Abstract
The tumor microenvironment is characterized by hypoxia, low pH, and high interstitial fluid pressure. Hypoxic regions in tumors with low pO2 levels can result in resistance to radiotherapy causing local failure. It would therefore be desirable to non-invasively measure pO2 levels in the tumor prior to, during, and after treatment to better customize therapy and follow treatment response. Several techniques used in pre-clinical and clinical studies to obtain pO2 status of tissue such as dynamic contrast enhanced MRI (DCE-MRI), blood oxygen level dependent imaging (BOLD-MRI), and Electron Paramagnetic Resonance Imaging (EPRI) are reviewed. Furthermore, the ability to hyperpolarize specific metabolic substrates isotopically labeled with 13C coupled with magnetic resonance spectroscopy enables non-invasive imaging of tissue metabolism such as glycolysis..
Introduction
Low partial pressure of oxygen (pO2) tissue levels are linked to many pathophysiological conditions (e.g., ischemic diseases, reperfusion injury, and resistance to some forms of cancer treatment). At pO2 levels < 10 mm Hg tumor cells and solid tumors in vivo become resistant to radiation treatment [1, 2] because oxygen is necessary to fix (enhance) radiation-induced damage to targets of ionizing radiation. Tumor hypoxia can be diffusion limited (chronic) or perfusion limited (acute) [3]. Many solid tumors outgrow the blood supply and, therefore, have some regions which display chronic and cycling hypoxia [4-7]. Hypoxia has been shown to exist in human tumors and is associated to resistance to radiotherapy [8]. Cancer cells harbored within these hypoxic regions survive the hypoxic tumor microenvironment by preserving limited amount of oxygen for more critical physiological pathways [9, 10] and generate energy by not only mitochondrial oxidative phosphorylation but also aerobic glycolysis. The characteristic high glycolytic activity is observed in wide variety of tumors. Therefore, for comprehensive understanding of the accelerated glycolytic metabolism in individual tumors, both tumor oxygenation and energy metabolism need to be monitored simultaneously and non-invasively [11].
Imaging techniques which can provide maps of tumor pO2 and metabolic profile can be valuable in guiding therapies, especially radiotherapy where images with information pertinent to physiology and/or metabolism can be integrated to radiation treatment planning [12] or combination therapies with a radio sensitizer, a hypoxia-specific cytotoxin or a hypoxia activated pro-drug [13]. In a recent review, the importance of integrating biological images to guide radiotherapy has been discussed [14, 15].
Here we review the current evidence supporting the use of MRI in this regard both in preclinical and clinical usage.
MRI
There are several techniques in use in preclinical and clinical studies to obtain pO2 status of tissue [12]. Oxygen electrodes can provide quantitative assessment of tissue pO2, but are invasive point measurements and are not amenable to deep-seated tumors. PET hypoxia imaging is non-invasive yet provides images which are qualitative in nature. Several other methods are in development of which Overhauser magnetic resonance imaging (OMRI), electron paramagnetic resonance imaging (EPRI) and 19F MRI represent non-invasive and quantitative imaging approaches for mapping pO2[16]. Additionally MRI techniques such as dynamic contrast-enhanced (DCE)–MRI, and blood oxygen level dependent (BOLD) provide information pertaining to local microenvironmental properties in the tumor such as perfusion, oxygenation, and cellular architecture.
DCE–MRI was found to correlate directly with oxygenation levels measured using the Eppendorf oxygen electrode in cervical cancer [17, 18]. Mayr et al. [19] demonstrated the prognostic value of assessing tumor enhancement, using gadolinium and dynamic MRI, in cervical carcinoma treated with radiation therapy. High levels of tumor enhancement before therapy or early in the course of therapy were associated with good local control. Furthermore, Yamashita et al. [20] showed histologically that in cervical tumors, poorly enhancing areas of dynamic MR images contain fewer capillaries and more abundant fibrous tissue. Both authors suggested that high levels of contrast enhancement might reflect better tumor oxygenation. DCE–MRI is not only to detect the tumor, but also the MR technique whose measurements have been correlated with radiotherapy outcome for patients with cervical tumors, concluding that patients with hypoxic tumors have a poorer response to radiotherapy in clinical treatment [21-23]. Recently Halle, C et al. [24] showed DCE-MRI visualized hypoxia and its molecular basis in chemoradioresistant tumors and they suggested the use of DCE-MRI to identify patients with treatment-resistant tumors that may benefit from additional or alternative therapy targeting hypoxia [25].
BOLD contrast is a functional MRI method that measures blood oxygenation using gradient echo sequences sensitive to changes in T2*. The method is based on the fact that deoxyhemoglobin is paramagnetic, whereas oxyhemoglobin is not. Therefore, changes in deoxyhemoglobin content in blood will influence water relaxation (particularly T2*), enabling blood oxygenation levels to be indirectly monitored by MRI[26]. Hoskin et al. [27] showed that BOLD-MRI had high sensitivity but low specificity for defining intraprostatic tumor hypoxia; this together with the negative predictive value of 70% when combined with blood volume information makes BOLD-MRI a potential non-invasive technique for mapping prostatic tumor hypoxia. However, a quantitative relationship between the BOLD effect and pO2 has not been found [28], probably because of the complex relationship between these two parameters [29]. Indeed, in addition to oxygenation, the BOLD effect is influenced by other factors, including blood flow, hemoglobin levels, vasculature, etc [26]. Molecular oxygen has two unpaired electrons and may act as a paramagnetic contrast agent, shortening the water T1 value, thus reflecting tissue oxygenation rather than blood oxygenation. Based on this, recently Hallac et al. [30] proposed a new methodology BOLD and tissue oxygen level dependent (TOLD) contrast MRI. Preliminary data suggest that these results provide further insight into the relationships between oxygen sensitive (BOLD/TOLD) MRI and tumor pO2. These results agree well with previous reports using quantitative 19F NMR oximetry [26].
Various approaches of MRS have been reported using 19F labeled probes for NMR oximetry. Tumor oxygenation has also been monitored using oxygen sensitive MR reporter molecules (19F-oximetry) [26]. However, this imaging agent needs to be injected directly into tumors, which clinically would limit its potential application[17].
EPRI
EPRI is a spectroscopic technique similar to nuclear magnetic resonance. EPR detects paramagnetic species that have unpaired electrons such as transition metal complexes and free radicals. Suitable agents for EPR imaging should have simple EPR spectra, and should be administered at levels which are well tolerated and should have pharmacological half-lives longer than the imaging time. OX063 is well suited as a paramagnetic agent in EPRI in vivo, to study tumor pO2, dynamics of pO2 to distinguish chronic versus acute hypoxia, and also monitor changes serially in response to therapy. Using triarylmethyl radical (TAM) such as OX063, EPRI is now being explored for mapping tissue oxygen in live animals [31-33]. EPRI represents a noninvasive, quantitative, and serial imaging approach for mapping pO2 [34].
Though dissolved molecular oxygen is paramagnetic, it cannot be detected directly by EPR. The pO2 imaging capability in EPR stems from the fact that the paramagnetic molecular oxygen affects the relaxation rates of the paramagnetic OX063 causing spectral broadening. The spectral broadening of OX063 is linearly proportional to the oxygen concentration. For imaging tumor pO2, an EPR imaging spectrometer operating at a frequency of 300 MHz (similar frequency as a 7 T MRI scanner) and a magnetic field of 10 mT was developed and the image formation and reconstruction approaches were integrated [31]. The quantitative pO2 imaging in defined phantom objects and in in vivo models was validated in several studies [31]. Figure 1A (left) shows the anatomic image with the tumor bearing leg on the left. The image on the right in Figure 1A is a pO2 map from the same mouse obtained from EPRI after infusion of OX063 (1.1 mmol/kg) when the mouse was breathing air. This tumor displayed well-oxygenated regions and hypoxic regions. This experiment suggests the quantitative pO2 imaging capability of EPRI.
Further developments in EPRI capabilities made it possible to obtain pO2 maps in three dimensions in ~ 3 min making it possible to apply this technique to study spatio-temporal dynamics of pO2 in tumors. To visualize dynamic changes of tumor oxygenation over a time period of 30 minutes, EPRI experiments were carried out collecting nine image data sets, each taking ~ 3 minutes, and three-dimensional reconstruction of pO2 maps as well as the tracer distribution was conducted. Figure 1B shows the anatomic image of a SCCVII tumor obtained from MRI with four regions of interest (ROI) indicated. Figure 1C shows the corresponding time-dependent changes in pO2 (top row) and the levels of TAM (bottom row) obtained by. The tumor oxygen levels displayed significant fluctuations, whereas the tracer level during this time window remained relatively stable. When tumor oxygen levels and TAM tracer levels in the four ROIs identified in the anatomic image (Fig. 1B) were plotted as a function of time, ROIs 1 and 2 displayed significant fluctuations in pO2 (approximately 18-fold and 12-fold, respectively), whereas ROIs 3 and 4 displayed relatively smaller changes (~2-fold). No significant changes in the TAM tracer level were observed across the time course (Fig. 1D, right). Comparing the pO2 maps and the tracer levels as a function of time (Fig. 1C and D), it can be seen in ROI 4 that though the tracer level was adequate enough for detection and imaging, yet this region displayed significant hypoxia. On the other hand, in the three remaining ROIs in which the tracer level was high and stable, the temporal fluctuations of pO2 were significant, supporting previous observations of cycling hypoxia [6]. The data analyzed in this manner show that the time averaged pO2 maps from EPRI can distinguish both chronically hypoxic and cycling hypoxic regions.
Using EPRI and MRI in tumor-bearing mice, we examined the vascular renormalization process by longitudinally mapping tumor partial pressure of oxygen (pO2) and microvessel density during treatments with the multi-tyrosine kinase inhibitor sunitinib. Figure 2A (left) shows images of tumor pO2 and microvessel density from SCC tumors treated with sunitinib 10 days after tumor implantation. The other images were taken on days 2 and 4 after initiating sunitinib treatment. Even in this tumor, which had significant hypoxic regions, tumor oxygen levels increased 2 and 4 days after sunitinib treatment compared with oxygen level before treatment (Fig. 2A, top). It should be noted that no significant change in tumor size occurred during these time points, despite a 45% reduction in tumor blood volume (Fig. 2A bottom). The transient increase in tumor pO2 was quantified (Fig. 2B). As hypoxic cells show resistance to radiation, a transient increase in tumor oxygenation has a potential to improve treatment effect of radiation. A combination of 10 Gy radiation at the end of 4 days sunitinib treatment synergistically delayed the tumor growth (8 days) compared with radiation alone (2-day delay) or 4 days of sunitinib treatment (2-day delay, Fig. 2C). Collectively, microenvironmental changes resulting from normalization of tumor blood vessels by antiangiogenic treatment contributed to the improved efficacy of radiotherapy during the window of improved tumor oxygenation that can be directly monitored with EPRI. Radiation treatment during this time period of improved oxygenation by antiangiogenic therapy resulted in a synergistic delay in tumor growth. Sunitinib treatment suppressed the extent of temporal fluctuations in tumor pO2 during the vascular normalization window, resulting in the decrease of cycling tumor hypoxia [35]. In summary, EPRI is a promising non-invasive imaging modality that directly measures oxygen concentration in tumors in a 3D volume with spatial resolution of ~ mm and temporal resolution of minutes. The radiofrequency (300 MHz) power used provides the capability of imaging deep-seated tumors. Currently EPRI is a robust preclinical pO2 imaging technique capable of studying mice, rats, rabbits. With scale-up development to humans, EPRI has the capability to provide images of the tumor pO2 and its dynamics, which can be used to deliver appropriate cancer treatment [16].
Hyperpolarized Metabolic MR
The signal to noise ratio in MRI depends on the polarization of the spin states, of nuclei such as 1H, 13C in addition to their nuclear magnetic moments, and the magnetic field strength of the MRI scanner. The polarization of 13C at a magnetic field strength of 3 T is 2.5 parts per million. Thus, biological molecules enriched with 13C suffer from poor sensitivity because of a lower magnetic moment, lower polarization and lower concentrations. The polarization of nuclei can be increased by different methods of which dynamic nuclear polarization (DNP) is the most successful [36, 37]. Since the chemical shifts of various organic molecules display significant differences, it is possible to inject a hyperpolarized 13C labeled agent and follow its breakdown by chemical shift imaging or magnetic resonance spectroscopic imaging (MRSI). Pyruvate labeled with 13C in the C-1 position is a molecule that satisfies all the conditions listed above and also is a key intermediate involved in major energy generating pathways in cells. Pyruvate is utilized to generate ATP through oxidative phosphorylation generating CO2 as a byproduct, which is in equilibrium with HCO3− in a pH dependent manner with its unique chemical shifts. It is also converted to lactate through aerobic glycolysis or alanine through transamination.
Albers et al [38] have used a transgenic mouse model for prostate cancer and applied this method to determine the capability to distinguish malignancy and correlate with histology. In this study they show spectra from hyperpolarized [1-13C] pyruvate injected in a mouse bearing a high grade tumor and the time course of the various products. These experiments show that the lactate signal reaches a maximum about 20 s after the pyruvate bolus arrival. The time course suggests that a time window between 30-60 s from start of injection is suitable for MRSI when the lactate levels were relatively constant. This study shows the feasibility of performing in vivo metabolic MRI with hyperpolarized 13C labeled agents and that regions can be distinguished based on their metabolic profile and identifies a time window for imaging. They further implemented the imaging experiments in TRAMP (transgenic adenocarcinoma of mouse prostate) mice bearing a large primary tumor and a lymph node metastasis. Figure 3A shows anatomic image indicating the primary tumor and the lymph node metastasis and the corresponding image of pyruvate distribution (Figure 3B). A grid was placed on the tumor region (Figure 3C) from which the spectra in each voxel are displayed in Figure 3D. The spectra show high levels of lactate in the tumor and lymph node metastasis. Further studies in this report examined the relationship of the glycolytic activity monitored by MRI and histological exam of malignancy. Results from this study further support the relationship between the MRI data and histological experiments (Figure 3E). The normal prostate region displayed the lowest lactate/pyruvate ratio whereas this ratio increased in histologically determined tumor grade. From this study, the correlation of the image data (lactate/pyruvate ratio) and the histologic assessment of the tumor grade validate this as an imaging biomarker for tumor grade.
Metabolic MRI with DNP has similar capabilities with additional advantages of rapid imaging, high SNR and no background. Monitoring the metabolic conversion of hyperpolarized pyruvate to lactate and using lactate/pyruvate as a biomarker can be a useful imaging biomarker for treatment response especially with support from the study of Albers et al., where a strong correlation between the malignancy and the lactate/pyruvate ratio was found.
The study of Day and our group tested this hypothesis of lactate/pyruvate as a biomarker for radiation therapy response using a glioma tumor model in rat treated to 15 Gy [39]. This research studied rats implanted with C6 glioma tumors studied with metabolic MRI using hyperpolarized [1-13C]pyruvate and the lactate monitored with MRSI before treatment, and after treatment imaging was started 24 hr after irradiation, and the animals were followed longitudinally and reimaged at combinations of 48, 72 and 96 hr after treatment.
Figure 4 shows representative images of hyperpolarized 13C pyruvate and lactate in a C6 glioma-bearing animal before (Figure 4B, C, D top) and 96 hr after radiotherapy (Figure 4B, C, D bottom). Comparison of spectra from tumor voxels with those on the contralateral side of the brain showed that the lactate signal was much higher in the tumor than in brain (Figure 4A). 13C chemical shift images acquired following intravenous injection of hyperpolarized [1-13C]pyruvate into rats with implanted C6 gliomas showed significant labeling of lactate within the tumors but comparatively low levels in surrounding brain. Labeled pyruvate was observed at high levels in blood vessels above the brain and from other major vessels elsewhere but was detected at only low levels in tumor and brain. The ratio of hyperpolarized 13C label in tumor lactate compared to the maximum pyruvate signal in the blood vessels was decreased from 0.38 to 0.23, (a reduction of 34%) by 72 h following whole brain irradiation with 15 Gy.
The first clinical trial of hyperpolarized [1-13C]pyruvate metabolic imaging of prostate cancer patients was conducted at the University of California in San Francisco. This study was a proof-of-concept study entitled: A Phase 1/2a Ascending-Dose Study to Assess the Safety and Tolerability and Imaging Potential of Hyperpolarized Pyruvate (13C) Injection in Subjects with Prostate Cancer. The secondary objective of this study was to determine the kinetics of hyperpolarized pyruvate delivery and metabolism throughout the prostate, and to determine the signal to noise ratio for pyruvate metabolites in regions of cancer and in surrounding benign prostate as a function of the dose of the hyperpolarized [1-13C]pyruvate. All doses were well tolerated without exception, and excellent contrast-to-noise for [1-13C] lactate was observed even at the lowest dose. Thus, hyperpolarized metabolic MR will be able to utilize multiple probes such as bicarbonate for pH, fumarate to monitor necrosis, ascorbate for redox status to follow specific metabolic processes in key biochemical pathways to obtain imaging biomarkers for radiation therapy response.
Conclusion
Hypoxia is a clinically relevant problem for radiotherapy and there are a number of potential imaging approaches that could be used to identify such hypoxic tumors [17]. Emerging pre-clinical and clinical imaging modalities are adding important physiological and metabolic dimensions to anatomic images. Such capabilities will provide valuable biological characterization of tumors in terms of non-invasive imaging biomarkers to design appropriate treatments based on tumor microenvironment. These imaging biomarkers will also be useful to monitor treatment response. Imaging pO2 in tumors is now a robust pre-clinical imaging modality with potential for implementation clinically. Pre-clinical studies and the initial clinical study with hyperpolarized metabolic MR have been successful and may be part of image-guided radiotherapy to select patients for tailored individual treatment regimens.
This new approach of cancer imaging serves as non-invasive imaging biomarkers for studying tumor physiology and metabolism in preclinical and clinical research. We believe this combination has great potential for clinical applications for a new perspective in molecular imaging for radiation therapy.
Acknowledgments
This research was supported by the Intramural Research Program of the Center for Cancer Research, National Cancer Institute, NIH.
Footnotes
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