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. Author manuscript; available in PMC: 2015 May 1.
Published in final edited form as: Radiother Oncol. 2014 Apr 17;111(2):281–288. doi: 10.1016/j.radonc.2014.02.019

Beam path toxicity in candidate organs–at-risk: Assessment of radiation emetogenesis for patients receiving head and neck intensity modulated radiotherapy

Esengul Kocak-Uzel 1,3, G Brandon Gunn 1, Rivka R Colen 1, Micheal E Kantor 1, Abdallah S R Mohamed 1,4, Sara Henley- Schoultz 5, Paniyotis Mavroidis 6, Steven J Frank 1,7, Adam S Garden 1, Beth M Beadle 1, William H Morrison 1, Jack Phan 1, David I Rosenthal 1, Clifton D Fuller 1,7,*
PMCID: PMC4063998  NIHMSID: NIHMS580936  PMID: 24746582

Introduction

Intensity-modulated radiation therapy (IMRT) has become an increasingly common radiation treatment technique for head-and-neck (HN) cancers[1,2]. While 3D-conformal planning is used in many cases internationally[3], the dosimetric superiority of step-and-shoot IMRT[4,5], as well as potential further conformality gains in arc-based variants[6-8], offers the advantage of improved tumor target coverage and critical normal tissue sparing[1], compared to 3D-conformal planning[9-11]. However, IMRT beam paths traverse normal tissues that may not have been directly irradiated in previous 2D and 3D techniques[2,12,13], resulting in distinct toxicity profiles from those seen in the pre-conformal radiotherapy era.

Among these symptom profiles are radiation-associated nausea and vomiting (RANV) symptoms. Radiotherapy alone to the head and neck region, in the pre-IMRT era, was held to have minimal risk of RANV[14,15], However, data suggest that is commonly encountered in radiation therapy for head and neck cancer patients. Even in the pre-IMRT era, an Italian prospective observational trial demonstrated that radiation-induced emesis occurred in 40% of head and neck patients treated with conventional radiation techniques[16]. Studies have demonstrated that field size, site of disease, and fractionation of radiation therapy are associated with RANV[17]. Compounding this is the degree to which concurrent chemotherapy, which can be highly emetogenic [18], may impact RANV.

Previously, our group presented a pilot evaluation of dosimetric parameters in patients receiving head and neck IMRT for a limited number of candidate structures[12] Building on our preliminary experience, we have investigated, in an expanded cohort, additional candidate organs-at-risk (OARs) as part of a larger effort to define candidate organ-at-risk constraints for beam path-attributable symptom reduction in patients receiving IMRT monotherapy.

The specific aims of the current study include:

  • Interrogation of potential dose-response relationship between candidate emetogenesis-associated OARs and NV symptoms reported during intensity-modulated radiotherapy (IMRT) for chemotherapy-naive head and neck squamous cell carcinomas

  • identification of OARs predominately associated with NV, for definitive IMRT and cohorts.

  • assessment of literature reported candidate OAR constraints in a numerically robust dataset

  • derivation of population-based dose-RANV thresholds CNV-ROIs for future validation for dose constraint/treatment plan selection

  • generation of hypotheses for future prospective efforts.

Material and Methods

Patients Characteristics

A series of patients currently enrolled on a longitudinal patient reported outcome (PRO) assessment study were identified, and those treated with IMRT for squamous cell carcinomas of the head and neck between 2003 and 2013 were extracted from our institutional research database at our institution. Patient characteristics are summarized in Table 1. The original delivered DICOM-RT clinical treatment plan for each patient was imported into a research database (Pinnacle 9.4, Phillips Medical Systems, Andover, MA). Planning CT DICOM files were exported into a commercial deformable registration/segmentation software[19] (Velocity AI 2.8.1, Velocity Medical Solutions, Atlanta, GA). For each patient, candidate emetogenesis-associated regions of interest (CNV-ROIs) (Figure 1, showing relevant CNV-ROIs; a representative anonymized case as both a DICOM and axial slices as a PDF file is included as a supplement file) were segmented manually by a single physician observer [XXX], with serial review by a faculty radiation oncologist [XXX] and a fellowship-trained attending neuroradiologist [XX]. Dose volume histograms (DVHs) were generated for each CNV-ROIs. Therefrom, delivered doses to these specific CNV-ROIs were reconstructed.

Table 1.

Patients Characteristics

Age (years)
 Range 35-83
 Median 59

Sex (no. pts)
 Male 98 (75%)
 Female 32 (25%)

T Stage (no. pts)
 T1 63(48%)
 T2 49(38%)
 T3 7 (5%)
 T4 2 (2%)
 Tx 9 (7%)

N Stage (no. pts)
 N0 33 (25%)
 N1 35 (27%)
 N2 47 (36%)
 N3 4 (3%)
 Nx 11 (8%)

Primary sites (no. pts)
 Base of Tongue 17 (13%)
 Tonsil 88 (68%)
 Larynx/Nasopharyngeal/Maxillary sinus 25 (19%)

Symptom cohorts (no. pts/percent)
 No nausea/vomiting reported 39 (30%)
 Any N/V reported 91 (70%)
 CTC-V2+ reported 47 (36%)

Figure 1.

Figure 1

Sagittal, coronal, axial view of the CNV-ROIs: DVC (Dorsal vagal complex), AP (Area postrema), NA (Nucleus ambiguus) SN (Solitary Nucleus), BS (Brainstem), FV (Forth Ventricle), NF (Nasopharyngeal mucosa), Cerebellum, Mucosa (Oropharyngeal mucosa), Pons (Pons), WB (Whole brain)

Clinical RANV data were reconstructed by review of records for all 130 patients. At each weekly visit during RT, nausea and vomiting are formally weekly assessed by nursing staff as standard practice. RANV events were defined as presence of any nursing-staff recorded nausea/emesis events between the start of IMRT and completion of therapy. Symptoms were evaluated before the start of IMRT and then at least once weekly during patient consultations by nursing assessment. To correlate NV toxicities with radiation doses to the newly added areas of interest, the number and frequency of vomiting episodes was extracted from the electronic nursing record (MOSAIQ, Elekta Medical Systems, Mountain Valley, CA) as CTC-AE (Common Toxicity Criteria for Adverse Events) version 4 vomiting scores recorded during the patient’s weekly management visit while on treatment. Nausea was recorded in the treatment record as a binary variable (e.g. was subjective nausea experienced by the patient during the previous week during any week of IMRT). Nausea and vomiting reports were concatenated as a single composite binary “any NV” variable (e.g. was any subjective nausea and/or any CTC-AE vomiting event reported at any time during the course of therapy), and as a “CTC-V2+” variable (e.g. was vomiting rated as greater than CTC-AE grade 1, consisting of reported vomiting more than twice in a 24-hour period during any week of IMRT, and consistent with moderate-severe RANV).

Statistical evaluation

Statistical assessment was performed using JMP v 11Pro (SAS institute, Cary, NC). Mean dose to CNV-ROIs for those experiencing “any NV” or “CTC-V2+” were compared to those without symptoms using Wilcoxon rank test for each OAR, with Bonferroni correction for multiple comparisons. Logistic regression was performed using both “any NV” and “CTC-V2+ NV” with mean CNV-ROI dose as a continuous variable, to determine whether a dose-response effect might be observed, both for the entire cohort, likewise with Bonferonni correction.

In order to assess the relative contribution to RANV symptoms across multiple CNV-ROIs, and to derive exploratory non-model-dependent CNV-ROI dose-volume constraints recursive partitioning analysis (RPA) was performed. DVH data in 1 Gy bins for pooled CNV-ROIs was evaluated using RPA to allow identification and simultaneous dose-threshold selection all CNV-ROIs, using “Any N/V” as a discriminant. RPA allows selection of the “thresholds” for continuous variables using a binary categorization variable. RPA is especially suited to scenarios where it is desirable to select and “threshold” continuous variable(s) associated with a categorical variable in the context of a multitude of predictor variables, even in the presence of complex interactions between candidate covariates[20]. Initially, a screen was performed within pooled DVH data for each CNV-ROIs using a bootstrap forest methodology to identify candidate thresholds for each OAR. Using “Any N/V” as a discriminator, for each of the 14 CNV-ROIs a boostrap partition was undertaken using a forest of 100 trees after the first RPA split. The dominant column contributors were then selected for each CNV-ROI, and iterative partitions, with a minimum grouping of 20 patients per split/partition were performed until a split demonstrated a logworth value greater than the equivalent Bonferroni-corrrected p< 0.05 (e.g. the 1st a priori split criteria was set at a logworth<1.30/p<0.05, the 2nd split at logworth<1.6/p<0.025, 3rd split logworth<1.78/p<0.016, etc.), with pruning after non-significance, to distill candidate CNV-ROI thresholds for comparison with literature-derived CNV-ROI/OAR constraints.

Several previously literature-reported CNV-ROI constraint thresholds for NV symptoms were interrogated for association with “binary NV” and “CTC-V2+ NV” in our dataset, and compared to RPA-derived dose-constraint thresholds:

  • mean brainstem dose of >36Gy for brainstem [2].

  • V40 >80% for total vestibule [10].

  • median dorsal vagus complex dose > 26.9Gy [13].

Literature- and RPA-derived candidate CNV-ROI constraints were evaluated using univariate (Fisher’s exact test) and multivariate logistic regression for comparison in proportion of patients experiencing either toxicity variable(s).

Results

In total, 91 out of 130 (70%) patients receiving IMRT alone had recorded nausea/vomiting (“Any N/V”). Of these, 47 patients (36% of all IMRT patients) had CTC-AE v4 grade 2 or greater nausea/vomiting (“CTC-2+N/V”).

For all listed CNV-ROIs, mean dose to CNV-ROIs was uniformly lower for patients not experiencing RANV events (shown as boxplots in Figure 2), with varying degrees of statistical significance on Wilcoxon rank test analysis (Figure 3). Summary group DVH data by CNV-ROI is included as figures, showing a notable differential in dose profiles, especially in the 20-30Gy portions of the DVHs (Figures 4). Distributional analysis of CNV-ROIs dose the therapy cohort of Any N/V and CTC-2+N/V is summarized visually in Figure 3. Using “Any N/V” as a discriminator, a dose-response association was detectable for the area postrema and whole brain ROIs (both p<0.0015), while for moderate/severe symptom cohorts a host of CNV-ROIs showed rank order differences (area postrema, brainstem, whole brain, medulla oblongata, oropharyngeal mucosa, dorsal vagus complex, and nucleus ssolitarious; all p<0.0007), even with strict Bonferroni-corrected using Wilcoxon’s test p-value significance thresholds (Table 2 and Figure 3).

Figure 2.

Figure 2

Distribution boxplots of mean dose for all ROIs, showing OAR-dose for those patients experiencing any RANV (“Any N/V”), or >moderate/severe RANV (“CTC-V2+”, none reported or reported during therap)y, color coded by Wilcoxon test significance level for all listed CNV-ROIs. Red boxplot pairs show faiure to meet p<0.05 threshold, while green boxplot plairs indicate statistical significance under strict multiple-comparison correction (0.05/28, or p<0.0018). for each of the 28 comparisons (i.e. 14 CNV-ROIs for each of 2 toxicity cohorts). Notably, in all cases, for all ROIs, cumulative grand mean doses were higher for those patients experiencing RANVs. DVC (Dorsal vagal complex), AP (Area postrema), NA (Nucleus ambiguus) SN (Solitary Nucleus), BS (Brainstem), FV (Forth Ventricle), NF (Nasopharyngeal mucosa), Cer (Cerebellum), Muc (Oropharyngeal mucosa), Pon (Pons), WB (Whole brain)

Figure 3.

Figure 3

Heatmap of statistical significance for utilized analyses; allowing visual representation of Bonferroni correction. Solid red squares denote lack of statistical significance at even the grossest level (p>0.05), while solid green squares indicate statistical significance under strict multiple-comparison correction (0.05/28, or p<0.0018). for each of the 28 comparisons (i.e. 14 CNV-ROIs for each of 2 toxicity cohorts).

Figure 4.

Figure 4

(Any NV): Plot of mean (thick line) and 95% mean confidence interval (bars) for cumulative DVHs of patients experiencing any nausea/vomiting events during therapy (red) compared to those without said symptoms (blue), with DVH binned in 1-Gy increments. Broadly, if 95% confidence intervals do not overlap mean lines, for each bin there is a difference at the p<0.05 level; if error bars do not overlap entirely overlap, the p-value is <0.01 for the specified 1-Gy dose bin without multiple comparison correction. DVC (Dorsal vagal complex), AP (Area postrema), NA (Nucleus ambiguus) SN (Solitary Nucleus), BS (Brainstem), FV (Forth Ventricle), NF (Nasopharyngeal mucosa), Cerebellum, Mucosa (Oropharyngeal mucosa), Pons (Pons), WB (Whole brain)

Table 2.

Four RPA-derived candidate OAR-dose-thresholds for univariate and multivariate assessment using comparison of p-values.

Source MV UV
DVC median >= 26.9% 0.054121932 0.0014*
BS Mean>= 36Gy 0.08 0.0022*
TV 40>80% 0.548212802 0.3504
Mucosa V70 >0 0.081683735 0.0055
AP V24>=76% 0.021464091* 0.0001*
WB V16 >5% 0.044658738 0.0001*
SN V20>99% 0.417539352 0.0001*

RPA analysis led to four RPA-derived candidate OAR dose-volume thresholds for univariate and multivariate assessment using “Any N/V” as a discriminant criteria: area postrema V24 <76% (logworth 3.44; p<0.001), whole brain V16<5% (logworth 4.46; p<0.001), oropharyngeal mucosa V70=0 (logworth 2.0, p=0.001), nucleus solitaries V20<99% (logworth 3.8; p<0.001). Analysis of literature- and candidate RPA-derived OAR constraints revealed median DVC<26.9 Gy, and mean brainstem <36Gy, as well as the novel RPA-derived constraints of the area postrema, whole brain, and nucleus solitarious to be statistically significant on univariate assessment with Bonferroni-correction. On multiple comparison corrected multivariate analysis, only area postrema V24<76% retained significance (Table 2).

Discussion

The recognition of beam path toxicities associated with IMRT in recent years has increased our awareness of the deleterious effects of incidental dose delivery to non-target OARs[2]. IMRT represents a potential shift in toxicity profiles due to technology implementation, as constrained dose to classic OAR drivers of toxicity (e.g. parotid dose reduction) may inadvertently result in low-dose bath deposition to previously unirradiated structure[2], a counterpoint to potential therapeutic gains[21].

In this study, delivered doses to fourteen structures were screened for dose-response effects with respect to binary RANV endpoints. Our data confirm a radiation dose-response relationship for several of these CNV-ROIs, namely the area postrema, brainstem, dorsal vagus complex, oropharyngeal mucosa, solitary nucleus and whole brain. Further, RANV appears associated with comparatively lower doses than traditional thresholds for tissue direct injury, as exemplified by the emergence of area postrema V24 as a correlate of IMRT-associated emetogenesis.

For patients receiving IMRT alone, we observed a detectable dose-response for multiple structures. Furthermore, our data confirm the potential utility of both a literature-derived dose-response thresholds (dorsal vagus complex median dose <26.9 Gy[13]; brainstem mean dose <36 Gy[2]) and novel RPA-derived constraints (area postrema V24<76%). These dose-constraint thresholds suggest that even comparatively low-dose “bath” to CNS structures can be associated with demonstrable symptom burden, an observation supported by comparison of pooled DVH data (Figure 4), wherein percent-volume CNV-ROIs for those experiencing RANV events is most distinct in the 20-40 Gy range, rather than higher dose regions. The difference in polled DVH data is even more pronounced when moderate/severe (e.g. CTC-V2+) nausea and vomiting is considered, as illustrated visually by non-overlapping 95% CI bars seen in both Figure 4 and Supplementary Figure 1 [22].Importantly, these doses are far below those associated with neuropathy and/or necrosis in standard dose-toxicity models [23].

The current study utilized non-model-dependent RPA analysis, which circumvents the fact that for many of the investigated CNV-ROI structures, limited radiobiologic model data exists regarding dose dependent toxicities. Likewise, RPA has methodologic advantages for screening thresholds related to toxicity, as several CNV-ROIs are subvolumes of other screened CNV-ROIs (e.g. the dorsal vagus complex and area postrema are fully encapsulated within the brainstem). However, efforts are underway to use the current dataset using established radiobiologic modeling methods[24-27].

The CNV-ROIs used for the current study have only recently been investigated for fractionated head and neck IMRT[12,28], though some have been associated with RANV in hypofractionated CNS radiotherapy for some time[29,30]. The area postrema, dorsal vagal complex, and vestibules have been identified as CNV-ROIs of interest in previous studies [12,31,32]. Previously, our group demonstrated mean and median brainstem doses consistently <5Gy delivered using classic conventional (non-conformal) techniques, with minimal NV reporting. In comparison, mean doses of 25-35Gy to the brainstem were observed for patients using IMRT techniques, with a statistically significant increase in NV reporting[2]. A previous retrospective study of 100 patients with oropharyngeal cancer treated with IMRT, with and without chemotherapy, failed to show a dose-response to brainstem, AP and DVC with Bonferroni correction application; however, given the number of statistical comparisons, we sought in the current study to include sufficient numbers of patients treated with a homogenous step-and shoot IMRT treatment paradigm, without concurrent nor induction chemotherapy (n=130) to allow robust comparison of multiple CNV-ROIs confounding effects of chemotherapy.

A prospective study of 49 patients with nasopharyngeal carcinoma (NPC) treated with IMRT published by Lee et al. also failed to demonstrate that the dose to brainstem, area postrema and dorsal vagus complex, correlated with NV, instead proposing the vestibules as a CNV-ROI in radiation-induced NV, specifically a V40 of the total vestibules. While our dataset had comparatively few NPCs cases total vestibule V40>80% did not emerge on univariate nor multivariate analysis as a significant correlate of RANV [28]. Similarly, a study of 43 patients with various types of head and neck cancers by Monroe et al. indicated that the dose to the DVC (which consists of the AP together with the nucleus solitarious and dorsal motor nucleus of the vagus) was related to RANV. In our more numerically powerful dataset, median dose DVC >26.9 Gy, as proposed by Monroe et al. and mean brainstem dose as Rosenthal et al. suggested, were indeed found significant in univariate analysis, but failed to reach significance on multivariate assessment [13].

Our data point to potential for clinically significant modification of a common therapy-associated sequelae through reduction in low- and intermediate-dose delivery to specified OARs. Conceivably, technical modification (such as improved delivery via arc-based methods[33] or proton radiotherapy[34,35]), and thus represents a feasible clinical aim of technology development if dose to target volumes is not in any manner compromised. Future studies should assess the capacity to spare low- and intermediate-dose bath to CNS structures adjacent to the head and neck as part of a comprehensive toxicity minimization strategy.

The current series has several notable limitations. As a retrospective single-institution dataset, the standard caveats apply. While extreme effort was made to ensure reliability of CNV-ROI segmentation by neuroradiologist oversight, OAR delineation is always subject to observer error[36]. The majority of our patients had oropharyngeal disease, yet inclusion of other head and neck sites, as well as the heterogeneity of therapies employed results in potential clinical confounders.. Additionally, investigation of multiple spatially adjacent CNV-ROIs for dose-response effects resulted in multiple comparisons requiring statistical correction, and thus must be validated before direct clinical implementation at other facilities.

Nonetheless, our data represents by far the numerically largest extant reported investigation of organs-at-risk dose-response for nausea and vomiting in head and neck IMRT. Our data confirms dose-response associations for several central nervous system structures in patients receiving IMRT alone for head and neck cancers, and provides benchmark data for future investigations.

In conclusion, RANV is a common therapy-related morbidity facing patients receiving definitive head and neck IMRT, and is associated with increased dose to specific CNS structures. Future efforts to develop technical and pharmacologic interventions to reduce RANV are an important future area of research. More granular models of dose-response are desirable and are a targeted research aim for future studies. When possible, dose to relevant CNV-ROIs (such as the area postrema) should be routinely monitored and constrained when feasible given adequate tumor coverage, even for low/intermediate doses unlikely to cause necrosis or neuropathy.

Supplementary Material

01. Supplementary Figure 1 (CTC-V2+).

Plot of mean (thick line) and 95% confidence bars for cumulative DVHs of patients experiencing any CTC-AE grade 2 or higher events during therapy (red) compared to those without said symptoms (blue), with DVH binned in 1-Gy increments. Broadly, if 95% confidence intervals do not overlap mean lines, for each bin there is a difference at the p<0.05 level; if error bars do not overlap entirely overlap, the p-value is <0.01 for the specified 1-Gy dose bin without multiple comparison correction.

DVC (Dorsal vagal complex), AP (Area postrema), NA (Nucleus ambiguus) SN (Solitary Nucleus), BS (Brainstem), FV (Forth Ventricle), NF (Nasopharyngeal mucosa), Cerebellum, Mucosa (Oropharyngeal mucosa), WB (Whole brain).

02. Supplemental File.

Anonymized representative case, presented as both a DICOM files, and axial slices shown in PDF file. Area Postrema (AP)-Blue, Brainstem (BS)-Lavender, Cerebellum-Khaki, Dorsal Vagal Complex (DVC)-Red, Forth Ventricle (FV)-Brown, Left Vestibule (LV)-Light Orange, Right Vestibule (RV)- Green, Medulla Oblangata (MO)-Greyscale, Oropharyngeal mucosa (Mucosa)-Maroon, Nucleus Ambiguous (NA)-Teal, Nasopharyngeal mucosa (NF)- Sky blue, Pons-Seashell, Solitary Nucleus (SN)-Forest, Whole Brain (WB)-Grey

Footnotes

Conflict of Interest Notification: Dr. Fuller received/receives grant support from the following mechanisms: SWOG Hope Foundation Dr. Charles A. Coltman, Jr. Fellowship in Clinical Trials; the National Institutes of Health/National Cancer Institute Paul Calabresi Program in Clinical Oncology (K12CA088084-14) and Clinician Scientist Loan Repayment Program (L30 CA136381-02); Elekta AB/MD Anderson MR-LinAc Consortium Grant; GE Healthcare Technologies/MD Anderson Center for Advanced Biomedical Imaging In-Kind Award; Center for Radiation Oncology Research at MD Anderson Cancer Center Seed Grant; and the MD Anderson Institutional Research Grant Program. These listed funders/supporters played no role in the study design, collection, analysis, interpretation of data, manuscript writing, or decision to submit the report for publication.

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Associated Data

This section collects any data citations, data availability statements, or supplementary materials included in this article.

Supplementary Materials

01. Supplementary Figure 1 (CTC-V2+).

Plot of mean (thick line) and 95% confidence bars for cumulative DVHs of patients experiencing any CTC-AE grade 2 or higher events during therapy (red) compared to those without said symptoms (blue), with DVH binned in 1-Gy increments. Broadly, if 95% confidence intervals do not overlap mean lines, for each bin there is a difference at the p<0.05 level; if error bars do not overlap entirely overlap, the p-value is <0.01 for the specified 1-Gy dose bin without multiple comparison correction.

DVC (Dorsal vagal complex), AP (Area postrema), NA (Nucleus ambiguus) SN (Solitary Nucleus), BS (Brainstem), FV (Forth Ventricle), NF (Nasopharyngeal mucosa), Cerebellum, Mucosa (Oropharyngeal mucosa), WB (Whole brain).

02. Supplemental File.

Anonymized representative case, presented as both a DICOM files, and axial slices shown in PDF file. Area Postrema (AP)-Blue, Brainstem (BS)-Lavender, Cerebellum-Khaki, Dorsal Vagal Complex (DVC)-Red, Forth Ventricle (FV)-Brown, Left Vestibule (LV)-Light Orange, Right Vestibule (RV)- Green, Medulla Oblangata (MO)-Greyscale, Oropharyngeal mucosa (Mucosa)-Maroon, Nucleus Ambiguous (NA)-Teal, Nasopharyngeal mucosa (NF)- Sky blue, Pons-Seashell, Solitary Nucleus (SN)-Forest, Whole Brain (WB)-Grey

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