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. 2014 Jun;28(6):2441–2454. doi: 10.1096/fj.13-240135

A human sleep homeostasis phenotype in mice expressing a primate-specific PER3 variable-number tandem-repeat coding-region polymorphism

Sibah Hasan *,1, Daan R van der Veen *,1, Raphaelle Winsky-Sommerer *, Alexandra Hogben *, Emma E Laing *, Frank Koentgen , Derk-Jan Dijk *, Simon N Archer *,2
PMCID: PMC4046067  PMID: 24577121

Abstract

In humans, a primate-specific variable-number tandem-repeat (VNTR) polymorphism (4 or 5 repeats 54 nt in length) in the circadian gene PER3 is associated with differences in sleep timing and homeostatic responses to sleep loss. We investigated the effects of this polymorphism on circadian rhythmicity and sleep homeostasis by introducing the polymorphism into mice and assessing circadian and sleep parameters at baseline and during and after 12 h of sleep deprivation (SD). Microarray analysis was used to measure hypothalamic and cortical gene expression. Circadian behavior and sleep were normal at baseline. The response to SD of 2 electrophysiological markers of sleep homeostasis, electroencephalography (EEG) θ power during wakefulness and δ power during sleep, were greater in the Per35/5 mice. During recovery, the Per35/5 mice fully compensated for the SD-induced deficit in δ power, but the Per34/4 and wild-type mice did not. Sleep homeostasis-related transcripts (e.g., Homer1, Ptgs2, and Kcna2) were differentially expressed between the humanized mice, but circadian clock genes were not. These data are in accordance with the hypothesis derived from human data that the PER3 VNTR polymorphism modifies the sleep homeostatic response without significantly influencing circadian parameters.—Hasan, S., van der Veen, D. R., Winsky-Sommerer, R., Hogben, A., Laing, E. E., Koentgen, F., Dijk, D.-J., Archer, S. N. A human sleep homeostasis phenotype in mice expressing a primate-specific PER3 variable-number tandem-repeat coding-region polymorphism.

Keywords: circadian, sleep deprivation, EEG, clock genes


There are individual differences in sleep timing and duration and responses to sleep loss, but the underlying mechanisms remain poorly understood (1, 2). Sleep-wake cycles are determined by the interaction of circadian timing and sleep homeostasis (3, 4), and some of the molecular mechanisms of both processes have been identified.

Cellular circadian rhythms are generated by a transcriptional–translational feedback oscillator consisting of the positive regulators CLOCK and BMAL1 and the negative regulators Period (PER) and Cryptochrome (CRY), which inhibit expression (5). Alterations in these genes are associated with the timing of sleep-wake activity and sleep homeostasis (6). In particular, during non-rapid eye movement sleep (NREMS), electroencephalography (EEG)-measured δ power, an established marker of sleep homeostasis, is affected by clock genes (7, 8). Sleep duration is associated with single-nucleotide polymorphisms (SNPs) in CLOCK (9), and sleep-timing preference and delayed sleep-phase disorder (DSPD) are associated with polymorphisms within PER2, PER3, and CLOCK, although the results have not always been replicated (2). Most human association studies have not shown whether polymorphisms affect the circadian or homeostatic aspect of sleep regulation, and many show no direct link between specific polymorphisms and causative mechanisms (2).

Although Per3 was originally described as a clock gene and data show that it interacts with other clock elements (10), its redundant role within the circadian clock is far from clear (11, 12). Functional knockout (KO) of PER3 in mice has a minimal effect on the central circadian clock (1114), but it alters sleep homeostasis (15). A primate-specific variable-number tandem-repeat (VNTR) polymorphism (54 bp, repeated 4 or 5 times) in human PER3 associates with diurnal preference (1619), DSPD (16, 17), sleep–wake timing (19), sleep homeostasis (20, 21), and cognitive vulnerability to sleep loss (20, 2224). The PER3 VNTR is not associated with major changes in either circadian phase (20, 25, 26) or circadian period, assessed in vivo or in vitro (27). We therefore hypothesized that the PER3 VNTR affects sleep homeostasis, rather than circadian rhythmicity (28).

In this study, we sought to investigate whether the above-mentioned associations between the PER3 VNTR polymorphism and human sleep phenotypes reflect a direct causative effect of the polymorphism on homeostatic, but not on circadian, sleep regulation. We created 2 separate transgenic mouse lines expressing the human 4- and 5-repeat of the PER3 VNTR and assessed behavioral circadian rhythmicity and EEG-assessed aspects of sleep homeostasis. Sleep deprivation (SD) is known to affect cortical clock gene expression in rodents (29), and the hypothalamus contains both the circadian clock in the suprachiasmatic nuclei (SCNs) and the ventrolateral preoptic (VLPO) nucleus, which regulate sleep–wakefulness (30). We therefore assessed the effects of the VNTR on sleep-associated gene expression in the cortex and hypothalamus in these humanized mice.

MATERIALS AND METHODS

Generation of C57BL/6 transgenic mice

Targeting vectors were created by PCR from C57BL/6 genomic DNA using the plasmid FLSniper as the vector backbone (Ozgene Pty. Ltd., Bentley, WA, Australia). Targeting vectors were designed to conditionally replace mouse exon 18 with human exon 18, coding for either the 4- or 5-repeat VNTR (Fig. 1A). The targeting construct contained a cDNA sequence of wild-type (WT) mouse exons 18–21, with a downstream phosphoglycerine kinase (PGK) promoter driving a neomycin (Neo) selection marker. The sequence was flanked by locus of X over P1 (LoxP) excision sites and followed by the human PER3 exon 18, containing either the 4- or 5-repeat allele of the VNTR. For the known SNP T3110C within the VNTR (31), we chose to express the more common allele. Gene targeting was performed in the embryonic stem (ES) cell line Bruce4, which was derived from a C57BL/6-Thy1.1 congenic strain (32). Chimeras were crossed to C57BL/6J. The genetic background of the resulting mice is C57BL/6, with minor polymorphic contributions from the ES cells (33). The vector was introduced into the ES cells by electroporation, and successful homologous recombination was confirmed by screening for the antibiotic-resistant ES cells. After confirmation of integration of the targeting vector by Southern blot, positive ES cells were expanded and injected into blastocysts, which were then implanted in pseudopregnant females (C57BL/6), and chimeras were bred to obtain germline transmission.

Figure 1.

Figure 1.

A) Schematic representation of the humanized Per3 targeted alleles. A cDNA insert containing mouse exons 18–21 was inserted between 2 LoxP excision sites in mouse intron 17, replacing exon 18. After the second LoxP excision site, the human exon 18 (coding for either the 4- or 5-repeat VNTR allele) replaced mouse exon 18, followed by mouse intron 18 and the subsequent WT mouse homology arm sequence. B) Top: transgenic individuals express mRNA containing WT mouse exons 1–17, followed by the cDNA-coded WT exons 18–21. Bottom: after Cre-Lox recombination, humanized mice also express WT mouse exons 1–17, now followed by human exon 18 and WT mouse exons 19–21. C) Representative PCR products for genotyping of WT, Per3+/+, and humanized mice. Per3KI/KI, humanized KI; X, negative control.

ES-derived coat-color offspring were genotyped with Southern blot analysis and used as founders for the breeding colony. These conditional (Per3+/+) mice expressed a WT protein coded by the WT gene (exons 1–17) and transgenic cDNA WT sequence (exons 18–21; see Fig. 1B). Design and construction of the targeting vectors and creation of transgenic offspring were performed by Ozgene.

By applying tyrosine recombinase/locus of X (Cre-Lox) recombination, humanized knock-in (KI) and WT mice were created by crossing homozygous C57BL/6 transgenic mice with mice on the same background that expressed Cre ubiquitously under the control of the PGK promotor at the ROSA26 locus (Ozgene). The F1 offspring of this cross were heterozygous for both Cre and the humanized Per3 construct. These offspring were used in selective breeding to create mice homozygous for the KI construct and not expressing Cre [Per3 homozygous for the 4-repeat or 5-repeat allele (Per34/4 and Per35/5, respectively) mice] and mice homozygous for the WT mouse Per3 gene and not expressing Cre. These mice were used to establish the lines used in the experiments. Note that the KI and WT mice were derived from the same conditional transgenic mice after selective crossing with the Cre mice and were genetically identical, except for the presence or absence of the VNTR.

Two PCR primer sets were used for genotyping. Set 1 was directed at the homology arms (forward: 5′-AGCCGGGGTCAGAGCACAGTAGTT-3′; reverse: 5′-ATCCATGAGCCCAAGCAAATCCT-3′), and set 2 was directed at PGK-NEO inserts (forward: 5′-GTCTGCCGCGCTGTTCTCCTCTTC-3′; reverse: 5′-CTTCGCCCAATAGCAGCCAGTCC-3′). The combination of these primers resulted in PCR products of 583 bp (set 1) in WT mice, 418 bp (set 2) in conditional Per3+/+ mice, and 886 bp (set 1) in Per34/4 and Per35/5 mice (Fig. 1C). Primer set 2 was also used to identify Cre-expressing mice, with a PCR product of 354 bp. Direct sequencing of Per3 transcript copy DNA showed that these mice expressed the expected KI constructs.

Housing conditions

Humanized Per34/4 and Per35/5 mice and their WT controls were bred in-house from homozygous breeding pairs. During experimentation, the mice were individually housed in light-tight, sound-attenuated cabinets, with food and water provided ad libitum. The mice were maintained on a 12-h light-dark (LD) cycle, with a light intensity of 800 ± 13.4 mW/m2 at the level of the cage bottom during the light period, and were kept at a controlled ambient temperature (20–22°C) and relative humidity (55±10%). Nesting material (bedding) was provided to aid thermoregulation. All experimental procedures received a favorable opinion by the University of Surrey Animal Ethics Committee and were carried out under a U.K. Home Office License and in accordance with the Declaration of Helsinki.

Circadian period protocol

WT and transgenic C57BL/6 mice (n=16/genotype, 7 females and 9 males; age 64 ± 2 d; mean±sem) were individually housed with a 12-h LD cycle. After 14 d, the mice were exposed to four 14-d episodes of constant light of increasing intensity (0, 33, 171, and 865 mW/m2) and a final 14-d episode of constant darkness. The blue-enriched LED light spectrum did not vary between intensities. Running-wheel activity (1 min resolution) was recorded throughout the experiment (ClockLab; Actimetrics, Wilmette, IL, USA). During the last 10 d for each light condition, the length of the free-running circadian behavioral period was calculated by periodogram analysis (34). Free-running periods were compared by using PROC MIXED in SAS 9.2 (SAS Institute, Cary, NC, USA) with the factors genotype, sex, and light intensity. Representative activity profiles were double plotted for each genotype as qualitative actograms, and free-running periods are indicated as group means ± sem.

Duration and temporal pattern of EEG-assessed vigilance states (VSs)

A telemetric transmitter (volume, 1.9 cm3; total weight, 3.4 g; TL11M2-F20-EET; DSI, St. Paul, MN, USA) connected to electrodes for continuous EEG and electromyography (EMG) recordings was implanted in 8 adult male C57BL/6 mice per genotype (Per34/4, Per35/5, and WT; N=24, 78.7±0.7 d old; mean±sem). Body weights were not similar between the genotypes [WT, 29.0±1.3 g; Per34/4, 26.5±1.8 g; Per35/5, 29.5±2.0 g (avg.±sd); P<0.005; PROC MIXED]. The Per34/4 mice weighed less than the WT (P<0.05) and Per35/5 mice (P<0.01; LSMEANS after Tukey adjustment). In mice under anesthesia (isoflurane induction 3.6%, maintenance 1–2%), 2 stainless-steel EEG electrodes (length of screw shaft, 2.4 mm; outer diameter of screw thread, 1.19 mm) were implanted epidurally over the right frontal and parietal cortices (35) and connected to the telemetry transmitter via medical-grade stainless-steel wires (surrounded by silicone tubing). The EEG electrodes and connections to the subcutaneous wiring were covered with dental cement (GC Fuji Plus; GC United Kingdom Ltd., Newport Pagnell, UK). Two EMG stainless-steel leads were inserted into the neck muscle ∼5 mm apart and sutured in place. The telemetry transmitter was placed in a subcutaneous pocket and positioned along the left dorsal flank of the mouse. Analgesia was administered by subcutaneous injection at the onset of surgery (Vetergesic, 30 μg/kg). After surgery, the animals were allowed to recover for 11 ± 1 d (mean±sd), and baseline (BSL) data collection was begun when the mice were 89.6 ± 0.8 wk of age (mean±sem).

The telemetric transmitters were activated 2 d before the BSL day, and EEG/EMG signals were then recorded continuously for 72 h (Dataquest ART; DSI). The EEG and EMG signals were modulated with a high-pass (3 dB, 1.0 Hz) and a low-pass antialiasing (48 Hz) analog filter. The data analyzed consisted of continuous 72-h recordings, including a 24-h BSL period starting at light onset [zeitgeber time (ZT) 0], followed by a 12-h period of SD in light (SD-L) and a subsequent 36-h period of sleep recovery (Rec).

SD was carried out starting at light onset (ZT 0) for 12 consecutive hours, by the simultaneous presence of at least 2 (ZT 0–9) or 3 researchers (ZT 9–12) for each group of 8 mice (of mixed genotypes). SD was performed by sequential introduction of different novel objects into the cage when the animal appeared to become drowsy (up to 14 in total, consisting of nesting material, blue tissue, open or closed cardboard rolls of different sizes, pieces of wood, chemiwood prisms, plastic tubes of different sizes, tube lids, and Petri dishes). If necessary, additional arousal was achieved by disturbing the bedding and/or the nest. The cages were exchanged twice (at ZT 6 and 9) for fresh ones, to provide additional stimulation. Researchers were blinded to genotype during SD, and the objects were introduced into the cages in the same order.

The telemetric EEG and EMG data were transmitted at 455 kHz to an RPC-1 receiver (DSI) and sampled at 250 Hz. VSs for consecutive 4 s epochs were classified by visual inspection of the EEG and EMG signals, according to standard criteria (35), as follows: wakefulness (high and variable EMG activity and a low-amplitude EEG signal); NREMS (high EEG amplitude, dominated by slow waves and low EMG); and rapid eye movement sleep (REMS; low EEG amplitude, θ oscillations of 5–9 Hz, and loss of EMG muscle tone).

The time spent in each VS was expressed as a percentage of total recording time over 2 time intervals (i.e., 2 or 12 h). REMS was also expressed as a percentage of total sleep time (TST). The effects of SD on Rec NREMS and REMS were assessed as accumulated differences from the BSL condition for consecutive 1-h intervals starting at light onset (ZT 0).

EEG power density

EEG power spectra were computed for consecutive 4-s epochs by a fast Fourier transform (FFT; frequency range, 0.98–47.85 Hz; resolution, 0.244 Hz; Hanning window function). Only artifact-free epochs (97%) were included in the EEG spectral analyses. EEG power spectra were determined for NREMS, REMS, and wakefulness during the 12-h BSL light (BSL-L) period. EEG power spectra are expressed as a percentage of total EEG power (frequency range: 0.98–47.85 Hz; resolution: 0.24 Hz; graphed frequency range: 0.98–31.98 Hz).

The changes in the waking EEG spectra during 12 h SD were determined by expressing EEG spectra individually as a percentage of the wakefulness spectra in the 12-h BSL-L period (range: 0.98–47.85 Hz; resolution: 0.24 Hz). The time course of EEG spectra changes during forced wakefulness in SD was assessed by dividing this period into 36 time intervals, in each of which an equal number of 4-s awakening epochs were contributed by the individual mice. The θ peak frequency (TPF) in REMS was determined by recording the frequency at which EEG power density was at its maximum.

To further quantify the changes in the awake EEG spectra, the following frequency ranges were defined: upper θ, 8.5–11 Hz; β-2, 20–35 Hz; and γ-1, 35–48 Hz. Mean EEG power in these frequency bands was expressed as a percentage of the mean EEG power reached in that specific band during wakefulness in the BSL-L period.

EEG δ power during NREMS was computed by averaging the EEG power in the frequencies ranging from 0.98 to 3.91 Hz. Mean values were calculated by dividing the 12-h periods into 12 (BSL-L); 5 [BSL-dark (BSL-D)]; 9 [12-h period following SD: first Rec dark (Rec-D1)]; 11 [Rec light (Rec-L)]; or 6 [second Rec dark (Rec-D2)] intervals to which an equal number of NREMS epochs contributed within each mouse. Mean values were also individually normalized to the mean δ power in NREMS in the last 4 h of the BSL-L period (i.e., the lowest mean level reached during BSL). The δ power rebound during the first interval after SD was calculated as a percentage of δ power within the interval immediately preceding SD. Accumulated differences (from the BSL condition) of δ power during NREMS are represented as hourly values of δ energy (i.e., summed δ power over all epochs) and expressed as a percentage of the total δ energy during the 24 h of the BSL day.

Statistics for sleep analyses

Data were analyzed with SAS v9.2 (SAS Institute). For the EEG power spectra (per VS during BSL-L), the spectral changes in the awake EEG (during SD-L), and the time courses of accumulated differences in NREMS, REMS, and slow-wave energy (SWE) during SD and the 36-h Rec period after SD, nonparametric analyses were used with PROC NPAR1WAY (Kruskal-Wallis test), followed by the Student-Newman-Keuls (SNK) post hoc analysis. The TPF data between the genotypes were compared by using PROC TTEST. PROC MIXED was also used to compute intraclass correlation coefficients (ICCs). ICCs were computed with their 95% confidence intervals (CIs). In our study, the ICC indicates the ratio of the between-genotypes (Per34/4 and Per35/5 only) variance to the total variance (within-genotype variance + between-genotypes variance). ICCs can have any value between 0 and 1; higher values are indicative of stability of observations within a genotype (or genotype effect). At BSL, VS data (per 2 and 12 h), and time courses of δ, upper-θ, β-1, and γ-1 power were analyzed by using PROC MIXED for analysis of variance (ANOVA; factor genotype and interaction genotype × time; additionally, factor SD and interaction SD × time for VS per 12 h only), followed by LSMEANS post hoc multiple pair-wise comparisons. PROC MIXED was also used to assess genotype effects on the immediate δ power rebound (using the log10 values).

Microarray gene expression analysis

To investigate the effects of the insertion of the VNTR transgene on gene expression in the hypothalamus and cortex of the Per3 KI mice, we used the same 12-h SD protocol. After 14 d of entrainment to a 12-h LD cycle, SD was carried out as described for the sleep EEG experiment for each group of 8 mice [of mixed genotypes; n=8/genotype (Per34/4, Per35/5 and WT); age 102 ± 2.4 d; mean±sem]. At the end of the SD period, whole brains were collected under red light and stored immediately at −80°C in RNAlater (Qiagen, Hilden, Germany) until RNA extraction from the hypothalamus and cortex tissue with the RNeasy kit (Qiagen). Total RNA (200 ng) was used to synthesize the labeled cRNA (Quick Amp; Qiagen), which was hybridized to Whole-Mouse Genome 4×44K slides (design ID 014868; Agilent Technologies, Santa Clara, CA, USA). Array features were extracted with Agilent Feature Extraction software.

We also measured hypothalamic gene expression in a protocol where behavioral activity is suppressed by light (13). After 10 d in the 12-h LD cycle, mice (male C57BL/6 mice: n = 8/genotype; age 75 ± 3 d, mean±sem) received 17 cycles of 3.5 h light (170±2.3 mW/m2):3.5 h dark, starting at original light onset. Brains were collected in the 17th light cycle (where the largest behavioral difference between WT and Per3 KO mice had been observed; ref. 13) and stored at −80°C in RNAlater (Qiagen). RNA extracted from the hypothalamus microarrays was hybridized with labeled cRNA as described above. Samples of 1 Per35/5 and 1 WT mouse were excluded from further analyses because of the poor quality of the arrays, based on the output of the Agilent feature extraction.

Expression levels were analyzed with GeneSpring 12 (Agilent). The samples were normalized by percentile shift to the 75th percentile. The probes were classified as differentially expressed with avalue of α = 0.05 in a 1-way ANOVA and unpaired t test (asymptotic P value computation with Benjamini-Hochberg correction for multiple testing) and/or a probability of false prediction (PFP) < 0.015 in a rank product analysis (36).

Gene Ontology (GO) analysis of the differentially expressed probes was conducted in WebGestalt (37) using the mouse 4×44K (ver. 1; Agilent) as the background distribution. All microarray data have been deposited in the U.S. National Center for Biotechnology Information (Bethesda, MD, USA) Gene Expression Omnibus (GEO) database (GEO accession number GSE55255; http://www.ncbi.nlm.nih.gov/geo/).

RESULTS

Circadian period in constant dark and constant light

Representative examples of individual records of behavioral activity for each genotype are shown in Fig. 2A. During the 12-h LD cycle, behavioral rest-activity cycles were entrained to the 24-h period in all genotypes. Free-running behavioral activity rhythms were observed in all constant-light and constant-dark conditions. As expected (38), the free-running circadian period lengthened with increasing light intensities (main effect of light, P<0.0001), and no significant main effect of genotype or interaction between genotype and light was observed (all genotype and light∗genotype, P>0.05; Fig. 2B). The females exhibited a larger increase in period length than did the males in response to the dimmest and brightest light conditions (light∗sex, P<0.005, LSMEANS contrast P<0.0005 and 0.0001 for 33 and 865 mW/m2, respectively). This sex difference was observed in all mice and was not affected by genotype (light∗sex∗genotype, P > 0.05).

Figure 2.

Figure 2.

Circadian period in constant dark and constant light. A) Examples of individual activity records (per 24 h, double plotted) for WT, Per34/4, and Per35/5 mice. Activity is represented by black bars. Successive light conditions (white, light; gray, continuous light or dark) over the 84-d period are indicated at right. Mice were first entrained to a 12-h LD cycle and then were exposed to a period of constant darkness (DD), followed by 3 successive conditions of increasing levels of constant light, before returning again to DD (arrows). B) For each light condition, the circadian free-running period was calculated from periodogram analysis over the last 10 d of that condition and is shown as average ± sem per genotype per light condition.

VSs and EEG power spectra at BSL

During the BSL day, the 12-h averages of time spent in wakefulness or in NREMS or REMS were similar in the Per34/4, Per35/5, and WT mice (Table 1).

Table 1.

VSs and δ power during 12 h NREMS

Parameter BSL-L BSL-D sd-L Rec-D1 P vs. BSL-D Rec-L P vs. BSL-L Rec-D2 P vs. BSL-D
Awake (%)
    WT 38.2 ± 1.2 77.9 ± 2.4 98.88 ± 0.09 58.0 ± 4.2 <0.0001 40.7 ± 1.3 <0.05 73.3 ± 3.0 <0.01
    Per35/5 38.7 ± 1.1 77.0 ± 1.6 99.20 ± 0.09 57.6 ± 1.5 <0.0001 41.2 ± 1.4 <0.05 71.6 ± 1.2 <0.001
    Per35/5 40.9 ± 1.6 76.3 ± 1.8 99.16 ± 0.09 53.4 ± 1.8 <0.0001 42.3 ± 1.8 68.5 ± 1.8 <0.0001
NREMS (%)
    WT 46.8 ± 1.6 19.3 ± 2.1 1.13 ± 0.26 32.7 ± 3.3 <0.0001 44.5 ± 1.7 22.9 ± 2.6 <0.05
    Per35/5 46.1 ± 1.4 20.1 ± 1.5 0.80 ± 0.09 32.3 ± 1.7 <0.0001 42.1 ± 1.9 <0.05 23.9 ± 1.3 <0.01
    Per35/5 44.6 ± 1.2 20.6 ± 1.6 0.84 ± 0.09 36.4 ± 1.8 <0.0001 41.9 ± 1.5 26.4 ± 1.6 <0.001
REMS (%)
    WT 15.0 ± 1.1 2.8 ± 0.4 0.00 ± 0.00 9.4 ± 1.2 <0.0001 14.8 ± 1.2 3.9 ± 0.5
    Per35/5 15.2 ± 0.9 2.8 ± 0.2 0.00 ± 0.00 10.1 ± 0.8 <0.0001 16.8 ± 1.4 4.6 ± 0.3 <0.001
    Per35/5 14.4 ± 1.2 3.1 ± 0.3 0.00 ± 0.00 10.2 ± 0.8 <0.0001 15.8 ± 1.6 5.1 ± 0.4 <0.0001
REMS/TST (%)
    WT 24.3 ± 1.8 12.3 ± 1.1 NA 21.9 ± 1.3 <0.0001 25.0 ± 2.1 14.4 ± 1.2
    Per35/5 24.9 ± 1.5 12.4 ± 0.6 NA 24.0 ± 2.3 <0.0001 28.6 ± 2.3 <0.05 16.3 ± 1.3 <0.05
    Per35/5 24.3 ± 1.6 12.8 ± 0.8 NA 22.0 ± 1.7 <0.0001 27.2 ± 2.4 16.2 ± 0.9 <0.05
δ power (%)
    WT 100 (ref.) 142.6 ± 5.8 [304.7 ± 15.0] 136.8 ± 8.0 97.3 ± 4.0 152.1 ± 9.3
    Per35/5 100 (ref.) 148.8 ± 5.0 [328.1 ± 10.2] 136.4 ± 5.8 95.4 ± 4.5 145.4 ± 8.7
    Per35/5 100 (ref.) 146.1 ± 7.6 [364.0 ± 20.9] 155.6 ± 9.6 110.6 ± 7.2 165.1 ± 10.9

Values represent mean ± sem percentage of time awake, NREMS, and REMS (percentage of total recording time), REMS/TST (percentage TST) and δ power (percentage of BSL-L δ) calculated per 12-h period. P < 0.05, P < 0.01, P < 0.001, and P < 0.0001 represent increase or decrease compared to corresponding BSL (PROC MIXED followed by LSMEANS). NA, not applicable.

The EEG power spectra (in each VS) during the 12-h BSL-L period in the WT, Per34/4, and Per35/5 mice differed only in narrow frequency ranges (PROC NPAR1WAY, P<0.05; Fig. 3). During NREMS, the Per34/4 mice had lower power in 21.97–22.22 Hz than the Per35/5 and WT mice (SNK, P<0.05). During REMS, the Per35/5 mice showed lower power at 6.59 Hz than the WT and Per34/4 mice (SNK, P<0.05), as well as higher power at 21.73 Hz compared to the Per34/4 mice (SNK, P<0.05). In addition, the Per34/4 mice had decreased power at 7.81 and 8.30 Hz compared to the WT and Per35/5 mice (SNK, P<0.05).

Figure 3.

Figure 3.

EEG spectral profiles of NREMS, REMS, and wakefulness during the BSL-L period in WT, Per34/4, and Per35/5 mice. Means (n=8/genotype) of the EEG spectra were normalized to total EEG power for all frequencies within corresponding sleep states. Genotype effects are indicated as follows: inverted black triangle, Per34/4 lower than both WT and Per35/5; gray triangle, Per35/5 higher than Per34/4; inverted gray triangle, Per35/5 lower than both WT and Per34/4. All P < 0.05 (PROC NPAR1WAY followed by SNK post hoc).

To confirm the genotype effect in the θ range of the REM spectrum, we computed the ICCs for each frequency bin by calculating the ratio of the between-genotype variance (Per34/4 and Per35/5 only) to the total variance (within-genotype variance + between-genotypes variance). In accordance with the observed genotype effect, the highest ICC (0.48) was obtained for the 8.30-Hz bin, indicating stability of power density in the upper-θ range within the genotypes.

Behavior and EEG-assessed wakefulness during SD

To evaluate and compare the effects of SD on awake EEG in the WT, Per34/4, and Per35/5 genotypes, EEG spectra were computed over a frequency range of 1 to 48 Hz during the 12 h of SD. In all genotypes, the forced wakefulness during SD was characterized by an immediate and lasting increase (1.4- to 2.4-fold) in the upper-θ-range activity (8.5–11 Hz range), compared to BSL wakefulness during light (power heat map in Fig. 4). This θ-range increase was more pronounced in the Per35/5 and WT (with an increase up to 2.4-fold) than in the Per34/4 mice. Frequencies above θ (>11 Hz) also showed genotype effects (Fig. 4, statistics panel).

Figure 4.

Figure 4.

Time course of EEG spectral profiles during the 12-h SD period. Left panel: mean EEG spectra within 36 time intervals were expressed as a percentage of the mean spectral profile for awake EEG in the BSL-L period for each genotype separately. Changes from BSL are plotted as a heat map (key at right): dark blue values represent reduced EEG power compared to BSL; light blue values are similar to BSL (100%); warm colors (green to red) represent increased EEG power compared to BSL. Statistics panel indicates overall genotype effects (PROC NPAR1WAY, P<0.05) over time in the full frequency range; symbols (key at right) represent significant genotype effects. Right panels: means ± sem (n=8/genotype) of EEG power in the upper-θ (bottom panel), β-2 (middle panel), and γ-1 (top panel) ranges were calculated hourly and expressed as a percentage of the mean EEG power in that range during spontaneous wakefulness in the BSL-L period. Hourly intervals with significant genotype effect. Black symbols indicate significant differences between Per35/5 and Per34/4; gray symbols indicate significant differences in the β-1 range between Per35/5 and WT (PROC MIXED followed by LSMEANS post hoc). *P < 0.05, #P < 0.01, $P < 0.001.

To further characterize the effects of SD on awake EEG, we calculated the EEG power per hour in the upper-θ (8.5–11 Hz), β-2 (20–35 Hz), and γ-1 (35–48 Hz) frequency bands. In the upper-θ range, the Per35/5 mice showed a significantly higher power during 5–6 h after SD onset compared to Per34/4 mice (PROC MIXED P<0.05, LSMEANS P<0.05). Similarly, in the β-2 and γ-1 range, Per35/5 mice showed increased power (compared to Per34/4 mice) during the middle of the SD period (PROC MIXED P<0.05; for post hoc details, see Fig. 4, right panels).

Rec sleep after SD

During the Rec-D1 period after the 12 h SD, we observed a reduced time spent awake and an increased time spent in NREMS and REMS in all 3 genotypes, compared to that in the BSL-D period (Table 1). Compared to the BSL-L period, wakefulness increased in the WT and Per34/4 mice during the 12 h Rec-L period. The Per34/4 mice showed an increase in REMS and TST and a decrease in NREMS during the Rec period, compared to BSL (Table 1). During the 12 h Rec-D2 period, wakefulness remained significantly reduced in all 3 genotypes (compared to BSL-D). NREMS remained increased in all 3 genotypes, and NREMS remained increased in the 2 KI genotypes only, compared to the BSL-D period (Table 1).

To further characterize the effects of SD, we computed the accumulated hourly differences in REMS and NREMS and SWE (δ power in NREMS) between the mean BSL and SD values and the subsequent 36 h Rec period (Fig. 5). Negative slopes indicate a loss, null slopes indicate no loss or gain, and positive slopes indicate a gain in sleep time or sleep intensity, relative to BSL. Because each interval is an accumulation of all preceding intervals, statistical analyses were performed only on data from the last 1-h interval. No genotype differences were found in REMS and NREMS times. By contrast, a genotype effect was found for SWE (PROC NPAR1WAY, P<0.05), where the Per35/5 mice showed a significantly higher SWE accumulation than the Per34/4 and WT mice from h 3 of sleep Rec (SNK, P<0.05 and P<0.01; Fig. 5). In addition, only the Per35/5 mice fully compensated for the level of sleep deficit by returning to BSL, whereas, in the Per34/4 and WT mice, accumulated levels remained significantly lower than BSL (paired t tests: Per34/4, P<0.005; WT, P<0.05; Fig. 5).

Figure 5.

Figure 5.

Hourly time course of accumulated differences in REMS time, NREMS time, and SWE between BSL conditions during SD and the 36 h Rec period after SD. Accumulated values (means± sem; n=8/genotype) are expressed relative to BSL conditions (black horizontal dashed line) for each genotype (gray triangle, WT; black circle, Per34/4; white square, Per35/5). Genotype effects are indicated for the hourly intervals for the comparison of SWE accumulation between the 3 genotypes: black symbols indicate significance for Per35/5 higher than Per34/4; gray symbols for Per35/5 higher than WT; white symbols for Per35/5 higher than both Per34/4 and WT (PROC NPAR1WAY per interval followed by SNK post hoc). *P < 0.05, #P < 0.01.

When the δ power in NREMS of the first time point of Rec sleep after SD was expressed as a percentage of the δ power during the time point preceding the SD, the Per35/5 mice showed a trend for higher levels of δ power than the Per34/4 mice (198.15±14.1 vs. 168.46±9.01%; PROC TTEST, P=0.095).

Because δ power during NREMS is an established marker for sleep homeostasis regulation, we further investigated the genotype effect on this parameter by computing the time course of EEG δ power during NREMS (Fig. 6). In accordance with the data presented in Fig. 6, δ power was significantly higher in Per35/5 (compared to Per34/4) after SD, but only at the beginning of the Rec-L period and during the Rec-D2 period (PROC MIXED P<0.05; for post hoc contrasts; see Fig. 6, top panel), suggesting a more delayed Rec period in the Per35/5 mice. This increase in δ power was not accompanied by changes in the bihourly time course of VSs (Fig. 6, bottom panels). Fragmentation of the VSs was also analyzed, and no changes were found between the Per35/5 and the Per34/4 mice (data not shown). Thus, the Per35/5 mice exhibited 1 of the 3 hallmarks of high NREMS drive: an increase in SWE/δ power, but no increase in NREMS time or consolidation.

Figure 6.

Figure 6.

Time courses of EEG δ power, TST, NREMS, and REMS across the entire 72-h period. Top panels: time distribution of EEG δ power during NREMS. EEG δ power (means± sem; n=8/genotype) is expressed relative to the last 4 h of the BSL-L period. There was an overall effect of genotype (PROC MIXED LSMEANS, P<0.05), and specific contrasts were observed between the 3 genotypes. Black symbols indicate Per35/5 higher than Per34/4; gray symbols, Per35/5 higher than WT; white symbols, Per35/5 higher than both Per34/4 and WT. *P < 0.05, #P < 0.005, and $P < 0.0005. Bottom panels: time course of 2-h binned values (means±sem) of total sleep, NREMS, and REMS for the BSL and Rec periods, expressed as percentage of recording time per 2 h. There were no significant genotype effects observed in these measures (PROC MIXED, P>0.05).

Gene expression in the cortex and hypothalamus after SD

In the cortex, 816 transcripts showed significant differential expression between the Per35/5 and Per34/4 mice: 4268 between the Per35/5 and WT and 5131 between the Per34/4 and WT [Table 2 and Ancillary Data (gene expression data at http://sleep-sysbio.fhms.surrey.ac.uk/Hasan_14/)]. A similar number of differentially expressed transcripts was observed in the hypothalamus (Table 2 and Ancillary Data). When gene expression between genotypes in both tissues was compared, there were consistently more up-regulated transcripts than down-regulated ones (Table 2 and Fig. 7A).

Table 2.

Differentially expressed transcripts between genotypes after 12 h SD

Genotypes Cortex
Hypothalamus
DETs UR DR DETs UR DR
Per35/5 vs. Per35/5 816 492 324 716 398 318
Per35/5 vs. WT 4268 2806 1462 4823 2676 2147
Per35/5 vs. WT 5131 3213 1918 4138 2286 1852
KI vs. WT 3560 2297 1263 3579 1970 1609

DET, differentially expressed transcript; UR, up-regulated; DR, down-regulated.

Figure 7.

Figure 7.

Hypothalamic and cortical gene expression after SD in Per34/4 and Per35/5 mice. A) Distributions (number of probes) of normalized fold change (log2) in expression of all detected hypothalamic (gray curve) and cortical (black dashed curve) probes between Per34/4 and Per35/5. Percentages of detected probes that showed significant differential expression are also indicated on the right y axis (gray bars, hypothalamus; black bars, cortex). B) Horizontal bars indicate up- and down-regulated fold changes (black, down-regulated in Per35/5 vs. Per34/4; white, up-regulated in Per35/5 vs. Per34/4) in the differential expression of a core set of circadian clock genes (top) and a selection of genes associated with sleep regulation (bottom) in both tissues. Vertical dashed gray lines indicate maximum fold change observed in the clock gene transcripts, all nonsignificant (A, B). C) Mean normalized expression in WT (gray), Per34/4 (black), and Per35/5 (white) of 2 Homer1 probes that target the 5′ UTR (left) and 2 probes that target the 3′ UTR (right), averaged across both tissues. Error bars = sem.

There were no differences between the Per35/5 and the Per34/4 mice in the levels of expression in any of the circadian clock genes in either tissue. However, when KI and WT mice were compared, there were differences in the expression of clock genes (Supplemental Table S1). Clock was down-regulated in Per34/4 compared to WT in both tissues. Nr1d1 was up-regulated in both KI genotypes compared to WT in the hypothalamus. Per1 and Rora were up-regulated in Per35/5 compared with WT mice in the cortex. Per3, Cry2, Csnk1d, and Bhlhe41 (Dec2) were all up-regulated, and Nr1d2 and Cry1 were both down-regulated in both KI genotypes compared with their WT expression in both tissues (Fig. 7B). Thus, whereas there were no differences in clock gene expression between the KI mice, the presence of the VNTR did affect the expression of some clock genes compared with that in the WT mice.

To investigate sets of significantly differentially expressed genes that could be related to sleep regulation, we ranked differentially expressed transcripts according to their absolute fold change difference between all 3 genotypes in the 2 tissues and analyzed the top 200 transcripts (Ancillary Data). Some sleep-related transcripts were differentially expressed in the Per35/5 compared to Per34/4 tissues. These included Nfkb1 (up-regulated in both tissues); Ifi47 (down-regulated in both tissues); Kcna2, Cacna2d2, and Cacnb2 (up-regulated in the hypothalamus); Slc29a3, Il1rl2, Tgfbi, Adh1, and Ptgis (down-regulated in the hypothalamus); and Nkapl, Map4k5, Crhbp, Trpc2, and Ilf3 (up-regulated in the cortex). Of interest, Adora1 was up-regulated in the Per34/4 mice compared to the WT in both tissues. In the Per35/5 mice, Adora1 did not appear in the top 200 fold-change lists, but it was also significantly up-regulated compared to WT in both tissues (Fig. 7B).

In addition to the sleep-related genes that appeared in the top-ranked fold-change lists, we also found significant differential expression for several transcripts of the brain-specific marker for sleep homeostasis Homer1. Two probes on the microarray targeted the 5 prime untranslated region (5′ UTR) of 8 mouse Homer1 transcripts (4 full-length transcripts and 4 shorter transcripts), and they were up-regulated in the KI mice compared to the WT in both tissues and significantly more so in the Per35/5 compared to the Per34/4 hypothalamus. Two other probes targeted the 3′ UTR of Homer1 (3 full-length transcripts and 1 short one), and they were down-regulated in both the KI groups, compared with the WT mice in both tissues (Fig. 7C).

GO analysis of the transcripts differentially expressed between the Per34/4 and Per35/5 mice produced almost identical results for both tissues (Tables 3 and 4). The top 10 biological processes and molecular functions associated with the differential transcripts included the metabolic process, the macromolecule metabolic process, nucleotide binding, and heterocyclic compound binding. GO analysis of the 1647 transcripts that were differentially regulated in both tissues in both the Per34/4 and Per35/5 compared to the WT mice in both tissues revealed similar differential expression associated with similar processes and functions (Table 5). However, the same analysis also revealed subtle differences between the tissues: the nitrogen compound metabolic process, the cellular nitrogen metabolic process, metal ion binding, and cation binding were enriched only in the hypothalamus, whereas cellular component organization or biogenesis, cellular protein metabolic process, nucleoside phosphate binding, and purine ribonucleoside triphosphate binding were enriched only in the cortex. When the gene expression lists for both tissues were combined, differentially expressed genes between the Per34/4 and Per35/5 mice were now associated with additional processes and functions that included metabolism and modification focused more on proteins (Table 5).

Table 3.

GO terms associated with genes differentially regulated between Per34/4 and Per35/5 in the hypothalamus

GO term Genes observed Genes in category Enrichment ratio Adjusted P
Biological process
    Metabolic 278 9,069 1.42 1.20E-10
    Primary metabolic 241 7,662 1.46 1.30E-09
    Cellular metabolic 238 7,571 1.46 1.52E-09
    Organic substance metabolic 249 8,093 1.43 2.39E-09
    Single-organism metabolic 253 8,434 1.39 1.99E-08
    Cellular 356 13,317 1.24 6.37E-08
    Macromolecule metabolic 195 6,456 1.40 1.05E-05
    Cellular biosynthetic 137 4,141 1.54 1.71E-05
    Organic substance biosynthetic 139 4,245 1.52 2.19E-05
    Cellular macromolecule metabolic 174 5,669 1.42 2.23E-05
Molecular function
    Binding 327 10,881 1.41 1.91E-15
    Protein binding 194 6,206 1.46 1.65E-07
    Catalytic activity 164 5,115 1.50 6.64E-07
    Ion binding 167 5,230 1.50 6.64E-07
    Organic cyclic compound binding 145 4,641 1.46 2.68E-05
    Heterocyclic compound binding 144 4,592 1.47 2.68E-05
    Nucleotide binding 82 2,268 1.69 6.74E-05
    Nucleoside phosphate binding 82 2,268 1.69 6.74E-05
    Metal ion binding 112 3,443 1.52 8.71E-05
    Small-molecule binding 86 2,445 1.65 8.71E-05

Table 4.

GO terms associated with genes differentially regulated between Per34/4 and Per35/5 in the cortex

GO term Genes observed Genes in category Enrichment ratio Adjusted P
Biological process
    Metabolic 333 9,069 1.53 9.72E-20
    Cellular metabolic 291 7,571 1.60 7.60E-19
    Organic substance metabolic 304 8,093 1.56 9.12E-19
    Single-organism metabolic 310 8,434 1.53 6.60E-18
    Primary metabolic 289 7,662 1.57 1.08E-17
    Cellular macromolecule metabolic 231 5,669 1.70 1.40E-16
    Macromolecule metabolic 248 6,456 1.60 5.54E-15
    Organic cyclic compound metabolic 194 4,672 1.73 6.72E-14
    Heterocycle metabolic 186 4,500 1.72 5.68E-13
    Cellular aromatic compound metabolism 186 4,521 1.71 8.15E-13
Molecular function
    Binding 379 10,881 1.44 8.20E-21
    Organic cyclic compound binding 200 4,641 1.78 2.71E-16
    Heterocyclic compound binding 199 4,592 1.79 2.71E-16
    Small-molecule binding 122 2,445 2.06 3.95E-13
    Nucleotide binding 114 2,268 2.08 1.64E-12
    Nucleoside phosphate binding 114 2,268 2.08 1.64E-12
    Ion binding 201 5,230 1.59 2.04E-11
    Anion binding 105 2,264 1.92 2.21E-09
    RNA binding 50 781 2.65 2.01E-08
    Purine nucleoside binding 84 1,740 2.00 3.41E-08

Table 5.

GO terms associated with genes differentially regulated between Per34/4 and Per35/5 in both the hypothalamus and cortex

GO term Probes observed Enrichment score Percentage of category Adjusted P
Biological process
    Cellular protein modification process 21 2.89 25.93 1.10E-03
    Protein modification process 21 2.89 25.93 1.10E-03
    Macromolecule modification 22 2.92 27.16 1.10E-03
    Cellular protein metabolic process 23 2.4 28.40 4.20E-03
    Protein metabolic process 26 2.24 32.10 4.20E-03
    Phosphatidylinositol phosphorylation 3 29.6 3.70 7.40E-03
    Metabolic process 46 1.55 56.79 7.40E-03
    Phosphorylation 14 2.95 17.28 1.16E-02
    Lipid phosphorylation 3 25.49 3.70 1.16E-02
    Primary metabolic process 40 1.6 49.38 1.56E-02
Molecular function
    Small molecule binding 18 2.26 22.22 1.79E-02
    Nucleotide binding 17 2.31 20.99 1.79E-02
    Anion binding 17 2.31 20.99 1.79E-02
    Nucleoside phosphate binding 17 2.31 20.99 1.79E-02
    Binding 50 1.41 61.73 1.79E-02
    Glycoprotein binding 3 13.18 3.70 1.99E-02
    Purine nucleotide binding 14 2.43 17.28 1.99E-02
    Ribonucleotide binding 14 2.42 17.28 1.99E-02
    Purine nucleotide binding 14 2.44 17.28 1.99E-02
    Purine nucleoside binding 13 2.3 16.05 2.44E-02

Gene expression in the hypothalamus during behavioral suppression by light

Behavioral suppression by light in the ultradian protocol was not significantly different between any of the genotypes (data not shown). Fold changes in hypothalamic gene expression between the KI and WT mice exhibited normal distributions (Supplemental Fig. S1A). From these distributions, 282 probes were differentially expressed between the Per35/5 and WT mice, and 96 probes were differentially expressed between the Per34/4 and WT mice (Supplemental Fig. S1A, see Supplemental Table S2 for top 30-fold change probes for each genotype). This analysis showed that none of the core set of circadian clock gene transcripts was differentially expressed between the WT and KI tissues (Supplemental Fig. S1B). By contrast, among the probes that were differentially expressed were genes of interest for sleep homeostasis, including Homer1, Ptgs2, and Tnfrsf25 (all down-regulated in the Per35/5 compared to the WT tissues); Kcne2 (down-regulated in Per35/5 and up-regulated in Per34/4); and Prl (down-regulated in Per34/4 and up-regulated in Per35/5). A further 7 genes (Ccl21a, Slx1b, Rpp40, Ttr, Tmem72, Sln, and Apoc4) were differentially expressed in both the Per34/4 and Per35/5 tissues. Ccl21a (a chemokine ligand) was down-regulated in tissues of both the KI groups and was the most down-regulated probe in the Per34/4 tissue. Gene enrichment and functional annotation analysis revealed that the 282 differentially expressed probes in the Per35/5 hypothalamic tissue were significantly associated with biological processes and molecular functions that included terms linked with neuronal development and signaling, as well as the regulation of transcription (Supplemental Fig. S1C). There were no significant GO terms associated with the differentially expressed probes in the Per34/4 mice, because of the smaller number of probes analyzed.

DISCUSSION

Our data show that expression of the primate-specific 4- or 5-repeat PER3 VNTR polymorphism in mice altered the time course of two established EEG markers of sleep homeostasis: θ activity during wakefulness and δ power during NREMS. By contrast, no genotype differences were observed between the KI mice in measures of circadian period and responses to light or in the expression levels of transcripts of the core set of circadian clock genes. Moreover, insertion of the VNTR associates with differential expression of genes linked with sleep regulatory processes, including an established marker of sleep homeostasis, Homer1.

The current mouse data showing that the number of tandem repeats does not change circadian periodicity is in line with previous mouse data showing no major effect of Per3 KO (11, 13) and with human data showing that the PER3 VNTR affects neither the in vitro nor in vivo period when assessed in dim light (27). Also, extensive whole-genome microarray analyses showed no difference between hypothalamic and cortical expression of circadian clock genes between the two KI genotypes after SD and also during an ultradian LD protocol, whereas we observed significant differences in the expression of genes associated with sleep. These included Homer1 and Ptgs2 (39), Prl (40), Kcna2 (41), and Adh1 (42, 43), whereas Adora1 (44) was up-regulated in both the hypothalamic and cortical tissues in the 2 KI groups compared with the WT.

In response to SD, GO analysis of differential gene expression identified processes and functions that are typically affected by sleep loss, such as macromolecular metabolic processes. During the ultradian protocol, where there was no behavioral phenotype, genes differentially expressed between the Per35/5 and WT mice in the hypothalamus were associated with GO terms that included neuronal development and signaling. The latter finding is of interest because of the individual differences in cognitive performance and brain function that are associated with the human PER3 VNTR (2224). Therefore, taken together, these humanized mouse data are consistent with existing human data that suggest that the PER3 VNTR does not affect the circadian clock in the hypothalamus, but is associated with differences in homeostatic sleep regulation and cognitive vulnerability to sleep loss and in mice with the differential expression of transcripts that regulate and respond to sleep and neuronal development and function.

Homer1a has been described as a brain-specific marker of sleep homeostasis because its expression increases in response to SD (39). In the current study, Homer1 expression was increased in the two KI genotypes compared with the WT, more so in the Per35/5 mice in both tissues in the SD and ultradian protocols. However, this was true only of probes that targeted the 5′ UTR of Homer1 transcripts; probes that targeted the 3′ UTR showed down-regulation compared to the WT in both the KI genotypes. This result suggests that there is up-regulated expression of nascent mRNA for Homer1 in response to SD but reduced levels of alternatively spliced transcripts.

As far as we are aware, this is the first time that a common human polymorphism involved in sleep homeostasis has been inserted into an animal model. A rare familial single-nucleotide mutation in DEC2 regulates sleep duration in humans, and insertion of this mutation in mice also affects sleep duration in an SD-dependent way (45). The mutation that is linked with familial advanced sleep phase disorder (FASPD) has been reproduced in transgenic mice, but only with regard to circadian phenotype; the effects on sleep EEG were not assessed (46). An intronic SNP in the potassium channel gene ABCC9 was found to be associated with short periods of sleep in humans, and silencing of the homologue gene in Drosophila created a sleepless phenotype in the first part of the night (47). However, although that study clearly suggests a role for ABCC9 in sleep regulation, it did not identify the causative genetic marker.

The lack of an effect of genotype on BSL VSs in the current study contrasts with some previous studies in clock gene transgenic mice. For example, Clock-mutant mice showed a reduced BSL sleep duration (48), Npas2-KO mice had reduced spindle frequency activity in NREMS (49), and Cry1/Cry2 double-KO mice had increased NREMS bout length and NREM δ power (8). It should be noted that, in the current study, Cry1 expression was highly down-regulated in the KI mice compared with WT mice in both the hypothalamus and cortex after SD. Overall, this observation implies that the VNTR-mediated effects on sleep are observed only when sleep is manipulated.

The higher EEG θ activity in wakefulness observed in the Per35/5 mice during forced wakefulness and the genotype difference in BSL θ power during REMS observed in the Per35/5 mice are in line with the higher θ/alpha power seen in PER35/5 humans, at BSL and during SD (21).

The observation that during sleep Rec, the NREM δ power was higher in the Per35/5 mice is also consistent with human data from PER35/5 individuals (21). In addition, the Per35/5 mice had a greater and more complete (i.e., return to BSL level) sleep homeostatic response, as quantified by the accumulation of NREM δ power, when compared to the Per34/4 mice. In addition, in a previous human protocol of sleep restriction/deprivation, NREM δ power was found to be higher in the PER35/5 genotype compared to the PER34/4 (22). These consistent observations between species are remarkable, given that the only difference between these genotypes is the presence of either the 4- or 5-repeat VNTR alleles.

Supplementary Material

Supplemental Data

Acknowledgments

The authors thank A. Slak, S. Wehrens, S. Bae, S. Maentele, B. Martynhak, and I. Wright for their help with the SD experiments.

This research was supported by grants from the UK Biotechnology and Biological Sciences Research Council (BB/F022883/1 and BB/E003672/1) and the Royal Society (to D.J.D.). F.K. is director and CEO of Ozgene Pty. Ltd. (Bentley, WA, Australia).

Gene expression data are archived as Ancillary Data files on University of Surrey servers (http://sleep-sysbio.fhms.surrey.ac.uk/Hasan_14/).

This article includes supplemental data. Please visit http://www.fasebj.org to obtain this information.

ANOVA
analysis of variance
BSL
baseline
BSL-D
baseline dark
BSL-L
baseline light
Cre
tyrosine recombinase
CRY
Cryptochrome
DSPD
delayed sleep-phase disorder
EEG
electroencephalography
EMG
electromyography
ES
embryonic stem
GO
Gene Ontology
ICC
intraclass correlation coefficient
KI
knock-in
KO
knockout
LD
light-dark
LoxP
locus of X over P1
Neo
neomycin
NREMS
non-rapid eye movement sleep
PER
Period
Per34/4
Period 3 homozygous for the 4-repeat allele
Per35/5
Period 3 homozygous for the 5-repeat allele
PGK
phosphoglycerate kinase
Rec
recovery
Rec-D
recovery dark
Rec-L
recovery light
REMS
rapid eye movement sleep
SD
sleep deprivation
SNK
Student-Newman-Keuls
SNP
single-nucleotide polymorphism
SWE
slow-wave energy
TPF
θ peak frequency
TST
total sleep time
UTR
untranslated region
VNTR
variable-number tandem repeat
VS
vigilance state
WT
wild type
ZT
zeitgeber time

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