Significance
It is generally assumed that shapes encountered in nature have evolved in a way as to maximize the robustness of a species. Nevertheless, given nature’s notoriously complex designs, it is often unclear what is being optimized. The lamellar pattern of fish gills is one of the few cases in which optimization in nature can be well defined. We demonstrate that the lamellar pattern of fish gills has been optimized, such that fish display interlamellar spaces of similar dimension regardless of body mass or species, thereby revealing the primary evolutionary pressure on fish gills. This natural optimization strategy demonstrates how control of the channel arrangement in microfluidic devices enhances heat and mass transfer.
Keywords: fish respiration, biomechanics, biofluiddynamics
Abstract
Fish respire through gills, which have evolved to extract aqueous oxygen. Fish gills consist of filaments with well-ordered lamellar structures, which play a role in maximizing oxygen diffusion. It is interesting that when we anatomically observe the gills of various fish species, gill interlamellar distances (d) vary little among them, despite large variations in body mass (Mb). Noting that the small channels formed by densely packed lamellae cause significant viscous resistance to water flow, we construct and test a model of oxygen transfer rate as a function of the lamellar dimensions and pumping pressure, which allows us to predict the optimal interlamellar distance that maximizes the oxygen transfer rate in the gill. Comparing our theory with biological data supports the hypothesis that fish gills have evolved to form the optimal interlamellar distances for maximizing oxygen transfer. This explains the weak scaling dependence of d on Mb: d ∼ Mb1/6.
Fish gills have evolved exclusively in aquatic creatures to extract aqueous oxygen. Because oxygen has considerably low solubility and diffusivity in water, the efficiency of respiration is critical (1). Gills consist of plate-like structures called filaments that are covered by an array of lamellae enclosing a capillary blood network, as shown in Fig. 1 (1, 2). Oxygen-rich water passes through the narrow channels formed by the lamellar layers, where oxygen diffuses into the capillaries. The densely packed lamellar structure is advantageous because it provides a large surface area for oxygen transfer; however, it also generates considerable viscous resistance. This resistance is overcome by pumping. Fish typically adopt one of the following two pumping mechanisms: branchial pumping and ram ventilation. Most teleost fish, members of the diverse group of ray-finned fish, use branchial pumping, and muscular compression in the pharynx enables water flow through the gills. In ram ventilation, which is used by many pelagic fish, the dynamic pressure generated by their swimming drives water flow into the gills (3).
Most previous studies on the structure of fish gills have focused on the dependence of the total surface area of the gill upon the body size and species of fish (1, 4, 5). We consider the convective oxygen transfer that occurs in fish gills. As water passes through the narrow lamellar channels, increased viscous resistance impedes water flow at a given pumping pressure, which is limited by muscle power or swimming speeds; this leads to a lowering of the oxygen transfer rate. Hence, the flow rate within the gaps of the lamellae and the extended surface area play important roles in determining the oxygen transfer rate. The number of lamellae per unit length of gill filament determines both the surface area for diffusion and the size of the water channels. Therefore, we investigate the relationship between lamellar distance and oxygen transfer rate, an aspect that previously has seldom been explored.
Results
Theoretical Analysis.
We compiled interlamellar distances in a broad range of fish species, as shown in Fig. 2. It is remarkable that whereas the body mass of these species varies over six orders of magnitude from 0.1 g to 100 kg, the interlamellar distances vary within a very small range, ∼20–100 μm (6, 7). To explain the relatively uniform interlamellar distances, we mathematically modeled the oxygen transfer rate in fish gills, which is driven by the gradient of oxygen partial pressure. For an infinitesimal control volume shown in Fig. 1F, the conservation of oxygen can be written as dQo/dx = −hßs(Pw − Pb), where Qo is the oxygen flow rate, h the convective mass transfer coefficient, β the oxygen solubility coefficient of water, s the wetted perimeter of the control volume, Pw the average oxygen partial pressure in water, and Pb the oxygen partial pressure on the lamellar surface. The oxygen flow rate can be expressed in terms of the water flow rate through the channel Qw as Qo = QwβPw. Because the lamellar height H ∼400 μm is typically much greater than the interlamellar distance d ∼40 μm, as shown in Fig. 2 (2, 8–11), s ∼2H, which allows us to write
[1] |
For the characteristic flow speed through interlamellar channels u ∼0.01 m/s (2, 11), water density ρ ∼1,000 kg/m3, viscosity μ ∼0.001 Pa·s, interlamellar distance d ∼10 μm, and lamellar length l ∼1 mm, the ratio of inertial to viscous effects, prescribed by the Reynolds number Re = ρud2/(μl) ∼10−3, implies that the flow within the interlamellar channel is laminar with negligible entrance effects. Accordingly, h is given by h = ShDw/2d, where Sh is the Sherwood number, the ratio of convective to diffusive mass transfer (12), which is estimated as 7.5, and Dw, the oxygen diffusion coefficient in water (13), is 2 × 10−9 m2/s.
To solve Eq. 1 for Pw as a function of x, we first consider the x dependency of Pb. One expects that Pb approximates the partial pressure of oxygen in the capillaries due to negligible diffusive resistance between the lamellar surface and the capillaries (1). Hemoglobin in the capillaries rapidly combines with oxygen molecules, thus stabilizing the partial pressure of oxygen at a relatively low value (14–17). Hence, the relative variation in partial pressure in capillaries to that in water ΔPb/ΔPw << 1, allowing us to neglect the variation of Pb with x. Solving Eq. 1 yields Pw(x) = (Pwo − Pb)exp(−2bhx/Qw) + Pb, where Pwo is the partial pressure of oxygen at the entrance x = 0. Because the rate of oxygen transfer to the blood capillaries in a single interlamellar channel is Qwβ(Pwo − Pw(l)), the total oxygen transfer rate in a gill filament having N interlamellar channels is given by Mo ∼ Qwβ(Pwo − Pw(l))N. Although the lamellar thickness t may depend on the fish species or the maturity of the individual, we assume that t/d < 1 and N ∼ L/(d + t) ∼ L/d, as evidenced by many species such as Thunnus albacares, Micropterus dolomieu, and Tetrapturus audax (2, 6).
The stream-wise momentum conservation can be described by the Poiseuille flow solution, Qw = Hd3ΔPh/(12 μl), where ΔPh is the pressure difference applied across the channel (Fig. 1E). Combining this solution with the aforementioned expressions for Mo and Pw, we finally obtained Mo as a function of d and other parameters, including μ, Dw, l, and ΔPh. Differentiating Mo with respect to d thus yields the optimal interlamellar distances d that maximize Mo:
[2] |
Because μ and Dw are material properties, our model suggests that the optimal lamellar arrangement depends exclusively on the lamellar length l and pumping pressure ΔPh.
Experimental Validation.
We tested the validity of our theory for Mo as a function of d and ΔPh, by conducting experiments using a microfluidic chip that mimics a fish gill. As shown in Fig. 3A, an engineered gill was constructed of multiple layers of polydimethylsiloxane (PDMS), so that an oxygen-rich water channel was sandwiched between two neighboring channels of counterflowing oxygen-depleted water. Oxygen diffused across the thin PDMS membranes from oxygen-rich to oxygen-depleted water streams, which were pumped into the channels by syringe pumps. Measuring the oxygen concentration at the outlet of the oxygen-rich channel for various channel dimensions and pumping pressures yielded the oxygen transfer rate Mo as a function of d and ΔPh for the fixed filament length L = 1 mm. The results, shown in Fig. 3B, indicate that the empirical measurements support our theory.
Discussion
Our modeling result, Eq. 2, allows us to correlate the lamellar distance and length at a given pumping pressure. Pumping pressures in fish gills primarily depend on the pumping mechanisms. For most teleost fish using branchial pumping, the pumping pressure is reported to range from 5 to 50 Pa (18). Pelagic teleost fish that typically use ram ventilation swim at cruising speeds of v = 0.7–2 m/s, resulting in a dynamic pressure (1/2)ρv2 ∼0.2–2 kPa, which exceeds branchial pumping pressure (19). Among the species that use ram ventilation, some pelagic elasmobranch fish have developed a unique gill structure called the interbranchial septum; this structure generates primary resistance to water flow, such that only a small fraction of the dynamic pressure on the order of 20 Pa is applied to the interlamellar channels (11).
We compared the proposed model, Eq. 2, with biological data (Fig. 4). A comparison of the interlamellar distance vs. lamellar length in the gills of 75 species is indicated in Fig. 4A. Most of the data points are clustered within the anticipated interlamellar distance range for each pumping mechanism, which is consistent with our theory. Fig. 4B shows the correlation between interlamellar distance and body mass. Assuming a geometric similarity across fish species (20), a characteristic body length should be proportional to the cube root of the body mass Mb. We found that the lamellar length l indeed scales as Mb1/3, despite the variation in gill shapes (1) (Fig. 4B). On the basis of Eq. 2, which predicts that the optimal interlamellar distance d should be scaled as l1/2 for a given pressure condition, we obtain d ∼Mb1/6. This scaling, a very weak dependency of d on Mb, explains the biological data provided in Fig. 4B, and thus reveals the origin of the relatively uniform interlamellar distance over six orders of magnitude of body mass.
Our mass-transfer analysis, experiments with a microfluidic chip, and comparison with biological data allowed us to identify the primary evolutionary pressure in gills: maximization of the oxygen transfer rate for a given pumping pressure. The optimum is reached at an interlamellar distance that increases the surface area for oxygen diffusion but does not markedly impede water flow. The morphology of fish gills exemplifies the natural design strategy, whereby size change is accommodated by proliferation of the exchange surface, and not by alteration of the basic size and geometry of the exchange unit. Similar examples can be found in other biological systems, such as blood capillary size (20), red blood cell size (20), and the choanocytic system of calcareous sponges (21). This natural optimization strategy found in fish demonstrates how the control of channel arrangement in microfluidic devices enhances heat and mass transfer, a critical issue faced in many practical situations, including microheat exchangers (22) and laboratory-on-a-chip systems for drug delivery (23) and biochemical analysis (24).
Materials and Methods
Mass-Transfer Experiments Using an Engineered Gill.
We fabricated an engineered gill system consisting of PDMS microchannels, where gas transfer occurs across the membranes separating the channels. The PDMS structure was constructed using a 10:1 mixture of Sylgard-184 (Dow Corning) cured by baking for 30 min at 80 °C in a vacuum oven. We coated the inner wall of the upper and lower layers with 0.6 wt% Teflon-AF (DuPont 601S2 and 3M Fluorinert Electronic Liquid FC40) to prevent oxygen diffusion out of the channels. All three channels had identical widths of 2 mm and lengths of 70 mm. The membrane thickness was 20 μm. We changed the height of the central channel from 70 to 190 μm, and the heights of the other channels were fixed at 200 μm. Sodium sulfite was used to control the concentration of dissolved oxygen in water. Channel flow was achieved using a syringe pump (Harvard PHD 22/2000). Reynolds numbers range from 0.002 to 0.3, and the flow is laminar. An oxygen microsensor (Unisense OX-100) was used to measure the partial pressure of oxygen at the outlet of the central channel.
Scanning Electron Microscopy.
The gill of a rockfish, Sebastes schlegelii, was fixed in Karnovsky fixative solution and then postfixed with 1% osmium tetroxide in a 0.05 M cacodylate buffer. The specimen was dried in a drying device (Baltzer CPD030) after partial dehydration using a graded ethanol series. The dried specimen was coated with a thin layer of platinum in a sputter coater (Bal-Tec SCD005) and examined using a field-emission scanning electron microscope (Carl Zeiss SUPRA 55VP).
Supplementary Material
Acknowledgments
We thank J. W. M. Bush for valuable discussions and J. Kim for assistance with H&E images. This work was supported by National Research Foundation of Korea Grants 2009-0083510, 2013034978, and 2013055323.
Footnotes
The authors declare no conflict of interest.
This article is a PNAS Direct Submission.
This article contains supporting information online at www.pnas.org/lookup/suppl/doi:10.1073/pnas.1403621111/-/DCSupplemental.
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