Abstract
Virtual anthropology is made possible by modern cross-sectional imaging. Multislice CT (MSCT) can be used for comparative bone and dental identification, reconstructive identification and lesion identification. Comparative identification, the comparison of ante- and post-mortem imaging data, can be performed on both teeth and bones. Reconstructive identification, a considerable challenge for the radiologist, identifies the deceased by determining sex, geographical origin, stature and age at death. Lesion identification combines virtual autopsy and virtual anthropology. MSCT can be useful in palaeopathology, seeking arthropathy, infection, oral pathology, trauma, tumours, haematological disorders, stress indicators or occupational stress in bones and teeth. We examine some of the possibilities offered by this new radiological subspeciality that adds a new dimension to the work of the forensic radiologist. A multidisciplinary approach is crucial and involves communication and data exchange between radiologists, forensic pathologists, anthropologists and radiographers.
Virtual autopsies are currently becoming increasingly common worldwide in forensic medicine.1 Use of multislice CT (MSCT) or multidetector CT (MDCT) before classic medicolegal autopsy gives the forensic pathologist considerable information on injuries and cause of death.2 A recent advance in forensic imaging is post-mortem CT angiography, which yields further information on soft tissues and visceral and vascular injuries.3
Modern cross-sectional imaging can be used in virtual anthropological studies as well as in virtual autopsy.4
In biological anthropology, it can be applied to compare bone or dental criteria between species. An important application is forensic anthropology, to obtain positive identification of an unknown decedent. The introduction of imaging in anthropology is of course not new, and many radiographic applications have been already described and published.
In virtual anthropology, teeth and bones can be studied by MRI or by MSCT. MRI has numerous applications,5,6 and it will certainly become an important tool in forensic study of the living, particularly for age assessment. This technique presents many advantages compared with MSCT, and, like ultrasound, it is X-ray free. However, access to MRI in thanatology is currently difficult, mainly because of limited time availability of the machine.
The wide range of possibilities offered by MSCT may seem bewildering to a non-radiologist! If an MSCT examination is to give optimal results, many technical conditions must be adhered to in terms of image quality, spatial resolution and contrast. If not, the final images may even be unusable, in particular, for analysis of fine trabecular bone lesions (Figure 1). The initial CT must be performed with appropriate voltage, amperage, field of view and slice thickness. After acquisition, reconstruction time is critical. Choice of thickness and interval and choice of filters influence voxel size and the possibility of radiological interpretation. Post-processing requires powerful computers. Choice of reconstruction technique must be appropriate for the initial objectives: two-dimensional (2D) reconstructions [multiplanar reconstructions (MPRs): sagittal, coronal and oblique] or three-dimensional (3D) reconstructions [maximum intensity projection (MIP), surface-shaded display or volume rendering technique (VRT)].
The material studied may range from one single bone or part of a bone to partial skeletal remains, or less often complete skeletal remains. The state of preservation may vary greatly, from dry bones to a complete putrefied, charred or mummified body. Examination can be requested in a variety of contexts: exhumation, museum research, mass disasters, contemporary bodies, ancient bodies, humanoid fossils and other such requests. The forensic pathologist, the forensic anthropologist and the anthropologist encounter a wide range of situations.
Just as when working with patients in clinical practice, one of the central issues is benefit/risk: what does the investigation add in terms of anthropological study? What do the anthropologist, the forensic anthropologist or the forensic pathologist who request the radiological examination expect? This must be discussed between the physician requesting the examination and the radiologist who performs it. Concerns relating to imaging of the bones and teeth of deceased persons are not very different from the concerns of clinical practice: the radiologist must always be aware of the reasons behind the examinations to use an appropriate CT image acquisition protocol.
MSCT can be used for (1) comparative identification, (2) reconstructive identification and (3) lesion identification. We look here at some of the possibilities offered by this new radiological subspeciality that adds a new dimension to the work of the forensic radiologist.
COMPARATIVE IDENTIFICATION
When a body is not identified or is unidentifiable, as with skeletal, charred, putrefied or mutilated individuals, radiological investigation is necessary. It has two major aims: identification of the person and identification of the injuries. This can be important in hidden crimes (such as a person first killed by gunshot and then burnt in their home). Comparison of ante-mortem radiographs or MSCT images with post-mortem MSCT images can be vital for positive identification of the deceased: this is the goal of comparative identification.
Among the various tools and methods used as an aid to identification, radiography is considered as a simple method (identifying scars, tattoos, morphological characteristics and fingerprints).7 Autopsy, like anthropological study, is considered as a tool of intermediate complexity. Clearly, cross-sectional imaging represents the passage from a simple to an intermediate level of complexity. For Ciaffi et al,8 in view of developments in radiographic technologies and the increasing number of studies on their application to the forensic setting, in the future, radiology will become one of the most useful tools in the field of personal identification. The deceased is identified by a number of features, either alone or in conjunction. As with plain radiographs, identification may be based on the detection of surgical material, variants of normal radiological appearance or pre-existing abnormalities (congenital or acquired).9,10 There is no consensus on the specific number of concordant traits required to establish an identity. The lack of a standard ruling on which, and how many, features and matching points are needed for positive identification makes the process difficult. Some authors consider that one to four concordant features and no discrepancies usually establish positive identification. However, others state that, in some cases, the combined presence of numerous common and non-specific features are required.11–13 Others believe that several concordant traits in at least two different body areas are necessary to determine a positive identity.14 It is obvious that with comparative identification, error rates and standard deviations are not easily quantifiable.
Comparative bone identification
Like plain radiographs, ante- and post-mortem MSCT images can be compared. More and more investigations are carried out in clinical and surgical situations making such comparisons more and more frequent. According to Murphy et al,15 radiographic comparisons of ante- and post-mortem images lead to positive identification in 42% of cases. Few data are available on the potential advantages of MSCT for comparative identification. It is estimated to provide positive identification in about 5% of cases.4,16 Although, at the present time, CT is less used than plain radiography, this will change because of the increasing number of CT examinations performed routinely in radiology departments. Nevertheless, it is interesting to compare radiographic data used for the identification because the same reasoning is used with CT.11 For practical radiographic comparative identification, the chest is the most informative anatomical region (53%), followed ex aequo by the skull and the extremities (20%), the lumbar spine (17%), cervical spine (10%) and pelvis (3%). The features used for positive identification are chest calcifications (29%), normal variations (24%), surgical devices (18%), fractures (14%), followed ex aequo by congenital abnormalities, and abdominal calcifications and arthritic lesions (5%).
In current forensic practice, foreign material is of great value for identification.9,10 As osteosynthesis and endoprosthesis techniques are now widely used, a considerable amount of foreign material may be detected in unidentified corpses (Figures 2 and 3). Normally, use of these surgical techniques means that ante-mortem radiographs or MSCT documentation is available. The main difficulty is of course the recovery of these ante-mortem data!
Knowledge of normal bone variations is also pertinent (Figure 4). The reference textbook for radiologists on this subject is Keats and Anderson's17 “Atlas of normal roentgen variants that may simulate disease”.
Arthropathies of the appendicular and axial skeleton enable the radiologist to diagnose some degenerative changes, diffuse idiopathic skeletal hyperostosis and ankylosing spondylitis, among other diseases (Figure 5).18
When only a single bone is available, the potential identification criteria are the presence of anomalous or unusual development, disease or degeneration, tumours, trauma, iatrogenic interference, some particular vascular grooves and trabecular patterns.11
Obviously, the expert who bases identification on a trait that they consider to be rare is making a subjective judgment. Caution is always needed because some authors have demonstrated that some morphological characteristics of bone, such as fractures, pathological conditions and surgical material, supposed to be rather rare, may in fact be quite common.19
Comparative dental identification
When comparing ante-mortem and post-mortem dental radiographs, the forensic radiologist observes similarities and differences.7,11 In most cases, the ante-mortem dental radiographs were obtained some months or even years before the comparisons are made. Some similarities are commonplace or non-specific and are of low discriminant value. Others may be so distinctive as to ensure uniqueness. Likewise, apparent differences between ante-mortem and post-mortem radiographs may have a reasonable explanation, whereas others are incompatible and rule out the putative victim as the decedent. For example, the major incompatible inconsistencies in adults between ante- and post-mortem radiographs are the absence of a tooth on the ante-mortem radiograph which is present on the post-mortem radiograph, the presence of a tooth filling on the ante-mortem radiograph which is virgin on the post-mortem radiograph or a fully formed tooth on the ante-mortem radiograph, which is incompletely formed on the post-mortem radiograph. On the contrary, some discrepancies observed in adults are due only to the time elapsed between ante- and post-mortem radiographs. For example, the presence of a tooth on the ante-mortem radiograph, which is absent on the post-mortem radiograph because of extraction; the presence of a virgin tooth on the ante-mortem radiograph, which is filled or shows caries on the post-mortem radiograph; or an incompletely formed tooth on the ante-mortem radiograph, which is fully formed on the post-mortem radiograph.
Identification from dental radiographs relies on a number of points of comparison (Figure 6):
– the number and arrangement of teeth (missing teeth, rotated teeth, spacing, extra teeth and impacted teeth)
– caries and periodontal bone loss
– coronal restorations
– hidden restorations (bases under fillings, pins, root canal fillings, posts and implants) seen only radiographically
– bony pathology
– dental anatomy
– trabecular bone pattern and crestal bone topography
– nutrient canals
– anatomical bony landmarks
– maxillary sinus and nasal aperture size and morphology
– frontal sinus size and morphology.
MSCT or cone beam images require post-treatment processing to obtain the equivalent of a panoramic radiograph.20 It is also possible to study the development of each tooth or to demonstrate dental restoration work by generating oblique MPR or MIP slices.21 Unfortunately, dental restorations cause streak artefacts because of their increased radio-opacity, which can make comparison difficult or impossible between ante-mortem radiographs and post-mortem MSCT reconstructions.21
RECONSTRUCTIVE IDENTIFICATION
Reconstructive identification is a considerable challenge for the radiologist. The deceased is identified by determining a biological profile, whose most important features are sex, geographical origin, stature and age at death. Obviously, DNA (deoxyribonucleic acid) analysis is now also extremely valuable for positive personal identification. This has perhaps made a difference to the workload of forensic anthropologists and odontologists, but, fortunately, it has not completely replaced other methods. In practice, even when DNA is recoverable, analysis is limited by the need for appropriate comparisons to allow a positive identification.
The first step is to determine the bone or dental maturity of the individuals studied. In prepubertal juveniles, many criteria such as geographic origin, stature and sex determination are in reality unavailable, although certain points may be debated in some articles or textbooks. However, age at death can always be assessed.
An important point regarding all metric studies, whether of population ancestry, age at death or stature, is that the osteometric measurements must be repeatable, and there must be no significant difference between traditional and MSCT osteometric measurements. Many authors have demonstrated these crucial points of methodology.22,23
Sex assessment
Sex can be assessed with both metric and visual data. As in physical anthropology, the most dimorphic elements are the skull and the innominate bone.
Morphological study
This is similar to classic dry bone study. However, 3D reconstructions in VRT mode with adequate filters offer added possibilities. The bone can be rotated in the same way as an anthropologist rotates a dry bone. The major advantage is that the bone can be cut virtually, which the anthropologist often cannot do with high-value specimens such as hominid fossils. Many criteria have been described, and it is not possible to cite them all.7,24,25 Some useful classic criteria for the forensic radiologist are the following (Figure 7):
– on the innominate bone: analysis of the ventral arch, the subpubic concavity, the shape of the ischiopubic ramus and the great sciatic notch7,24,25
– on the skull: analysis of the appearance of the forehead, the general shape of the skull, the appearance of the mastoid process and the mandibular ramus7,24,25
– on costal cartilage calcifications: superior and inferior edge calcifications for males and central calcifications for females.26
Metric study
Once again, many criteria have been described, and they cannot all be cited. Some useful classic criteria for the forensic radiologist are:
– measurement of certain epiphyseal widths
– craniometric analysis, which requires the positioning of various landmarks on the skull. The principle is the same as for population determination, based on discriminant function analysis of the different measurements and giving results for two functions27
– study of foramen magnum size and angles of the laryngeal laminae of the thyroid cartilage.28,29
Another method known as morphometric geometrical analysis with procrustes superimpositions is also interesting for the forensic radiologist, but requires specific software.30–32 With this technique, landmarks or semi-landmarks are placed on 2D or 3D CT reconstructions of the innominate bone and, secondarily, these coordinates are projected on a panel of a previously studied population and of individuals (Figure 8).33,34 This can be useful when direct examination of dry bones is not possible, as with mummified individuals. One of the advantages of this technique in anthropology is that features contributing to shape differences and size differences can be identified and analysed.
Age at death can be assessed through dental and bone examination
Radiological images merely reflect biological age. It is important to be aware that skeletal age, bone age and dental age are also the reflection of biological age, which is not always related to chronological age or official age and is subject to interindividual variations.35 Estimation of age is based on biological changes that take place throughout life. There is a high statistical correlation between a person's chronological age and their biological stage of growth and development. Assessment of biological age is usually most accurate in the early phases of development and decreases as the individual gets older.7 In children, females show advanced skeletal maturation compared with males. Therefore, when possible, sex should be determined before attempting to assess age at death. In juvenile individuals, when only bones are preserved with no soft tissue or when the state of preservation is poor, it is not possible to obtain information on sex.
Bone age
For juvenile individuals, many methods based on bone analysis are possible (Figures 9 and 10):
-
○ the presence/absence of primary ossification centres
-
○ the presence/absence of secondary ossification centres
-
– Metric methods
In mature individuals, bone growth is replaced by degenerative changes. Anthropological methods are based on these changes, which affect bones, teeth and cartilage. The anthropological use of MSCT principally relies either on specific MSCT criteria and characteristics or on the transposition of techniques applied on dry bones in physical anthropology (Figure 10).46,47 Consequently, the radiologist who performs these investigations must be familiar with the techniques of physical anthropology. It is not possible to cite all the different methods transposed. However, the most important and the most often used are the appearance of the right fourth rib according to the iScan™ classification, the pubic symphysis, using the Suchey–Brooks classification and the auricular surface according to Lovejoy's classification.48–50 Some other methods defined with MSCT may also be helpful, such as the appearance of the trabecular bone of the auricular surface, the right first rib and the clavicle.8,51–53 The forensic radiologist needs to be aware of the limitations of these methods and to know the different average ages, standard deviations of the state variables used and intra- and interobserver variabilities, and should present the results in terms of probability.
Dental age
Dental age is generally estimated by evaluation of the degree of mineralization or eruption of the teeth. Classically, dental age is closer to chronological age than skeletal age.54 One of the most likely explanations is that the development of all the deciduous dentition and part of the permanent dentition takes place before birth in a relatively protected environment, whereas skeletal growth and development, although having a strong genetic basis, are influenced for a longer time by external factors such as nutrition and disease.7
For juvenile individuals, numerous methods for dental age estimation are possible (Figure 9):
For young adults dental age estimation is possible using the third molar (method of Mincer et al).64
MSCT or cone beam images require post-treatment processing to obtain the equivalent of a panoramic radiograph. The development of each tooth can be studied or dental restoration work can be demonstrated by generating oblique MPR or MIP slices.
Population ancestry
When determining population ancestry or geographical origin, also termed ethnic affiliation or racial phenotype by some authors, the skull is critical to the evaluation. Geographical origins are conventionally divided into three major populations: Caucasoid, Negroid and Mongoloid.24 Two different approaches are possible: visual and scopic, or morphological and metric.
Typical visual descriptions can be found in every textbook of anthropology.7,24,25 However, it is important for the radiologist to be aware that these evaluations have limitations and must be made with great caution. In reality, determination of population ancestry is complicated by every kind of admixture, as well as by the variability that exists within every general geographical group.
For craniometric analysis, a number of landmarks are positioned on the skull. The principle is based on a discriminant function analysis of the different measurements, giving results for two functions. The individual studied can therefore be assigned to one of the three major geographical groups. Beside descriptions of the methods by classic authors like Howells65 or Krogman and Iscan,66 and others,67,68 softwares such as Fordisc v. 3.0 (Knoxville, TN) and Cranid v. 6 (Sydney, Australia) provide useful information and are practical and easy to use.
Stature determination
For stature determination, the two principal methods are anatomical and mathematical.
The anatomical method involves measuring all of the skeletal elements that contribute to height and then adding a constant.69,70 Unfortunately, it requires a completely undamaged skeleton.
The mathematical method is based on the correlation between bones and body parts and stature (Figure 11).7 Multiple regression formulas exist for a number of single bones or combinations of bones. It is important that sex and geographical origin are known before estimating stature, so that the appropriate formula can be used.71–74
IDENTIFICATION OF LESIONS ON SKELETAL REMAINS
Lesion identification is an important feature common to virtual autopsy and virtual anthropology. MSCT can be applied to the palaeopathological examination of bones and teeth. Palaeopathology is the study of ancient diseases, and the application of radiology to palaeopathology is known as palaeoradiology.18 However, palaeoradiology is also very useful on forensic and recent skeletal remains. Human osteopathology is classified into several general groups: arthropathy, infection, oral pathology, trauma, tumours, haematological disorders, stress indicators, occupational stress.
The first step in lesion identification consists in differentiating lethal and non-lethal pathological lesions.
Bone is an excellent indicator of the type of trauma: gunshot wound, or injury with a sharp or blunt instrument. Sometimes, bone is the only element that remains if there have been major putrefactive changes. Knowledge of the type of fracture can define the nature of the trauma or of the wounding agent. Of course, pseudarthrosis may be seen as a complication of fracture. In some cases, the fracture may mimic the shape of the instrument. Other particularities are laryngeal fracture secondary to hanging or strangulation, which may be detected on putrefied or mummified bodies.
Dating of bone trauma is not an exact science.75,76 Description of the fractures is most important, to determine if different stages of bone consolidation are acquired or not (Figures 12 and 13). This reasoning is the same as in clinical radiology.77
Some helpful rules should be borne in mind by the forensic radiologist when interpreting skull trauma:
– Puppe's rule, which applies when two blunt force injuries with intersecting fractures are visible.78,79 It states that the fractures from the first injury develop normally, whereas those caused by the subsequent injury are stopped where the structure of the skull has already been damaged. Although multiple gunshot wounds of the skull are much more difficult to analyse than blunt-instrument wounds, the sequence of the shots can sometimes be determined from the pattern of radial fracture lines. If a fracture related to an entrance hole passes another entrance hole and is not terminated, the entrance hole causing that fracture must have been inflicted first (Figure 14).
– The hat brim line rule.80 The hat brim line corresponds to a band-like area of approximately 3 cm whose lower limit runs from the top of the eyebrows, around the upper margin of the auricle and along the occipital pole at the back. Classically, an injury located above the hat brim line is more likely the result of a blow, whereas a fall would generally produce a wound at the level of the hat brim line. Recent studies have yielded additional information and criteria that can be helpful to differentiate blows from a fall, even if some do not exclusively concern bone.81–83 The following criteria were found to be suggestive of blows: more than three lacerations, laceration length of 7 cm or more, comminuted or depressed calvarial fractures, lacerations or fractures located above the hat brim line, left-side lateralization of lacerations or fractures, more than four facial contusions or lacerations, the presence of ear lacerations, the presence of facial fractures and the presence of post-cranial osseous and/or visceral trauma.
In ballistic trauma, MSCT is helpful in determining criteria such as location of the projectile(s), determination of the direction of fire and entry and exit bone wounds.84–88 Ricochets may also be detected by imaging. The same is true of sharp trauma, with visualization of deep bone laceration or of cartilage section in some cases (Figure 15).89
MSCT is effective in identifying infectious lesions and is more informative than plain radiography (Figure 16).68 Infectious processes can affect bones, teeth and also soft tissues, so MSCT can be very helpful in the study of mummies. More rarely, bone tumours may be observed, or features secondary to metabolic changes or anaemia, such as cribra orbitalia, Harris lines, osteopenia or osteoporosis (Figure 17).18 Foreign bodies may also be detected within bones. Another advantage is the detection of the stigmata of occupational stress or cultural artefacts, such as intentional or artificial cranial deformations (Figure 18). Other bone lesions may be diagnosed, such as arthropathies, that may be important for comparative identification.
Taphonomy and pseudopathology should not be forgotten! Forensic taphonomy is the interdisciplinary study and interpretation of post-mortem processes of human remains in their depositional context.90 Taphonomic details are critically important for estimating time since death and differentiating injuries from post-mortem changes (Figure 19). The radiologist who performs post-mortem MSCT must be familiar with late post-mortem changes, to avoid misinterpreting normal changes as traumatic injuries. Such confusion, especially when exhumed bodies are concerned, could potentially have significant judicial consequences. Many anatomical parts may be involved: post-mortem changes of the ossicular chain of the middle ear, and axial and appendicular joint disarticulations.68,91 Owing to the loss of soft tissues and costal cartilages, the ribs, sternum and clavicles may collapse into the chest cavity. The hyoid bone may fall near the spine. The mandible may be disarticulated and some teeth may be absent because they have fallen after death. This must not be confused with post-traumatic lesions.
CONCLUSION
For current anthropological purposes, MSCT has many advantages over dry bone analysis. One of its major assets in forensic anthropology is the elimination of lengthy bone preparation, which may damage fragile bone. This can be particularly useful when bones are very burned or charred. Documentation by radiological imaging is classically described as observer-independent, objective and non-invasive. Another advantage of MSCT is the virtual access to bones, where physical access is impossible, such as bones embedded in sediment or concrete blocks.18,92 Also, of major interest is the conservation of images and the reconstructions. Further studies can be carried out on the object scanned, independently of its state of preservation. This opens up a new approach to quality control and expert supervision, as well as image transmission and use in forensic telemedicine. Additionally, MSCT can be performed in the country where the bones or body were discovered, whereas further work on image analysis and reconstructions can be continued in another country. Image and data processing offer objective visualization and recapitulation of forensic results, with the high spatial resolution of MSCT. Unfortunately, the main drawbacks to routine use of MSCT in anthropology are the limited accessibility of such systems, their cost and the real need for the radiologist to be familiar with anthropological techniques.
To conclude, a multidisciplinary approach is crucial in such work, as it involves communication and data exchange between radiologists, forensic pathologists, anthropologists and radiographers.
Acknowledgments
ACKNOWLEDGMENTS
Sincere appreciation is expressed to Nina Crowte for her assistance in the preparation of this manuscript.
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