Summary
The objective of the study is to examine whether increasing OSA severity is associated with worsening endothelial function.
The design is a cross-sectional examination of the baseline assessment of a multicenter randomized controlled clinical trial examining the effects of oxygen, CPAP therapy, or lifestyle modifications on cardiovascular biomarkers. Participants were recruited from cardiology clinics at four sites. Participants with an Apnea Hypopnea Index (AHI) of 15 to 50 and known cardio/cerebrovascular disease (CVD) or CVD risk factors were included.
OSA severity indices (oxygen desaturation index [ODI], AHI, and percent sleep time below 90% oxygen saturation [TST<90]) and a measure of endothelium mediated vasodilatation (Framingham Reactive Hyperemia Index, F-RHI derived from peripheral arterial tonometry, PAT) were assessed.
The sample included 267 individuals with a mean AHI of 25.0 ± 8.5 (SD) and mean F-RHI 0.44 ± 0.38. In adjusted models, the slope of the relationship between ODI and F-RHI differed above and below an ODI of 24.6 (p=0.04), such that above an ODI of 24.6 there was a marginally significant decline in the geometric mean of the PAT ratio by 3% (95% CI: (0%, 5%); p=0.05) while below this point, there was a marginally significant incline in the geometric mean of the PAT ratio by 13% (95% CI: (0%, 27%); p=0.05) per 5-unit increase in ODI. A similar pattern was observed between AHI and F-RHI. No relation was noted with TST<90 and F-RHI.
There was evidence of a graded decline in endothelial function in association withn higher levels of intermittent hypoxemia.
Keywords: Sleep apnea, Cardiovascular disease, Endothelial dysfunction
Introduction
Obstructive sleep apnea (OSA) is a prevalent disorder characterized by repetitive complete or partial upper airway collapse leading to adverse physiologic consequences. Epidemiologic data provide strong evidence implicating OSA as an independent risk factor for cardiovascular morbidity and mortality (Peker et al., 2002; Peppard et al., 2000). Several physiologic effects of OSA have been proposed to explain the pathogenesis of cardiovascular morbidity. Endothelial dysfunction is one mechanism that may result from OSA-related intermittent hypoxemia, oxidative stress, enhanced sympathetic nervous system activation and increased blood pressure (Dean et al., 1993). Endothelial dysfunction is characterized by alteration of normal endothelial physiology consisting of reduction in the bioavailability of vasodilators such as nitric oxide leading to impaired endothelium-dependent vasodilation. Endothelial dysfunction is considered to represent the integrated functional expression of cardiovascular risk factor burden and a reflection of atherogenic vascular milieu (Redline et al., 2010). The clinical relevance of endothelial dysfunction is supported by the consistency of its associations with incident cardiovascular disease events (Brunner et al., 2005). In fact, the persistent impairment of endothelial function in individuals with established coronary artery disease despite optimal medical therapy has been observed to be a strong independent predictor of adverse cardiovascular events (Kitta et al., 2009).
Clinic-based studies of individuals mostly without overt cardio/cerebrovascular disease (CVD) have suggested that OSA is associatedwith impaired brachial artery flow-mediated dilation (FMD), a surrogateof endothelial dysfunction (Kato et al., 2000). The association of OSA with the primarily nitric oxide dependent (Nohria et al., 2006) endothelial-mediated vasodilation impairment as assessed by brachial ultrasound FMD or finger plethysmography has been demonstrated in several studies (Ip et al., 2004; Itzhaki et al., 2005). However, other studies have failed to demonstrate these relationships (Chami et al., 2009; Nieto et al., 2004). The two largest epidemiologic studies (Chami et al., 2009; Nieto et al., 2004) showed no association between OSA defined by the Apnea Hypopnea Index (AHI) and endothelial dysfunction measured by FMD after adjusting for obesity. Also, disparate findings have been noted with sleep-related hypoxia and endothelial dysfunction (Chami et al., 2009; Nieto et al., 2004). Although endothelial function has been reported to improve after OSA treatment, these studies were non-randomized (Bayram et al., 2009) or involved a small sample size (Ip et al., 2000). Furthermore, many studies have been limited by single center geographic distributions (Itzhaki et al., 2005; Nieto et al., 2004) and involved evaluation of endothelial dysfunction with techniques such as brachial artery ultrasound that may be prone to intra- and inter-operator variability (Hamburg et al., 2009; Ip et al., 2004).
In this analysis, we examined the relationship of several common metrics of OSA severity with reactive hyperemia pulse arterial tonometry (PAT), a measure shown to accurately assess endothelial dysfunction and associated with fewer technical difficulties and operator dependency than arterial ultrasound (Hamburg et al., 2008; Hamburg et al., 2011) in a sample of individuals with moderate to severe OSA and CVD risk factors participating in the baseline examination of a multicenter trial. We carefully explored the thresholds and “dose-response” relationships among OSA metrics and reactive hyperemia. We postulate that increasing severity of OSA defined by AHI, and alternatively by measures of hypoxemia, will be linearly associated with impaired endothelial function, even after adjustment for confounders such as obesity and standard cardiovascular risk factors.
Methods
Study Sample
Patients with moderate to severe OSA were recruited from outpatient cardiology clinics at four sites (Brigham and Women’s Hospital, Case Medical Center, Johns Hopkins University and Veteran’s Affairs Boston Healthcare System) as part of a randomized controlled trial (Heart Biomarker Evaluation in Apnea Treatment - HeartBEAT) aimed at comparing conservative medical therapy, supplemental nocturnal oxygen therapy, and positive airway pressure therapy on cardiovascular biomarkers in OSA (www.clinicaltrials.gov Trial Registration Number: NCT01086800).
Study Protocol
Screening sleep questionnaires were administered either through mailings to targeted participants receiving care at collaborating clinics, or by direct administration at the time of routine clinic appointments to determine potential eligibility. These screening questionnaires included: the Epworth Sleepiness Scale (ESS) (Kitta et al., 2009) which quantifies the likelihood of falling asleep in a number of common situations, and the Berlin Questionnaire (Kraiczi et al., 2011), a simple 10-item questionnaire that categorizes OSA risk in 3 domains: snoring/nocturnal breathing disruption, sleepiness/fatigue and obesity or hypertension. Those who scored ≥16 on the ESS or had drowsy driving were excluded from participation. Subjects who had a positive score (>2 of 3 domains) on the Berlin questionnaire indicating a high likelihood of OSA underwent more detailed eligibility assessment. Inclusion criteria were: age 45–75 years and patients at high risk for cardiovascular disorders defined as: 1) established stable coronary artery disease (prior myocardial infarction or coronary revascularization >3 months prior to entry or documented >50% stenosis in a major coronary artery); or 2) ≥3 cardiovascular risk factors characterized by: a) hypertension (HTN; systolic blood pressure >140 mmHg or diastolic blood pressure >90 mmHg or on anti-hypertension treatment); b) diabetes mellitus; c) body mass index (BMI) ≥30 kg/m2; and d) dyslipidemia (total cholesterol >240 mg/dl, LDL cholesterol >160 mg/dl, HDL cholesterol <45 mg/dl, or on medication for dyslipidemia treatment). Exclusion criteria were: central sleep apnea (central apnea index >5); nocturnal oxygen saturation <85% for >10% of the record; heart failure (ejection fraction<30% or NYHA >2); poorly controlled HTN (>170 mmHg/>110 mmHg); poorly controlled diabetes (HbA1c >9.0%); prior stroke with functional impairment; severe uncontrolled medical problems; severe chronic insomnia or circadian rhythm disorder with <4 hours of sleep per night; resting wake oxygen saturation <90%; smoking in the location of sleep; current use of either supplemental oxygen or positive airway pressure; and <3 months since myocardial infarction, stroke or any revascularization procedure. Subjects who met these eligibility criteria then underwent unattended Type 3 sleep studies; those with an AHI between 15 to 50 events/hr were considered eligible and scheduled for a research visit. IRB approval was obtained from all sites. Full written informed consent was obtained.
Data Collection
Sleep Apnea Assessment
At the screening visit, subjects were instructed in the use of the sleep monitor (Embletta, Embla, Broomfield, CO USA). The studies were scored by a trained, registered polysomnologist following the American Academy of Sleep Medicine guidelines for alternative hypopnea definitions with modification such that arousal was not considered in the identification of hypopneas (Lavie et al., 2003; Mehra et al., 2010). An apnea was defined as a complete cessation of airflow, measured using nasal pressure, for ≥10 seconds. Hypopnea was defined as 50% reduction in breathing amplitude lasting ≥10 seconds associated with ≥3% oxygen desaturation. The following parameters were obtained: oxygen desaturation index (ODI) defined as the number of oxygen desaturations ≥3% per hour of analyzed recording time, AHI defined as the number of apneas and hypopneas per hour of analyzed recording time, and total sleep time below 90% oxygen saturation (TST<90). In the determination of the total recording time or analyzed time, sleep onset and offset were marked by the scorer by taking into consideration data self-reported in the sleep log.
Measure of Endothelial Function
PAT was measured using the Endo-PAT2000 device (Itamar Medical Ltd., Caesarea, Israel). The test was approximately 20 minutes in duration and performed in the morning in a quiet environment with the participants in a supine position after a 12-hour fasting period that included refraining from smoking and drinking caffeinated beverages. A blood pressure cuff was placed on the non-dominant arm and the other arm was used as a control and measurements made according to published guidelines (Hamburg et al., 2009). The study consisted of three phases: 1) a 5 minute period of baseline recording; 2) a 5 minute period of occlusion of the brachial artery where the blood pressure cuff is inflated to 60 mmHg above systolic blood pressure (and to at least 200 mmHg); and 3) a release period where the cuff is deflated rapidly (Faizi et al., 2009). Endothelium mediated vasodilatation was assessed by measuring pulse wave amplitude in the finger before and after 5 minutes of brachial artery occlusion. The Framingham-Reactive Hyperemia Index (F-RHI), which has been associated with multiple CVD risk factors (Hamburg et al., 2008) and identified to have superior reproducibility relative to the standard Reactive Hyperemia Index (RHI) (Selamet Tierney et al., 2009), was calculated as the natural logarithm of the PAT ratio, given by the ratio of the average pulse amplitude in the post hyperemic phase (during the 90 to 120 second post-deflation interval) divided by the average baseline amplitude (Hamburg et al., 2008), normalized by the ratio of pulse amplitudes obtained from corresponding measurements in the non-occluded arm. A lower F-RHI is consistent with poorer endothelial function as it is reflective of a smaller increase in the post-hyperemic pulse amplitude relative to baseline. All individual PAT raw data tracings were manually reviewed (FS) to assess signal quality and to assign quality grades. Those observations with poor quality tracings were excluded from analysis (n=41 of 318 baseline examinations, 12.9%). The reliability of this quality grade assignment was ascertained by a random re-scoring of data quality grades (n=50 studies) and was consistent with excellent intra-observer reliability with an overall intraclass correlation coefficient (ICC) using Kendall’s coefficient of concordance of 0.88 and an ICC using Cohen’s Kappa in distinguishing poor quality studies (Grade 4) from those that were included in the current study (good and adequate quality studies, Grades 1–3) of 0.86. Details of the quality grading protocol are provided in an on-line supplement.
Statistical Methods
Standard descriptive statistics were used to describe the study sample. Continuous data were presented as mean ± SD and categorical data in percentages. The OSA exposure metrics evaluated included: ODI, AHI, and TST<90. To identify possible inflection points in the association between OSA metrics and endothelial dysfunction, the linear model as well as three piecewise linear models (defined using one knot at the first, second, and third quartile for each OSA metric) were compared using a 0.632 bias-corrected mean squared error (MSE) that was obtained from a leave-one-out bootstrap cross-validation procedure based on 5000 bootstrap samples. The final model was selected using the model that minimized the MSE. Cross-validation procedures of this type are commonly used to select the best fitting model among competing models.
To examine the effect of potential confounders on these associations, three pre-specified multivariable models were considered: Model 1 (adjusted for the OSA exposure and site only), Model 2 (adjusted for Model 1 covariates as well as age, sex, race, and BMI) and Model 3 (adjusted for Model 2 covariates as well as HTN, diabetes (diagnosed or taking oral hypoglycemic medications or insulin), dyslipidemia (diagnosed or on statin medication), smoking (pack years) and established CVD. We also explored if either CVD or diabetes mellitus was an effect modifier of the association between each exposure and F-RHI by including an interaction term between either CVD or diabetes mellitus and each exposure in the model. In order to facilitate interpretation of the linear and piecewise linear models, the parameter estimates were exponentiated and these transformed estimates were interpreted as the geometric mean ratio of the PAT ratio. All tests were performed assuming a significance level of 0.05 and using SAS v 9.2 (SAS Institute Inc., Cary, NC) for analyses and R 2.9.2 for graphs.
Results
Subject Characteristics
Of the 318 participants with baseline examinations, 5 had missing PAT data, 41 had poor quality pulse wave amplitude tracings, and 5 had missing covariate data, resulting in 267 participants in the analytic sample. There was no statistically significant difference in subject characteristics between the analytic sample and those who were excluded (age 62.9 ± 7.2 versus 63.3 ± 7.9 years, male gender 71.5% versus 84.3% and BMI 34.4 ± 6.6 versus 34.1 ± 6.2 kg/m2 respectively). As expected in a cohort at high CVD risk with OSA, the majority of the analytic sample included older, obese participants who were predominantly men. Over half of the cohort had documented coronary artery disease and there was a high prevalence of hypertension (Table 1).
Table 1.
Baseline Subject Characteristics
| Baseline Characteristics | Analytic Sample (n=267) |
|---|---|
| Mean (SD)/Frequency (Percentage) | |
| Age (years) | 62.9 (7.2) |
| Male | 191 (71.5%) |
| Caucasian | 212 (79.4%) |
| Body Mass Index (kg/m2) | 34.4 (6.6) |
| Hypertension + blood pressure medication use | 236 (88.4%) |
| Diabetes mellitus | 123 (46.1%) |
| Dyslipidemia | 257 (96.3%) |
| History of smoking | 166 (62.2%) |
| Smoking (pack years) | 20.1 (27.8) |
| Coronary Artery Disease | 138 (51.7%) |
| Stroke | 13 (4.9%) |
| Cardio/Cerebrovascular disease | 140 (52.4%) |
| Site | CMC: 85 (31.8%) BWH: 44 (16.5%) JHU: 73 (27.3%) BVA: 65 (24.3%) |
| Apnea Hypopnea Index (AHI) | 25.0 (8.5) |
| Oxygen Desaturation index (ODI) | 32.3 (10.1) |
| Minimum Oxygen Saturation | 79.3 (5.6) |
| Percent sleep time less than 90% oxygen saturation | 9.8 (13.9) |
| Framingham RHI (FRHI) | 0.44 (0.38) |
| PAT ratio | 1.55 (1.46)1 |
Continuous data were presented as mean ± SD and categorical data as frequencies and percentages.
Abbreviations: Case Medical Center (CMC), Brigham and Women’s Hospital (BWH), Johns Hopkins University (JHU), Boston Veteran’s Administration Hospital (BVA), Framingham Reactive Hyperemia Index (F-RHI), Peripheral arterial tonometry (PAT).
This is the geometric mean and geometric standard deviation.
Oxygen Desaturation Index and Framingham-Reactive Hyperemia Index
The piecewise linear regression model that resulted in the minimum MSE for ODI was based on an inflection point at the first quartile of ODI (24.6; MSE=0.1234 versus 0.1236–0.1249 for all other models). This model was then used to estimate the geometric mean ratio in the PAT ratio per 5-unit increase in ODI above and below an ODI of 24.6. As shown in Table 2 and Figure 1, we found that the relationship between ODI and F-RHI differed above and below an ODI of 24.6 (p=0.035). Furthermore, there was a marginally significant 13% increase in the geometric mean of the PAT ratio when ODI was less than 24.6 (95% CI: (0%, 27%); p-value=0.05) and a marginally significant 3% decrease in the geometric mean of the PAT ratio after this inflection point (95% CI: (0%, 5%); p=0.05) for every 5-unit increase in ODI.
Table 2.
Geometric Mean Ratio of PAT Ratio for every 5 Unit Increase in Oxygen Desaturation Index
| Model | ODI | Geometric mean ratio of PAT ratio (95% CI); p-value* | Test if geometric mean ratio of PAT ratio differs before and after 24.6** |
|---|---|---|---|
| Model 1 | < 24.6 (n=66) | 1.14 (1.01, 1.29); p=0.04 | 0.02 |
| ≥ 24.6 (n=201) | 0.97 (0.95, 1.00); p=0.04 | ||
| Model 2 | < 24.6 (n=66) | 1.14 (1.01, 1.28); p=0.03 | 0.03 |
| ≥ 24.6 (n=201) | 0.98 (0.95, 1.00); p=0.07 | ||
| Model 3 | < 24.6 (n=66) | 1.13 (1.00, 1.27); p=0.05 | 0.04 |
| ≥ 24.6 (n=201) | 0.97 (0.95, 1.00); p=0.05 |
Model 1. Adjusted for site
Model 2. Adjusted for site, age, gender, race, and body mass index
Model 3. Adjusted for site, age, gender, race, body mass index, hypertension + high blood pressure medication use, diabetes, dyslipidemia, smoking pack per years, and cardiovascular disease.
Geometric mean ratio of the PAT ratio for every 5 unit increase in the oxygen desaturation index.
Test if geometric mean ratio of the PAT ratio for every 5 unit increase in the oxygen desaturation index differs before and after 24.6
Abbreviations: ODI: oxygen desaturation index
Figure 1. Plot of Oxygen Desaturation Index versus PAT ratio.
Solid line indicates the adjusted geometric mean of the PAT ratio at a given level of Oxygen Desaturation Index for a 63 year old Caucasian male at CMC with a BMI of 33.3, 6.5 smoking pack years, hypertension, dyslipidemia, and coronary vascular disease but without diabetes. Dotted lines indicate the associated 95% confidence interval.
Apnea Hypopnea Index and Framingham-Reactive Hyperemia Index
The piecewise linear regression model that resulted in the minimum MSE for AHI was based on an inflection point at the first quartile of AHI (18.4; MSE=0.1244 versus 0.1251–0.1259 for all other models). As seen in Table 3 and Figure 2, there was evidence that the fully adjusted association between AHI and F-RHI differed when AHI <18.4 versus AHI ≥18.4 (p=0.04). Additionally, while there was a statistically significant 26% increase in the geometric mean of the PAT ratio per 5 unit increase in AHI when AHI was less than 18.4 (95% CI: (11%, 58%); p-value=0.04), there was no statistically significant association between AHI and F-RHI above this inflection point.
Table 3.
Geometric Mean Ratio of the PAT Ratio for every 5 Unit Increase in Apnea Hypopnea Index
| Model | AHI | Geometric mean ratio of PAT ratio (95% CI) p-value* | Test if geometric mean ratio of PAT ratio differs before and after a threshold of 18.4** |
|---|---|---|---|
| Model 1 | < 18.4 (n=66) | 1.25 (0.99, 1.56); p=0.06 | 0.05 |
| ≥ 18.4 (n=201) | 0.98 (0.95, 1.01); p=0.16 | ||
| Model 2 | < 18.4 (n=66) | 1.26 (1.01, 1.58); p=0.04 | 0.04 |
| ≥ 18.4 (n=201) | 0.99 (0.96, 1.01); p=0.32 | ||
| Model 3 | < 18.4 (n=66) | 1.26 (1.01, 1.58); p=0.04 | 0.04 |
| ≥ 18.4 (n=201) | 0.98 (0.95, 1.01); p=0.26 |
Model 1. Adjusted for site
Model 2. Adjusted for site, age, gender, race, and body mass index
Model 3. Adjusted for site, age, gender, race, body mass index, hypertension + high blood pressure medication use, diabetes, dyslipidemia, smoking pack per years, and cardiovascular disease.
Geometric mean ratio of PAT ratio for every 5 unit increase in the apnea hypopnea index
Test if geometric mean ratio of PAT ratio for every 5 unit increase in the apnea hypopnea index differs before and after 18.4
Abbreviations: AHI: apnea hypopnea index
Figure 2. Plot of the Apnea Hypopnea Index versus PAT ratio.
Solid line indicates the adjusted geometric mean of the PAT ratio at a given level of Apnea Hypopnea Index for a 63 year old Caucasian male at CMC with a BMI of 33.3, 6.5 smoking pack years, hypertension, dyslipidemia, and coronary vascular disease but without diabetes. Dotted lines indicate the associated 95% confidence interval.
Time at Oxygen Saturation < 90% and Framingham Reactive Hyperemia
The linear regression model for TST<90 resulted in the minimum MSE (MSE=0.1251 versus 0.1251–0.1259 for piecewise linear regression models). However, there was no statistically significant association between TST<90 and F-RHI; i.e., for every 5 unit increase in TST<90, the adjusted geometric mean of the PAT ratio decreased by 1% (95% CI: 0%, 3%; p-value=0.12).
Finally, to explore whether the association between any of the 3 OSA metrics and F-RHI was modified by CVD or diabetes mellitus, separate interaction terms were included in all models. There was no evidence that either CVD or diabetes mellitus was an effect modifier.
Discussion
Although numerous studies have demonstrated that OSA is associated with CVD as well as with abnormalities in intermediate endpoints, such as endothelial function, blood pressure and insulin resistance, there is uncertainty regarding which levels of OSA severity confer greatest risk for CVD. In this secondary analysis of a sample of patients with an AHI range of 15 to 50, a series of rigorous statistical analyses found some evidence of declining endothelial function in individuals with a moderate to severely elevated ODI (≥24.6). In contrast, there was a positive, albeit marginally significant, trend between increasing ODI and endothelial function at levels of ODI between 13.9 and 24.6. A similar pattern was observed when modeling the association between AHI and F-RHI; i.e., a positive slope was observed below an AHI threshold of 18.4 while a negative slope was seen after this threshold. The finding that impaired endothelial function is most evident at higher levels of hypoxemia is consistent with prior work from the Sleep Heart Health Study which has demonstrated that rates of mortality (Punjabi et al., 2009), stroke (Redline et al., 2010)and coronary artery disease and heart failure (Gottlieb et al., 2010)increase most at moderately elevated AHI levels (20 to 30). In contrast, increased pro-thrombotic potential as measured by plasminogen activator inhibitor-1 and fibrinogen has been described at low levels of AHI exposure with a plateau effect at moderate levels of OSA (Mehra et al., 2010). Further research is needed to address differences in the sensitivity of various intermediate measures of cardiovascular disease to different degrees of OSA-related stress.
The results of this study suggest that endothelial dysfunction may manifest at a certain critical level of OSA severity where protective mechanisms are lost. The finding suggesting a trend for improved endothelial function at an ODI of 13.9 to 24.6 in our study is consistent with a potential protective influence of mild to moderate levels of intermittent hypoxia (Pohlman et al., 2000). This inference is limited by the restricted AHI range represented in this study sample and lack of data on individuals with no or milder levels of OSA. However, the mean F-RHI in those with an ODI<24.6 in this study is similar to that noted in a non-OSA sample (0.44±0.38 versus a normal range of 0.5–0.6) (Selamet Tierney et al., 2009).
Although ODI and AHI were strongly correlated (r = 0.85) and the relationship of each with F-RHI was similar, associations appeared to be somewhat stronger for ODI. The ODI captures oxygen desaturation events not associated with scorable reductions in flow and incorporates a running average to identify baseline levels likely accounting for the higher ODI versus AHI values. This may reflect less measurement error in an index that is automatically derived compared to one that requires manual annotation, or because ODI may more directly measure the relevant exposure (intermittent hypoxia). Abundant research suggests that chronic intermittent hypoxia may adversely affect endothelial function through a myriad of pathways, including up-regulation of NF kappa B (Peppard et al., 2000), increased reactive oxygen species (Lavie et al., 2003), and reduced availability of endothelial nitric oxide (Ip et al., 2000).
Endothelial function was measured using PAT, which assesses the changes in the arterial pulsatile volume of the distal phalanx of the finger in response to reactive hyperemia (Hamburg et al., 2009; Hamburg et al., 2008; Itzhaki et al., 2005) and is simpler and requires less operator expertise than FMD assessed by the brachial artery ultrasound technique (Corretti et al., 2002). We analyzed the F-RHI which is considered to represent the most clinically relevant portion of the hyperemia response and has a stronger relationship to known cardiovascular risk factors than does the traditional RHI (Hamburg et al., 2008). Digital vascular function measured by PAT and conduit vascular function measured by brachial artery ultrasound may correlate with different risk factors in subjects with low cardiovascular disease burden (Hamburg et al., 2011). However, in samples with increased cardiovascular disease prevalence (~50%) similar to our study sample, digital vascular function is significantly related to vasodilator function in conduit vessels (Dhindsa et al., 2008).
The relationship between hypoxia and impaired endothelial function has been studied in epidemiologic (Nieto et al., 2004) as well as clinic-based studies (Chung et al., 2007; Kraiczi et al., 2001). Similar to our findings, data from the Framingham Heart Study site of the Sleep Heart Health Study did not report a significant association between AHI and hypoxia (TST<90) with endothelial dysfunction measured by brachial artery percentage FMD (Chami et al.,2009). In a different Sleep Heart Health Study subgroup representing older participants from the Cardiovascular Health Study, a significant association was noted with increased baseline brachial artery diameter and overall hypoxia (TST<90) (Nieto et al., 2004). However, FMD and baseline diameter were not statistically associated with AHI after adjusting for BMI. In contrast, in a clinic-based sample, FMD was significantly and inversely correlated with TST<90; however, the effect of confounders such as obesity was not assessed (Kraiczi et al., 2001). Similar to our findings, clinic-based studies have identified associations between ODI with FMD and reactive hyperemia (Juardo-Gamez et al., 2012), but not TST<90 after consideration of obesity (Chung et al., 2007). Unlike the current investigation, the vast majority of these studies used brachial artery ultrasound to define endothelial dysfunction, which may be prone to intra- and inter-observer measurement variability. None of these studies carefully evaluated inflection points in the OSA-endothelial function relationship.
Strengths of the current study include the use of a technique to evaluate endothelial function that is reliable, reproducible, not operator dependent and able to accurately characterize endothelial function (Corretti et al., 2002) in a multicenter sample with a high background of cardiovascular risk. We employed a quality grading system involving careful review of the endothelial arterial tonometry raw data with high intra-scorer reliability. Standardized methods were used for the collection of sleep and vascular measures, which were scored by certified technicians usingcentralized reading and subject to quality control procedures. We also carefully accounted for various confounding factors. To identify the possibility of threshold effects when modeling the association between OSA severity metrics and endothelial dysfunction, we used a commonly used statistical method based on cross-validation to select the final model.
The main limitation in our study is the restricted range of AHI, which precludes our ability to make inferences on levels of AHI below 15 or above 50. However, despite this limited range of OSA severity, we found evidence of a non-linear association with endothelial function across this OSA severity rate, with evidence of an inflection point near the first quartile of ODI (24.6) and the first quartile of AHI (18.4). Also, our study is limited by its cross-sectional nature precluding the inference of temporal relationships. Given the increased participant burden, we did not investigate vascular reactivity after administration of nitroglycerin, an endothelium-independent donor of nitric oxide.
In summary, the findings of this study provide evidence that moderate to severe intermittent hypoxia (defined by ODI) is associated with decrements in endothelial function among individuals with high cardiovascular risk or with established cardiovascular disease. Future studies should consider potential non-linear effects of intermittent hypoxia.
Supplementary Material
Acknowledgments
Grant support: Supported by NIH National Heart Lung Blood Institute RC2 HL101417 and K23 HL079114, NIH M01 RR00080, American Heart Association National Scientist Development Award 0530188N, Central Society of Clinical Research, NHLBI K08 HL081385 and NCI 1U54CA116867. The project described was also supported by UL1 RR024989 from the National Center for Research Resources (NCRR), a component of the National Institutes of Health (NIH) and its contents are solely the responsibility of the authors and do not necessarily represent the official view of NCRR or NIH.
Footnotes
Clinical Trial Information:
NIH clinical trials registry number: NCT01086800.
Disclosures:
-Dr Fadi Seif has no disclosures.
-Dr Sanjay Patel has served as a consultant for Sleep HealthCenters and Apnex and has received research support from Philips Respironics.
-Dr Harneet Walia has no disclosures.
-Michael Rueschman has no disclosures.
-Dr Deepak L. Bhatt discloses the following relationships - Advisory Board: Medscape Cardiology; Board of Directors: Boston VA Research Institute, Society of Chest Pain Centers; Chair: American Heart Association Get With The Guidelines Science Subcommittee; Honoraria: American College of Cardiology (Editor, Clinical Trials, Cardiosource), Duke Clinical Research Institute (clinical trial steering committees), Slack Publications (Chief Medical Editor, Cardiology Today Intervention), WebMD (CME steering committees); Research Grants: Amarin, AstraZeneca, Bristol-Myers Squibb, Eisai, Ethicon, Medtronic, Sanofi Aventis, The Medicines Company; Unfunded Research: FlowCo, PLx Pharma, Takeda.
-Dr Daniel J. Gottlieb has no disclosures.
-Dr Eldrin F. Lewis discloses the following: ResMed - Research grant support (Minor); Novartis, Inc. - Research grant support (Major); Amgen, Inc. - Research grant support and consulting (Major); Theracos - Research grant support (Minor); Sunovian -Research grant support (Minor); Sanofi Aventis - Research grant support (Minor)
-Dr Susheel Patil has no disclosures.
-Dr Naresh M. Punjabi received research grant support paid to Johns Hopkins University for a multi-center study on CPAP therapy in patients with obstructive sleep apnea.
-Dr Denise Babineau has no disclosures.
-Dr Susan Redline discloses the following: received a grant from ResMed Foundation and equipment for use in NIH studies from ResMed Inc and Philips-Respironics.
-Dr Reena. Mehra serves on the Medical Advisory board for CareCore and has given presentations for the American Academy of Sleep Medicine. University Hospitals Case Medical Center has received positive airway pressure machines and equipment from Respironics for research for which Dr. Mehra is the Principal Investigator.
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