Abstract
This study examined interdependent trajectories of sexual risk, substance use, and conduct problems among 12–18 year-old African American youth who were followed annually as part of the Mobile Youth Study (MYS). We used growth-mixture modeling (GMM) to model the development of these three outcomes in the 1406 participants who met the inclusion criteria. Results indicate that there were four distinct classes: normative low risk (74.3% of sample); increasing high risk takers (11.9%); adolescent-limited conduct problems and drug risk with high risky sex (8.0%); and early experimenters (5.8%) The higher risk classes had higher rates of pregnancy and Sexually Transmitted Infections (STI) diagnoses than the normative sample at each of the ages we examined. Differing somewhat from our hypothesis, all of the non-normative classes exhibited high sexual risk behavior. While prevention efforts should be focused on addressing all three risk behaviors, the high rate of risky sexual behavior in the 25% of the sample that fall into the three non-normative classes, underscores an urgent need for improved sex education, including teen pregnancy and HIV/STI prevention, in this community.
Keywords: Adolescent, Conduct problems, Substance use, Risky sexual behavior, Growth mixture model
Risky behaviors, specifically substance use, conduct problems, and sexual risk-taking, are the primary direct and indirect causes of morbidity and mortality among adolescents (Blum, 2009; Eaton et al., 2010; Feigelman & Gorman, 2010). Although these behaviors are often studied individually, research indicates that they frequently occur together, although more information is needed regarding the relationships among and development of these behaviors over time in different populations (Biglan, Brennan, Foster, & Holder, 2004; Krueger, Markon, Patrick, Benning, & Kramer, 2007; Wu, Witkiewitz, McMahon, & Dodge, 2010). The current study focused on the clustering of three types of risky behaviors in a very low-income African American population of adolescents in the southern U.S. This particular population is at an increased risk compared to other ethnic, geographic, and income groups for several types of negative mental and physical health outcomes, including victimization due to violence, HIV infection, incarceration, and death at an early age (Eaton et al., 2010; Massoglia, 2008). Our analysis draws on problem behavior theory and developmental theories to explain the clustering of substance use, conduct problems, and risky sex behaviors from early to late adolescence.
Although some experimentation is normative, risk taking has the potential for many negative consequences, especially when it occurs at a younger age (Kandel & Yamaguchi, 1993) or when youth are from disadvantaged backgrounds (Elliott et al., 1996). Furthermore, early sexual debut is one of the best predictors of HIV infection and unplanned pregnancy (Bunnell et al., 1999; McBride, Paikoff, & Holmbeck, 2003; O'Donnell, O'Donnell, & Stueve, 2001), childhood externalizing behaviors are one of the best predictors of adolescent and adult aggressive behaviors (Farrington, 1989; Fergusson, Lynskey, & Horwood, 1996; Moffitt, 1993), and early alcohol use is one of the best predictors of later alcohol problems (Grant & Dawson, 1997; Hawkins et al., 1997; McGue, Iacono, Legrand, & Elkins, 2001; Stueve & O'Donnell, 2005). This suggests the importance of studying these behaviors at an early age to predict engagement in later risky behaviors.
Adolescent Health Risk Behaviors
Substance use
Nationally, rates of teenage substance use are high, with 30 day use rates at 20% for cigarettes, 42% for alcohol, and 21% for marijuana (Eaton et al., 2010). A convincing body of research documents that cigarette (Biglan et al., 2004), drug, and alcohol use are less prevalent among African American youth compared to White and Hispanic youth (Bachman et al., 1991; Johnston, O'Malley, & Bachman, 1993; Maddahian, Newcomb, & Bentler, 1988; Wallace et al., 2003) even when only including youth living in high-poverty areas (Bolland et al., 2007). However, when substance use does occur, the associated social, health, occupational, and financial short- and long-term consequences are often more pronounced among African American adolescents and young adults (Dawkins & Dawkins, 1983; NIDA, 2003).
Conduct problems
A national survey found that about one in five adolescents had a behavior disorder, with half of these beginning by age 11 (Merikangas et al., 2010). In addition, about 18% of adolescents reported carrying a weapon in the past 30 days while, 32% reported being in a physical fight in the past year (Eaton et al., 2010). Conduct problems include a variety of rule-breaking behaviors that violate the rights of others or societal norms including aggression, destruction of property, deceitfulness or theft, and serious violation of rules. Externalizing behaviors are defined as impulsive, aggressive, and oppositional patterns of behavior that have maladaptive consequences. Violent and aggressive behaviors can lead to injury and other health outcomes in both the perpetrators and victims and is a serious public health concern. Moreover, early onset of conduct problems is associated with long-term problems with illegal behavior (Committee on the Science of Adolescence, 2010).
Although the rates of conduct problems are serious among all youth in the United States, the rates and consequences of conduct problems are even more serious among African American youth, who have higher rates of adolescent victimization (Kilpatrick, Saunders, & Smith, 2003) and perpetration of violence (CDC, 2008b; Eaton et al., 2006; Eaton et al., 2010). Engaging in delinquency at a young age can have cascading and long-lasting effects on incarceration for African American youth in particular, as they are over-represented among those sent on to more severe levels of adjudication (Bewley-Taylor, Hallam, & Allen, 2009; National Council on Crime and Delinquency, 2007).
Sexual risk taking
Sexual risk taking may result in HIV/AIDS and other sexually transmitted infections as well as unplanned pregnancies. Despite declining rates of AIDS in the United States overall, HIV infections among adolescents are rising (CDC, 2008a). African American youth are disproportionately affected, accounting for 75% of new HIV infections in youth age 13–19 in 2008 (CDC, 2010). Teens accounted for 33% of new sexually transmitted infections (STIs) in 2008 and African American teens had higher rates of STIs than other racial/ethnic groups (CDC, 2011). Teens are most likely to acquire HIV through sexual activity (DiClemente, Hansen, & Ponton, 1996), and African American teens are more likely to have had intercourse, to have had first intercourse before the age of 13, and to have had four or more sexual partners during their life (Eaton et al., 2006). Over 80% of teen pregnancies are unplanned and African American teens also have higher teen pregnancy rates than their white peers (Alan Guttmacher Institute, 2010). While there is also evidence that low SES increases rates of adolescent pregnancy and STIs, the mechanism of impact of poverty on sexual behaviors is still not well understood (Santelli, Lowry, Brener, & Robin, 2000).
Theoretical Approach
Problem behavior theory (PBT) is based on the concept that risky adolescent behaviors cluster together due to common causal factors (Hawkins & Monahan, 2009; Jessor, 1987; Jessor & Jessor, 1977; Jessor et al., 2003). PBT is a social-psychological framework which includes explanatory variables for the perceived-environment system, the personality system, and the behavior system. The explanatory variables are either risk or protective factors for engaging in problem behavior. For decades, research has documented the clustering of substance use, risky sexual behavior, and externalizing behaviors in adolescents (DiClemente et al., 1996; Lowry et al., 1994; Mason et al., 2010; Reiss, 1970; Turbin, Jessor, & Costa, 2000). These relationships have been replicated using a variety of methodological techniques and across diverse ethnic groups, including African Americans in urban areas (Barone et al., 1995; Brook, Balka, Abernathy, & Hamburg, 1994; J. Fagan, Weis, & Cheng, 1990; Farrell, Danish, & Howard, 1992; Zimmerman & Maton, 1992) with few inconsistencies (Ensminger, 1990; Stanton et al., 1993). Although rates of some risk taking behaviors differ by sex, clustering of these risk behaviors is observed in both sexes (Biglan et al., 2004). A number of theories have been put forward to explain this clustering, ranging from each behavior being considered a manifestation of underlying propensity towards deviance to each behavior having distinct etiologies (Farrell et al., 1992).
Clustering of Adolescent Risk Behaviors
Despite the well-documented pattern of linkages among different risky behaviors, most research focuses on single behaviors in isolation of other adolescent risk behaviors (Perrino, Gonzalez-Soldevilla, Pantin, & Szapocznik, 2000). This focus is problematic for a number of reasons. First, studying these behaviors in isolation could lead to spurious conclusions (i.e. only studying drug use and HIV risk among adolescents engaging in multiple risk behaviors may lead to the conclusion that drug use is causing HIV infection, when in reality a number of correlated risk behaviors may be occurring with similar increased risk). Second, adolescents who engage in multiple risk behaviors may differ in important ways from youth who engage in a single risk behavior (Ensminger, 1990; Perrino et al., 2000). There is evidence that risk behaviors act in an additive fashion, with each one incrementally increasing the likelihood of a negative outcome (Biglan et al., 2004; Mustanski, Garofalo, Herrick, & Donenberg, 2007). Third, a better understanding of the risk and protective mechanisms related to multiple risk behaviors may guide more comprehensive interventions that could achieve broader and longer lasting effects.
In terms of related existing research, Wu et al. (2010) looked at the clustering of two of tehse three risk behaviors. Using a sample of children at high risk for conduct problems in kindergarten, they used a two-step method to examine the relationship among childhood conduct problems, adolescent classes of conduct problems and substance use, and adolescent risky sexual behavior. The results of their parallel growth mixture modeling of adolescent conduct problems and substance use indicated that a four class model had the best fit. They found that high childhood conduct problems predicted membership in more problematic conduct and substance use classes in adolescence, which then predicted riskier sexual behaviors during adolescence. In terms of sex differences, being male increased the chances of risky sexual behaviors, but there were no differences in conduct problems and substance use by sex. While this study used childhood problems to predict adolescent conduct problems and substance use, which in turn, predicted adolescent sexual behavior, no study has yet to examine classes of individuals formed by concurrent trajectories of all three outcomes.
A developmental perspective also is important when interpreting research on risky behaviors. Experimentation with risk behaviors is common during adolescence and may be part of a normative process in which youth use engagement in risk behaviors as a way to establish independence and autonomy (Arnett, 1992; Black, Ricardo, & Stanton, 1997). Consistent with the range of outcomes associated with different levels of adolescent risk-taking, developmental psychopathology theory (Cicchetti & Rogosch, 2002; Cicchetti & Sroufe, 2000; Rutter & Sroufe, 2000) highlights the existence of both normative and maladaptive patterns of behavior change. For example, two trajectories identified in the literature on antisocial behavior are adolescent-limited and life-course persistent; the former is where behavior shows a steady increase, peaking at a certain age and then decreasing, while the latter applies to a smaller group of individuals and is characterized by early onset of risk factors and persistent problems into adulthood (Moffitt, 1993; Moffitt, Caspi, Harrington, & Milne, 2002; Odgers et al., 2008). In the majority of cases, experimentation with risk is normative, transient, and does not lead to chronic patterns of high-risk behavior (Newcomb & Bentler, 1988; Shedler & Block, 1990). Thus, understanding the development of the cluster of adolescent risk behaviors requires attention to various trajectories of normative and maladaptive patterns of risk-taking. Merging problem behavior theory with a developmental perspective leads to the important question of the interdependent patterning of the development of multiple problem behaviors. For example, are there groups of youth that show an adolescent limited trajectory across multiple risk behaviors, or is this pattern limited to conduct problems? If youth show an adolescent limited pattern for one risk behavior, do they tend to show the same pattern for other risk behaviors that tend to co-occur?
The Benefits of Using a Longitudinal Approach
Longitudinal research is particularly well suited to understanding how these risk behaviors develop in concert (Fergus, Zimmerman, & Caldwell, 2007). Studies which examine the co-occurrence of risky behaviors at only one point in time (Willoughby, Chalmers, & Busseri, 2004) cannot adequately measure persistent, long-term involvement with problem behaviors. Loeber and colleagues (1998) note the importance of looking at age shifts to better conceptualize the interrelationships among problem behaviors and Moffitt (1993) highlights the importance of understanding how behavior during adolescence explains, or does not explain, later antisocial behaviors in adulthood.
Analytical methods for modeling pathways of change for different clusters or classes of individuals in the population have only become available in the past 20 years. To date, most studies of the development of risk behaviors have modeled the trajectory of only one outcome at a time. Some work is beginning to include one risk behavior as a predictor of trajectory class of another risk factor. For example, Maldonado-Molina and colleagues (2010) examined the influence of alcohol use on the likelihood that adolescents would follow one trajectory of aggression versus another.
Sex Differences in Adolescent Risky Behaviors
Rates and consequences of risky behaviors may vary for boys and girls. National prevalence data indicate that compared to girls, overall as well as specifically for African Americans, boys had higher rates of substance use, sexual risk behaviors, and weapon-carrying and fighting (Eaton et al., 2010). However, since rates change by age, race/ethnicity, and socioeconomic characteristics, it is difficult, based on current research, to make broad claims about the relationship between sex and risk trajectories. For example, Hawkins & Monahan (2009) note that research is unclear as to the effect of sex on risk relationships of delinquency and substance use. Other researchers note that there are sex differences in how boys and girls experience risk and protective factors which may impact their involvement in delinquent behaviors (Fagan, Van Horn, Hawkins, & Arthur, 2007). A study that examined sexual behavior growth trajectories found that boys had more sexual risk taking early in high school but that girls had higher risk by 12th grade; therefore, it is important to study the trajectory rather than examine cross-sectional data (Fergus et al., 2007). In terms of substance use, researchers note the importance of age, race, and specific substance in considering sex differences in drug use and abuse (Cotto et al., 2010).
Current Study
Our study adds to the literature by examining multiple trajectories of sexual risk taking, substance use and conduct problems from early to late adolescence in an urban, low-income, African American population. Although many studies have used school-based samples, which may exclude high-risk adolescents who are not in school, our sample recruited youth from public housing and high poverty neighborhoods. Each participant contributed between three and seven waves of data with at least one year between waves. While there have been studies of one or two of these risk behaviors, little is known about this population in terms of development of all three risk behaviors during adolescence. In addition, few studies have looked at the relationship of trajectory class to later negative outcomes (e.g., sexual health outcomes) which we investigate in the current study..
In this paper, we used growth-mixture modeling (GMM) to examine trajectories of sexual risk, substance use, and conduct problems among 12–18 year-old African American youth who were followed annually beginning in 1998 as part of the Mobile Youth Study (MYS). Our study uses nine years of data from 1998 through 2006. The study aims were to determine:
How many latent growth classes best summarize the heterogeneity in trajectories of substance use, conduct problems, and sexual-risk behaviors for a sample of low-income African-American adolescents aged 12 to 18? Building on research and theory of problem behavior and developmental psychopathology, we hypothesized that there would be at least three latent classes including a normative class (i.e., a group that engaged in relatively low levels of each of the three risk behaviors), a high-risk class (i.e., a group that engaged in high levels of substance use, conduct problems, and sexual risk behaviors during the entire period of adolescence), and an adolescent-limited class (i.e., a group that experimented with some of these risky behaviors but experienced lower levels of engagement in risky behaviors in later adolescence) (Moffitt, 1993).
How is class membership associated with sexual health outcomes (i.e., STIs and pregnancy)? As other literature has found, we hypothesized that our higher-risk class(es) would have higher rates of pregnancy and STI diagnoses than the normative sample at periods of development associated with increased risk taking.
Methods
Participants and Procedures
The Mobile Youth Study (MYS) is a community-based, multiple cohort longitudinal study with annual data collection. It focuses on 9–19 year old adolescents who live in extremely impoverished neighborhoods in the Mobile, Alabama metropolitan statistical area (MSA). The MYS began in 1998 by sampling adolescents from 13 neighborhoods, which were selected because they had the lowest median household income in the MSA based on 1990 Census data. Seven of the neighborhoods are public housing developments and the other six are non-public housing. The targeted neighborhoods are 95% African American, with over 99% of MYS participants identifying as African American or mixed race Caucasian and African American (Bolland, 2007).
In 1998, the MYS researchers randomly selected about half of the apartments in the public housing neighborhoods where youths between the ages of 10 and 18 lived, according to housing authority records. In the non-public housing neighborhoods, they randomly selected approximately half of the houses and apartments. These became the active recruitment samples. They passively recruited other adolescents by posting fliers and by word of mouth. In 1998, 1,775 youths were surveyed. Each year after, they attempted to resurvey the previous sample and added a new random, actively recruited sample as well. Previous MYS participants were actively recruited even if they had relocated (Bolland et al., 2007). Parental consent and youth assent were obtained. Participants were paid $10 for completing the survey before 2005 and $15 for each survey after 2005. By 2006, there were 7,664 respondents. Response rates vary across years, but the annual cooperation rate has been estimated at 88% between 1999 and 2005 (Bolland, 2007). Data published elsewhere indicate that the cohorts are generally similar to each other on demographic factors (Bolland et al., 2007). Study procedures for the MYS were approved by the Institutional Review Board at a local university and informed assent and guardian permission were obtained.
For this analysis, we included adolescents age 12 through 18 who had completed at least three waves of data collection between 1998 and 2006 and had valid data at either age 12 or age 18. Based on these criteria, 1406 participants were included in our analysis. Males accounted for 48.4% of our sample.
Measures
The MYS included a structured instrument protocol with questions concerning respondents' self-reported risk behaviors. Sex and age were reported at each wave.
Sexual risk taking
Researchers often study sexual risk by examining frequency of intercourse, consistency of condom use, number of partners, and age at first intercourse (Committee on the Science of Adolescence, 2010). Similar to the approach used by Fergus et al. (Fergus et al., 2007) and Mustanski et al. (2006), responses about number of sexual partners in the previous year and condom use in the previous 90 days were combined to create a sexual risk scale. Abstinence was given a score of 0, one partner/always use condoms was scored as 1, multiple partners/always use condoms or one partner/not always use condoms were both scored as 2, and multiple partners/not always use condoms was scored as 3. In addition, we used presence or absence of self-reported sexually transmitted infection (STI) and having been pregnant/got someone else pregnant in the past year as outcome variables.
Substance use
Participants were asked about their use of cigarettes, alcohol, and marijuana in the previous month and cocaine in the previous year. A score of zero was given for no use, 1 for once, and 2 for more than once. The scores were added up for a composite variable that ranged from 0–8. While it is possible that someone who scored low only used marijuana or cocaine and not the other substances, research shows that it is common for youth to begin with tobacco or alcohol, progress to marijuana, and then on to other illicit drugs (Hawkins & Monahan, 2009). Other studies have used similar variables and scales to measure substance use (Willoughby et al., 2004; Wu et al., 2010). A principal components analysis of wave 1 data indicated appropriateness of combining these items into a single composite variable (component eigenvalue = 2.16; item variance accounted for = 53.9%).
Conduct problems
Six items were used for the conduct problem composite variable: (1) suspended from school in the previous year; (2) expelled from school in the previous year; (3) arrested in the previous year; (4) hang out with gang members; (5) been in a physical fight in the past three months; or (6) carried a knife, razor or gun in the past three months. The first four items were coded 0 for no or 1 for yes. The latter two items were coded as 0 for no, 1 for once, or 2 for more than once. The composite ranged from 0–8. This composite variable builds on previous work which included similar items to assess antisocial behavior trajectories using MYS data (Park, Lee, Bolland, Vazsonyi, & Sun, 2008). A principal components analysis of wave 1 data indicated appropriateness of combining these items into a composite variable (component eigenvalue = 2.14; item variance accounted for = 35.69%).
Analysis Plan
We used growth mixture models (GMMs) to model growth in the three risk behaviors and identify classes characterized by unique trajectory patterns of all three risk behaviors. All models were estimated in Mplus version 6.0 (Muthen & Muthen, 2007) using similar approaches to parallel process GMMs used to model problem behaviors in other studies (Greenbaum & Dedrick, 2007; Wu et al., 2010). Our MPlus syntax is provided in Appendix A. In addition, we computed odds ratios comparing each latent class to the normative group in terms of reporting an STI and being/getting someone else pregnant in the past year.
Composite variables for substance use, conduct problems, and sexual risk behaviors were created for each subject at each wave of data as described above. We coded each subject's risk behavior scores with the age of the subject at the wave when the data were collected. Thus, a subject with all seven waves of data would have had variables indicating substance use at each age from 12 to 18, as well as similar variables for conduct problems and sexual risk. This data file was then restructured so that risk behaviors were organized by age rather than wave. These variables were used to create the latent growth curve models that were clustered in the growth mixture models (Duncan & Duncan, 2004). Three unconditional models of growth were tested for each outcome: (a) intercept only, (b) intercept and linear slope, and (c) intercept, linear slope, and quadratic slope. The growth models with intercept, linear, and quadratic slopes fit best for each outcome, and in the cases of sexual risk (χ2(19, N=1406)= 17.46, ns) and drug use (χ2(19, N=1406)= 20.93, ns), these models fit the data nearly perfectly. Based on these results, we created a growth mixture model with growth defined by intercepts, linear, and quadratic slopes, as is illustrated in Figure 1.
We next compared models with one to six latent classes of growth patterns. In concert with our theoretical approach, we used four criteria to determine the best fitting model: (1) the Lo-Mendell Rubin test (Lo, Mendell, & Rubin, 2001); (2) Akaike Information Criteria (AIC; Akaike, 1987); (3) Bayesian Information Criteria (Kass & Raftery, 1995); and (4) entropy. The Lo-Mendell Rubin test quantifies the likelihood of describing the data better with one-less class and was assessed at α =.05 level (Muthen, 2003). The AIC and BIC provide information about the best fitting and most parsimonious models, with smaller values indicating better fit (Schwartz, 1978). Entropy provides information about the degree to which the latent classes are clearly distinguishable by the data and can be estimated using class probabilities for each variable (Muthen et al., 2002). Values closer to one indicate accurate classifications.
Missing Data
We had information from three waves for 442 youth (31.4%), from four waves for 419 youth (29.8%), from five waves for 277 youth (19.7%), from six waves for 196 youth (13.9%), and from all seven waves for 72 youth (5.1%). Mplus estimates all missing data values using the expectation maximization algorithm to obtain maximum likelihood estimates with robust standard errors (Allison, 2002) which is an acceptable approach to handle missingness when data are missing at random (Little & Rubin, 2002).
We examined the differences between excluded and included participants for the composite scales and sex. The effect sizes for differences between included and excluded participants were estimated for the three composite scales at ages 12 through 18 and showed very small differences consistently (d < =.2). There was, however, a marginally higher proportion of males in the excluded group compared to the included group (52.3% vs. 48.4%, χ2=6.91, p<.01).
We used chi-square tests to determine whether there were differences on the composite variables between subjects with differing numbers of non-missing waves of measurement. Out of the 21 analyses done (seven ages for each of three composite variables), there were only significant differences in three cases: at ages 16 (p<.05) and 18 (p<.01) for the sex risk scale, and at age 17 for the substance use scale, based on number of waves. A greater proportion of participants with seven waves of data at ages 17 (45.8%) and 18 (40.3%) had not had sex in the previous 12 months compared to participants with fewer waves of data (ranging from 26.0–30.7% at age 17 and 20.6–30.0% at age 18).
Results
Table 1 reports the fit statistics for models of one to six latent classes of growth parameters. We used a combination of model fit and substantive meaning derived from problem behavior theory and existing developmental psychopathology research to arrive at the four-class solution. In our test of a one class solution, there was significant variability in the linear slopes and the LMR tests attest to the presence of significant variability in average slopes among classes. Fit statistics indicated that the four-class solution fit the data best (log likelihood=−26876.81; BIC=54514.70; entropy=0.85; Table 1). The sexual risk, conduct problems, and substance use trajectories of the four classes are shown in Figure 2. The mean probability for being in each class was 81.8% for Class 1, 88.5% for Class 2, 88.9% for Class 3, and 94.7% for Class 4, indicating a high level of specificity in classifications across all four classes.
Table 1.
Classes |
||||||
---|---|---|---|---|---|---|
Fit Index | One | Two | Three | Four | Five | Six |
BIC | 57036.05 | 55552.92 | 54757.64 | 54514.70 | 54460.24 | 54366.22 |
AIC | 56642.41 | 55106.80 | 54259.04 | 53963.61 | 53856.67 | 53710.15 |
Entropy | 1.00 | 0.818 | 0.836 | 0.85 | 0.84 | 0.87 |
Log likelihood Difference | −28246.21 | −27468.40 | −27034.52 | −26876.81 | −26813.33 | −26730.08 |
Lo Mendell-Rubin adjusted LRT | NA | 1534.44 | 855.96 | 311.14 | 221.59 | 158.98 |
p value for Lo Mendell | NA | 0.00 | 0.13 | <0.01 | 0.24 | 0.90 |
Note. BIC = Bayesian Information Criteria, AIC = Akaike Information Criterion, LRT=likelihood ratio test.
We examined whether sex composition and number of waves of data differed by latent class (Table 2). The number of waves of non-missing data did not differ significantly among the latent classes (χ2(12, N=1406) = 9.76, ns), indicating that the class solution is not due to different amounts of data in each class. In addition, an analysis of class membership by cohort was not significant (χ2(18, N=1406) = 22.05, ns), indicating that the likelihood of class membership did not vary by enrollment cohort. Almost half (48.4%) of the participants were male. Males were significantly overrepresented in Class 1 (increasing high risk takers) and under-represented in Class 4 (normative low risk).
Table 2.
Increasing High-Risk Takers | Adolescent-Limited Conduct Problems and Substance Use with High Risky Sex | Early Experimenters | Normative, Low-Risk | Total | |
---|---|---|---|---|---|
Percent Malea | 72.5 | 60.7 | 59.8 | 42.3 | 48.4 |
| |||||
Waves of Measurement, N | |||||
3 | 38 | 36 | 26 | 342 | 442 |
4 | 55 | 35 | 25 | 304 | 419 |
5 | 40 | 20 | 19 | 198 | 277 |
6 | 26 | 15 | 10 | 145 | 196 |
7 | 8 | 6 | 2 | 56 | 72 |
Total | 167 | 112 | 82 | 1045 | 1406 |
χ2(3, N=1406) = 65.23, p<.001
Class 1, the “increasing high-risk takers,” (11.9% of sample), exhibited increasing high risk in all three areas; substance use for individuals in this group increased dramatically and steadily from ages 12 to 18 and conduct problems increased and seemed to level off by age 18, while sexual risk increased to age 15 then leveled off to be relatively consistent with the other classes. Eight percent of the sample fell into Class 2, the “adolescent-limited” group, which showed increasing high sexual risk, high adolescent-limited conduct problems, and high adolescent-limited substance use. Substance use for this class peaked at ages 15 and 16, conduct problems peaked at age 15 before starting to decline, and sexual risk increased until age 16 and then remained fairly constant. Class 3 demonstrated consistent high sexual risk, steadily decreasing conduct problems, and high-to-low-to-high increasing drug risk (5.8%; “early experimenters”). Risk behaviors for the early experimenters were higher risk at age 12 for all three behaviors than the other classes. In addition, sexual risk for this class was consistent at all ages but indicated a possible upward trend at age 18, conduct problems decreased steadily, and substance use showed a U-shaped trajectory which reached a low at age 15 only to begin increasing again. The “normative low risk” class (Class 4, 74.3%) was characterized by steadily increasing, but low sexual risk with minimal conduct problems and minimal drug risk.
The mean composite scores for each class at ages 12, 14, 16, and 18 are reported in Table 3 (scores at ages 13, 15, and 17 are excluded in the interest of space, but follow the same pattern). The differences of each construct at each age by class are significantly different (p<.001) which provides support for the four classes. We also examined whether there were significant differences by class membership in the items which made up the composite variables; results are only presented for age 12 (Table 4) although analysis was conducted for composite variables and individual items at ages 14, 16 and 18 as well. As expected, the “normative low risk” group had consistently lower risk behaviors than the other three classes; for example, 23.8% of members in this class had been suspended from school in the past year, compared to 34.5% of “early experimenters,” 37.9% from the “adolescent-limited conduct problems and drug risk with high risky sex” group, and 43.2% of “increasing high risk takers.” For the other ages, all items were significant except for cocaine use at age 14.
Table 3.
Increasing High-Risk Takers | Adolescent-Limited Conduct Problems and Substance Use with High Risky Sex | Early Experimenters | Normative, Low-Risk | |||||||||||||
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| ||||||||||||||||
Age 12 | Age 14 | Age 16 | Age 18 | Age 12 | Age 14 | Age 16 | Age 18 | Age 12 | Age 14 | Age 16 | Age 18 | Age 12 | Age 14 | Age 16 | Age 18 | |
Sexual Risk | 0.81 | 1.85 | 1.98 | 1.86 | 0.61 | 1.64 | 1.94 | 1.99 | 1.53 | 1.43 | 1.46 | 1.78 | 0.33 | 0.66 | 1.07 | 1.42 |
Conduct Problems | 2.35 | 3.60 | 3.97 | 3.87 | 1.95 | 3.43 | 3.78 | 2.16 | 3.24 | 2.75 | 2.53 | 1.43 | 1.17 | 1.20 | 1.09 | 0.93 |
Substance Use | 0.42 | 1.28 | 2.78 | 4.40 | 0.48 | 4.11 | 4.56 | 2.94 | 4.31 | 1.37 | 1.19 | 3.51 | 0.25 | 0.47 | 0.62 | 0.87 |
Note: Differences of each construct at each age by class are significant at p<.001
Table 4.
Increasing High-Risk Takers | Adolescent-Limited Conduct Problems and Substance Use with High Risky Sex | Early Experimenters | Normative, Low-Risk | |
---|---|---|---|---|
Sexual Risk (% yes) | ||||
Two or more partners, past year | 26.9 | 25.9 | 50.0 | 9.9 |
Always used condom, past 90 days | 82.9 | 78.9 | 74.1 | 92.7 |
| ||||
Conduct Problems (% yes) | ||||
Suspended from school | 43.2 | 37.9 | 34.5 | 23.8 |
Expelled from school | 12.6 | 1.7 | 17.2 | 4.5 |
Arrested | 7.6 | 8.8 | 19.3 | 4.4 |
Physical fight | 59.7 | 56.9 | 69.0 | 38.1 |
Carried knife or gun | 34.7 | 25.9 | 69.6 | 14.6 |
Hang with gang members | 22.7 | 22.4 | 47.4 | 12.1 |
| ||||
Substance Use (% yes) | ||||
Smoked cigarettes, past month | 12.8 | 15.5 | 77.6 | 6.1 |
Drank alcohol, past month | 13.4 | 19.0 | 86.2 | 11.1 |
Used marijuana, past month | 8.4 | 3.4 | 75.9 | 2.2 |
Used cocaine, past year | 3.4 | 0.0 | 46.6 | 1.4 |
Note: This analysis was also done for ages 14, 16, and 18; all items were significant except for cocaine use at age 14.
In order to examine the consequences of trajectory grouping on one domain of health—sexual health—we examined the odds ratios for STI and pregnancy outcomes in the past year by age and sex, with each group compared to the normative, low-risk group as the referent (Table 5). Data are reported for even year ages (ages 12, 14, 16, and 18) in the interest of parsimony, but the pattern is similar at odd year ages. For youth in class 1, who increased their risk taking behaviors across development, STI risk was similar to the normative group at younger ages, but higher at older ages as would be expected as a consequence of their increased risk taking behaviors. For class 2, youth with adolescent-limited risk taking behaviors, elevated STI risk was also limited to the middle-adolescent years. For class 3, youth with early risk taking behaviors, elevated STI risk was only present at the youngest ages. This pattern of results of the STI outcomes illustrate that different sexual health consequences occur at different developmental periods depending on trajectory group membership. The results for pregnancy are generally parallel to those for STIs, although the effects are generally smaller. Overall, there were smaller differences for females than males between each class and the normative, low-risk class.
Table 5.
Sexually Transmitted Infections | Pregnant/Got Someone Pregnant | |||||
---|---|---|---|---|---|---|
|
||||||
Increasing High-Risk Takers | Adolescent-Limited Conduct Problems and Substance Use with High Risky Sex | Early Experimenters | Increasing High-Risk Takers | Adolescent-Limited Conduct Problems and Substance Use with High Risky Sex | Early Experimenters | |
|
||||||
Males | ||||||
Age 12 | 2.40 | 0.85 | 14.99*** | 0.56 | 2.71 | 21.54*** |
Age 14 | 3.79** | 3.41 | 2.29 | 3.23** | 1.78 | 1.17 |
Age 16 | 9.60*** | 9.20** | 4.73 | 5.48*** | 3.16* | 0.61 |
Age 18 | 8.09** | 2.16 | 2.07 | 4.19*** | 1.13 | 1.42 |
Females | ||||||
Age 12 | 0 | 0 | 11.83*** | 0.80 | 2.04 | 2.64 |
Age 14 | 1.43 | 1.58 | 4.03 | 1.67 | 0.60 | 3.89* |
Age 16 | 3.21 | 7.70** | 0 | 1.54 | 2.27 | 0.36 |
Age 18 | 3.24 | 2.20 | 1.72 | 0.71 | 1.64 | 1.85 |
All | ||||||
Age 12 | 2.42 | 0.65 | 15.61*** | 0.58 | 2.25 | 9.67*** |
Age 14 | 3.55** | 2.92* | 3.06 | 2.72** | 1.26 | 2.16 |
Age 16 | 6.65*** | 8.09*** | 2.38 | 2.68*** | 2.26* | 0.4 |
Age 18 | 5.19*** | 1.93 | 1.70 | 2.02* | 1.14 | 1.39 |
p<.05
p<.01
p<.001
Note: Class 1= Increasing high-risk takers; Class 2= Adolescent-limited conduct problems and drug risk with high risky sex; and Class 3= Early Experimenters; Class 4= Normative, low-risk
Sensitivity Analysis
Based on an inspection of the distribution of posterior probabilities used to assign individuals to classes, we conducted a sensitivity analysis removing the 76 cases having class assignment probabilities less than 0.6. When we reran the 72 analyses to compare the odds of contracting STIs and getting pregnant/getting someone pregnant by class membership, age, and sex, the results changed in only two instances, providing support that these cases did not unduly bias our findings. At age 14, the odds of contracting an STI was no longer significant for youth in the adolescent-limited group compared to youth in the normative-low risk group (OR=2.92, p < .05 to OR=2.78, p = NS), while youth in the early experimenting group were more likely to contract STIs (OR=3.06, p =NS to OR=3.45, p<.05) than youth in the normative-low risk group. All other results in Table 5 were similar without these 76 cases. We also conducted a sensitivity analysis by re-running the model with sex as a covariate, which produced a similar four-class solution, thereby further confirming our findings.
Discussion
This study is the first to our knowledge to examine the interdependent trajectories of three related adolescent risk behaviors, sexual risk, substance use, and conduct problems. Our sample was comprised of an understudied and underserved population: low-income, African American adolescents. An important finding of this study is that almost three-fourths of this sample (74.3%) was classified in the normative, low-risk group, exhibiting minimal risk behaviors. Most adolescents, even those living in high-risk environments, were making good choices and showing developmentally appropriate adolescent behaviors. Similar percentages of adolescents in low risk groups were found in the National Longitudinal Survey of Adolescent Health (Add Health), in which 46% of children in grades 7 through 12 exhibited zero risk behaviors and 26% participated in only one risk behavior (Porter & Lindberg, 2000). Therefore, consistent with resilience theory (Fergus & Zimmerman, 2005; Luthar, Cicchetti, & Becker, 2000), it will be important for future work to examine the assets and resources that enable children in a high-risk environments to avoid risky adolescent behavior.
Consistent with prior cross-sectional studies and longitudinal studies of two risk behaviors, our longitudinal analyses suggest that these three risk behaviors have related patterns across development. The model that fit best and was most theoretically meaningful included four classes: normative low risk; increasing high risk takers; adolescent-limited conduct problems and drug risk with high risky sex; and early experimenters. This pattern of trajectories shows similarities and differences from prior developmental psychopathology research. It is not unusual to identify high/increasing, adolescent-limited and normative classes for adolescent risky behaviors (Jackson, Sher, & Schulenberg, 2008; Park et al., 2008). Other studies have identified more than these three classes, although we have not found another U-shaped trajectory of substance use which accompanies decreasing conduct problems. The earlier-described Wu et al. study (2010), which modeled trajectories of substance use and conduct problems, found four classes (high substance use and conduct problems; increasing substance use and conduct problems; minimal conduct problems with high substance use; and minimal conduct problems and substance use); however, none of the classes showed a U-shaped trajectory for substance use. Their results also showed that adolescents in the non-normative classes had more risky sex behaviors, particularly for adolescents who had early tobacco use and binge drinking. A study of marijuana use trajectories identified five classes (Windle & Wiesner, 2004) but none exhibited the U-shaped trajectory that we found for substance use in our study.
Our group with the U-shaped substance use trajectory, the “early experimenters,” also showed consistently high sex risk and steadily decreasing conduct problems. The U-shaped drug risk trajectory appears counter-intuitive, especially with the decreasing conduct problems. It is important to understand the reasons why a group of adolescents who decrease their substance use would then reverse course and increase again. It is possible that, for this group, the drug use during early adolescence was another manifestation of conduct difficulties (e.g. Mason et al., 2010; Reiss, 1970; Turbin et al., 2000), such that as the conduct problems decreased in middle-adolescence, so did the substance use. The increase in drug use toward the end of adolescence culminating at age 18 in a similar level of use to that of the adolescent-limited group could represent use that is more normative and motivated by different factors than the early-adolescent use, such as a strategy for coping with stressors or socializing with peers (e.g. Luthar & D'Avanzo, 1999; Mohr et al., 2001; Ohannessian et al., 2010). We cannot rule out that this finding is idiocyncratic to this sample or is due to issues regarding missing data. Due to the novel nature of this U-shaped trajectory, this group lends itself to further study in future analyses.
Eight percent of the sample fell into the “adolescent-limited” group. The theory behind adolescent-limited problem behavior, developed to describe antisocial behavior, is that most individuals who exhibit risky behavior during adolescence will grow out of it and develop into healthy adults while other youth will continue to exhibit these behaviors and will be in a “life-course-persistent” group (Moffitt, 1993; Moffitt et al., 2002; Shedler & Block, 1990). Our adolescent-limited group showed increasing sexual risk that began to taper off at age 18 and clear adolescent-limited trajectories for conduct problems and substance use. However, conduct problems and drug use at age 18 were still higher for this group than for the normative low-risk group. Sexual risk at age 18 was about equal to the early experimenters and increasing high-risk groups and slightly higher than the normative group. The trajectories for this class support the concept of adolescent-limited risky behavior in this population across a number of domains of risk taking. The increasing high risk takers, about 12% of the sample, are of concern for their high levels of risky behavior in all categories. While we lack information on these individuals once they reach adulthood, it may be that they are on a “life course persistent” trajectory.
Regarding the concept of an adolescent-limited group in our sample, our findings differ from Moffitt's findings in some important ways. The finding that 26% of the Dunedin, New Zealand sample was classified in an adolescent-limited group (Moffitt et al., 2002) referred to males only, while our study, which reports that 8% of the sample was adolescent-limited, included males and females. The adolescent-limited group in our study started showing desistance of conduct problems and substance use at age 16, while the males originally classified as adolescent-limited in the Dunedin sample were still showing antisocial tendencies at age 26 (Moffitt et al., 2002). In addition, other work examining trajectory classes of one of the risk factors examined in the current study which included girls in the analyses also demonstrated lower proportion of individuals in the adolescent-limited group compared to riskier groups (Huesmann, Dubow, & Boxer, 2009; Marti, Stice, & Springer, 2010). Therefore, it could be the case that when risky behaviors manifest in girls, they may be more likely to follow a more persistent course as opposed to an adolescent-limited one. The differences may be explained by cultural differences, statistical approaches, sample characteristics or other factors and merit further investigation.
Somewhat contrary to our expectations, all of the non-normative classes exhibited high sexual risk behavior, which is of particular concern considering the relatively high rate of HIV infection and pregnancy in African American teens. Even the adolescent-limited group did not show adolescent-limited behavior in sexual risk, only in substance use and conduct problems, although the level of sexual risk at the end of adolescence was similar to the increasing high-risk takers and early experimenters. This suggests that some increase in sexual expression across development is normative regardless of engagement in other risk behaviors. Another longitudinal study of African American youth and young adults found that sexual risk behavior increased during the high school years, then decreased during young adulthood (Fergus et al., 2007); as we do not, however, have data on our sample beyond age 18, we cannot know whether a similar pattern would emerge for this group. While it may be developmentally normative for sexual experimentation to occur by late adolescence, the consequences of unprotected sex can be significant and include infections with serious morbidity and mortality.
Developmental periods of elevated risk for sexual health outcomes (self-reported STIs and pregnancy) differed by grouping, despite the fact that several of the classes showed similar developmental trajectories of sexual risk taking. This linkage between class and sexual health outcomes is a novel contribution of our study. For example, both class 1 (increasing high risk takers) and class 2 (adolescent limited) show nearly identical increases in the risky sexual behavior variable across development. What differentiates these classes is that class 1 continued to increase their substance use and conduct problems whereas class 2 desists in these behaviors by late adolescence. Despite similar rates of risky sexual behavior, class 1 shows increasing and elevated risk for STIs throughout adolescents, whereas the period of risk for class 2 is limited to middle adolescence. Class 3 showed stable levels of risky sexual behavior across development, but experienced a period of very high risk for STIs at the younger ages when they also had their highest levels of substance use and conduct problems. What we conclude from this pattern is that in terms of a developmental perspective on sexual health, it is critical to not only consider trajectories of sexual risk behavior, but also developmental patterns of engagement in other problem behaviors such as substance use and conduct problems. These other problem behaviors appear to differentiate STI risk better than trajectories of sexual risk behavior alone. An appreciation that multiple risk behaviors need to be considered together to understand adolescent health is consistent with problem behavior theory (Jessor, 1991) and more recently with what has been described as a “syndemic” in the public health literature (Mustanski et al., 2007; Singer & St. Clair, 2003).
For an example of the value of studying these risk behaviors in concert, consider the case of HIV/AIDS as an outcome. Each of the risk behaviors discussed above is directly or indirectly related to HIV risk. Adolescent delinquency is associated with substance use and risky sexual behavior, particularly in low-income youth (Mason et al., 2010). Sexual risk taking, specifically lack of condom use, multiple sex partners, and early sexual debut, is associated with increased risk for HIV, as well as other STIs and unplanned pregnancies. Rigorously conducted studies have identified substance use as a major risk factor for adolescent HIV infection (Lowry et al., 1994); especially strong is the association between alcohol use and non-condom use at first intercourse (Leigh, 2002). Furthermore, externalizing psychopathology has been identified as the mental health characteristic most strongly linked with HIV risk in youth (Dishion, 2000; Donenberg, Bryant, Emerson, Wilson, & Pasch, 2003; Donenberg & Pao, 2005). Given this pattern, researchers and practitioners addressing HIV/AIDS among youth may benefit from understanding the clustering of the risk factors more fully (Mustanski et al., 2007).
Prevention efforts should be focused on addressing all three risk behaviors, but the high rate of risky sexual behavior in all three non-normative classes (25% of the sample), underscores an urgent need for improved sex education, including teen pregnancy and HIV/STD prevention, in this community. Even among the normative low risk group, the proportion of participants who reported a pregnancy or getting someone pregnant in the past year almost doubled from age 16 to 18 from 10% to 19.2%; for increasing high risk takers, 27.6% of 18 year-olds reported a pregnancy or getting someone pregnant in the previous year, over two times the odds of the normative class. The high-risk taking class also had over five times the odds of having a STI in the previous year. Our results suggest that youth who engage in relatively high levels of substance use and conduct behaviors at an early age may be particularly important to target with sexual health promotion programs.
Limitations
The findings are based on a sample of African-American, low-income youth in the Southern U.S., so they may not generalize to other populations. There is a risk of response bias as the data are from adolescent self-reports; however, it is possible that some participants may have underreported risky behaviors while others over-reported their behaviors. Although our analytical software employed accepted methods of handling missing data, and we excluded respondents with fewer than three waves of data, it is possible that those with one or two waves and who were young enough to complete future waves (as opposed to those who aged out of the study), differed from those who completed three or more waves of data. These respondents may have been in jail, moved away, or had other non-random reasons for being unable or unwilling to further participate. While the excluded participants differed in some ways from the participants we included in our analysis, the differences likely serve to make our findings more conservative. Finally, there are numerous ways in which composite variables for measuring risk have been constructed in the literature. Our risk scales were constructed based on the data we had available, theories about developmental context and risk, and reviews of other studies. For example, for substance use, we were not able to take into account the frequency or amount of use because this information was not collected. In addition, each item was weighted the same, although research supports the likelihood that an adolescent using cocaine has also used cigarettes, alcohol, and/or marijuana.
These findings contribute to the literature in that we used growth mixture modeling to identify different patterns in the trajectories of a community-based sample of minority, low-income youth based on common adolescent risk behaviors. The four-class solution identified when analyzing a combination of sexual risk, conduct problems, and substance use factors highlights the need to focus education and intervention efforts on the negative consequences of risky sexual behaviors. Further research on predictors and consequences, especially when combined with our ongoing collection of genetic and environmental data, will further elucidate the development of these trajectories as well as opportunities for preventing or moderating problem behaviors.
Acknowledgments
This project was supported by grants from the National Institute of Drug Abuse (DA025039, DA017428, DA018920), the National Institute of Child Health and Human Development (HD30060), the Centers for Disease Control and Prevention (CE000191), and the Substance Abuse and Mental Health Services Agency (TI13340). The content is solely the responsibility of the authors and does not necessarily represent the official views of the funders.
Appendix A: MPlus Syntax
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