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. Author manuscript; available in PMC: 2015 Jan 1.
Published in final edited form as: Biol Blood Marrow Transplant. 2013 Oct 10;20(1):46–52. doi: 10.1016/j.bbmt.2013.10.003

Protective effect of CMV reactivation on relapse after allogeneic hematopoietic cell transplantation in AML patients is influenced by their conditioning regimen

Shivaprasad Manjappa 1,*, Pavan Kumar Bhamidipati 1,*, Keith E Stokerl-Goldstein 2, John F DiPersio 2, Geoffrey L Uy 2, Peter Westervelt 2, Jingxia Liu 3, Mark A Schroeder 2, Ravi Vij 2, Camille N Abboud 2, Todd A Fehniger 2, Amanda F Cashen 2, Iskra Pusic 2, Meagan Jacoby 2, Srinidhi J Meera 4, Rizwan Romee 2
PMCID: PMC4029772  NIHMSID: NIHMS552000  PMID: 24120526

Abstract

Cytomegalovirus (CMV) reactivation after allogeneic hematopoietic cell transplant (allo-HCT) has been associated with reduced risk of relapse in patients with acute myeloid leukemia (AML). However the influence of the conditioning regimen on this protective effect of CMV reactivation after allo-HCT is relatively unexplored. To address this, we evaluated the risk of relapse in 264 AML patients who received T cell replete, 6/6 HLA matched sibling or 10/10 HLA matched unrelated donor transplantation at a single institution between 2006 and 2011. Out of these 264 patients, 206 received myeloablative (MA) and 58 received reduced intensity conditioning (RIC) regimens. CMV reactivation was observed in 88 patients with MA conditioning and 37 patients with RIC. At a median follow up of 299 days, CMV reactivation was associated with significantly lower risk of relapse in patients who received MA conditioning both in univariate (P= .01) and multivariate analyses (hazard ratio of 0.5246, P= .006), however CMV reactivation did not significantly affect the risk of relapse in our RIC cohort. These results confirm the protective effect of CMV reactivation on relapse in AML patients after allo-HCT reported by previous studies, however they suggest that this protective effect of CMV reactivation on relapse is influenced by the conditioning regimen used with the transplant.

Introduction

Cytomegalovirus (CMV) is a double stranded DNA β herpes virus that is generally of no major clinical significance in healthy immunocompetent hosts but is responsible for significant morbidity and mortality in immunocompromised patients1,2. In patients with allogeneic hematopoietic cell transplant (allo-HCT), the incidence of CMV disease has significantly reduced due to early detection of CMV reactivation and use of preemptive antiviral therapy. In spite of this, CMV reactivation remains a significant cause for morbidity and mortality among allo-HCT patients35. Interestingly in a recent study by Elmaagacli et al, early CMV pp65 antigenemia after allo-HCT was associated with reduced risk of relapse in AML patients6. This study included a relatively homogeneous population who underwent fully matched allo-HCT with myeloablative (MA) conditioning. In a large cohort of patients, using CMV pp65 antigenemia monitoring, Green et al found a modest protection against relapse in AML patients after allo-HCT, which included both MA and reduced intensity conditioning (RIC) patients, but the cohorts were analyzed together with no subgroup analysis7. Currently the influence of conditioning regimen on this protective effect of CMV reactivation on the risk of relapse is relatively unexplored. Quantitative CMV polymerase chain reaction (qPCR) is a more sensitive assay compared to pp65 antigenemia for CMV detection and has been shown to assist in early detection of CMV reactivation after allo-HCT leading to prompt preemptive treatment of CMV viremia3,8,9. Whether implementing CMV qPCR instead of PP65 antigenemia assay alters this association of reduced relapse risk with CMV reactivation after allo-HCT in AML patients is also currently not known.

To address the above questions, we retrospectively analyzed 264 AML patients who received T cell replete, 6/6 HLA matched sibling or 10/10 HLA matched unrelated donor transplantation at a single institution between 2006 and 2011.

Patients and Methods

Study Population

The study included a total of 382 consecutive AML patients who underwent allo-HCT at Washington University Medical Center at St Louis, between January 2006 and December 2011. This study was approved by Institutional review board (IRB) of Washington University School of Medicine, St Louis. Patient demographics and transplant characteristics were prospectively entered into Washington University School of Medicine, Blood and Marrow transplant database. 264 out of these 382 patients were selected for the analysis based on following eligibility criteria: (1) 10 out of 10 match at human leucocyte antigen (HLA) loci A, B, C, DRB1 and DQB1 by high resolution genotyping in unrelated transplantation10 and by low resolution11 in related donor transplantation (2) use of unmodified donor stem cells (3) no use of prophylactic DLI during the post transplantation course among patients without leukemic relapse (4) bone marrow biopsy done within 30 days prior to transplant to determine the disease status at the time of transplantation, and (5) recipients of a second transplant were excluded from the study group as prior transplant.

The type of conditioning regimen patients received was classified according to consensus definition of conditioning regimen intensity12. For our study reduced intensity and non-myeloablative regimens were grouped together under RIC cohort.

Definitions

Monitoring for CMV reactivation was done through quantitative (real time) CMV PCR assay. The theoretical lower limit of detection of the assay is 200 genome copies per ml of blood (c/ml) and considered negative/undetectable below this limit. The assay is accurate for quantitation above 2,000 c/ml and any value greater than 200 c/ml but less than 2000 c/ml was defined as positive but not quantifiable. A CMV viral load greater than 2000 c/ml was considered positive with a quantifiable viral load. CMV viral load greater than 200 c/ml was considered as CMV reactivation and this value was used for analyzing its influence on relapse risk in this study.

Acute GVHD (aGvHD) was diagnosed clinically based on signs and symptoms and graded according to accepted criteria13. Chronic GVHD (cGvHD) was graded in accordance with NIH consensus criteria for diagnosis and grading14.

Etiology of AML was classified into de novo AML without antecedent diagnosis of bone marrow disorders such as myelodysplastic syndrome (MDS) or myeloproliferative disorder (MPD), secondary AML (sAML) occurring from underlying bone marrow disorders such as MDS or MPD and therapy related AML (tAML) occurring as a result of prior exposure to chemotherapy and or radiation therapy as per WHO classification15, 16. AML was classified into good, intermediate and poor prognostic groups based on cytogenetic and molecular abnormalities 17,18,19. Disease status at the time of transplant was classified as complete remission-1 (CR-1), complete remission (CR-2), active disease and ‘Other’ based on the bone marrow biopsy done within 30 days prior to the transplantation. 20,21 ‘Other’ group included patients who achieved remission for the third time or beyond. Patients with persistent disease at the time of transplant were classified as active disease.

CMV Viremia Monitoring and Treatment

qPCR testing for CMV reactivation after allo-HCT was done at least twice weekly for all inpatients and once weekly in the outpatient setting. CMV viremia when detected and quantifiable was treated with IV ganciclovir or oral valganciclovir for 14 days and if follow up CMV qPCR showed improvement in the viral load then continued on maintenance dose until 2 consecutive qPCR results were negative22,23 At that point antiviral treatment was changed back to either acyclovir or valacyclovir.

Post-Transplant Disease Monitoring

Patients underwent bone marrow biopsies after allo-HCT at 30 days, 100 days and then every 6 months or earlier if there were any abnormal findings noted on their peripheral blood suspicious for relapse. Relapse was defined per accepted criteria16. Morphologic relapse was the primary outcome for patients transplanted in CR and progression of disease for patients transplanted with active disease. Engraftment of the donor cells was determined by southern blotting test for short tandem repeats (STRs) from peripheral blood mononuclear cells and or bone marrow samples24. All patients were followed for CMV reactivation data till the patients relapsed or for those without relapse, till death or the last clinic visit. Complete donor engraftment was defined by the presence of less than 5% of the recipient cells obtained from bone marrow sample STRs. Recipient cell percentage greater than 5% was defined as mixed chimerism. Extramedullary disease or relapse was defined by, by presence of blasts in tissue biopsy or by the presence of morphologically or phenotypically positive blasts in the CSF.

Study Endpoints and Statistical Analyses

The primary study endpoint was cumulative incidence of relapse while secondary endpoints included overall survival (OS), relapse free survival (RFS) and NRM. Cumulative incidence of relapse was compared between groups with and without CMV reactivation for statistical significance. Cumulative incidence of relapse was estimated treating death in remission as competing risk event and cumulative incidence of NRM was estimated treating death in relapse as competing risk event. OS was defined as the time from allo-HCT to death from any cause or last follow-up. RFS was defined as the time from allo-HCT to relapse or death without relapse whichever occurred first.

Patient-, disease- and treatment-related variables for the two study groups were compared using the chi-square statistic or Fisher's Exact test for categorical and the Kruskal-Wallis test for continuous variables. The cumulative incidence plots were generated by SAS macro %CIF and Gray's test was used to test equality of cumulative incidence function between two study groups. Kaplan-Meier (KM) curves for OS were generated that provide unadjusted survival estimates between study groups. Differences between study groups were determined by log-rank tests. All statistical tests were two-sided using a α = .05 level of significance. SAS Version 9.3 (Cary, NC) was used to perform all statistical analyses.

Univariate and multivariable proportional subdistribution hazards models using the Fine and Gray approach25 were considered to evaluate the variables for relapse, treating death in remission as competing event. The variables included CMV reactivation status (yes vs. no), cGVHD (yes vs. no), donor/recipient CMV status, use of radiation therapy in conditioning regimen, use of ATG in conditioning regimen, CMV reactivation within 100 days after transplant (yes vs. no). A forward stepwise model selection approach was performed to identify all significant risk factors. Factors significant at a 10% level were kept in the final model. CMV reactivation was forced into the multivariate model. The cmprsk package in R was used for this analysis. Moreover, Kolmogorov-Smirnov test and Cramer von Mises test in the timereg's comp.risk () function was used to test time invariant effect for each interested variables.

Results

Patient Characteristics

Based on CMV reactivation status we divided our entire patient cohort into two groups. Patient, disease, and transplant characteristics of these cohorts with and without CMV reactivation are summarized in Table 1. A total of 125 patients had CMV reactivation, out of which 100 had CMV reactivation within the first 100 days of transplantation. Median time for CMV reactivation was 33 days (range: 3-666). A total of 100 patients developed Grade II-IV aGvHD, 44 (44%) in the CMV reactivation cohort and 56 (56%) in the non-CMV reactivation cohort and this difference was not statistically significant (P= .446). Similarly, a total of 89 patients developed cGvHD, 40 (45%) patients in the CMV reactivation cohort and 49 (55%) in the non-CMV reactivation cohort and this difference was also not statistically significant (P= .602). 108 patients underwent matched related donor (MRD) transplant and 156 patients underwent matched unrelated donor transplant (MUD) and this difference in the type of transplants (MRD vs. MUD) between the cohorts with and without CMV reactivation was not significant (P= .803). Similarly there was no significant difference in distribution by disease etiology, disease prognosis, or by disease status at transplant. Distribution of gender was also similar across both the study groups.

Table 1. Patient, Donor and Transplant Characteristics.

All patients Patients with CMV reactivation Patients without CMV reactivation p-value

Patient number (%) 264(100) 125 139 -

Median patient age (range) - 56 (23-73) 51 (17-68) 0.005

Patient sex (%)- .805
Female 125(47) 58 (46) 67 (48)
Male 139(53) 67 (54) 72 (52)

Donor sex (%)– .696
Female 88(33) 40 (32) 48 (35)
Male 158(67) 85 (68) 91 (65)

Donor/patient sex .397
Female/Male 40(15) 15(12) 25(18)
Other 224(85) 110(88) 114(82)

Donor/patient CMV status (%) <.0001
Negative/Negative 94 (36) 11 (9) 83 (60)
Negative/Positive 73 (28) 59 (48) 14 (10)
Positive/Negative 25 (9) 8 (7) 17(12)
Positive/Positive 68 (26) 44 (36) 24(17)
Unknown 4 (1)

Disease etiology .215
de novo 201 (76) 96(77) 105 (75)
Secondary 42 (16) 16(13) 26 (19)
Therapy related 21 (8) 13(10) 8 (6)

Transplant type (%) .803
MRD 108 (41) 50 (40) 58 (42)
MUD 156 (59) 75 (60) 81 (58)

Conditioning regimen (%)
Myeloablative 206 (78) 88 (70) 118 (85) .005
RIC 58 (22) 37 (30) 21 (15)

Disease classification by cytogenetics (%) .089
Favorable 25 (9) 17 (14) 8 (8)
Intermediate 157 (60) 70 (57) 87 (46)
Poor 78 (30) 35 (29) 43 (44)
Unknown 4 (1)

Disease status at transplant (%) .339
CR1 135 (51) 69 (55) 66 (48)
CR2 58 (22) 29 (23) 29 (21)
Active disease 50 (19) 29 (15) 31 (22)
Other 21 (8) 8 (6) 13 (9)

aGvHD (%) .446
Gr 0-1 164 (63) 81 (65) 83 (60)
Gr 2-4 100 (37) 44 (35) 56 (40)

cGvHD (%) .602
No 172 (65) 84 (68) 88 (64)
Yes 89 (34) 40 (32) 49 (36)
Unknown 3 (1)

ATG regimen (%) .009
Yes 46 (17) 30 (24) 16 (12)
no 218 (83) 95 (76) 123 (88)

Stem cell source 0.823
Peripheral blood 240 (91) 115 (92) 125 (91)
Bone marrow 23 (9) 10 (8) 13 (9)

Immune prophylaxis .023
MTX, MMF, Tacrolimus 30(11) 21 (17) 9 (6)
MTX, Tacrolimus 215(81) 97 (78) 118 (85)
Other* 19(7) 7 (5) 12 (9)

MTX- Methotrexate, MMF- mycophenolate mofetil, ATG- anti-thymocyte globulin

*

- Other- includes cyclosporine, MTX, Sirolimus and tacrolimus, MRD- matched related donor, MUD- matched unrelated donor

There were few significant differences between these two groups. Patients in the CMV reactivation group were older and more likely had a patient/ donor combination of CMV seropositive/ seronegative status. Patients who had RIC allo-HCT and anti-thymocyte globulin (ATG) as part of their conditioning regimen were more likely to have CMV reactivation. 88 of 206 patients who underwent MA allo-HCT had CMV reactivation, whereas 37 patients out of 58 patients who underwent RIC allo-HCT had CMV reactivation (P= .005). 30 out of 46 patients with ATG in their conditioning regimen had CMV reactivation compared to 95 out of 218 patients without ATG in their conditioning regimen (P= .001).

The patient characteristics of our RIC and MA cohorts are described in Table 2.

Table 2. Patient, Donor and Transplant Characteristics by Intensity of Conditioning Regimen.

All patients MA RIC p-value

Patient number (%) 264(100) 125 139 -

Median patient age (range) 50(17-68) 62(21-73) <.0001

Patient sex (%) 1.0
Female 125(47) 98(48) 27(47)
Male 139(53) 108(52) 31(53)

Donor sex (%)– .432
Female 88(33) 66(68) 22(38)
Male 176(67) 140(32) 36(62)

Donor/Patient sex .755
Female/Male 40(15) 29(14) 11(19)
Other 224(85) 177(86) 47(81)

Donor/Patient CMV status (%) .0501
Negative/Negative 94(36) 82(40) 12(21)
Negative/Positive 73(28) 54(27) 19(34)
Positive/Negative 25(9) 17(8) 8(14)
Positive/Positive 68(26) 51(25) 17(30)
Unknown 4(1)

Disease etiology .443
de novo 201(76) 158(77) 43(74)
Secondary 42(16) 30(14) 12(12)
Therapy related 21(8) 18(9) 3(5)

Transplant type (%) .291
MRD 108(41) 88(43) 20(34)
MUD 156(59) 118(57) 38(66)

CMV reactivation .005
Yes 206(78) 88(43) 37(64)
No 58(22) 118(57) 21(36)

Disease classification by cytogenetics (%) .154
Favorable 25(9) 23(11) 2(3)
Intermediate 157(60) 118(58) 39(67)
Poor 78(30) 61(30) 17(29)
Unknown 4(1)

Disease status at transplant (%) .012
CR1 135(51) 100(48) 35(60)
CR2 43(22) 43(21) 15(26)
Active disease 50(19) 47(23) 3(5)
Other 21(8) 16(8) 5(9)

Acute GvHD (%) .015
Gr 0-1 164(63) 120(58) 44(76)
Gr 2-4 100(37) 86(42) 14(24)

Chronic GvHD (%) .273
No 172(65) 130(64) 42(72)
Yes 89(89) 73(36) 16(28)
Unknown 3(1)

ATG regimen (%) <.0001
Yes 46(17) 2(1) 44(76)
No 218(83) 204(99) 14(24)

Stem cell source .429
Peripheral blood 240(91) 185(90) 55(95)
Bone marrow 23(9) 20(10) 3(5)
Missing information 1

Immune prophylaxis <.0001
MTX, MMF, Tacrolimus 30(11) 7(3) 23(40)
MTX, Tacrolimus 215(81) 181(88) 34(58)
Other* 19(7) 18(9) 1(2)

MA- Myeloablative regimen, RIC- Reduced intensity conditioning regimen, MTX- Methotrexate, MMF-mycophenolate mofetil, ATG- Anti-thymocyte globulin,

*

-other- includes cyclosporine, MTX, Sirolimus and Tacrolimus, MRD- matched related donor, MUD- matched unrelated donor

CMV reactivation and risk of relapse after allogeneic transplantation

Using highly sensitive qPCR method of CMV reactivation monitoring we evaluated the impact of CMV reactivation on the risk of relapse in patients who underwent allo-HCT. In our entire cohort of 264 patients median relapse free survival was 287 (range: 1-2423). 113 (46%) patients among the entire cohort relapsed at a median time of 140 days (range: 6-2041 days). Median relapse free survival was 290 days (range: 23-2423) in patients with CMV reactivation and 285 (range: 1-2366) in patients without CMV reactivation. The cumulative incidence of relapse among patients with CMV reactivation was 31.4%, 37.1% and 38.9% compared to 39%, 50% and 59% for patients without CMV reactivation at 1 year, 3 years and 6 years respectively (Figure 1). In the multivariable model CMV reactivation was still significantly associated with reduced risk of relapse (HR= .642, 95% CI .44-.94, P= .024) (Table 3). 37 patients relapsed within 100 days after their transplant out of which 27 patients relapsed before CMV reactivation.

Figure 1. Cumulative incidence of relapse stratified by CMV reactivation in all patients, MA patients and RIC patients.

Figure 1

Table 3. Variables Influencing Risk of Relapse on Multivariate Analysis.

Parameter Parameter Estimate Standard Error P value Hazard Ratio 95% Hazard Ratio Confidence Limits
CMV (yes vs. no) -0.4427 0.1965 0.0242 0.6423 0.4370 0.9440
cGvHD (yes vs. no) -1.1237 0.2243 <.0001 0.3251 0.2094 0.5046
XRTregimen (yes vs. no) 0.4407 0.1948 0.0237 1.5538 1.0606 2.2763

CMV react- Post transplant CMV reactivation (yes vs. no), XRTregimen- use of radiation in conditioning regimen

Subgroup analysis was performed to assess whether there was any difference in relapse with CMV reactivation in our MA and RIC cohorts. In the MA cohort, 86 patients had relapsed by the end of the study. Median relapse free survival was 333 days (range: 23-2423 days) in subjects with CMV reactivation compared to 283 days (range: 1-2093 days) without CMV reactivation. Cumulative incidence of relapse was 28.6%, 33.7% and 33.7% at 1year, 3 years and 6 years respectively, in patients with CMV reactivation and 40% and 51.4% and 55.4% at 1 year, 3 years and 6 years respectively, in patients without CMV reactivation (Figure 1). This decreased risk of relapse with CMV reactivation in the MA cohort was significant as an independent factor in multivariate analysis (HR: .525; 95% CI: .331-.832, (P= .015) after controlling for cGvHD, use of ATG and radiation in the conditioning regimen (Table 4). In the same analysis, cGvHD was also associated with decreased risk of relapse (HR: .364, 95% CI: .220- .602, P< .0001) in our MA cohort.

Table 4. Variables Influencing Risk of Relapse on Multivariate Analysis in the MA Cohort.

Parameter Parameter Estimate Standard Error P value Hazard Ratio 95% Hazard Ratio Confidence Limits
CMV (yes vs. no) -0.6452 0.2353 0.0061 0.5246 0.3308 0.8319
cGvHD (yes vs. no) -1.0197 0.2458 <.0001 0.3607 0.2228 0.5840
XRTregimen (yes vs. no) 0.5807 0.2231 0.0092 1.7873 1.1543 2.7674
ATGregimen (yes vs. no) 1.9601 0.2753 <.0001 7.1002 4.1394 12.1787

CMV react- Post transplant CMV reactivation (yes vs. no), XRTregimen- use of radiation in conditioning regimen, ATGregimen- use of ATG in conditioning regimen

In contrast to these findings in our MA cohort, we did not find any significant difference in the risk of relapse with CMV reactivation in our RIC cohort. In RIC patients, the median relapse free survival was 162 days (range: 26-2157 days) in patients with CMV reactivation and 293 days (range: 16-2311 days) in those without CMV reactivation. The cumulative incidence of relapse in these patients did not differ with CMV reactivation (Figure 1).

Survival and mortality with CMV reactivation

As with cumulative incidence of relapse, we found improved RFS with CMV reactivation in the entire and MA cohorts but not in the RIC patients (Figure 2). However this improved RFS did not translate into improved OS in any of the patient cohorts (Figure 3). A trend towards higher NRM with CMV reactivation was observed in the entire cohort (both MA and RIC patients) but did not reach statistical significance in any of the cohorts (Figure 4).

Figure 2. RFS stratified by CMV reactivation in all patients, MA patients and RIC patients.

Figure 2

Figure 3. OS stratified by CMV reactivation in all patients, MA patients and RIC patients.

Figure 3

Figure 4. Cumulative incidence of NRM stratified by CMV reactivation in all patients, MA patients and RIC patients.

Figure 4

Discussion

Recently there has been several studies addressing the impact of CMV reactivation on risk of relapse after allo-HCT for myeloid malignancies6,26,27. Consistent with the previous studies we show, in our retrospective analysis, that CMV reactivation after allo-HCT leads to decreased relapse and improved RFS in AML patients. In contrast to other studies however we found that this protective effect for relapse to be significantly influenced by the transplant conditioning regimen and was restricted to those AML patients undergoing MA allo-HCT. Furthermore our study used qPCR based CMV monitoring in contrast to pp65 CMV antigenemia testing used in previous studies. qPCR is more sensitive than pp65 antigenemia based assays used in previous reports8,9. In a study by Schulenberg et al detection of CMV reactivation by qPCR had a median lead time of 11 days before detection by pp65 antigenemia and remained positive for a median of 16 days after testing negative for pp65 antigen9. This leads to early initiation and more prolonged antiviral treatment thereby potentially altering the impact of CMV reactivation on relapse and survival benefit. However here we show decreased relapse with CMV reactivation despite this potential lead-time for CMV treatment when using highly sensitive qPCR method of CMV monitoring in our allo-HCT patients. CMV positive serostatus of the donor and recipients was associated with reduced relapse rates in pediatric population who had undergone allo-HCTfor acute leukemia27. In a recent report by Elmagaacli et al, CMV reactivation in AML patients after allo-HCT was associated with decreased relapse and improved OS, however this study only included patients who received MA conditioning6. Similarly, Green et al observed decreased risk of relapse with CMV reactivation in a cohort of AML patients including both MA and RIC patients, that was more pronounced within the first 100 days after transplant and not stastically significant by 1 year7. Both these studies used pp65 antigenemia based monitoring for CMV reactivation. Using both pp65 antigenemia and qPCR based assays, Ito et al found decreased relapse with CMV reactivation after allo-HCT in CMV patients28. Further, in our patients this beneficial effect of CMV reactivation on relapse was sustained. Despite decreased risk of relapse and improved RFS we were unable to correlate improved OS with CMV reactivation which may be related to the increased NRM with CMV reactivation as we saw a clear trend toward increased NRM with CMV reactivation (although did not reach statistical significance) and this increased NRM with CMV reactivation was also reported by Green et al7. Based on these results we hypothesize that decreased relapse risk (and therefore improved RFS) and increased NRM compete to influence OS in patients with CMV reactivation after allo-HCT. This would explain the clear trend of decreased OS seen in our RIC cohort where the lack of this protective effect on relapse favors the balance toward poor OS (Figure 3).

The mechanism(s) behind decreased relapse with CMV reactivation allo-HCT are currently not known. Recently there has been significant interest in better understanding the impact of NK cell allo-reactivity on relapse especially in patients undergoing allo-HCT for myeloid malignancies 29,30,31. Foley et al found selective expansion of the NKG2C+CD57+ NK cells with CMV reactivation and these cells have enhanced anti-leukemia responses in vitro32. The enhanced anti-leukemia responses by NKG2C+CD57+ NK cells could potentially be responsible for enhanced NK cell mediated “graft versus leukemia” (GvL) effect in vivo, translating into less relapse in patients who reactivate CMV after allo-HCT. Furthermore, CMV reactivation increases leucocyte fixation antigen-3 (LFA-3) expression on blasts carrying CMV leading to enhanced NK cell mediated lysis of the blasts26,33. NK cells mediated GvL effect in general seems to be restricted to patients with myeloid malignancies and could be the reason why this CMV reactivation related decreased relapse has been observed in patients with myeloid malignancies29,30,6,7,28. Donor derived T cells could also be contributing to this ‘relapse protective’ effect from CMV reactivation. Leukemic blasts could harbor CMV and upon reactivation activated donor derived T cells specific to CMV could therefore be directly cytotoxic to these blasts expressing CMV antigens26. Thus the GvL effect is pronounced in the scenario where recipient is seropositive than in any other combination and this has been demonstrated in our study as well as in others7. The role of T cells in this enhanced GvL effect is underscored by the failure to demonstrate decreased relapse with CMV reactivation in a study where patients underwent T cell depleted grafts with an alemtuzumab-containing conditioning regimen34.

In our RIC cohort 44 out of 58 patients received ATG as part of their conditioning regimen. In vivo T cell depletion by ATG in this cohort may result in mitigating the enhanced GvL effect induced by CMV reactivation, therefore again underscoring the importance of graft derived T cells in mediating this effect. Further, host derived memory T cells can persist for up to 6 months in RIC patients and contribute towards immunity against CMV 35,36. Persistence of these host T cells could contribute to clearing of CMV upon its reactivation and thereby possibly preventing optimal donor T cell and NK cell activation. Persistence of the host lymphocytes early after allo-HCT in RIC patients could also compete for cytokines with donor derived T and NK cells and therefore impair with enhanced GvL effect seen in the context of CMV reactivation. The smaller RIC cohort could also be a factor for not observing relapse benefit. Further studies in a larger cohort of patients with RIC regimen with and without ATG would be prudent to better understand role of conditioning regimen in this relapse benefit from CMV reactivation.

Reactivation of CMV after allo-HCT is traditionally considered an adverse event needing aggressive therapy and most of the transplant centers monitor for CMV reactivation very closely and institute aggressive pre-emptive therapy upon evidence of CMV reactivation. Here we show that CMV reactivation after allo-HCT, especially in MA conditioning recipients is associated with decreased risk of relapse and improved RFS in AML patients. The mechanisms responsible for this enhanced GvL with CMV reactivation need to be further evaluated as better understanding could potentially lead to developing novel CMV antigen based vaccination strategies aimed at reducing relapse risk after allo-HCT in the future.

Acknowledgments

Authorship statement: S.M., PK.B., and R.R., designed the study design and interpreted data. S.M., PK.B, S.J.M and K.E.S-G prepared the dataset and drafted the manuscript. J.L. did the statistical analysis. S.M., PK.B., K.E.S-G., J.F.D., J.L., T.A.F., G.U., P.W., A.F.C., M.A.S., R.V., C.N.A., I.P., M.J. and R.R. interpreted data and critically reviewed the manuscript. All authors approved the final manuscript.

Footnotes

Financial disclosures: Authors have no financial disclosures.

Conflict of interest statement: There are no conflicts of interest to report.

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