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. Author manuscript; available in PMC: 2015 Jul 1.
Published in final edited form as: Hum Genet. 2014 Mar 4;133(7):905–918. doi: 10.1007/s00439-014-1431-7

Association and Interaction Analyses of 5-HT3 Receptor and Serotonin Transporter Genes with Alcohol, Cocaine, and Nicotine Dependence Using the SAGE Data

Jackie (Jiekun) Yang 1, Ming D Li 1
PMCID: PMC4055533  NIHMSID: NIHMS572159  PMID: 24590108

Abstract

Previous studies have implicated genes encoding the 5-HT3AB receptors (HTR3A and HTR3B) and the serotonin transporter (SLC6A4), both independently and interactively, in alcohol (AD), cocaine (CD), and nicotine dependence (ND). However, whether these genetic effects also exist in subjects with comorbidities remains largely unknown. We used 1,136 African-American (AA) and 2,428 European-American (EA) subjects from the Study of Addiction: Genetics and Environment (SAGE) to determine associations between 88 genotyped or imputed variants within HTR3A, HTR3B, and SLC6A4 and three types of addictions, which were measured by DSM-IV diagnoses of AD, CD, and ND and the Fagerström Test for Nicotine Dependence (FTND), an independent measure of ND commonly used in tobacco research. Individual SNP-based association analysis revealed a significant association of rs2066713 in SLC6A4 with FTND in AA (beta = -1.39; P = 1.6E-04). Haplotype-based association analysis found one major haplotype formed by SNPs rs3891484 and rs3758987 in HTR3B that was significantly associated with AD in the AA sample, and another major haplotype T-T-G, formed by SNPs rs7118530, rs12221649, and rs2085421 in HTR3A, that showed significant association with FTND in the EA sample. Considering the biologic roles of the three genes and their functional relations, we used the GPU-based Generalized Multifactor Dimensionality Reduction (GMDR-GPU) program to test SNP-by-SNP interactions within the three genes and discovered two- to five-variant models that have significant impacts on AD, CD, ND, or FTND. Interestingly, most of the SNPs included in the genetic interaction model(s) for each addictive phenotype are either overlapped or in high linkage disequilibrium for both AA and EA samples, suggesting these detected variants in HTR3A, HTR3B, and SLC6A4 are interactively contributing to etiology of the three addictive phenotypes examined in this study.

Keywords: Epistasis, HTR3A, HTR3B, multiple addictions, gene-by-gene interaction

Introduction

Serotonin (5-hydroxytryptamine; 5-HT) is a neurotransmitter that mediates rapid excitatory responses through ligand-gated channels (5-HT3 receptors). The 5-HT3 receptors, unlike other serotonergic receptor classes, which are G protein-coupled (Barnes et al. 2009; Boess and Martin 1994; Cravchik and Goldman 2000), belong to the superfamily of nicotinic acetylcholine (nACh), subtype A of the γ-aminobutyric acid (GABAA) and glycine receptors (Maricq et al. 1991). The serotonin gated ion channel conducts primarily Na+ and K+, resulting in rapid neuronal depolarization followed by a rapid desensitization and the release of stored neurotransmitter, which suggests a potentially important role for this receptor system in neuronal circuitry involved in drug abuse (Grant 1995). Further, 5-HT3 receptors are co-localized with nACh receptors on nerve terminals in several brain pathways of reward processing, including dopaminergic terminals in the striatum (Nayak et al. 2000). Although there is no evidence that they interact physically, cross-regulation may take place at a downstream molecular level (Dougherty and Nichols 2009; Nayak et al. 2000; Yamauchi et al. 2011). Besides the potentially important role of 5-HT3 receptors in the development of nicotine dependence (ND), they can be potentiated through acute exposure to alcohol at concentrations that produce intoxication (Narahashi et al. 2001; Sung et al. 2000).

Whereas 5-HT3 receptors assembled by 5-HT3A subunits are uniformly located in various parts of the central and peripheral nervous systems, transcripts of the 5-HT3A and 5-HT3B subunits are coexpressed in the amygdala, caudate, and hippocampus, areas implicated in alcohol, nicotine, and other drug addictions, and form pharmacologically more potent heteropentameric receptors compared with the 5-HT3A homomeric structures (Davies et al. 1999; Dubin et al. 1999; Enoch et al. 2011). The genes encoding the 5-HT3A and 5-HT3B receptor subunits (namely, HTR3A and HTR3B) lie in a 90-kb region on chromosome 11q23.1 (Miyake et al. 1995).

Serotonin transporters (SERTs), one major class of monoamine transporters, which regulate the availability of 5-HT in the synaptic cleft through re-uptake, is encoded by the SLC6A4 gene on chromosome 17q11.2 (Ramamoorthy et al. 1993). SLC6A4 spans 37.8 kb and is composed of fourteen exons encoding a protein of 630 amino acids (Lesch et al. 1994). Alternate promoters in combination with differential splicing involving exon 1A, B, and C in specific tissues, and alternate polyadenylation site usage resulting in multiple mRNA species are likely participants in the regulation of SERT expression in humans (Bradley and Blakely 1997; Ozsarac et al. 2002). SERTs mediate antidepressant action and behavioral effects of cocaine and amphetamines (Ramamoorthy et al. 1993). Sequence variations in SLC6A4 have been associated with several neuropsychiatric conditions, including major depressive disorders, anxiety-related personality traits, and antidepressant response (Dong et al. 2009; Lopez-Leon et al. 2008; McCauley et al. 2004).

In addition, previous association studies have posited a significant role for HTR3A, HTR3B, and SLC6A4 in AD (Enoch et al. 2011; Seneviratne et al. 2013), cocaine dependence (CD) (Enoch et al. 2011), and ND (Yang et al. 2013), both independently and through gene-by-gene interactions. Importantly, both studies reported by Seneviratne et al. (2013) and Yang et al. (2013) indicated significant interactive effects of genetic variations in HTR3A, HTR3B, and SLC6A4 in influencing the etiology of AD and ND, even though both individual SNP- and haplotype-based association analyses revealed only weak association of variants in the three genes with AD and ND. Our group has also reported that a combined five-marker genotype panel in HTR3A, HTR3B and SLC6A4 can be used to predict the outcome of treatment of alcohol dependence with the 5-HT3 antagonist ondansetron (Johnson et al. 2011; Johnson et al. 2013). Thus, the objective of this study was to determine whether there exist significant independent and interactive effects of the three genes associated with different addictive phenotypes in the samples of both African- and European-American origin.

Subjects and Methods

Subjects

SAGE is a population-based study with 4,032 subjects of either European (EA) or African American (AA) descent. Participants were selected from three large complementary datasets: the Collaborative Study on the Genetics of Alcoholism (COGA) (Edenberg et al. 2005), the Collaborative Genetic Study of Nicotine Dependence (COGEND) (Bierut et al. 2007), and the Family Study of Cocaine Dependence (FSCD) (Grucza et al. 2008). All subjects included in these studies include comprehensive demographic information such as age, sex, and ethnicity. Genotyping was performed on the Illumina Human 1M platform with 1,040,107 SNPs available for each DNA sample. For a detailed description of this GWAS dataset, please see the paper by Bierut et al. (2010).

According to the quality control (QC) report of the GENEVA alcohol-dependence project accompanying the dataset, stringent QC criteria were applied to all the samples. After removal of subjects with abnormal chromosomes 11 or 17 (such as aneuploidy and mosaic cell populations), related individuals, Hispanics, 3,564 (54.8% females) samples were retained for all analyses in this study. Among these samples, 2,428 (56.1% females) were EA and 1,136 (52.1% females) were AA. According to the principal component (PC) analysis results from the original study, PC1 separates the self-identified black and white subjects very well, while PC2 separates the Asian HapMap samples and the self-identified Hispanic subjects from the others; meanwhile, similar results were seen with analyses using two principal components indexing continuous variation and self-reported race as categorical variables (Bierut et al. 2010). Since Hispanic subjects were removed, self-identified racial groups were used to distinguish AA from EA in all analyses.

The dependence status of each subject for nicotine, alcohol, and cocaine were assessed by the DSM-IV criteria, which were obtained from the original dataset. In addition, the Fagerström Test for Nicotine Dependence (FTND) score of each subject was chosen as an independent measure of ND, because it is one of the commonly used measures in ND research, thus providing a means of comparing results from different studies (Yang et al. 2013). The detailed characteristics of the AA and EA samples are summarized in Table 1 and Figure 1.

Table 1.

Characteristics of the SAGE AA and EA Sample Used in the Study

Characteristic African-American European-American
Sample size 1,136 2,428
Age, years (SD) 40.2 (7.4) 38.4 (9.7)
Female (%) 592 (52.1) 1,362 (56.1)
DSM-IV Alcohol Dependence (%) 567 (49.9) 1,084 (44.6)
DSM-IV Cocaine Dependence (%) 458 (40.3) 454 (18.7)
DSM-IV Nicotine Dependence (%) 535 (47.1) 1,066 (43.9)
FTND score (SD) 4.93 (2.32) 5.06 (2.76)
No addiction (%) 397 (34.9) 1,018 (41.9)
One type of addiction (%) 198 (17.4) 540 (22.2)
Two types of addiction (%) 260 (22.9) 539 (22.2)
Three types of addiction (%) 280 (24.6) 327 (13.5)
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Notes: SD = Standard Deviation.

Figure 1.

Figure 1

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Venn diagrams showing numbers of subjects with either sole or multiple addictions in the SAGE AA and EA samples. Numbers in parentheses stand for sample sizes of either sole or multiple addictions. Numbers at the bottom of the figure are the total sample size for AAs and EAs, respectively. AD = Alcohol Dependence; CD = Cocaine Dependence; ND = Nicotine Dependence. Notes: there are one AA and four EAs with CD missing.

Imputation and SNP Selection

In the SAGE data, there were 27 genotyped SNPs across the HTR3B gene region, which included the functional SNP rs1176744 (Tyr129Ser) and the missense variant rs17116138 (Val183Ile). Of the 37 SNPs within the HTR3A gene region, there was a coding synonymous variant, rs1176713 (Leu465Leu). For the SLC6A4 gene, 17 SNPs were genotyped, including rs6352 Lys605Asn, which changes an amino acid. All these SNPs follow the Hardy-Weinberg Equilibrium.

Although the 81 genotyped SNPs in SAGE well covered the three genes, in order to include more important SNPs reported by others (Enoch et al. 2011; Seneviratne et al. 2013; Yang et al. 2013), we performed imputation for four SNPs in HTR3B and three SNPs in HTR3A using the 1000 Genomes AFR and EUR data as references for the AA and EA samples, respectively, with the MaCH program (Li et al. 2009b; Li et al. 2010). Both reference panels were accessed through the 1000 Genomes Browser (http://browser.1000genomes.org/index.html). The r2 values, which measure the imputation quality, for six out of the seven imputed SNPs (rs33940208 was excluded from further analysis because of low imputation quality) are greater than 0.8 for the EA sample. There are two SNPs (rs3758987 and rs4938056) with r2 values between 0.7 and 0.8 for the AA sample; however, their minor allele frequencies are more than 35%, which guarantees their imputation qualities with comparatively low r2 values (Li et al. 2009b). A detailed list of genotyped and imputed SNPs is provided in Supplementary Table.

Statistical Analysis

Individual SNP- and haplotype-based association analysis

Individual SNP-based association analyses with AD, CD, and ND were performed using logistic regression models, while FTND was analyzed using linear regression models implemented in PLINK (Purcell et al. 2007). Additive, dominant, and recessive models were all tested for each SNP, adjusted for sex, age, study (whether the subjects were from COGEND, COGA, or FSCD), and two other dependence statuses that are not used as the response variable in the AA and EA samples. For example, if ND/FTND was used as the dependent variable, sex, age, study, AD, and CD were included as covariates in the logistic/linear regression model. Pair-wise linkage disequilibrium (LD) and haplotype blocks were assessed by Haploview (v. 4.2) (Barrett et al. 2005; Gabriel et al. 2002), and their associations with the four phenotypic measures were analyzed using Haplo Stats (v.1.6.3) through computing score statistics with the same covariates and genetic models used as the individual SNP-based association analysis (Schaid et al. 2002).

Statistically significant results for individual SNPs and major haplotypes (frequency ≥ 5%) were selected after controlling for Family Wise Error Rate (FWER) using Bonferroni correction. The three genetic models and the four phenotypic measures are highly related, with the correlation coefficient between AD and CD being 0.487, AD and ND 0.453, and CD and ND 0.352. To reduce the probability of producing false-negative results and at the same time to increase statistical power, less stringent Bonferroni-corrected P values were used to select significant associations, which were corrected for the number of SNPs or haplotypes, but not phenotypes or genetic models (as they are highly correlated to each other). Uncorrected P values are presented throughout the manuscript.

SNP-by-SNP interaction analysis of HTR3A, HTR3B, and SLC6A4 variants

For the SNP-by-SNP interaction analysis of HTR3A, HTR3B, and SLC6A4, we performed exhaustive searches for two- to five-way interactions using the GMDR-GPU program (Zhu et al. 2013), which not only scales genetic and/or environmental factor numbers up to the GWAS level, but also runs much faster than the earlier version of the GMDR program (Lou et al. 2007) by employing more efficient computational implementation (Zhu et al. 2013). Similar to the association analysis described above, by taking sex, age, and two-dependence status as covariates, and one other dependence status as phenotype for the AA and EA samples, GMDR-GPU calculates a “score” statistic for each subject based on a generalized linear model under different distributions (Lou et al. 2007). Specifically, we assumed that binary traits (AD, CD, and ND) follow a Bernoulli distribution and FTND follows a normal distribution in our gene-by-gene interaction analysis using GMDR-GPU (Zhu et al. 2013).

The best statistical SNP-by-SNP interaction model for a given order of interaction was determined by three factors: (1) the cross-validation consistency (CVC) statistics for the selected SNP combinations; (2) the prediction accuracies and the significance level or P value, which is determined by 107 permutation tests based on the observed testing accuracies; and (3) interaction analysis results of the SNP combination with all four phenotypes examined (Zhu et al. 2013). Please see the supplementary note for a detailed description of the GMDR-GPU program.

Results

Individual SNP-based association analysis

One SNP among the 88 variants tested for the three genes remained significant after Bonferroni correction (P <5.68E-04), which is rs2066713 in SLC6A4 with a P value of 1.6E-04 and beta value of -1.39 for FTND under the recessive model in the AA sample. The other seven SNPs presented in Table 2 showed marginal associations (P <0.01) with AD, CD, ND, or FTND in either the AA or the EA sample. Within HTR3B, three SNPs were marginally associated with AD or FTND under the recessive model: rs12276717 showed marginal association (OR = 0.2; P = 0.005) with AD in the AA sample; and both rs1672717 and rs720396 were associated (beta = -0.58; P = 0.004 and beta = -0.53; P = 0.005, respectively) with FTND in the EA sample. Of the HTR3A SNPs, rs11214796 was marginally associated (beta = 0.34; P = 0.01) with FTND in the AA sample under the additive model; rs1563533 showed marginal association (OR = 1.7; P = 0.004) with AD in AAs under the dominant model. For EAs, rs1020715 and rs2364857 were associated with CD and ND, respectively, with P values of 0.004 (OR = 16) under the additive model and 0.005 (OR = 0.7) under the dominant model. Among these seven marginal associations, rs1020715 is questionable given its low minor allele frequency (0.002).

Table 2.

SNPs with P values < 0.01 in Individual SNP Association Analyses with AD, CD, ND and FTND in AA and EA Sample

Sample Gene dbSNP ID Minor Allele (MAF) DSM-IV FTND
AD CD ND
OR P OR P OR P BETA P
AA HTR3B rs12276717 C (0.148) 0.2 0.005r 0.8 0.273d 0.8 0.195d 0.49 0.419r
HTR3A rs11214796 T (0.403) 0.8 0.132d 0.8 0.304r 0.9 0.648r 0.34 0.010a
rs1563533 A (0.157) 1.7 0.004d 0.8 0.274d 0.7 0.065d 1.13 0.041r
SLC6A4 rs2066713 T (0.262) 1.2 0.128a 1.3 0.480r 0.8 0.353r -1.39 1.6E-04r
EA HTR3B rs1672717 C (0.389) 0.9 0.447d 0.9 0.455r 1.0 0.659r -0.58 0.004r
rs720396 C (0.431) 1.2 0.261r 0.7 0.109r 1.0 0.906d -0.53 0.005r
HTR3A rs1020715 T (0.002) 0.5 0.490a 16 0.004a 0.6 0.583a -0.40 0.768a
rs2364857 C (0.112) 1.2 0.184a 0.8 0.144d 0.7 0.005d -0.21 0.181a
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Notes: 1) MAF=Minor Allele Frequency; AD=DSM-IV Alcohol Dependence; CD=DSM-IV Cocaine Dependence; ND=DSM-IV Nicotine Dependence; OR: Odds Ratio; BETA: Beta Coefficient. 2) Significant associations are given in bold. 3) Superscripts following P values indicate genetic models used for analysis: a = additive; d = dominant; and r = recessive. 4) For AD, CD and ND, logistic regression models were implemented; for FTND, linear regression models were used. 5) Sex, age, study and two out of three addiction status were used as covariates while the other one was used as dependent variable in all statistical models. See subjects and methods for details.

Haplotype-based association analysis

According to the haplotype block definition of Gabriel et al. (2002), there are 15 and 13 LD blocks in the AA and EA samples, respectively, within HTR3A and HTR3B, whereas 2 blocks were found in the SLC6A4 region for both AA and EA samples. We used Haplo Stats to perform haplotype-based association analyses for all major haplotypes (frequency ≥ 5%) in each above-mentioned LD block with the four phenotypic measures in AA and EA samples.

In AAs, there was one major haplotype C-C, formed by SNPs rs3891484 and rs3758987, located in the 5 region of HTR3B (LD block 2 in Figure 2) that was significantly associated with AD (frequency = 11.9%; P = 0.002) under the dominant model. This association remained significant after Bonferroni correction among the 17 major haplotypes in AAs (P <0.003). Besides this haplotype, there were two haplotypes with P values < 0.01: (1) G-G-G-T-G-T-C-G-C, formed by SNPs rs17116138, rs2276307, rs11214775, rs3782025, rs1176735, rs1672717, rs17614942, rs7943062, and rs7945926 (LD block 5 within HTR3B in Figure 2), with a frequency of 12.6%, that was marginally associated with AD under the dominant model (P = 0.004) and ND under the additive model (P = 0.009); and (2) C-C-C-T-A, formed by SNPs rs6354, rs25528, rs2066713, rs8071667, and rs16965623 (LD block 2 of SLC6A4 in Figure 3), with a frequency of 23.7%, that showed a marginal association with AD under the additive model (P = 0.005).

Figure 2.

Figure 2

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LD structures for HTR3B and HTR3A SNPs in the SAGE AA sample. Haploview (v. 4.2) (Barrett et al. 2005) was used to calculate all D values, and haplotype blocks were defined according to Gabriel et al. (2002). The number in each box represents the D value for each SNP pair surrounding that box. The arrow on top of the figure represents the gene transcription direction from 5′- to 3′-end. SNPs involved in later interactive models are underlined and grouped according to D values greater than 0.7. Please refer to Figure 6 for more information about SNP groups.

Figure 3.

Figure 3

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LD structure for SLC6A4 SNPs in the SAGE AA sample. Haploview (v. 4.2) (Barrett et al. 2005) was used to calculate all D values, and haplotype blocks were defined according to Gabriel et al. (2002). The number in each box represents the D value for each SNP pair surrounding that box. The arrow on top of the figure represents the gene transcription direction from 5′- to 3′-end. SNPs involved in later interactive models are underlined.

For the EA sample, we found one haplotype, T-T-G, formed by SNPs rs7118530, rs12221649, and rs2085421 (LD block 13 within HTR3A in Figure 4) significantly associated with FTND under the additive model (frequency 60.5%; P = 0.002), which remained significant after Bonferroni correction for 15 major haplotypes (P <0.003). The global P value of this haplotype was 0.008 under the recessive model, suggesting marginal association with FTND. There are three other haplotypes showing marginal significance in EAs: (1) rs11214769 and rs1176744 (LD block 2 within HTR3B in Figure 4) with ND (P global = 0.007) under the additive model; (2) A-G, formed by SNPs rs7942029 and rs17116178 (LD block 6 within HTR3B in Figure 4), with CD under the dominant model (frequency 73%; P = 0.007); and (3) A-A-T-G-C, formed by SNPs rs6354, rs25528, rs2066713, rs425147, and rs8071667 (LD block 2 of SLC6A4 in Figure 5), with FTND under the recessive model (frequency 39.5%; P = 0.007). The detailed results of the haplotype-based association analyses in AAs and EAs are presented in Tables 3 and 4, respectively.

Figure 4.

Figure 4

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LD structure for HTR3B and HTR3A SNPs in the SAGE EA sample. Haploview (v. 4.2) (Barrett et al. 2005) was used to calculate all D values, and haplotype blocks were defined according to Gabriel et al. (2002). The number in each box represents the D value for each SNP pair surrounding that box. The arrow on top of the figure represents the gene transcription direction from 5′- to 3′-end. SNPs involved in later interactive models are underlined and grouped according to D values greater than 0.7. Please refer to Figure 7 for more information about SNP groups.

Figure 5.

Figure 5

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LD structures for SLC6A4 SNPs in the EA sample. Haploview (v. 4.2) (Barrett et al. 2005) was used to calculate all D values, and haplotype blocks were defined according to Gabriel et al. (2002). The number in each box represents the D value for each SNP pair surrounding that box. The arrow on top of the figure represents the gene transcription direction from 5′- to 3′-end. SNPs involved in later interactive models are underlined and grouped according to D values greater than 0.7. Please refer to Figure 7 for more information about SNP groups.

Table 3.

Major Haplotypes (frequency ≥ 5%) Associated with AD, CD, ND or FTND at P < 0.01 Level in AA Sample

rs3891484-rs3758987
(HTR3B)		 DSM-IV FTND
AD CD ND
1 2 Freq Hap Score P Hap P Global Hap Score P Hap P Global Hap Score P Hap P Global Hap Score P Hap P Global
T T 0.633 -1.028 0.304r 0.012d 1.795 0.073a -0.668 0.504d 0.130d -1.310 0.190a 0.064r
T C 0.245 -1.501 0.133r -2.360 0.018r 0.083r 2.111 0.035r 1.885 0.059r
C C 0.119 3.025 0.002d -0.341 0.733r -1.978 0.048a -1.817 0.069r
rs17116138-rs2276307-rs11214775-
rs3782025-rs1176735-rs1672717-
rs17614942-rs7943062-rs7945926
(HTR3B)		 DSM-IV FTND
AD CD ND
1 2 3 4 5 6 7 8 9 Freq Hap
Score		 P
Hap		 P
Global		 Hap
Score		 P
Hap		 P
Global		 Hap
Score		 P
Hap		 P
Global		 Hap
Score		 P
Hap		 P
Global
G A A T G T C A T 0.141 -1.460 0.144a 0.067d 1.832 0.067a 0.346r -1.309 0.191d 0.162a -0.697 0.486r 0.512d
G A G T G T C G C 0.129 0.663 0.507r -0.622 0.534d 0.659 0.510d 0.457 0.647d
G A A T G T C G C 0.128 -1.118 0.264d -1.346 0.178d 1.429 0.153d -0.642 0.521a
G G G T G T C G C 0.126 2.917 0.004d 1.131 0.258r -2.618 0.009a 1.131 0.258d
G A G C A T C G C 0.114 1.583 0.113a -0.587 0.557d 0.309 0.757a -1.477 0.140r
G A G C G T C G C 0.091 0.775 0.439r 0.343 0.731a -0.965 0.335a -0.734 0.463r
G A G C G T A G C 0.090 -0.576 0.564r -1.213 0.225r 0.474 0.635d 1.784 0.074d
A A G C A T C G C 0.083 -1.717 0.086a 1.143 0.253r 1.737 0.082d -0.769 0.442r
G A G C G C C G C 0.080 -0.785 0.433d 1.195 0.232r 0.784 0.433r 1.253 0.210r
rs6354-rs25528-rs2066713, rs8071667-
rs16965623
(SLC6A4)		 DSM-IV FTND
AD CD ND
1 2 3 4 5 Freq Hap
Score		 P
Hap		 P
Global		 Hap
Score		 P
Hap		 P
Global		 Hap
Score		 P
Hap		 P
Global		 Hap
Score		 P
Hap		 P
Global
A A T C A 0.262 -1.631 0.103r 0.019d -0.556 0.578r 0.897d -0.812 0.417d 0.474r -0.827 0.408d 0.215d
C C C T A 0.237 -2.795 0.005a 0.910 0.363d 1.442 0.149a 0.608 0.543d
A C C C A 0.212 -1.134 0.257r 0.362 0.717r 0.307 0.759r -0.992 0.321r
A A C C A 0.118 1.637 0.102r 0.437 0.662r -1.783 0.075r -1.704 0.088r
C C C C A 0.089 1.802 0.072d -0.644 0.520d -0.747 0.455a -1.301 0.193r
A A C C G 0.081 -0.313 0.754d -1.029 0.304d 1.095 0.273d 2.119 0.034d
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Notes: 1) Significant associations are given in bold. 2) Superscripts following P values indicate genetic models used for analysis: a = additive; d = dominant; and r = recessive. 3) Sex, age, study and two out of three addiction status were adjusted while the other one was used as dependent variable in all statistical models.

Table 4.

Major Haplotypes (frequency ≥ 5%) Associated with AD, CD, ND or FTND at P < 0.01 Level in EA Sample

rs11214769-rs1176744 (HTR3B) DSM-IV FTND
AD CD ND
1 2 Freq Hap Score P Hap P Global Hap Score P Hap P Global Hap Score P Hap P Global Hap Score P Hap P Global
A T 0.674 2.365 0.018r 0.058r -1.159 0.246r 0.492r -1.698 0.090r 0.007a 0.880 0.379d 0.625d
G G 0.288 -1.608 0.108d 1.150 0.250a -0.696 0.486r -0.312 0.755r
rs7942029-rs17116178 (HTR3B) DSM-IV FTND
AD CD ND
1 2 Freq Hap Score P Hap P Global Hap Score P Hap P Global Hap Score P Hap P Global Hap Score P Hap P Global
A G 0.730 -1.582 0.114r 0.190r 2.717 0.007d 0.055d -1.317 0.188d 0.512r 0.343 0.731d 0.389a
G G 0.169 1.036 0.300d -1.356 0.175a -0.665 0.506r 1.000 0.317a
A T 0.100 1.670 0.095r -2.211 0.027r 1.353 0.176r -1.132 0.258r
rs7118530-rs12221649-rs2085421 (HTR3A) DSM-IV FTND
AD CD ND
1 2 3 Freq Hap Score P Hap P Global Hap Score P Hap P Global Hap Score P Hap P Global Hap Score P Hap P Global
T T G 0.605 1.252 0.211r 0.361d 1.728 0.084d 0.339d -2.254 0.024r 0.101r -3.119 0.002a 0.008r
C T A 0.228 -1.733 0.083d -1.434 0.152r 0.635 0.526d 2.530 0.011a
C C A 0.138 0.768 0.442a -0.780 0.435r 1.016 0.310r 2.052 0.040r
rs6354-rs25528-rs2066713-rs425147-rs8071667 (SLC6A4) DSM-IV FTND
AD CD ND
1 2 3 4 5 Freq Hap Score P Hap P Global Hap Score P Hap P Global Hap Score P Hap P Global Hap Score P Hap P Global
A A T G C 0.395 -1.241 0.215d 0.735r -1.626 0.104a 0.082a -1.296 0.195r 0.720r -2.719 0.007r 0.015r
A A C G C 0.324 0.848 0.396a 0.266 0.790a 0.429 0.668a 0.807 0.420d
C C C G T 0.179 0.736 0.462d 0.231 0.817a 0.388 0.698r 2.230 0.026r
A A C A C 0.093 1.273 0.203r 1.418 0.156a -1.177 0.239a -1.180 0.238a
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Notes: 1) Significant associations are given in bold. 2) Superscripts following P values indicate genetic models used for analysis: a = additive; d = dominant; and r = recessive. 3) Sex, age, study and two out of three addiction status were adjusted while the other one was used as dependent variable in all statistical models.

SNP-by-SNP interaction analysis of HTR3A, HTR3B, and SLC6A4

Two previous studies reported by our group indicated that there exist significant epistatic effects among HTR3A, HTR3B, and SLC6A4 in both AAs and EAs in either AD or ND (Seneviratne et al. 2013; Yang et al. 2013). As shown in Table 5, we determined the best interaction models for AD, CD, ND, and FTND based on CVC >7 of 10, prediction accuracy >55% and empirical P value < 0.005 for each model based on 107 permutation tests. Although the SNPs involved in different interaction models were not exactly the same, Figure 6 and 7 show great overlaps and correlations among SNPs based on the LD structure of those SNPs included in each model.

Table 5.

Detected Best SNP Combinations in HTR3A, HTR3B and SLC6A4 Associated with AD, CD, ND or FTND Based on Cross Validation Consistency (CVC), Prediction Accuracy and Empirical P value from 107 Permutations in AA and EA Sample

Sample SNP Combination Phenotype CVC Prediction Accuracy P value based on 107 permutations
AA HTR3A: rs1020715, rs2276302, rs2085421
HTR3B: rs3758987
SLC6A4: rs25528		 DSM-IV AD 8/10 57.63% 0.00014
HTR3A: rs1985242, rs4938066
SLC6A4: rs25528		 DSM-IV CD 7/10 58.74% 0.0017
HTR3A: rs897685, rs7118530
HTR3B: rs1176744
SLC6A4: rs25528		 DSM-IV ND 7/10 59.66% 0.000057
HTR3A: rs1062613, rs3737457 FTND 10/10 60.34% 0.000017
EA HTR3A: rs4938066
HTR3B: rs3782025
SLC6A4: rs2066713		 DSM-IV AD 9/10 56.05% 0.00074
HTR3A: rs2276302
HTR3B: rs1672717
SLC6A4: rs140701		 DSM-IV CD 7/10 58.27% 0.00029
HTR3A: rs897685
HTR3B: rs1176758
SLC6A4: rs9303628		 DSM-IV ND 8/10 55.18% 0.00075
HTR3A: rs10789980
SLC6A4: rs9303628		 FTND 7/10 55.25% 0.0039
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Figure 6.

Figure 6

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Summary of detected interaction models in the SAGE AA sample. GMDR-GPU (Zhu et al. 2013) was used to perform exhaustive searches for two- to five-way interaction models. The best interaction models for AD, CD, ND, and FTND shown in the figure were determined based on CVC >7 of 10 and prediction accuracy > 55%. The P value associated for each model shown here was < 0.005 based on 107 permutation tests. Interaction models with different phenotypes involved overlapped and highly correlated SNPs, which were grouped together. Group 1 includes rs1020715, rs1062613, rs1985242, rs2276302 and rs3737457; Group 2 includes rs7118530 and rs2085421. Pair-wise D values of adjacent SNPs within each group are greater than 0.7. SNP combinations are color-coded. Dashed arrows mean the gene was not involved in the selected model.

Figure 7.

Figure 7

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Summary of detected interaction models in the EA sample. GMDR-GPU (Zhu et al. 2013) was used to perform exhaustive searches for two- to five-way interaction models. The best interaction models for AD, CD, ND, and FTND shown in the figure were determined based on CVC >7 of 10 and prediction accuracy > 55%. The P value associated for each model shown here was < 0.005 based on 107 permutation tests. Interaction models with different phenotypes involved overlapped and highly correlated SNPs, which were grouped together. Group 3 includes rs1176758, rs3782025 and rs1672717; Group 4 includes rs9303628, rs140701 and rs2066713; Group 5 includes rs10789980, rs2276302 and rs897685. Pair-wise D values of adjacent SNPs within each group are greater than 0.7. SNP combinations are color-coded.

Discussion

Through individual SNP- and haplotype-based association analysis and SNP-by-SNP interaction analysis on AD, CD, ND, and FTND, we identified significant independent and interactive effects among 88 genotyped and imputed variants within HTR3A, HTR3B, and SLC6A4 in the AA and EA samples. These findings confirm our hypothesis that interactive effects exist between 5-HT3 receptors and transporters in governing trans-synaptic serotonergic signalling underlying the pathophysiology of multiple addictions in two ethnic groups.

On the individual polymorphic level, rs2066713 was significantly associated with FTND in the AA sample. As a tag SNP located in the alternative splicing region of SLC6A4 involving noncoding exons 1A and 1B, it is likely to regulate expression of the gene in humans, because exon 1B is surrounded by several consensus sites for transcription factors AP-1, AP-2, CREB/ATF, and NF-κB (Bradley and Blakely 1997). Rs2066713 was reported to be associated with schizophrenia in a South Indian population (Vijayan et al. 2009) and with autism in Caucasian samples (Ma et al. 2010). On the haplotypic level, two SNPs located in the 5 -region of HTR3B (i.e., rs3891484 and rs3758987) and three SNPs located in the 3 -region of HTR3A (i.e., rs7118530, rs12221649, and rs2085421) are associated with AD in the AA sample and FTND in the EA sample, respectively. However, these association signals are not as strong as the SNP-by-SNP interaction results we obtained.

In the AA sample, there are 12 SNPs included in the four interaction models of AD, CD, ND, and FTND, which can be treated as seven groups based on D values. Rs25528 is the only SNP located in the 5 -region of SLC6A4 in the AD, CD, and ND interaction models, which is in strong LD with rs2066713 and also locates in the alternative splicing region of SLC6A4. It has been reported to be significantly associated with the Beck Depression Inventory (Su et al. 2009). The two distinct SNPs within HTR3B are rs3758987 and rs1176744. Rs3758987 locates in the 5 -UTR region of HTR3B, whereas the non-synonymous SNP rs1176744 results in a tyrosine-to-serine change at the 129th amino acid residue of 5-HT3B. This amino acid substitution significantly increases the maximum response of 5-HT3AB to serotonin, slows its deactivation and desensitization kinetics 20- and 10-fold, respectively, and confers a seven-fold increase in the receptors’ mean open time (Krzywkowski et al. 2008). There are two SNP groups and two individual SNPs in HTR3A involved in the AA interaction models, as shown in Figure 6. Group 1 spans from the 5 -UTR to the intron region of HTR3A, which covers five SNPs (rs1020715, rs1062613, rs1985242, rs2276302, and rs3737457). Rs1020715 and rs1062613 are translation regulatory variants located in an open reading frame upstream of the translation initiation site of HTR3A mRNA (Niesler et al. 2001). Rs2276302, together with rs3737457, is part of a haplotype reported to be associated with heroin addiction in AAs (Levran et al. 2009). Rs897685, rs4938066, and Group 2 are all located in the 3 -UTR region of HTR3A.

In the EA sample, as shown in Figure 7, three SNP groups and one individual SNP are included in the four interaction models for AD, CD, ND, and FTND. Of the three SNPs included in Group 3, rs1176758 is located in the 5 -UTR region of HTR3B; Ducci et al. (2009) reported that the intronic SNP rs3782025 was associated with alcohol use disorders + co-morbid antisocial personality disorder in Finns; rs1672717 was significantly associated with the intensity of nausea and vomiting among cancer patients treated with opioids (Laugsand et al. 2011). Although the functionality of the intronic SNPs rs3782025 and rs1672717 is not clear, the strength of interactive effects between SNPs within the gene and addictions is likely to be similar, as HTR3B is covered by only one LD block in Caucasians according to the HapMap data. Group 4 includes three correlated SNPs: rs9303628, rs140701, and rs2066713. The first two SNPs are located in the intron regions of SLC6A4, which may represent new regulatory variants or indicate that they reside in LD with such a variant. Rs2066713 has shown an independent effect on FTND, and rs25528, a SNP in strong LD with rs2066713, is the major interactive signal of SLC6A4 in the AA sample. The variants of HTR3A involved in the interaction models are Group 5 (rs10789980, rs2276302, and rs3737457) and rs4938066. Three of the four SNPs are overlapped in the AA sample, whereas rs10789980 locates within the same open reading frame of HTR3A as rs1020715 and rs1062613.

Further examination of SNPs detected in these interactive models for the AA and EA samples, we found that there is one locus in HTR3B, one locus in SLC6A4 and two separate loci in HTR3A that collaboratively contribute to AD, CD, ND and FTND in the EA sample. One locus (rs4938066 in Figure 7) in HTR3A specifically influences AD, while the other locus (Group 5 in Figure 7) affects CD, ND and FTND, which may suggest different receptor variations in AD subjects comparing with CD and ND participants that couple with transporter changes in order to take effect. However, relationship among the four interactive models in the AA sample is not as obvious as it is in the EA sample. Also, Figure 6 shows the trend that more loci in HTR3A are involved in the interactive models of the four phenotypes.

Previous studies by our group have shown interaction effects among HTR3A, HTR3B, and SLC6A4 in AD and ND samples (Seneviratne et al. 2013; Yang et al. 2013). However, most case subjects included in the studies reported by Yang et al. (2013) and Seneviratne et al. (2013) have primarily only one type of addiction. Thus, this study has extended such an interaction effect among the three genes to subjects with multiple addictive phenotypes (AD, CD, and ND). This strongly implies that variants in the three genes have significant epistatic effects influencing, not only in one type of addiction, but also in multiple addictions, although limited SNPs with major effects on the three genes were revealed by our previous studies (Seneviratne et al. 2013; Yang et al. 2013) and this one. Result consistency among the three studies were even revealed at the SNP level. Seneviratne et al. (2013) showed two four-variant models carried a risk for AD, which include rs10160548 in HTR3A, rs1176744 and rs3782025 in HTR3B, and 5′-HTTLPR and rs1042173 in SLC6A4. Yang et al. (2013) found significant interactions among rs1062613 and rs10160548 in HTR3A, rs1176744 in HTR3B, and 5′-HTTLPR and rs1042173 in SLC6A4 in affecting ND.Rs1176744 in HTR3B overlaps among the three studies, which makes a residue change from Tyrosine to Serine. Besides rs1176744, this study has rs3782025 of HTR3B in common with Seneviratne et al. (2013) and rs1062613 of HTR3A with Yang et al. (2013). These three SNPs may be important serotonin-receptor- and transporter-function-modifying gene variants or in strong linkage with such variants.

One possible explanation for all these findings is that increased synaptic 5-HT, caused by limited SERT re-uptake abilities, coupled with increased 5-HT3AB receptor responsiveness to 5-HT results in enhanced dopamine transmission in the reward pathway that is associated with a greater risk of multiple addictions. To take it further, cocaine inhibits SERT reuptake (Torres et al. 2003); alcohols increase the maximal efficacy of dopamine activation of 5-HT3 receptors (Lovinger et al. 2000); both nicotine and cocaine compete with serotonin for the 5-HT3 receptor site that controls channel opening (Breitinger et al. 2001).

This hypothesis is supported by the study results of SERT deficient mice. Researchers found that 5-HT3 receptors are upregulated in frontal cortex (+46%), parietal cortex (+42%), and in stratum oriens of the CA3 region of the hippocampus (+18%) of SERT knockout mice (Mossner et al. 2004). Mutations that result in reduced or absent SERT function in mice have led to increased anxiety and stress-related behaviours. Although the effects are not as robust as those in the experimental mice, SERT-function-modifying gene variants in humans influence many of the same phenotypes (Murphy and Lesch 2008).

Considering other studies using the SAGE dataset, Bierut et al. (2010) published the first and major genome-wide association study of alcohol dependence, within which they found fifteen SNPs yielded P < 10−5 among 948,658 SNPs analyzed. Although the best P value of our single SNP- and haplotype-based association analyses is at 10−4 level, on the one hand, we only analyzed 88 SNPs applying candidate gene approach; on the other hand, the significant interactive effect among HTR3A, HTR3B and SLC6A4 may represent a way to disentangle the influence of comorbid substance-use disorders.

In a study in AA males, Enoch et al. (2011) showed that rs1176744 in HTR3B influenced alcohol dependence. In our analyses, however, we did not detect an independent effect of rs1176744; instead, we found that rs1176744 together with rs11214769 formed a major haplotype, which was significantly associated with ND in the EA sample, and together with rs897685 and rs7118530 in HTR3A and rs25528 in SLC6A4 showed a significant interactive effect on ND in the AA sample. The explanation may lie in sex differences and multiple addictions.

The primary reason for us not pooling the AA and EA samples is that minor allele frequencies of most SNPs are very different for the two ethnic groups, and we wondered such pooling might yield false-positive results (Cardon and Palmer 2003). Considering the genetic heterogeneity of AA and EA populations, analysing them separately may also reduce uncertainty and confidence interval width. Another reason is that genetic association findings in two diverse samples are providing independent replication.

This study should be considered in the context of its limitations. A functional promoter polymorphism, 5′-HTTLPR in SLC6A4 has been reported to have mixed associations with alcohol, cocaine, heroin, or nicotine dependence (Feinn et al. 2005; Gerra et al. 2004; Mannelli et al. 2005; Patkar et al. 2001; Saiz et al. 2009; Seneviratne et al. 2013; Yang et al. 2013). However, limited by the original GWAS data of SAGE, we do not have this polymorphism available and are not able to test its associations with the four phenotypes and interactions with other variants. This was also one of the reasons that we chose to replicate our previous findings in alcohol and nicotine dependence at gene level instead of single SNP level, since the previous interactive signals were mainly driven by 5′-HTTLPR from analysing fewer variants compared with this study (Seneviratne et al. 2013; Yang et al. 2013). At the same time, by following this approach, we detected a new variant group (rs2066713 and rs25528) in SLC6A4 that contributes both independently and interactively with variants in HTR3A and HTR3B to the four addictive phenotypes. These two variants are in strong LD with each other and reside in the alternative splicing region involving noncoding exons 1A, 1B and 1C, which may account for another major interactive signal in SLC6A4.

We also acknowledge that gene-by-gene interaction detected by this study through genetic epidemiological approach remains to be further tested experimentally in future (Cordell 2009). Even though further improvement of the GMDR-GPU is still needed, the GMDR has been successful in identifying the significant interaction of CHRNA4 with CHRNB2 (Li et al. 2008), NTRK2 with BDNF (Li et al. 2008), and GABBR1 with GABBR2 (Li et al. 2009a) in ND, of LEPR and ADRB2 in obesity (Angeli et al. 2011), and of HNF4A and KCNJ11 in type 2 diabetes (T2D) (Neuman et al. 2010), to name a few. Although this program can theoretically handle unlimited number of SNP combinations from any GWAS data by assuming sufficient computer memory and infinite computing time, this is not the case in practice, where we are always limited by availability of hardware and computing time allowed for data analysis. Thus, one needs to keep such limitation in mind when applying this program to the dataset of their interest. Please refer to Zhu et al. (2013) for detailed descriptions of these limitations.

In summary, we showed significant interactive effects among HTR3A, HTR3B, and SLC6A4 in AA and EA subjects with multiple addictions. Such findings not only corroborate the findings from our previous studies on single-agent addictions, but also conform with the increasingly appreciated epistatic effects of variants in complex trait studies, which may account for the mysterious missing heritability (Li et al. 2008; Zuk et al. 2012).

Supplementary Material

439_2014_1431_MOESM1_ESM

Acknowledgments

This study was funded by a grant from the National Institute on Drug Abuse to MDL (Grants R01 DA012844 and 5 R01DA013783). Additionally, we are thankful to the NIH GWAS data repository for providing us access to their dataset, through project 771 to MDL, under the title of “Genome-wide association analysis for addiction and type 2 diabetes.”

Funding support for the Study of Addiction: Genetics and Environment (SAGE) was provided through the NIH Genes, Environment and Health Initiative [GEI] (U01 HG004422). SAGE is one of the genome-wide association studies funded as part of the Gene Environment Association Studies (GENEVA) under GEI. Assistance with phenotype harmonization and genotype cleaning, as well as with general study coordination, was provided by the GENEVA Coordinating Center (U01 HG004446). Assistance with data cleaning was provided by the National Center for Biotechnology Information. Support for collection of datasets and samples was provided by the Collaborative Study on the Genetics of Alcoholism (COGA; U10 AA008401), the Collaborative Genetic Study of Nicotine Dependence (COGEND; P01 CA089392), and the Family Study of Cocaine Dependence (FSCD; R01 DA013423). Funding support for genotyping, which was performed at the Johns Hopkins University Center for Inherited Disease Research, was provided by the NIH GEI (U01HG004438), the National Institute on Alcohol Abuse and Alcoholism, the National Institute on Drug Abuse, and the NIH contract “High throughput genotyping for studying the genetic contributions to human disease” (HHSN268200782096C). The datasets used for the analyses described in this manuscript were obtained from dbGaP at http://www.ncbi.nlm.nih.gov/projects/gap/cgi-bin/study.cgi?study_id=phs000092.v1.p1 through dbGaP accession number phs000092.v1.p.

Footnotes

Conflict of Interest

Although not directly relevant to the work presented here, MDL has served as a consultant and board member of ADial Pharmaceuticals, LLC. JY reports no competing interests.

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