Abstract
Objectives
We examined the (a) influence of nursing facility characteristics on resident quality of life and (b) the impact of cognitive impairment and residence on a dementia special care unit(SCU) on QOL after controlling for resident and facility characteristics.
Method
Multilevel models (resident and facility) were estimated for residents with and without cognitive impairment on conventional units and dementia SCU. Data came from the 2007 Minnesota Nursing Home Resident Quality of Life and Consumer Satisfaction Survey (N = 13,983).
Results
Level of resident CI was negatively related to QOL, although residing on a dementia SCU was positively related to QOL. Certified Nursing Assistant and activity personnel hours per resident day had a positive relationship with resident QOL.
Discussion
Our results highlight the need to ensure adequate levels of paraprofessional direct care staff and the availability of dementia-focused (SCU)s despite current constraints on long-term care funding.
Keywords: nursing home (NH), quality of life (QOL), cognitive impairment (CI), facility characteristics
Nursing home (NH) quality is a persistent concern for the millions of Americans that live or have loved ones residing in institutional long-term care environments. Measurement of NH quality has focused on clinical processes and outcomes, drawn particularly from the federal Minimum Data Set (MDS) assessment system, with relatively little attention to the quality of resident life (Castle & Ferguson, 2010). Existing research has illuminated clinical and demographic factors that influence resident quality of life (QOL) such as age, gender, functional status, cognitive impairment(CI) and depression (Abrahamson et al., 2012; Anderson, Wittrup-Jensen, Lolk, Andersen, & Kragh-Sorensen, 2004; Hoe et al., 2009; Logsdon, Gibbons, McCurry, & Teri, 2002; Selwood, Thorgrimsen, & Orrell, 2005). QOL is also influenced by psychosocial factors such as high levels of social engagement, a perception of life coherence or purpose, and the availability of purposeful activities (Degenholtz, Kane, Kane, Bershadsky, & King, 2006; Drageset et al., 2008; Zimmerman et al., 2005).
Our previous investigation found that QOL varied by level of cognitive impairment (CI) and placement on a dementia special care unit (SCU) (Abrahamson et al., 2012). The aim of the current analysis was to expand upon these findings and investigate the influence of facility characteristics on resident QOL while controlling for resident-level variables known to influence QOL. Using data derived from the Minnesota Nursing Home Resident and Consumer Satisfaction Survey we addressed two research questions: (a) Are facility characteristics such as staffing levels, ownership type, and presence of a special care unit associated with resident QOL? (b) Is resident placement on a dementia SCU associated with resident QOL when facility characteristics are accounted for in the model?
Background
Though clinical outcomes and processes of care have historically been the primary measures of NH quality, there is an increasing body of literature addressing factors that influence NH residents’ overall QOL (Kane et al., 2003; Kane, 2001). There is evidence that resident QOL is a measureable and achievable outcome in NHs (Kane et al., 2003). (Sloane et al., 2005) found QOL is strongly related to level of CI and activities of daily living (ADL) dependency, consistent with the finding of Andersen et al. (2004) that dependence upon others for assistance with ADL’s negatively influences QOL. Evidence indicates that QOL among NH residents is improved by high levels of social engagement, a perception of life coherence or purpose, and the availability of purposeful activities (Degenholtz et al., 2006; Drageset et al., 2008; Zimmerman et al., 2005).
Cognitive status alone or in combination with other factors can significantly influence an individual’s perception of QOL. Our previous investigation found that resident QOL varied significantly by level of CI and placement on a dementia SCU (Abrahamson et al., 2012). Caregiving models and culture change initiatives that seek to increase resident QOL through organizational transformation make the assumption that facility context has a significant influence on QOL. Examples include 24-hr dining programs, flexible caregiving schedules, and “culture change” organizational models such as the Eden alternative and the Greenhouse model that focus on creating a resident-centered, household-like environment. Along these lines, Kane et al.(2004) found measurable differences between facilities in resident QOL, and concluded that it was possible to differentiate between facilities in terms of resident QOL. Facility factors such as staffing, ownership type, specialized programming in the form of a designated SCU, and leadership style may have considerable influence on resident QOL and remain underinvestigated.
This current analysis expanded upon previous findings that resident-level factors influence QOL and addressed the influence of facility-level characteristics. Based upon the commonly held perception that characteristics of the facility environment have an influence on the NH resident experience, we predicted that facility characteristics would have a significant influence on NH resident QOL.
Our second research question addressed the specific influence of CI and SCU placement on resident QOL. Previous investigations finding a negative relationship between CI and QOL focused primarily on resident-level variables, excluding the influence of facility characteristics. It is possible that the negative influence of cognitive decline is mitigated by facility environments that provide particularly high quality clinical services, as indicated by the current quality indicators (QI), or address the unique needs of residents with dementia. This may be particularly true for residents living on dementia SCU, where special programming is intended to promote social engagement and activities that enhance resident’s perception of QOL (Holmes et al., 1990; Gruneir, Lapane, Miller & Mor, 2008). Thus we expanded the analysis and investigated the relationship between level of cognitive impairment and QOL when controlling for resident and facility-level variables, and hypothesized that residents living within SCU will report a higher QOL than those who live within traditional NH units.
Method
Data and Sample
We analyzed data from the Minnesota Nursing Home Resident QOL and Consumer Satisfaction Survey conducted in spring 2007. This survey was sponsored by the state of Minnesota and administered by Vital Research, an independent survey organization, through face-to-face interviews with a representative sample of NH residents. Data were obtained by authors through a data-use agreement with the state of Minnesota. Respondents were selected from a probability sample of residents residing within each of the 390 Medicaid-certified NH in the state of Minnesota. The sample frame consisted of facility residents at the time of the survey. A list of all Medicaid-certified nursing facilities in Minnesota was provided to Vital Research by the Minnesota Department of Human Services. Interview staff then contacted each facility by telephone to schedule interviews. Facility administration provided interview staff with a list of all long stay residents 2 weeks prior to their interview date and a separate list of all short-stay residents on the date of the survey. The survey was administered to all sampled NH residents except the most severely cognitively impaired as indicated by an MDS Cognitive Performance Scale (CPS) score of 6, the acutely ill, or those whose guardian declined participation (about 5% of all eligible residents).
In facilities with fewer than 25 residents, interviews were attempted with each resident in the facility. In larger facilities each interviewer was provided with a randomly generated list of eligible long-term residents that they could approach for an interview. Both short-stay (intended stay less than 30 days) and long-stay residents were sampled in proportion to their numbers in the facility. Interviews were conducted in the resident’s location of choice after the interviewer obtained resident permission to proceed. Of the 16,538 eligible residents, interviews were initiated with 14,381, a response rate of 87%. Completed interviews were obtained from 13,983 residents (97% of initiated interviews were completed). The average number of completed interviews per facility was 36, with a range of 9–65 interviews within each facility (Abrahamson et al., 2012; Vital Research, 2007).
Measures
The 2007 Minnesota Resident QOL and Satisfaction Survey contained 52 items addressing QOL as well as resident satisfaction and mood (Kane et al., 2003). The QOL section of the survey contained 35 items with dichotomous yes/no responses adapted from the Nursing Home QOL Scale, a longer tool developed from a national study of NH residents conducted by Kane et al. (2003). The 35 QOL items represented 10 equally-weighted dimensions based on factor analysis and magnitude estimation by Kane and colleagues (Kane et al., 2003). For the current analysis we created a composite measure of QOL based upon the domains of meaningful activities, autonomy, privacy, relationships, and individuality.
Measures of resident cognitive status, unit placement, and covariates were taken from the MDS 2.0 assessment closest to the date of the survey. The CI level was based on the CPS; Morris et al., 1994), which ranges from 0 (intact) to 6 (very severely impaired). The SCU placement variable came from item P.1.n (Alzheimer’s/Dementia SCU) on the MDS 2.0. Functional level was measured by the ADL Long-Form Scale (Morris, Fries & Morris, 1999), which rates resident self-performance on seven items (bed mobility, transferring, locomotion, dressing, eating, toilet use, and personal hygiene) and ranges from 0 to 28. Other resident-level covariates consisted of clinical conditions and demographic information, selected based upon availability in the data and evidence from previous research indicating a potential relationship between the variable and resident QOL. Resident length of stay (LOS) was calculated from the date of NH admission to the date of the MDS assessment. Facility-level variables were constructed from MDS 2.0 data as well as the 2007 Minnesota Department of Human Services Statistical and Cost Report for Nursing Facilities. We calculated facility staffing levels for different direct care staff types–including nurse administrators, registered nurses(RN) and licensed practical nurses(LPN), nursing and medication aides, mental health workers, social workers, activity/therapeutic recreation staff, and others–by dividing total staff hours from the Statistical and Cost Report by total resident days. We also calculated facility-level clinical quality indicator rates from MDS assessments contemporaneous with the QOL survey and risk-adjusted using key resident characteristics (Arling et al., 2005). Other facility level variables were chain ownership (yes/no), hospital affiliated (yes/no), ownership status (for profit, nonprofit, or government), average resident acuity score (Minnesota Nursing Home Case Mix Index), daily operating costs (average per diem reported cost for NH operations, excluding property). Resident days serve as a proxy for facility size.
Analysis
We used χ2 tests and two-sample t-tests to assess differences in characteristics between facilities with an SCU and those without. Pearson correlations were used to assess the bivariate association of the QOL score with continuous facility characteristics as well as two-sample t-tests for categorical (chain, hospital affiliation, ownership) facility characteristics. To assess the relationship between the facility characteristics and QOL while adjusting for resident characteristics, we use a mixed-effects regression model. Use of a multilevel model was necessary due to the clustered nature of our data resulting in potentially correlated error terms for residents within the same facility. The multilevel model included a random effect for facility to adjust for the potential correlation between residents residing within the same facility and fixed effects for resident level covariates. All analyses were performed using SAS software.
Findings
Resident CPS scores indicated that 18.6% of the sample was cognitively intact, 16.0% borderline impaired, 22.1% mildly impaired, 37.6% moderately impaired, and 5.7% moderately severely impaired. Five percent of the sample resided on a SCU. Differences were noted between nursing facilities that contained a dementia SCU and those which did not. Facilities with a designated SCU had significantly lower QOL scores overall than facilities which did not have an SCU on-site. With regards to staffing, SCU facilities had significantly lower activity staff hours per resident day and significantly higher certified nurse assistant (CNA) hours per resident day. Also, facilities with an SCU were larger in terms of annual resident days than facilities without an SCU and were more likely to be government owned. For QI measures, facilities with an SCU had significantly lower pain, higher restraint use, and higher use of antipsychotics without a diagnosis. Facility-level characteristics of Minnesota NH are displayed in Table 1.
Table 1.
Characteristics of Minnesota Nursing Facilities Overall and by Presence or Absence of a Dementia Special Care Unit (SCU).
| Overall (n = 388)
|
No SCU (n = 270)
|
SCU (n = 118)
|
||
|---|---|---|---|---|
| Mean (SD) or % | Mean (SD) or % | Mean (SD) or % | p-value | |
| Quality of life score | 80.2 (4.9) | 80.6 (4.7) | 79.2 (5.0) | 0.010 |
| Facility characteristics | ||||
| % Chain | 47.3% | 44.2% | 54.2% | 0.068 |
| % Hospital affiliated | 14.7% | 16.7% | 10.2% | 0.094 |
| Ownership | ||||
| % For-profit owned | 30.5% | 31.2% | 28.8% | 0.635 |
| % Nonprofit owned | 10.6% | 14.1% | 2.5% | 0.001 |
| % Government owned | 58.9% | 54.7% | 68.6% | 0.010 |
| Facility staffing | ||||
| Activity hours/day | 0.23 (0.08) | 0.24 (0.09) | 0.22 (0.08) | 0.045 |
| CNA hours/day | 2.28 (0.44) | 2.24 (0.47) | 2.39 (0.36) | 0.002 |
| LPN hours/day | 0.73 (0.21) | 0.73 (0.22) | 0.75 (0.18) | 0.359 |
| RN hours/day | 0.34 (0.27) | 0.34 (0.31) | 0.33 (0.14) | 0.876 |
| Facility case mix | ||||
| Average resident acuity score | 1.02 (0.09) | 1.02 (0.10) | 1.02 (0.08) | 0.703 |
| Daily operating cost | 175.8 (47.2) | 174.7 (53.0) | 178.3 (30.4) | 0.483 |
| Occupancy | 0.95 (0.08) | 0.94 (0.08) | 0.95 (0.08) | 0.232 |
| Resident days | 29,823 (18735) | 23,738 (11250) | 43,490 (24252) | <0.001 |
| Medicaid days | 17,636 (11565) | 13,959 (7142) | 25,894 (14906) | <0.001 |
| Medicare days | 2,493 (2,271) | 2,011 (1,727) | 3,576 (2,898) | <0.001 |
| Private pay days | 7,825 (6053) | 6,168 (3916) | 11,546 (8052) | <0.001 |
| Facility clinical quality indicators | ||||
| Incidence of ADL decline | 15.4 (5.6) | 15.1 (5.8) | 16.1 (4.9) | 0.103 |
| Prevalence of moderate to severe pain | 18.2 (10.7) | 19.0 (11.0) | 16.4 (9.9) | 0.030 |
| Prevalence of restraints | 2.9 (3.7) | 2.6 (3.6) | 3.6 (4.0) | 0.021 |
| Incidence of worsening bladder continence | 45.3 (25.6) | 44.1 (25.9) | 47.8 (24.7) | 0.192 |
| Antipsychotics w/o a supporting DX | 16.0 (10.2) | 14.9 (10.3) | 18.5 (9.5) | 0.001 |
| New pressure sores | 5.2 (2.8) | 5.2 (2.9) | 5.4 (2.5) | 0.409 |
Note. ADL = activities of daily living.
Bivariate associations of resident and facility characteristics with mean facility QOL are presented in Table 2. At the resident level, CI, female, ADL dependency, depression or anxiety, aphasia, hemiplegia and bladder incontinence were related to lower QOL. Longer LOS and age were associated with increased QOL. At the facility-level, activity and CNA staff hours per resident day were significantly associated with higher QOL. Level of acuity, chain ownership, for profit ownership, and total number of resident days were significantly associated with lower QOL; whereas, government ownership and percentage private days were significantly related in higher QOL. Higher rates of incontinence and use of antipsychotics in the facility were significantly associated with lower QOL. Residence on an SCU was not significantly related to QOL at the bivariate level.
Table 2.
Bivariate Relationships between Resident and Facility Characteristics and Resident QOL Score.
| Parameter estimate (SE) | p-value | |
|---|---|---|
| Resident level | ||
| CPS | <0.001 | |
| 4,5 | −6.32 (0.76) | |
| 3 | −5.22 (0.46) | |
| 2 | −3.75 (0.50) | |
| 1 | −3.34 (0.55) | |
| 0 (reference) | ||
| Resides on SCU | 0.67 (0.75) | 0.370 |
| Female | 1.81 (0.35) | <0.001 |
| Age | 0.03 (0.01) | 0.033 |
| ADL score | −0.26 (0.02) | <0.001 |
| LOS | <0.001 | |
| 1 Year+ | 3.30 (0.63) | |
| 6 months to 1 year | 2.87 (0.74) | |
| 30 days to 6 months | 1.66 (0.71) | |
| < 30 days (reference) | ||
| Arthritis | 0.48 (0.33) | 0.145 |
| Cancer | −0.73 (0.57) | 0.197 |
| Aphasia | −6.02 (0.93) | <0.001 |
| Hemiplegia | −2.93 (0.55) | <0.001 |
| Depression | −1.94 (0.32) | <0.001 |
| Schizophrenia | −1.43 (0.77) | 0.062 |
| Bipolar disorder | −1.87 (0.98) | 0.057 |
| Anxiety | −1.30 (0.41) | 0.001 |
| Mod/severe pain | −0.61 (0.42) | 0.147 |
| Any bladder incontinence | −2.07 (0.33) | <0.001 |
| Facility level | ||
| Staffing | ||
| Activity hr/day | 18.06 (2.78) | <0.001 |
| CNA hr/day | 1.44 (0.57) | 0.012 |
| LPN hr/day | −0.68 (1.19) | 0.568 |
| RN hr/day | −1.34 (1.10) | 0.224 |
| Average resident acuity score | −10.09 (2.74) | <0.001 |
| Chain | −1.41 (0.49) | <0.001 |
| Daily operating cost | −0.01 (0.006) | 0.094 |
| For-profit owner | −1.61 (0.53) | 0.003 |
| Nonprofit owner | 0.75 (0.50) | 0.133 |
| Government owner | 1.71 (0.81) | 0.035 |
| Occupancy | 4.36 (3.07) | 0.156 |
| Resident days | −2.40 (0.45) | <0.001 |
| % Medicaid days | −0.004 (0.02) | 0.840 |
| % Medicare days | −0.06 (0.04) | 0.108 |
| % Private days | 0.05 (0.02) | 0.016 |
| Clinical quality indicators | ||
| ADLs | −0.049 (0.045) | 0.272 |
| Pain | −0.01 (0.023) | 0.717 |
| Restraints | −0.06 (0.067) | 0.382 |
| Continence | −0.029 (0.01) | 0.003 |
| Antipsychotics w/o DX | −0.084 (0.02) | 0.001 |
| New pressure sores | −0.16 (0.09) | 0.074 |
Note. CPS = Cognitive Performance Scale. SCU = special care unit. ADL = activities of daily living. LOS = length of stay. CNA = certified nurse assistant. LPN = licensed practical nurses. RN = registered nurses. ADL = activities of daily living.
Results of the final multivariable, multilevel (resident and facility) model are displayed in Table 3. QOL was negatively related to CI, the presence of psychiatric diagnoses such as depression and anxiety, and ADL dependency. In addition, female gender and increased LOS were associated with increased QOL. Facility factors that were significant and negatively related to resident QOL included total number of resident days. CNA and activity staff hours per resident day were significant and positively related to resident QOL. Unlike in the bivariate results, our multivariable model indicated a positive relationship between QOL and residence on a dementia SCU. The greater severity of CI probably suppressed the relationship between SCU and QOL at the bivariate level. The positive significant effect is likely to have emerged when we controlled for CI and other covariates in the multivariable model. We found that there were no significant interactions between these facility-level variables with CI or residing on an SCU.
Table 3.
Multiple Regression Model for Influence of Resident and Facility Characteristics on Resident QOL.
| Parameter estimate (SE) | p-value | |
|---|---|---|
| Resident level | ||
| CPS (overall p < 0.001) | ||
| 4 | −4.53 (0.83) | <0.001 |
| 3 | −4.77 (0.50) | <0.001 |
| 2 | −3.68 (0.52) | <0.001 |
| 1 | −3.20 (0.56) | <0.001 |
| 0 (intact; reference) | ||
| Resides on SCU | 2.00 (0.79) | 0.011 |
| Female | 1.74 (0.37) | <0.001 |
| Age | −0.01 (0.02) | 0.529 |
| ADL score | −0.20 (0.03) | <0.001 |
| LOS | ||
| 1 Year + | 4.65 (0.69) | <0.001 |
| 6 months to 1 year | 3.68 (0.77) | <0.001 |
| 30 days to 6 months | 2.34 (0.74) | 0.001 |
| < 30 days (reference) | ||
| Arthritis | 0.19 (0.35) | 0.580 |
| Cancer | −0.42 (0.58) | 0.472 |
| Aphasia | −4.03 (1.01) | <0.001 |
| Hemiplegia | −1.04 (0.60) | 0.086 |
| Depression | −1.56 (0.34) | <0.001 |
| Schizophrenia | −2.24 (0.90) | 0.013 |
| Bipolar | −2.80 (1.08) | 0.009 |
| Anxiety | −1.39 (0.43) | 0.001 |
| Moderate/severe pain | −0.50 (0.44) | 0.260 |
| Any bladder incontinence | −0.26 (0.38) | 0.495 |
| Facility level | ||
| Has an SCU | −0.04 (0.61) | 0.953 |
| Activity hr/day | 9.03 (3.17) | 0.005 |
| CNA hr/day | 1.97 (0.74) | 0.008 |
| LPN hr/day | 0.90 (1.26) | 0.478 |
| RN hr/day | 1.95 (1.82) | 0.285 |
| Acuity score | 2.70 (4.52) | 0.552 |
| Occupancy | 1.64 (3.52) | 0.642 |
| Daily operating cost | −0.01 (0.01) | 0.129 |
| Chain | −0.71 (0.47) | 0.135 |
| Ownership type | ||
| Nonprofit owned | 0.77 (0.61) | 0.206 |
| Government owned | 0.31 (0.92) | 0.736 |
| For Profit owned (reference) | ||
| Number of resident days | −1.85 (0.59) | 0.002 |
| % Medicaid days | 0.08 (0.07) | 0.278 |
| % Medicare days | 0.11 (0.09) | 0.230 |
| % Private days | 0.07 (0.07) | 0.289 |
| ADL QI | −0.04 (0.05) | 0.429 |
| Pain QI | 0.0002 (0.02) | 0.994 |
| Restraints QI | 0.04 (0.06) | 0.577 |
| Bladder continence QI | −0.01 (0.01) | 0.286 |
| Antipsychotics QI | −0.04 (0.03) | 0.164 |
| Pressure ulcers QI | −0.16 (0.09) | 0.082 |
Note. CPS = Cognitive Performance Scale. SCU = special care unit. ADL = activities of daily living. LOS = length of stay. CNA = certified nurse assistant. LPN = licensed practical nurses. RN = registered nurses. QI = quality indicators
Discussion
We found that facility characteristics influenced NH resident QOL while controlling for resident-level covariates. In addition, our prediction that residing on a dementia SCU would exert a positive influence on resident QOL was demonstrated by our model.
Our analysis contributes to the current literature by highlighting that facility characteristics such as staffing levels and performance on clinical quality measures also play an important role in resident perception of QOL. The significant influence of facility staffing levels for CNAs and activity staff highlights the impact of particular direct care providers. Prior studies have found nurse staffing to be related to overall NH quality (Castle & Anderson, 2011; Hyer et al., 2011; Kim, Kovner, Harrington, Greene, & Mezey, 2009; Schnelle et al., 2004) and specifically, some previous studies have found that levels of registered nurse staffing were linked with facility quality (Kim et al., 2009; Castle & Anderson, 2011). Interestingly, in our analysis nursing assistant and not nurse staffing was a significant predictor of resident QOL. CNAs provide the majority of hands-on resident care in NHs, and frequently assist residents with tasks that are deeply personal and strongly connected to individual dignity such as bathing, toileting, dressing, and feeding. The significant association between CNA staffing and QOL suggests that greater availability of these staff for needs ranging from personal care to conversation increases residents’ feelings of well-being (Cahill & Diaz-Ponce, 2011).
In comparison with research addressing the influence of nursing staff and quality, little has been written regarding the importance of activity staff members in the daily lives of residents and indeed this variable is not widely measured. Our findings demonstrate that activity staff members play an important role in the experience of NH residents, a role that may be underestimated by MDS-based clinical QIs. Development of QIs that better address resident QOL would benefit from a measure that includes activity-department staffing levels. An interesting finding was that despite lower activity staffing in facilities with SCUs versus without, residents of SCUs reported higher QOL, suggesting that CNAs may be largely fulfilling this important need in these settings. Further investigation is needed to examine how the finding that smaller facilities have higher QOL scores may relate to issues of staff composition (nursing vs. ancillary departments) and delegation of tasks related to meaningful activity. Interesting and important differences in work processes and patterns of interaction may exist between large and small facilities that were under-identified by our use of solely quantitative methods. Future research would benefit from a more in-depth qualitative examination of the relationships between staffing, activity offerings, facility size, and resident QOL.
These findings also support the concept of SCU design; the specialized physical and social environments of these units are meant to address individualized resident needs, specifically focusing upon residents with cognitive or behavioral difficulties ( Gruneir et al., 2008; Holmes et al., 1990). Examples of modifications found on many SCUs that could potentially increase resident QOL include specialized staff training, noise reduction programs, frequent use of private rooms, smaller unit sizes, increased availability of natural light, and flexible resident routines (Day, Carreon, & Stump, 2000; Holmes et al., 1990). Interestingly, although residing on an SCU was a significant predictor of individual-level QOL, presence of a SCU within a facility was not a predictor of overall resident QOL. Further investigation is needed to assess within facility allocation of resources such as staff, equipment, and activities programming to determine if the presence of an SCU detracts from the experience of residents in an SCU facility with traditional unit placement.
Individual characteristics play an important role in QOL. Greater CI, ADL dependency, incontinence, psychiatric diagnoses, and conditions related to communication and functioning (aphasia and hemiplegia) were related to lower self-reported QOL; and residing for a longer period of time in the facility was related to higher QOL. Evaluation of QOL among cognitively impaired NH residents poses particular challenges given the potential for difficulties with communication, memory, and cognitive processing within this population. However, previous investigations have found that NH residents are reliable informants of their own QOL status, even in cases of CI (Brod, Steward, Sands, & Walton, 1999; Kane et al., 2003; Logsdon et al., 2002; Maslow & Heck, 2005; Mozley et al., 1999). Our analysis is unique in the use of valid, self-report QOL data from NH residents representing a range of CI levels. However, a limitation of this method is the inability to assess QOL among highly cognitively impaired NH residents. Also, data for analyses came from naturally occurring settings, and residents were not randomly assigned to SCU environments. Resident differences between SCU and non-SCU environments were controlled for through the inclusion of resident-level variables, yet these differences are a limitation to our findings. In addition, while our sample represents the population of NH residents in the state of Minnesota, results may not be generalizable to a national population of residents.
Though key facility characteristics such as primary reimbursement source, ownership type, and licensed nurse staffing were not predictive of resident QOL, we discovered that more interpersonal factors were salient: smaller facilities, facilities that avoid important negative clinical outcomes (high-pressure ulcer and incontinence rates), and facilities that were adequately staffed with nursing assistant and activity staff had higher resident QOL. It is commonly assumed that living in a residential long-term care institution such as a NH may have a negative influence on an individual’s QOL. Our analysis examined organizational factors that may buffer or counteract the negative influence of institutionalization on resident QOL. Characteristics such as ownership and reimbursement rate may have indirect effects but they are probably distant to the everyday resident experience. Licensed staff may play a role, yet it is CNAs and activity staff who spend the most time and develop personal relationships with residents. Our results indicate that quality measures which address direct care staffing and activity programming, such as is frequently found on SCU, may be particularly salient in assessing the ability of a NH to address resident QOL, and interventions designed to improve QOL would benefit from an interpersonal focus.
Acknowledgments
Funding
The authors disclosed receipt of the following financial support for the research, authorship, and/or publication of this article: This study was supported by an Investigator Initiated Research Grant (#07-59504) from the Alzheimer’s Association. This work was also supported by National Institute on Aging grant P30 AG024967.
Footnotes
Declaration of Conflicting Interests
The authors declared no potential conflicts of interest with respect to the research, authorship, and/or publication of this article.
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The National Institute on Aging had no role in the design, methods, data analysis, or preparation of the paper.
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