Abstract
The age of most genes exceeds the longevity of their genomic and physiological associations by many orders of magnitude. Such transient contexts modulate the expression of ancient genes to produce currently appropriate and often highly distinct developmental and functional outcomes. The efficacy of such adaptive modulation is diminished by the high dimensionality of complex organisms and associated vast areas of neutrality in their genotypic and developmental networks (and, thus, weak natural selection). Here I explore whether epigenetic effects facilitate adaptive modulation of complex phenotypes by effectively reducing the dimensionality of their deterministic networks and thus delineating their developmental and evolutionary trajectories even under weak selection. Epigenetic effects that link unconnected or widely dispersed elements of genotype space in ecologically relevant time could account for the rapid appearance of functionally integrated adaptive modifications. On an organismal time scale, conceptually similar processes occur during recurrent epigenetic reprogramming of somatic stem cells to produce, recurrently and reversibly, a bewildering array of differentiated and persistent cell lineages, all sharing identical genomic sequences despite strongly distinct phenotypes. I discuss whether close dependency of onset, scope and duration of epigenetic effects on cellular and genomic context in stem cells could provide insights into contingent modulation of conserved genomic material on a much longer evolutionary time scale. I review potential empirical examples of epigenetic bridges that reduce phenotype dimensionality and accomplish rapid adaptive modulation in the evolution of novelties, expression of behavioural types, and stress-induced ossification schedules.
Alexander Badyaev is a Professor of Evolutionary Biology at the University of Arizona. He works at the interface of evolutionary developmental biology and evolutionary ecology, with specific focus on the origin of adaptations. The central goal of his work is to understand the interplay of adaptation, contingency and randomness in the evolution of complex organismal forms and functions in vertebrates. Current research projects seek to reconcile adaptability and adaptations in physiological systems and variability and heritability in carotenoid-based colour displays.
Inheritance: historical scaling of a key evolutionary concept
Inheritance is a puzzling concept. On the one hand it is the central tenet of the theory of organismal evolution (reviewed in Jablonka, 2001; Jablonka & Lamb, 2006; Uller & Helanterä, 2014), on the other hand the concept of heredity or the topic of evolutionary retention is barely mentioned in major reviews in evolutionary genomics and developmental genetics among other major players in the evolutionary process (e.g. Davidson, 2006; Lynch, 2007; Koonin, 2011). Yet inheritance and, in particular, explicit separation of its genetic and epigenetic (‘above gene’) components is perceived to be of major importance for the modern theory of evolution (Helanterä & Uller, 2010; Day & Bonduriansky, 2011; Uller, 2013). Such dichotomy in the treatment of inheritance partly stems from the fact that inheritance presumes an existence of something to be inherited, which is usually an element of an organism's function, genomic sequence, epigenome, or development. And, it is in this context that inheritance, in an empirical sense, picks up elements of either natural selection, adaptation-specific or lineage-specific development, or tissue-specific modification of transcription that gives it its evolutionary importance; this explains why, over the history of evolutionary thought, the concept of inheritance has been repeatedly and interchangeably merged with either long-term natural selection or development (Badyaev, 2011).
Fundamentally, regardless of the transmission mode or level of organization, the phenomenon of inheritance refers to a limitation of variation that could be potentially expressed in the next generation. This principle applies to all types of inheritance, whether it is aggregation of genomic determinants of taxa-specific development, DNA imprinting that influences gene activity, epigenetic modulation of ontogenetic trajectories based on the environment of past generations, or cultural inheritance of a subset of local dialects. This principle raises two general questions: first, what determines the limits and duration of inheritance and its content, and second, how can inheritance, which consistently limits variability, be reconciled with evolutionary diversification? Darwin (1859) had a clear answer to the first question: in his view organismal functioning itself determined the limits of inheritance and generated heritable variation by disturbing existing adaptations (extended by Baldwin, 1902; Schmalhausen, 1969), such that the historical experience of a lineage determines the range of its heritable variation. The importance of historical contingency in determining the range of genetic inheritance was further developed by Dobzhansky (1974) and Schmalhausen (1938). A similar perspective is widely used in epigenetics literature where duration of genomic sequence modification (e.g. through DNA imprinting by methylation, histone or higher order chromatin modifications) is often either directly related to time-keeping since the inducing event (e.g. epigenetic marks are lost or ‘diluted’ passively as a function of cell division without epigenetic marks maintenance) or directly maintained by cells or tissues during functioning (Rando & Chang, 2012; Smith & Meissner, 2013).
The second general question has been more difficult to address. During the formation of the Modern Synthesis, the debate centred on reconciling environmental contingency of development and functioning with long-term persistence of organismal features (Mayr & Provine, 1980). Such debate shifted the focus from the functional to transmission mode of inheritance, ultimately culminating in the view that each adaptive feature is genetically unique and a product of long-term acumination of small genetic differences, where genes can be viewed as ‘keepers of adaptations’, such that ‘the search for homologous genes is quite futile, except in very close relatives’ (Mayr, 1963). The extent to which this central assumption of the Modern Synthesis turned out to be empirically incorrect is striking: ‘The typical time of decay of genomic sequence similarity between homologous genes is comparable with the time of life's existence on Earth’ (Koonin, 2011). Recent discoveries from comparative genomics, particularly of the extremely ancient nature of many genes (i.e. their orthologous lineages) compared to the age of genomes in which they function (Tatusov 2003; Wolf et al. 2009), calls for a re-examination of the nature of inheritance in complex organisms and their highly specialized adaptations (Fig. 1). Another challenge comes from the realization that, on an organismal time scale, epigenetic reprogramming of cells with identical genomic material routinely produces the level of cell and tissue divergence comparable with those of extensive evolutionary radiations (e.g. mature neuron vs. epithelial cell) often in a highly context-specific manner. Ironically, if epigenetic effects are what facilitate adaptive modulation of ancient or identical genetic material on an ecological time scale, then Darwinian evolution by natural selection that requires the inheritance of context-specific gene expression might be, to a great extent, enabled by epigenetic effects and their inheritance (Oyama, 2000; Badyaev & Uller, 2009).
Although, implicitly, inheritance is often taken to mean genomic inheritance, in an empirical sense it is necessarily a combination of reliably transferred developmental resources needed to reconstruct, express and modify genetically and epigenetically inherited components in a lineage (Fig. 2A). The statistical framework of quantitative genetics can sometimes distinguish among some of these components in terms of their transgenerational stability, directionality and duration (Lynch & Walsh, 1998; Tal et al. 2010). Distinguishing between the most stably inherited epigenetic components of an adaptation, especially those associated with transcription machinery and its genomic components, is possible in systems where these components can be studied directly (e.g. Gerstein et al. 2012). In such systems, it is often found that epigenetic and genomic components form long-term compensatory interactions (e.g. as in sequence-driven methylation imprints Rando & Chang, 2012). When such associations escape decoupling over multiple generations, as is common in some taxa (e.g. plants), heritability of complex adaptations can be overwhelmingly due to inheritance of epigenetic components (e.g. Cortijo et al. 2014).
Further, recent discoveries from developmental genetics, in particular work on somatic (‘adult’) stem cells that produce recurrent within-generation regeneration of functionalized tissues, emphasize that plasticity and totipotency is an ancestral state in organismal development and function and that specialized adaptations and context-dependent functionalization and differentiation of cells with identical genomic sequence is produced by narrowing and modulating such pluripotency (Fig. 2B), largely by epigenetic reprogramming (Nakaki et al. 2013; Smith & Meissner, 2013; Obokata et al. 2014a). Most tissues in adult animals harbour a population of somatic stem cells that retain their tissue-specific pluripotency and recurrently and reversibly produce lineages of highly phenotypically distinct and highly persistent cells. In many systems, the transition from totipotent embryonic stem cells to pluripotent somatic stem cells to specialized cells can be bi-directional and experimentally induced by ecologically relevant cues (Gafni et al. 2013; Rais et al. 2013; Obokata et al. 2014b). Thus, epigenetic modulation enables these cells to repeat ontogenetic development from a pluripotent state to a highly functionalized state during organismal life (Fig. 2B), such that a replacement of a particular bone, or an element of beak, or a feather modification that, at the phenotypic level, is a precise contemporary adaptation, is accomplished repeatedly during the organism's lifetime by the setting and resetting of epigenetic imprints on an identical DNA sequence in either somatic stem cells or differentiated cells (Ito et al. 2007; Conrad et al. 2008; Kim et al. 2010; Obokata et al. 2014b). Some elements of epigenetic reprogramming, such as DNA methylation and demethylation, can be under genomic control or activated by transcription itself (Smallwood & Kelsey, 2012; Kelsey & Feil, 2013). In either case, the mechanisms by which an interplay between genomic and epigenetic elements reliably recreates context-specific modification of the phenotype within a generation is of great interest to evolutionary biology in general and to our understanding of the mechanics of inheritance in particular (Fig. 2B). Particularly relevant in this context are findings that such reprogramming can be directly linked with an organism's experience of local ecological conditions or age (e.g. Adkins et al. 2011; Teschendorff et al. 2013), or guided by other elements of the phenotype, such as by reciprocal interactions between adjacent tissues and traits that provide each other's ‘environments’ during development, in a process that might be akin to ‘developmental epistasis’ (e.g. Newman, 2012; Badyaev & Walsh, 2014).
Interplay between universal rules and transient contingency in the evolution of complex traits
The current biological function of genes arises from the complementary interplay between universal rules that guide gene and genome evolution (e.g. cost of replication, regulation, protein robustness) and their contingent modulation by the transient contexts of phenotypes and genotypes. Retention of past contingencies in newly formed genomes, and thus accumulated complexity of organisms, is thought to be proportional to the efficacy of purifying selection exerted by both new contexts and the universal rules (Lynch, 2010; Lynch & Abegg, 2010), such that increasing complexity of structures constrains their optimization for current functions resulting in a ‘complexity catastrophe’ or ‘curse of dimensionality’ (Kauffman & Levin, 1987). The constraint emerges from an increase in neutrality of vast areas of genotypic and fitness landscapes that themselves are a consequence of their dimensionality (many genotypes having an identical phenotype) (Gavrilets, 2004). Although greater areas of neutrality can sustain greater explorative evolution without modifying the existing phenotype, they retard effective modification of the phenotype by decreasing the probability of encounter of evolutionary innovation by chance on time scales that are most relevant to natural, often small, populations (Kauffman, 1969; Gavrilets, 2004).
How constraining the dimensionality of genomic networks is for adaptive modifications depends on several factors (Gavrilets, 2004; Wagner, 2011). First is the size of the smallest evolutionary step (e.g. mutational step) that can reach genotype areas conferring different fitness without leaving the current phenotypically invariant network (e.g. the step that enables both exploratory evolutionary search for innovation and preservation of the existing phenotype) (Waxman & Peck, 1998; Wagner et al. 2008). Central to this is the distribution and connectivity of genotype areas conferring different fitness (Maynard Smith, 1970; Gavrilets, 2004; Carneiro & Hartl, 2010; Draghi et al. 2010). When such areas form a connected network that can be reached by the smallest mutational steps in ecologically relevant time, the time and speed of adaptive evolution is accelerated. Second is the retention of previous adaptive solutions within such a connected network, such as when a population experiences distinct, but partially overlapping environments over evolutionary time (‘the ghosts of environments past’). Such exaptations could act as stepping stones in adaptive evolution (Chetverikov, 1926; Stebbins & Hartl, 1988; Badyaev, 2007; Wagner, 2011). Third is the possibility of functional integration between novel elements and an existing well-adapted phenotype, a feature accomplished by robustness of underlying deterministic networks (Waddington, 1953; Siegal & Bergman, 2002; Draghi et al. 2010) and features of organismal homeostasis (West-Eberhard, 2005; Badyaev, 2013). Taken together, such constraints result in a majority of potential evolutionary pathways being interrupted by areas of very low fitness thus significantly reducing the evolutionary dimensionality of the phenotype, that is, the evolutionary pathways available for evolutionary change (Poelwijk et al. 2007; Breen et al. 2012).
Here I propose that, by acting at a different level of organization, epigenetic modulation of genomic networks can act as short-term bridges across areas of low fitness or over absent (or not accessible) genomic connectivity and thus can extend the time available for adaptive evolution and increase its speed, partially overcoming constraints imposed by the curse of dimensionality (Fig. 3A). This can be accomplished when epigenetic effects (1) change the size of phenotypically invariant networks and therefore increase the speed and gait of the smallest step available to encounter phenotypic innovation (see also Geoghegan & Spencer, 2013a; Klironomos et al. 2013; Furrow & Feldman, 2014), (2) provide a buffer of phenotypic plasticity that gives populations time to cross low-fitness gaps (by either finding previous solutions or forming new ones in ecologically relevant time) (Feinberg & Irizarry, 2010; Espinosa-Soto et al. 2011; Roux et al. 2011; de Vos et al. 2013), (3) expose links between genomic elements or developmental stages that were either not available or not accessible before (e.g. expression of previously methylated sequences during resetting of epigenetic imprints or in compensatory interactions between epigenetic and genetic elements (Rando & Chang, 2012), (4) lower ‘barriers’ that separate the pathways of stem cell differentiation emerging from gene network connectivity by exposing newly available pathways of differentiation or reversing their directionality (Kauffman, 1969; Huang et al. 2009), or (5) accomplish functional integration among newly encountered elements by combining exaptations from different environments (Geoghegan & Spencer, 2013b) or environments of different generations (Cowley & Atchley, 1992; Badyaev, 2008). Overall, such effects predict that epigenetic modulations should produce phenotypically invariant networks that are larger, but have lesser dimensionality compared to their genomic counterparts (Badyaev & Walsh, 2014). If so, then epigenetically delineated evolutionary pathways should enable rapid and drastic short-term modulation of genotypes, such as seen in maternal effects, developmental polymorphisms and phenotypic plasticity.
Origin and evolution of epigenetic effects
The view of epigenetic effects as bridges reducing distances and dimensionalities in genomic or other deterministic networks calls for explicit discussion of their origin – one of the most neglected topics of epigenetics. Are current epigenetic effects emergent properties of organismal complexity, such as aggregation of components of exaptations that retain their environmental sensitivities and thus can acquire function in some environments? Have epigenetic modulations evolved in an entirely different context? (e.g. for the silencing of transposable elements or gene copies, or the necessity to produce distinct tissues from a single cell in multicellular organisms) that is only secondarily coopted for other functions, such as maintenance of contemporary adaptations? What is the evolutionary future of epigenetic effects that escape ‘resetting episodes’ during germ cell formation and post-fertilization (Fig. 2B)? Are such effects eventually replaced in organismal organization by genomic effects once those are encountered or have time to evolve? Is the persistence of epigenetic effects through periods of resetting and reprogramming increased once they form functional associations with the underlying gene network or additional phenotypic elements of an organism?
If a population genetic framework is applicable to the evolutionary dynamics of epigenetic effects, especially in relation to the efficacy of natural selection, then we can predict that in complex organisms or small populations epigenetic effects and associations would be easier to gain than to lose, despite transgenerational resetting (Fig. 2C), making their evolutionary accumulation likely. That should, in turn, lead to selection for their homeostatic accommodation. Further, larger neutral networks accomplished by epigenetic effects can shield genomic elements from selection, whereas changes in the intensity of natural selection driven by fluctuations in population sizes can lead to alternation of neutral and adaptive evolution and thus contribute to the ‘resetting’ of epigenetic effects between selective environments or contexts in which they are expressed.
Hypothetical examples of epigenetic resolution of the ‘curse of dimensionality’
Rescue of gene loss effects by epigenetic networks
The thermogenetic muscle hypothesis (Newman, 2011) seeks to explain extraordinary hyperplasia and diversification of avian musculature and skeleton. It proposes that modern birds originated from an ancestral population that underwent successive episodes of loss of genes associated with thermogenesis, myogenesis and skeletogenesis. Some of these losses show phylogenetic signatures of newly disconnected genotype spaces (e.g. most genomic elements are present but no longer form a functional pathway) (Mezentseva et al. 2008), with each loss setting the stage for strong selection for rescue effects. Thus the loss of the gene for uncoupling protein 1 (UCP1), responsible for the generation of heat in brown adipose tissue, leads to the shift of avian thermogenesis to muscle tissues and associated muscle hyperplasia. Muscle hyperplasia, in turn, is partially caused by the loss of the insulin-responsive glucose transporter Glut4 enabling birds to repurpose insulin and glucose as muscle growth factors. In turn, muscle expansion was associated with the massive loss of genes in the galectin family resulting in the loss of redundant regulation of skeletogenesis and corresponding exceptional diversification of the avian skeleton in response to external stress exerted by muscle hyperplasia (Newman et al. 2013). The remarkable effect of muscle activity on patterns of avian ossification, a common epigenetic effect (Newman & Müller, 2005), can be demonstrated empirically, where the extent of development of bird-specific skeletal elements is proportional to the extent of muscle paralysis during ontogeny (reviewed in Newman et al. 2013). One potential explanation for the observed pattern is that each successive episode of gene loss could have been followed by compensatory epigenetic rescue effects directly capitalizing on the ossification–muscle growth interface (Fig. 3B) when strong fitness consequences of a novel mode of muscle thermogenesis could have favoured novel linkages among its contributors, eventually encompassing formerly unconnected genomic areas (e.g. those associated with glucose metabolism and skeletal formation).
Adaptive behavioural integration
Western bluebird (Sialia mexicana) males have two distinct behavioural phenotypes (‘morphs’) within a population (Duckworth, 2008). One morph shows high aggression, long natal dispersal, and limited parental behaviour, whereas the other is non-aggressive, does not disperse, and can raise nestlings in cooperation with relatives thus tolerating high population densities. Colonization of new environments is accomplished by the aggressive and dispersive morph; however, within a few generations, the population frequency of this morph declines and it is replaced by an increasing non-dispersing and non-aggressive morph (Duckworth & Badyaev, 2007). Eventually, a population runs out of breeding resources and the dispersing morph again increases in frequency and a population establishes in a new location.
The entire cycle is driven by the frequency of natural forest fires that create available successional habitats and takes less than 15–20 bluebird generations. Behavioural components of each morph phenotype are strongly genetically correlated (Duckworth & Kruuk, 2009), but the mechanism by which the frequency of the highly distinct and integrated complex phenotype is matched to the most appropriate conditions at such a short time scale is not known. Recent experimental work showed that maternal experience with nest site competition and associated elevation of maternal corticosterone during oogenesis affects hormonal allocation into growing oocytes, which in turn influences both their ovulation order (and therefore position in the hatching hierarchy) and behaviour of produced juveniles (Duckworth, 2009). Such effects of differential hormonal allocation can be caused by either induced oocyte selection before ovulation (e.g. Rando & Chang, 2012; West et al. 2013) or hormonal modification of oocyte DNA imprinting, as is found in other systems (Kelsey & Feil, 2013). How can epigenetic effects in this case enable phenotypic integration of only some elements of integrated phenotypes (Fig. 3C), accomplishing abrupt changes in the frequency of such phenotypes and their adaptive matching to the environment? Three factors make the involvement of epigenetic effects likely. First is the ubiquity of age- and experience-dependency of establishment and maintenance of DNA methylation in animals (Adkins et al. 2011; Teschendorff et al. 2013), such that variable allocation of hormones into growing oocytes depending on maternal age and experience with competition for nesting resources can have variable effects on patterns of DNA methylation during oocyte growth and maturation. Second is strong differences between the sexes in methylation and demethylation of their germ cells, gametes and embryo tissues (Smallwood & Kelsey, 2012) and, consequently, potential cycles of prevalence of maternally- versus paternally-set imprints depending on the demographic composition of a population (e.g. mostly young dispersing males and local females in the beginning of the cycle). Third is a pronounced cyclical change in genetic relatedness in such populations driven by patterns of dispersal (e.g. genetic relatedness of females to local males progressively increases as more male relatives are recruited into the population at later stages of the cycle) that could set a stage for alternation of strong epigenetic modulation (e.g. by DNA methylation imprinting) and its effective erasure during fertilization and development.
Stress-induced cooption of calcium signalling
The main source of nestling mortality in Sonoran Desert house finches (Haemorhous mexicanus) is exposure to nest mites (Badyaev et al. 2006; Hamstra & Badyaev, 2009). Breeding females accumulate mites when collecting nest material and infect their future nest site. During a breeding attempt that coincides with the infestation period, nestlings have a distinct ontogeny, growing their long bones up to 50% faster and earlier than nestlings of the same breeding pair during other times of the year, which enable these nestlings to leave infested nests earlier and minimize their exposure to mites (Badyaev et al. 2006). Such distinct growth trajectories are evident at the earliest embryonic stages, up to 2 weeks prior to hatching (and thus the nestlings’ first direct exposure to mites). We showed experimentally that chronic elevation of maternal baseline corticosterone resulted in its greater transfer to developing oocytes where, in turn, it triggered earlier activity of bone morphogenetic protein (BMP) genes, and lead to faster and earlier ossification. Comparison of RNA-seq profiles of transcribed and non-transcribed genes associated with the maternal stress-induced growth of the offspring revealed that faster ossification results mostly from recruitment of novel genetic pathways involved in Ca2+ signalling and only partially from upregulation of calcium synthesis in gene pathways associated with normal ossification (A. V. Badyaev, R. L. Young, K. P. Oh, E. A. Landeen, unpublished observations). Epigenetic effects in this case can recruit, expose, or integrate calcium biosynthesis from novel genetic pathways responding to corticosterone-mediated stress and enable faster ‘emergency’ growth (Fig. 3D).
Although speculative and requiring confirmatory tests of assumptions, these empirical examples nevertheless suggest that when epigenetic effects operate at a different scale of organization (spatial or temporal) from the genomic elements whose phenotypic outcomes they modify, such epigenetic effects can strongly facilitate modification of complex phenotypes to fluctuations in contemporary natural selection.
Acknowledgments
I thank Denis Noble, Gerd Müller, Eva Jablonka, Mike Joyner and Stig Omholt for their invitation to contribute and the editors and anonymous reviewers for comments and suggestions. I am also grateful to Rufus Johnstone, Ido Pen and Bram Kuijper for their invitation to participate in the symposium on ‘Non-genetic inheritance in evolution’, where some of the ideas outlined here were presented and discussed.
Additional information
Competing interests
None declared.
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