cases from the Surveillance, Epidemiology, and End Results (SEER) database reported an increased prevalence of adenocarcinoma in the upper lobes compared to the lower lobes.(3)(4)

Classification of tumor location based only on lobe of the lung may not accurately characterize the distribution when considering ventilation-perfusion (V/Q) relationships or other important regional factors. For instance the superior segment of the lower lobe on either side partially resides in the upper region of the chest resulting, in relatively lower perfusion compared to other regions of the lower lobe. This regional variation in V/Q also results in a physiologic gradient of alveolar oxygen tension of approximately 40mm Hg between the apex and the base of the lung.(5)

We hypothesized that ventilation-perfusion (V/Q) relationships or other local factors may predispose to the regional occurrence of lung cancer. Cases of invasive adenocarcinoma and the related histology of adenocarcinoma with lepidic features (formerly bronchioloalveolar cell carcinoma) were identified from a large lung cancer cohort and reviewed to identify lobar tumor location. Additionally, we used quantitative analysis of CT scans to divide the lung into equal volumetric thirds (upper region, middle region, and lower region) and classified tumor location based on region.

Materials and Methods

Cases

We conducted a cross-sectional analysis of lung cancer cases derived from a large prospectively enrolled lung cancer cohort: the Harvard-Massachusetts General Hospital Lung Cancer Susceptibility Study. Details of this cohort have been described previously.(2)(6) This study was approved by the Partners Human Research Committee (1999-P-004935/118).

Enrollment generally occurred at the initial visit in the multi-disciplinary Thoracic Oncology Clinic at Massachusetts General Hospital between the years 2002 and 2006. More than 85% of eligible patients were recruited in this cohort and 96% were Caucasians. Demographic information was collected by a trained research staff using a standardized questionnaire at the time of recruitment. In addition to demographic data, detailed smoking histories were collected for these patients based on the modified ATS questionnaire.(7)

Histology was determined by a trained pathologist and captured at the time of diagnosis. Bronchioloalveolar carcinoma (BAC) was defined by on the presence of lepidic growth and lack of invasion. Cases previously interpreted as BAC are referred to as adenocarcinoma with lepidic features since these cases were not interpreted under the contemporary definition.(8) The remaining cases are referred to as invasive adenocarcinoma.

We included cases that had a chest CT scan with intravenous contrast performed prior to initiation of surgery, radiation, or chemotherapy, and within three months of enrollment in the study. Additional exclusion criteria were lobar collapse or infiltrate, the presence of significant pulmonary fibrosis or lymphangitic spread, and inability to identify a primary lesion (e.g. isolated mediastinal disease or multiple lesions). Two hundred sixty cases of NSCLC were eligible for automated analysis. We limited our analysis to one hundred fifty-nine cases of adenocarcinoma and the related histology of adenocarcinoma with lepidic features to minimize the effects of differing distributions of other histologies.

Regional Division of the Lung and Quantitation of Emphysema

All CT scans were acquired with GE scanners (GE Healthcare, Waukesha,WI). Approximately half (50.3%) were obtained at a 5mm slice thickness with an additional 41% obtained with 2.5mm slices. The “Body” filter was used for 93.5% of the studies.

Automated densitometric analysis was performed using Airway Inspector Software (www.airwayinspector.org) as described previously.(9)(10) Total lung volume was divided into equal thirds in a superior-inferior fashion (Figure 1). Emphysema was calculated as the percentage of voxels with attenuation less than −910 Houndsfield units.

Figure 1.

Figure 1

Coronal CT image from a case with an upper region adenocarcinoma. The depicted regions were defined by automated segmentation of the lung into equal volumetric thirds.

Classification of Tumor Location

CTs were reviewed to identify the location of the tumor. “Upper lobe” classification included the right upper, right middle, and left upper lobes. “Lower lobe” classification included the right lower and left lower lobes. For tumors that spanned more than one lobe, location was designated as the lobe that contained the predominance of the tumor as measured in axial section. Tumor location by region (upper, middle, or lower), was identified in a similar fashion.

Statistical Analysis

All statistical analyses were performed using SAS version 9.3 (SAS Institute Inc., North Carolina) or JMP Pro version 10.0 (SAS Institute Inc., North Carolina). P values less than or equal to 0.05 were considered significant and all statistical tests were two-sided. Probabilities of tumor occurrence were calculated using the binomial distribution. Comparisons of continuous normally distributed data were analyzed using the Student's t-test and continuous non-normally distributed data were analyzed using the Wilcoxon rank sum test. Contingency tables were analyzed using the Fisher Exact test.

In order to assess the associations of lobar distribution and regional distribution with the histology of invasive adenocarcinoma, logistic regression was performed. The response variable was the dichotomous outcome of invasive adenocarcinoma compared to adenocarcinoma with lepidic features. Two logistic regression models were compiled using age, sex, stage, pack years, and either tumor region or tumor lobe.

Results

Tumor Distribution

Characteristics of the cohort have been described previously and are included in Supplemental Table I.(2),(6) The distribution of tumors by lobe (RUL 31.6%, RML 5.3%, RLL 19.1%, LUL 30.8%, LLL 13.4%) was nearly identical to that from aggregate data.(11)

Table I.

Characteristics of Cases of Invasive Adenocarcinoma and Adenocarcinoma with Lepidic Features

Invasive AC ACwLP P value
Age: y* 65.2 (±11.0) 69.2 (±9.0) 0.046
Sex: n (%)
    Female 69 (52.7) 21 (75.0)
    Male 62 (47.3) 7 (25.0) 0.074
BMI:ψ 26.0 (6.7) 24.7 (6.5) 0.156
Smoking: n (%)
    Never 17 (13.3) 6 (21.4)
    Former 72 (56.2) 14 (50.0)
    Current 39 (30.5) 8 (28.6) 0.571
Pack yearsψ 38.0(40.0) 18.7 (38.1) 0.013
PMH Chronic Bronchitis: n (%) 17 (13.6) 5 (20.8) 0.355
PMH Emphysema: n (%) 21 (16.8) 3 (12.5) 0.766
Emphysema: %ψ 3.5 (11.9) 2.9 (10.5) 0.155
Family History : n (%) 28 (17.2) 5 (15.2) 0.605
Stage: n (%)
    Early (1-2) 18 (13.7) 24 (85.7)
    Late (3-4) 113 (86.3) 4 (14.3) <0.001
Lobar Tumor Location: n (%)
    Upper lobe 91 (69.5) 14 (50.0)
    Lower lobe 40 (30.5) 14 (50.0) 0.077
Regional Tumor Location: n (%)
    Upper region 77 (58.8) 11 (39.3)
    Middle region 41 (31.3) 6 (21.4)
    Lower region 13 (9.9) 11 (39.3) 0.001

AC = adenocarcinoma, ACwLP = adenocarcinoma with lepidic features.

Percentages represent distribution within invasive AC or ACwLP groups.

*

denotes mean ± standard deviation presented.

ψ

denotes median and interquartile range presented.

PMH denotes history of disease as reported by the subject.

Given the known differing central-peripheral distributions of different NSCLC histologies (e.g. squamous cell carcinoma tends to occur more centrally), we next evaluated the distribution of cases of invasive adenocarcinoma. There was not a significant difference in the proportion of right-sided adenocarcinomas compared to left (54.1% vs. 45.9%, p=0.39). Invasive adenocarcinoma occurred more frequently in the upper lobes (69.5% vs 30.5%, P=5×10−6). The percentage of invasive adenocarcinomas occurring in the upper region was also significantly different (59%) from the expected distribution (30% based on volume, P= <1×10−6). Notably, 94% of upper lobe adenocarcinomas occurred in the upper third of the lung (upper region).

Tumor Distribution: Adenocarcinoma vs. Adenocarcinoma with Lepidic Features

To further characterize regional or lobar location of invasive adenocarcinoma, the related histology of adenocarcinoma with lepidic features was used as a comparator group. These two histologies are believed to exist on a pathologic spectrum.(8) Characteristics of cases of adenocarcinoma and adenocarcinoma with lepidic features are presented in Table 1. There were no significant differences in the distributions of sex, body mass index (BMI), smoking category, subject reported history of chronic bronchitis or emphysema, total emphysema score, or family history between cases of invasive adenocarcinoma and adenocarcinoma with lepidic features. Stage was significantly different between the two groups. This result was anticipated given that adenocarcinoma with lepidic features (formerly BAC) is predominantly early stage. Adenocarcinoma with lepidic features was more evenly distributed between the upper (39.3%), middle (21.1%), and lower (39.3%) regions.

There was not a significant difference in the lobar tumor distribution of adenocarcinoma compared to adenocarcinoma with lepidic features (P=0.077, Figure 2). In contrast, the distributions of adenocarcinoma and adenocarcinoma with lepidic features were significantly different between the three tumor regions (P=0.001, Figure 2).

Figure 2.

Figure 2

Comparison of distribution of adenocarcinoma by lobe or region, overlaid on sagittal section for illustration. The P values presented are in comparison to the distribution of adenocarcinoma with lepidic features (ACwLP, formerly referred to as BAC).

Logistic Regression Analysis to Predict Adenocarcinoma Histology

Logistic regression was performed to assess the association between regional tumor location and invasive adenocarcinoma (compared to adenocarcinoma with lepidic features) and that between lobar tumor location and invasive adenocarcinoma (compared to adenocarcinoma with lepidic features). Age, sex, stage, pack years, and either tumor lobe or tumor region were included in the final models. The unadjusted estimates for all covariates and adjusted estimates for the model including tumor lobe and the model including tumor region are presented in Table II.

Table II.

Logistic Regression Comparing Tumor Region or Tumor Lobe to Predict Invasive Adenocarcinoma vs. Adenocarcinoma with Lepidic Features.

Unadjusted Estimates Adjusted Model 1: Tumor Lobe Adjusted Model 2: Tumor Region
OR CI P OR CI P OR CI P
Age 0.99 [0.96, 1.01] 0.272 0.97 [0.91, 1.02] 0.323 0.97 [0.90, 1.03] 0.302
Sex
Female 0.56 [0.20, 1.54 0.261 0.55 [0.16, 1.81] 0.327 0.28 [0.06, 1.14] 0.089
Male Ref Ref Ref Ref Ref Ref Ref Ref Ref
Pack Years 1.02 [1.00, 1.03] 0.026 1.02 [0.99, 1.04] 0.154 1.01 [0.98, 1.04] 0.219
Stage
Early (I-II) Ref Ref Ref Ref Ref Ref Ref Ref Ref
Late (III-IV) 24.04 [9.15, 67.98] <.0001 34.76 [11.33, 135.92] <.0001 49.43 [13.42, 271.31] <.0001
Tumor Lobe
Upper 2.21 [0.99, 5.01] 0.052 2.59 [0.86, 8.33] 0.092
Lower Ref Ref Ref Ref Ref Ref
Tumor Region
Upper 6.16 [2.22, 17.45 <.0001 8.48 [1.69, 51.71] 0.008
Middle 5.92 [1.89, 20.31] 0.002 9.25 [1.55, 68.16] 0.014
Lower Ref Ref Ref Ref Ref Ref

OR= odds ratio, CI= confidence interval, P= p value

Unadjusted analysis did not reveal a statistically significant relationship between tumor lobe and the outcome of invasive adenocarcinoma compared to adenocarcinoma with lepidic features (P=0.052). Tumor region, in contrast, was statistically significant for comparisons of both the upper region to the lower, and the middle region to the lower (P=0.0005 and P=0.002, respectively).

Tumor lobe was also not a significant predictor in adjusted analysis (P=0.09). The adjusted model that included tumor region revealed a statistically significant association between regional tumor location and the histology of invasive adenocarcinoma (e.g. p=0.008 for upper region compared to lower region tumor location). As compared to adenocarcinoma with lepidic features, there was an odds ratio of 8.5 for invasive adenocarcinoma occurring in the upper lung region compared to the lower, while controlling for age, sex, stage, and pack years of smoking. Additionally, the ability of the logistic model to discriminate (by area under the curve) between invasive adenocarcinoma and adenocarcinoma with lepidic features was superior when tumor region was included as compared to tumor lobe (C=0.95 and C=0.88, respectively). In a model that included both tumor region and tumor lobe (in addition to age, sex, pack years, and stage), tumor region remained a statistically significant predictor (P=0.029) despite the modest correlation between the tumor region and tumor lobe variables (Cramer's V=0.68).

Stratified Analysis Comparing Regions of Invasive Adenocarcinoma Occurrence

Cases of invasive adenocarcinoma were compared by region of tumor occurrence to attempt to identify possible associated factors. The distribution of covariates between cases of invasive adenocarcinoma that occurred in the upper, middle, and lower regions is shown in Table III. There were no significant differences between any of the included covariates.

Table III.

Characteristics of Invasive Adenocarcinoma Cases by Region of Occurrence

Upper Middle Lower P Value
Age: y* 64.0 (±10.4) 66.6 (±11.9) 67.5 (±10.3)) 0.321
Sex: n (%)
        Female 38 (53.5) 27 (38.0) 6 (8.5)
        Male 42 (65.6) 15 (23.4) 7 (10.9) 0.187
BMI:ψ 26.2 (6.3) 25.4 (10.4) 25.9 (3.9) 0.962
Smoking: n (%)
        Never 11 (64.7) 3 (17.7) 3 (17.7)
        Former 38 (52.1) 26 (35.6) 9 (12.3)
        Current 29 (69.1) 12 (28.1) 1 (2.4) 0.124
Pack yearsψ 39.1 (45.6) 35.1 (35.9) 34.4 (53.3) 0.641
PMH Chronic Bronchitis: n (%) 7 (41.2) 6 (35.3) 4 (23.4) 0.102
PMH Emphysema: n (%) 12 (57.1) 6 (28.6) 3 (14.3) 0.829
Emphysema: %ψ 4.6 (10.6) 2.8 (7.4) 12.3 (14.7) 0.155
Family History : n (%) 16 (57.1) 7 (25.0) 5 (17.9) 0.235
Stage: n (%)
        Early (1-2) 11 (61.1) 5 (27.8) 2 (11.1)
        Late (3-4) 69 (59.0) 37 (27.4) 11 (9.4) 0.932
*

Mean ± standard deviation

ψ

Median and interquartile range

PMH denotes history of disease as reported by the subject

The distribution of stage of invasive adenocarcinoma was not different between cases with tumors occurring in the three different lung regions (P= 0.752). Similarly, when limited to invasive adenocarcinoma, the association of smoking category to tumor location was not significant (p=0.12). Even in never smokers, the upper region remained the predominant location of invasive adenocarcinoma (64.7%).

Total emphysema score was not different between cases with invasive adenocarcinoma in the upper, middle, or lower regions. We also divided total emphysema score into quartiles and compared the regional distribution of invasive adenocarcinoma cases. Table 4 depicts the percent of invasive adenocarcinoma cases by tumor region versus quartile of total emphysema score. There was no difference in regional invasive adenocarcinoma distribution amongst quartiles of emphysema (P=0.217).

Table IV.

Invasive Adenocarcinoma Location (%) vs. Quartile of Total Emphysema Score

Region of Adenocarcinoma Location
Lower Middle Upper
Quartile 1 3.0 39.4 57.6
Quartile 2 12.8 35.9 51.3
Quartile 3 3.5 24.1 72.4
Quartile 4 17.7 19.0 58.9

P=0.217

Discussion

This lung cancer cohort is one of the largest analyzed by automated methods and the first to evaluate tumor location by region. The overall lobar distribution of NSCLC tumors in this cohort is nearly identical to that noted from over 200,000 cases evaluated in the SEER database.(11) Prior work from that database has revealed a statistically significant association of adenocarcinoma for the upper lobes.(3) The primary finding of this analysis was a predilection of invasive adenocarcinoma for the upper lung regions. When compared to the more even distribution of adenocarcinoma with lepidic features, invasive adenocarcinoma was significantly associated with upper region location (in unadjusted and adjusted analyses) but not upper lobe location. This finding is not contradictory to that from the larger SEER database as adenocarcinoma region and adenocarcinoma lobe are correlated variables. However, based on our data, invasive adenocarcinoma is more highly associated with an upper region distribution than with an upper lobe distribution.

Multiple reports from smaller cohorts of cases have described an association of emphysema and lung cancer based on visual analysis.(12)(13) We performed automated densitometric analysis of emphysema to avoid bias associated with visualizing the location of the tumor. Although CT scans in this study were clinically acquired, the variation in slice thickness here is less than that from CT scans used for automated densitometric analysis from the well established National Emphysema Treatment Trial cohort.(14) We found no significant difference in total emphysema score between cases of invasive adenocarcinoma and adenocarcinoma with lepidic features. There was also no difference in emphysema score between cases of invasive adenocarcinoma that occurred in the upper, middle, or lower regions or in the regional distribution of invasive adenocarcinoma amongst quartiles of total emphysema score. We cannot rule out an association of emphysema and adenocarcinoma region based solely on densitometric analysis(15-17) but there is no evidence of a statistical relationship in this analysis.

Airflow obstruction is a well-established risk factor for lung cancer.(18)(19) Patient reported history of COPD has been shown to correlate with spirometry-diagnosed COPD. (20) Although spirometry is not available for the majority of the cohort, patient reported histories of emphysema and chronic bronchitis were not associated with region of invasive adenocarcinoma occurrence.

It is possible that patterns of smoke inhalation may result in the upper region predominance of invasive adenocarcinoma. The volume of the lower lobes is slightly greater than the upper (including the right middle lobe) with some equalization in the setting of upper lobe emphysema.(21)(22) Ventilation is also greater in the lower lung regions.(5) However, the relatively poor perfusion of the upper lung regions does result in slower lymphatic drainage along the peribronchial system. Gurney postulated that this process might result in higher particle concentrations and subsequently predispose to lung disease in those regions (e.g. pneumoconiosis, emphysema).(23) This hypothesis could explain the predilection of invasive adenocarcinoma for the upper regions. However, we also observed that invasive adenocarcinoma was associated with an upper region distribution even after controlling for smoking. In never-smokers, the distribution of invasive adenocarcinoma remained upper region predominant and was not significantly different from the distribution in smokers. We cannot account for unknown particulates or other exposures that may lead to lung cancer in never-smokers and could possibly be susceptible to this mechanism. Alternatively, physiologic variables such as differences in perfusion could lead to variation in immune surveillance, angiogenesis, or other mechanisms that affect early tumor development and invasion.

Our study has several limitations. We only analyzed data on invasive adenocarcinoma and the related histology of adenocarcinoma with lepidic features (formerly BAC) to minimize the effect of other histologies, which are known to have different distributions (e.g. central vs. peripheral). The predilection for the upper lung regions may not be limited to adenocarcinoma. Larger sample sizes would allow for further analysis of the distribution of other invasive histologies.

Several secular trends since enrollment of this cohort also deserve comment. Bronchioloalveolar cell carcinoma has undergone pathologic reclassification.(8) It is possible that some cases referred to as adenocarcinoma with lepidic features would be classified as invasive adenocarcinoma under the contemporary system. The favorable (and significantly different) stage distribution of adenocarcinoma with lepidic features argues that this would likely be a small number. More importantly, misclassification would bias toward the null hypothesis that there is no difference between the regional distributions of the two histologies.

In 2009 the 7th Edition of the TNM staging system was published.(24)(25) We found no association of stage with invasive adenocarcinoma distribution, thus changes to the staging system would be unlikely to affect the findings. Additionally, cases with multiple tumors (one prominent change in the TNM system) were excluded.

This analysis revealed a predilection of the histology of invasive adenocarcinoma for the upper regions of the lung. Tumor region was a significant predictor of the histology of invasive adenocarcinoma whereas tumor lobe was not. The distribution of invasive adenocarcinoma was not associated with smoking, severity of emphysema, or history of COPD. Further studies will clarify if these findings can be attributed to differences in physiologic or other regional factors.

Supplementary Material

01

Acknowledgements

Conflict of Interest Statement: The above authors receive no personal or financial support and have no involvement with any organization(s) with financial interest in the subject matter, and report no conflicts of interest in the subject matter.

Research Support: Supported by Grants No. CA092824(D.C.C.), CA074386(D.C.C.), and CA090578(D.C.C.)

Abbreviations List

ACwLF

adenocarcinoma with lepidic features

BAC

bronchioloalveolar carcinoma

BMI

body mass index

COPD

chronic obstructive pulmonary disease

NSCLC

non-small cell lung cancer

SEER

Surveillance, Epidemiology, and End Results

V/Q

ventilation-perfusion

Footnotes

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Conflict of Interest Statement:

The authors receive no personal or financial support and have no involvement with any organization(s) with financial interest in the subject matter, and report no conflicts of interest in the subject matter.

Contributor Information

C. Matthew Kinsey, Pulmonary and Critical Care Unit, Massachusetts General Hospital 55 Fruit Street, Boston MA 02114 Department of Environmental Health, Harvard School of Public Health, 665 Huntington Ave, Boston, MA 02115

Raul San Jose Estepar, Department of Radiology, Brigham and Women's Hospital, 75 Francis Street, Boston MA 02115

Yang Zhao, Department of Epidemiology and Biostatistics, School of Public Health, Nanjing Medical University, Nanjing, Jiangsu, China

Xiaojin Yu, Department of Epidemiology and Biostatistics, School of Public Health, Southeast University, Nanjing, Jiangsu, China

Nancy Diao, Department of Environmental Health , Harvard School of Public Health, 665 Huntington Ave, Boston, MA 02115.

Rebecca Suk Heist, Division of Hematology and Oncology, Massachusetts General Hospital, 55 Fruit Street, Boston MA 02114

John C. Wain, Division of Thoracic Surgery, Massachusetts General Hospital, 55 Fruit Street, Boston MA 02114

Eugene J. Mark, Department of Pathology, Massachusetts General Hospital, 55 Fruit Street, Boston MA 02114

George Washko, Pulmonary and Critical Care Medicine, Brigham and Women's Hospital, 75 Francis Street, Boston MA 02115

David C. Christiani, Pulmonary and Critical Care Unit, Massachusetts General Hospital, 55 Fruit Street, Boston MA 02114 Departments of Environmental Health and Epidemiology, Harvard School of Public Health, 665 Huntington Ave, Boston, MA 02115

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