Abstract
Context
Preliminary research suggests that functional electrical stimulation cycling (FESC) might be a promising intervention for youth with spinal cord injury (SCI).
Objective
To review the evidence on FESC intervention in youth with SCI.
Methods
Systematic literature searches were conducted during December 2012. Two reviewers independently selected titles, abstracts, and full-text articles. Of 40 titles retrieved, six intervention studies met inclusion criteria and were assessed using American Academy for Cerebral Palsy and Developmental Medicine Levels of Evidence and Conduct Questions for Group Design.
Results
The study results were tabulated based on levels of evidence, with outcomes categorized according to the International Classification of Functioning, Disability, and Health framework. Evidence from the six included studies suggests that FESC is safe for youth with SCI, with no increase in knee/hip injury or hip displacement. Results from one level II randomized controlled trial suggest that a thrice weekly, 6-month FESC program can positively influence VO2 levels when compared with passive cycling, as well as quadriceps strength when compared with electrical stimulation and passive cycling.
Conclusions
FESC demonstrates limited yet encouraging results as a safe modality to mitigate effects of inactivity in youth with SCI. More rigorous research involving a greater number of participants is needed before clinicians can be confident of its effectiveness.
Keywords: Adolescent, Bicycling, Child, Electrical stimulation, Spinal cord injuries
Introduction
Spinal cord injury (SCI) affects approximately two of every 100 000 youth (children and adolescents).1 Youth with SCI face the same health challenges as age-mates in the general population but also experience the neuromuscular effects of the injury.2 In adults following SCI, muscle atrophy occurs quickly and, with age, continues at a rate above and beyond that of the general population.3 As well, SCI significantly increases the risk of cardiovascular disease, including myocardial infarction and hypertension,4 as well as the risk of metabolic syndrome and diabetes mellitus.4,5 Cardiovascular disease is one of the leading causes of mortality in people with SCI.6,7
In addition, youth and adults with SCI (or adults with childhood onset SCI) must cope with loss of bone mineral density which can significantly increase fracture risk.8 Authors of a recent systematic review of SCI in the pediatric population reported that children who sustain a SCI before their growth spurt have a greater likelihood of developing scoliosis than adolescents or adults with SCI.9 Hip subluxation/dislocation is also relatively common in pediatric SCI, especially in children under the age of 10 years.10 With recent medical advances, youth with SCI have increased life expectancy, making it important to mitigate the neuromuscular effects of SCI in order to optimize quality of life and minimize health care costs.2
Exercise is one way to address the neuromuscular effects of SCI11; cycling, in particular, provides an ideal way for individuals with SCI to exercise and address the long-term consequences of SCI by targeting the lower extremity muscles.12 Cycling with the addition of functional electrical stimulation (FES) is another option available to individuals with SCI. FES involves using electrical current to activate muscles through the stimulation of intact peripheral motor nerves to promote functional activities.13 By using FES across a certain sequence of muscle groups, a cycling motion can be produced; this use of FES is called FES cycling (FESC).14
In adults with SCI, FESC has led to improvements in muscle cross-sectional area, lean body mass, voluntary and electrically induced muscle force,15,16 and muscle endurance.17,18 FESC in adults has led also to reported improvements in energy expenditure19–22 as well as in heart rate, stroke volume, and cardiac output during exercise and at rest.23 Finally, improvements have also been observed in decreasing spasticity.24,25 Effects on bone mineral density have, however, been conflicting.26–30 When comparing results of studies using FESC to those using passive cycling in adults with SCI,31–33 FESC appears to have greater benefits in decreasing spasticity and muscle atrophy and improving cardiac output and stroke volume.
The purpose of this review is to examine the quality and quantity of published evidence on the use of FESC in youth with SCI.
Methods
Data sources and searches
We conducted a comprehensive review of the literature to identify relevant articles. Searches of the SCI scientific literature were conducted in nine databases from their inception to December 2012: CDSR, CINAHL, DARE, EMBASE, ERIC, MEDLINE, PEDro, PsychINFO, and Sport Discus. A sample search strategy used for MEDLINE (including keywords and combinations) appears in Appendix 1. All other search strategies are available from the corresponding author.
Study selection
Inclusion criteria for the review were that each study had to (1) pertain to FESC; (2) include only participants under age 21 years of age; and (3) include children and adolescents with a diagnosis consistent with having a SCI. The review was limited to peer-reviewed studies published in English-language journals. Studies published only in abstract or dissertation form were excluded.
Both authors independently reviewed studies identified from the literature search at all stages of study selection. Studies were initially screened based on title, then abstract, and then full-text reviews to confirm inclusion in the systematic review. At the title review stage, any title selected by either reviewer was included in the abstract review. For the abstract and full-text reviews, we used checklists with inclusion criteria to record decisions for each reviewer; disagreements were resolved by consensus.
Data extraction and quality assessment
To assess the level of evidence for each study design, we used the American Academy for Cerebral Palsy and Developmental Medicine (AAPCDM) Levels of Evidence for Group Design scale (Appendix 2).34 Secondly, to rate the methodological quality of each study, the 7-point American Academy for Cerebral Palsy and Developmental Medicine (AACPDM) Conduct Rating Scale for Group Design was used (Table 1).34 We scored each study independently and resolved disagreements by consensus.
Table 1.
AACPDM conduct questions for group design
| Intervention studies |
||||||
|---|---|---|---|---|---|---|
| Johnston36 | Johnston37 | Lauer38 | Johnston39 | Johnston40 | Castello41 | |
| (1) Were inclusion and exclusion criteria of the study population well described and followed? | Yes | Yes | Yes | Yes | Yes | Yes |
| (2) Was the intervention well described and was there adherence to the intervention assignment? (For 2-group designs, was the control exposure also well described?) Both parts of the question need to be met to score “yes” | Yes | Yes | Yes | No | Yes | No |
| (3) Were the measures used clearly described, valid and reliable for measuring the outcomes of interest? | Yes | Yes | Yes | Yes | No | Yes |
| (4) Was the outcome assessor unaware of the intervention status of the participants (i.e. were the assessors masked)? | No | No | Yes | No | No | No |
| (5) Did the authors conduct and report appropriate statistical evaluation including power calculations? Both parts of the question need to be met to score “yes” | Yes (P < 0.05) | Yes (P < 0.05) | Yes (P < 0.05) | Yes (P < 0.05) | N/A | N/A |
| (6) Were dropout/loss to follow-up reported and less than 20%? For 2-group designs, was dropout balanced? | Yes | Yes | Yes | Yes | Yes | No |
| (7) Considering the potential within the study design, were appropriate methods for controlling confounding variables and limiting potential biases used? | Yes | Yes | No | Yes | No | No |
| Total score | 6 | 6 | 6 | 5 | 3 | 2 |
The primary author extracted descriptive and outcome data from the included studies, which were then fact-checked by the second author. These data included number of participants in each study, level of SCI and American Spinal Injury Association classification, age of participants, intervention characteristics, frequency, and duration of intervention sessions, and specific parameters of FESC (see Table 2).
Table 2.
Levels of evidence and quality scores for functional electrical stimulation cycling intervention studies
| First author | Study design | AACPDM level of evidence | AACPDM quality rating score1 | Sample | Sample size and age range | SCI injury level/ASIA | Intervention | Treatment intensity | FES cycling parameters |
|---|---|---|---|---|---|---|---|---|---|
| Johnston36 | RCT | II | 6/7 – S | Same sample | N = 30 (ages 5–13 years) | C4 to T11 ASIA A, B, C |
|
1 hour sessions 3 × /week For 6 months |
|
| Johnston37 | 6/7 – S | ||||||||
| Lauer38 | 6/7 – S | ||||||||
| Johnston39 | 5/7 – M | ||||||||
| Johnston40 | Case series (subgroup from RCT 34–37) | IV | 3/7 – W | Subset of children from above sample34–37) | N = 4 (ages 7–11 years) | C7 to T6 ASIA A |
|
1 hour sessions 3 × /week For 6 months |
|
| Castello41 | Prospective case series | IV | 2/7 – W | Unique sample | N = 6 (ages 9–20 years) | C3-T4 ASIA A, B, C |
|
0.5 hour sessions 3 × /week For 9 months |
|
AACPDM, American Academy for Cerebral Palsy and Developmental Medicine.
AACPDM Quality Rating Score: S, strong; M, moderate; W, weak.
ASIA, American Spinal Injury Association Impairment Scale.
btw, between; ES, electrical stimulation; FES, functional electrical stimulation; Hz, Hertz; mA, milliAmpere: RCT, randomized controlled trial; rpm, revolutions per minute; SCI, spinal cord injury; μs, microseconds.
Data synthesis
To synthesize the six included studies, the authors created a descriptive summary table (Table 2). We then created an outcomes table for results listed in each study (Table 3) and classified them according to the AACPDM's levels of evidence for group design34 (see Appendix 2). In addition to classifying the studies by levels of evidence, we used the International Classification of Functioning, Disability and Health (ICF)35 to determine whether the study outcomes were at the level of Body Structures and Functions or Activity and Participation (Table 3).
Table 3.
Intervention study outcomes by level of evidence according to International Classification of Functioning, Disability and Health35
| Positive outcomes |
No change or inconclusive |
Negative outcomes |
||||
|---|---|---|---|---|---|---|
| Level of evidence | II | IV | II | IV | II | IV |
| Electrical stimulation | ||||||
| Body structure and function | ||||||
| Hip BMD | Lauer38 | |||||
| Distal femur BMD | Lauer38 | |||||
| Proximal tibia BMD | Lauer38 | |||||
| Hip migration index | Johnston39 | |||||
| VO2 | Johnston36 | |||||
| Triglycerides | Johnston36 | Johnston40 | ||||
| Total cholesterol | Johnston36 (ES had greater decrease than FES cycling) | Johnston36 (% pre/post change) | ||||
| HDL | Johnston36 | Johnston40 | ||||
| LDL | Johnston36 | Johnston40 | ||||
| Resting heart rate | Johnston36 | |||||
| Forced vital capacity | Johnston36 | |||||
| Overall quadriceps muscle volume | Johnston (compared with FES cycling and passive cycling)37 | |||||
| Vastus lateralis muscle volume | Johnston (compared with FES cycling and passive cycling)37 | |||||
| Biceps head muscle volume | Johnston (compared with FES cycling and passive cycling)37 | |||||
| Average percentage change in quadriceps muscle volume | Johnston (% pre/post change)37 | |||||
| Average percentage change in hamstrings muscle volume | Johnston37 (pre/post % change) | |||||
| Stimulated quadriceps muscle strength | Johnston37 (pre/post % change) | |||||
| Stimulated hamstrings muscle strength | Johnston37(pre/post% change) | |||||
| Functional electrical stimulation cycling | ||||||
| Body structure and function | ||||||
| Hip BMD | Lauer38 | Johnston40 | ||||
| Distal femur BMD | Lauer38 | Johnston40 Castello41 (positive relationship between # FESC sessions and % change BMD pre/post as well as between # months of FESC and % change BMD pre/post) | ||||
| Proximal tibia BMD | Lauer38 | Johnston40 | ||||
| Hip migration index | Johnston39 | |||||
| VO2 peak | Johnston36 (Significant % change in FES cycling vs. passive cycling) | Johnston40 (n = 1) | Johnston36 (% change pre/post) | Johnston40 (n = 1) | ||
| Triglycerides | Johnston36 | Johnston40 | ||||
| Total cholesterol | Johnston36 | Johnston40 | ||||
| HDL | Johnston40 (n = 1) | Johnston36 | Johnston40 (n = 1) | |||
| LDL | Johnston36 | Johnston40 | ||||
| Cholesterol/HDL ratio | Johnston40 | |||||
| Muscle volume | Johnston40 | |||||
| Muscle strength | Johnston40 | |||||
| Resting heart rate | Johnston40 | Johnston36 | ||||
| Peak heart rate | Johnston40 | |||||
| Forced vital capacity | Johnston36 | |||||
| Vastus lateralis muscle volume | Johnston (compared with passive cycling)37 | |||||
| Average percent change in quadriceps muscle volume | Johnston (% change pre/post)37 | Johnston40 | ||||
| Average percent change in hamstrings muscle volume | Johnston37 (% change pre/post) | |||||
| Stimulated quadriceps muscle strength | Johnston (% pre/post change compared with passive cycling)37 | |||||
| Stimulated hamstrings muscle strength | Johnston (% change pre/post)37 | |||||
| Quality of life | ||||||
| PedsQL | Castello (Positive relationship btw # months FESC and % change pre/post) | |||||
| Passive cycling | ||||||
| Body structure and function | ||||||
| Hip BMD | Lauer38 | Johnston40 (femoral neck: n = 2) | ||||
| Distal femur BMD | Johnston40 (n = 1) | Lauer38 | Johnston40 (n = 1) | |||
| Proximal tibia BMD | Johnston40 (n = 1) | Lauer38 | Johnston40 (n = 1) | |||
| Hip migration index | Johnston39 | |||||
| VO2 | Johnston36 | Johnston40 | ||||
| Triglycerides | Johnston36 | Johnston40 | ||||
| Total cholesterol | Johnston36 | Johnston40 | ||||
| HDL | Johnston40 | Johnston36 | ||||
| LDL | Johnston40 (n = 1) | Johnston36 | Johnston40 (n = 1) | |||
| Cholesterol/HDL ratio | Johnston40 | |||||
| Muscle volume | Johnston40 | |||||
| Muscle strength | Johnston40 (n = 1) | Johnston40 (n = 1) | ||||
| Resting heart rate | Johnston40 | Johnston36 | ||||
| Peak heart rate | Johnston40 | |||||
| Forced vital capacity | Johnston36 | |||||
| Average percentage change in quadriceps muscle volume | Johnston37 (% change pre/post) | |||||
| Average percentage change in hamstrings muscle volume | Johnston37 (% change pre/post) | |||||
| Stimulated quadriceps muscle strength | Johnston37 (% change pre/post) | |||||
| Stimulated hamstrings muscle strength | Johnston37 (% change pre/post) | |||||
Statistically significant results are indicated in bold.
ES, electrical stimulation; FES, functional electrical stimulation; BMD, bone mineral density; HDL, high-density lipoprotein; LDL, low-density lipoprotein; MRI, magnetic resonance imaging; PedsQL, Pediatric Quality of Life Inventory; btw, between; S, subject; VO2, maximal volume of oxygen utilized in 1 minute.
Results
Search results
Six studies met the inclusion criteria for this review.36–41 Fig. 1 shows the search process and results of each review step. Of the 40 studies resulting from the literature search, 27 received full-text review. After full-text review, 21 studies were excluded (reasons for exclusion are listed in Fig. 1; citations excluded at the full-text review stage are listed in Appendix 3). Cohen's kappa was used to examine inter-rater inclusion/exclusion agreement with substantial to perfect levels of agreement42 (k = 1.00 at full-text review stage).
Figure 1.
Article inclusion/exclusion flow chart.
An intervention study uses a specific therapeutic intervention over a period of time to improve health or health-related outcomes. Six publications (albeit from only two different studies) were classified as FESC intervention studies.36–41
Methodological quality of the studies
Table 1 summarizes the results of the quality analysis conducted with the AACDPM Conduct Rating Scale for Group Design. Scores of 5–7 indicate strong studies (well conducted), 4–5 moderate studies (fairly conducted), and 0–3 weak studies (poorly conducted).34
Description of the studies
Table 2 provides an overview of the six included studies (published from 2008 to 2012) using FESC as an intervention,36–41 including levels of evidence, conduct rating scores, sample sizes and age ranges, levels and American Spinal Injury Association classifications of SCI, intervention characteristics, treatment intensity, and FESC parameters.
Each study included between four and 30 participants; the age span across studies was 5–20 years with injury levels between C3 and T11, and American Spinal Injury Association classifications A, B, and/or C.
Quality of evidence of FESC
Table 3 summarizes the levels of evidence (as per consensus rating) supporting outcomes as described in the studies. Measurement in all six of the intervention studies involved outcomes only in the body structure and function dimension of the ICF.36–41 Only the Castello et al.41 pilot study included a quality-of-life outcome measure.
Adverse events
None of the intervention studies reported occurrence of adverse events.36–41
Intervention studies
Authors of the randomized controlled trial36–39 examined the effects of FESC on cardiorespiratory and vascular health in youth ages 5–13 years. Participants were randomly assigned to one of three groups: (1) FESC (2) passive leg cycling, or (3) electrical stimulation (ES) therapy. Participants in both cycling groups completed a 1-hour home exercise program, three times per week for 6 months. The FESC group received FES to the quadriceps, hamstring, and gluteal muscles. The ES group received 20 minutes each of stimulation to the quadriceps, hamstring, and gluteal muscles for a total of 60 minutes while in a supine position.
In this RCT, compared to passive cycling, the FESC intervention led to statistically significant improvements in percentage of VO2 change,36 vastus lateralis volume, and quadriceps muscle strength.37 Non-significant increases in bone mineral density were noted in the hip, distal femur, and proximal tibia for the FESC group, whereas non-significant bone mineral density increase was noted only at the hip for the passive cycling group; the ES-only group had no bone mineral density increases at the hip or femur and a negative change at the tibia.38 In the fourth study that was published from the randomized controlled trial, hip migration indices were assessed before and after the three 6-month interventions (FESC, passive cycling, and ES exercise without cycling); there were no changes in migration indices following any of the interventions, leading the authors to conclude that all three were likely safe for children with SCI as long as they were positioned to prevent adduction and internal rotation while cycling.39
In the small case series that was a subset of the previously mentioned randomized controlled trial,36–39 a 6-month FESC program was compared to passive cycling alone.40 For the children in both cycling programs, positive changes occurred in femoral neck bone mineral density and resting heart rate. In addition, the two children who completed FESC showed positive changes in all other measured bone mineral density values, muscle volume, and stimulated quadriceps strength.40
In the sixth intervention publication, a prospective case series including six youths with spinal cord dysfunction (ages 9–20 years), the effect of 2–9 months of FESC (15–69 total sessions) on bone mineral density and quality of life was examined.41 The authors reported a tendency toward improved bone mineral density associated with frequency and duration (number of months) of cycling sessions, as well as greater improvement in quality of life with increasing months of cycling.41
Discussion
This review summarizes results of six publications36–41 examining the effects of FESC in children and adolescents with SCI. Levels of evidence for the included studies were relatively low with all but one study (albeit resulting in four publications) at level IV. The quality of the studies was mixed with one study (four publications36–39) stemming from the level II randomized controlled trial of moderate-to-strong quality.
Authors of all intervention studies36–41 concluded that FESC is safe for youth with SCI and does not lead to increased incidence of dysreflexia41 or hip subluxation.39 FESC is therefore emerging as a safe method for children or adolescents with SCI. Although studies are limited, evidence from one level II randomized controlled trial36–39 suggests that FESC can positively influence VO2,36 as well as quadriceps muscle strength and volume.37 FESC may also influence a variety of other physiological measures in the body structure and function dimension of the ICF, including the possibility of improving bone mineral density.38,40,41 However, ES alone may be more beneficial in reducing cholesterol levels34 and increasing thigh muscle volume.35
When considering the results of the randomized controlled trial that generated four papers,36–39 the highest evidence level and quality study included in this review, it is important to note study limitations. First, although there were no significant differences among groups for any baseline outcome measures, there were significant between-group differences in age, height, and weight. In addition, there is no mention of blinding assessors to group assignment for most outcome measures, which makes it possible for bias to have been introduced into the study. As per the authors of the randomized controlled trial, using dual-energy X-ray absorptiometry may have underestimated bone mineral density changes over the 6-month time period; other, more responsive measures, e.g. peripheral quantitative computed tomography, might have been preferable.38
A concerning limitation in our review of these studies is that five of the six intervention papers36–40 involved multiple outcome measure analyses (across studies) for a very small sample of participants (n = 30). Consequently, generalizability of the results of 83% of the intervention studies conducted to date on FESC in youth with SCI are limited to youth with the same or similar characteristics.
Due to the limited number of intervention publications, five of which involved the same small sample, it is impossible to recommend optimal parameters for use of FESC in children and adolescents with SCI.
Implications for future research
Although a half-dozen recently published studies have examined the effectiveness of FESC in youth with SCI, evidence is still of a relatively low level and of mixed methodological rigor.36–41 A further concern is the fact that the same 30 participants comprised the sample for five of the six intervention studies.36–40 In addition, results are limited to the body structure and function dimensions of the ICF, with no evidence as to the impact of FESC on the activity and participation dimensions. Although influencing physiological outcomes is important, measurement of participation level outcomes is crucial as they are the ultimate indicators of rehabilitation impact.43 Inclusion of a pediatric quality-of-life measure in the pilot study by Castello et al.,41 albeit not an activity or participation measure per se, does provide the opportunity to look beyond physiological outcomes to examine emotional, social, and school functioning as well.
Research is also needed to evaluate the safety and effectiveness of FESC in youth with neurological disorders similar to SCI, e.g. meningomyelocele. A systematic review examining strengthening interventions for children with meningomyelocele reported some improvement in muscle torque as a result of ES to the quadriceps muscles44; a recent pilot study of threshold nighttime ES showed improved strength in at least one lower extremity muscle group for the seven participants who completed 9 months of treatment.45 However, no studies have been published examining the effects of FESC in this patient population.
Conclusion
Current research regarding the use of FESC in children with SCI is limited; however, available results suggest that FESC is a safe method for youth with SCI to modify the effects of inactivity. Data from one good-quality, level II study36–40 indicated that FESC can have a positive impact on certain outcomes at the body structure and function level of the ICF, e.g. VO2, quadriceps muscle strength and volume.36,37 Results from a small level IV study tentatively suggest that FESC may also enhance bone mineral density and quality of life.41 Further research is needed to clarify the effects of FESC on other body structure and function measures (e.g. lipid profiles, muscle characteristics, and heart rate), as well as to determine whether FESC can also positively influence youth with SCI at the activity and participation levels of the ICF. It is therefore recommended that clinicians who use FESC should measure relevant outcomes before and after use of this intervention to document and monitor its effects.
Acknowledgment
The authors would like to thank Ms Lori Roxborough for her support and guidance in development of the paper.
Appendix 1
Sample search strategy
|
Appendix 2
AACPDM:– Levels of evidence (December 2008) and grades of recommendation
| Level | Group intervention studies |
|---|---|
| I | Systematic review of randomized controlled trials (RCTs) |
| Large RCT (with narrow confidence intervals) (n > 100) | |
| II | Smaller RCTs (with wider confidence intervals) (n < 100) |
| Systematic reviews of cohort studies | |
| “Outcomes research” (very large ecologic studies) | |
| III | Cohort studies (must have concurrent control group) |
| Systematic reviews of case control studies | |
| IV | Case series |
| Cohort study without concurrent control group (e.g. with historical control group) | |
| Case-control study | |
| V | Expert opinion |
| Case study or report | |
| Bench research | |
| Expert opinion based on theory or physiologic research | |
| Common sense/anecdotes |
AACPDM, American Academy for Cerebral Palsy and Developmental Medicine.
Appendix 3
List of excluded citations
|
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