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. 2014 Jun 24;9(6):e100583. doi: 10.1371/journal.pone.0100583

Special Relativity Derived from Spacetime Magma

Fred Greensite 1,*
Editor: Gerardo Adesso2
PMCID: PMC4069088  PMID: 24959889

Abstract

We present a derivation of relativistic spacetime largely untethered from specific physical considerations, in constrast to the many physically-based derivations that have appeared in the last few decades. The argument proceeds from the inherent magma (groupoid) existing on the union of spacetime frame components Inline graphic and Euclidean Inline graphic which is consistent with an “inversion symmetry” constraint from which the Minkowski norm results. In this context, the latter is also characterized as one member of a class of “inverse norms” which play major roles with respect to various unital Inline graphic-algebras more generally.

Introduction

In an effort to acquire a deeper understanding of its necessity, in recent years there have been a number of alternative derivations of relativistic spacetime using differing combinations of physical principles distinct from those employed in the original electrodynamical presentation. These have variously included arguments related to the consistency of Newton's First Law and spacetime isotropy with non-instantaneous interaction propagation [1], a probability distribution resulting from quantum fluctuations of the spacetime metric [2], presence or absence of practicable prediction based on the relevant resulting well-posed versus ill-posed field equations [3], requirements for the existence of observed elementary particles and dynamics in the context of basic quantum mechanical considerations [4], implications of electric/magnetic reciprocity [5], and the effective ill-posedness of the Einstein field equations unless the Minkowski metric pertains locally [6] (with the above citations representing only a sample of the relevant work published on this topic). We here augment these efforts by presenting a derivation unencumbered by such physical principles, relying instead on more primitive mathematical considerations - in particular, a symmetry deriving from the inherent magma (or groupoid) implied by a spacetime frame. Perhaps this can be seen as support for recent sentiments that reality accessible to physical investigation is little more than mathematical structure [7], [8]. It also allows alternative placement of relativistic spacetime as prior to, rather than deriving from, the various physical formalisms. A further consequence of our presentation (developed in some detail) is the attendant understanding of the Minkowski norm as one member of a class of “inverse norms”, which are important features of various unital Inline graphic-algebras more generally.

Results

A magma-derived spacetime algebra

A magma is simply a set with a product that maps any pair of elements of the set into the set [9].

Derivation of the Minkowski metric from the magma of space and time

It would seem pointless to pursue physics in the absence of an assumption confirming the possibility of a local “observer” within a space, capable of making a series of “physical predictions” and executing a series of subsequent measurements evaluating those predictions. Notwithstanding speculations concerning a universe with multiple time dimensions, and (indeed) timeless formulations [10], we will interpret the prior sentence as indicating an observer-dependent co-dimension-Inline graphic foliation of spacetime with the leaves parameterized by “time” (this is formalized as an axiom in [5]). More specifically, we assume that “phenomena” in affine spacetime can be described in the context of any embedded coordinate frame that indexes the points as Inline graphic where Inline graphic is Euclidean. This is in line with the latter's role as the global coordinate system underlying all established (i.e., experimentally supported) nongravitational physics, and as the local coordinate system in general relativity (i.e., Inline graphic is the coordinate system of the tangent space at each point of the classical spacetime pseudo-Riemannian manifold). Since Inline graphic and Inline graphic are Inline graphic-vector spaces, and Inline graphic is endowed with the Euclidean inner product, it follows that Inline graphic is a magma, i.e., the magma product Inline graphic is given by the three preexisting vector space product operations, so that for Inline graphic, and Inline graphic we have Inline graphic, Inline graphic, and Inline graphic. Thus, from their associations with Inline graphic and Euclidean Inline graphic, time and space are already thoroughly linked (or jumbled together) prior to taking their direct sum. Via the obvious vector space isomorphisms, the spacetime points comprising the union of the two spacetime frame components Inline graphic, Inline graphic, is then also a magma, with Inline graphic, Inline graphic, and Inline graphic. The magma exists for any spacetime frame of the specified form, and for any pair of spacetime points there are such frames with respect to which their magma product can be calculated. Elevating the magma products to the status of phenomena (because the quotient, as the operation inverse to the product, is intrinsic to description of the physical phenomenon of velocity), the product of any two spacetime points should be able to be calculated in some sense in the context of any frame (in accordance with the assumption made earlier in this paragraph; see also the subsection following the next one). This would be equivalent to associating each spacetime point with a map of spacetime to itself. It is significant that a linear map is defined by the product of any fixed point of the magma with the points of either of the magma's linear subsets (Inline graphic or Inline graphic). There is a unique elaboration of the product operation such that this linearity property pertains over all spacetime points in the context of the frame - i.e., so that the magma product generalizes in a manner consistent with the linear properties of the space Inline graphic, and so that spacetime nonlinearities do not exist (e.g., consistent with the prior notion that the spacetime frame be ‘flat’). From this linearity requirement, the product of any two points with respect to a frame of the above type conforms to the distributive law, and is given by

graphic file with name pone.0100583.e030.jpg (1)

In this way, the point set subject to a spacetime frame is an algebra (a slightly different perspective on this is given in the Discussion section). Note that this is distinct from other algebras that have been associated with relativistic spacetime [11]-[13], which are Clifford algebras and do not address the question of deriving the Minkowski norm from comparable first principles (this is another issue considered a bit further in the Discussion section). The magma-derived algebra we have identified above is commutative and nonassociative (as opposed to Clifford Algebras, which are associative and usually noncommutative), and is a Spin Factor Jordan algebra.

The sum operation of a vector space allows the definition of linear transformations, and the Euclidean norm implies linear isometries as given by the orthogonal group. In this case, equality of magnitude of two points of Inline graphic is invariant under the application of any member of Inline graphic. The symmetry group Inline graphic is not compelling for Inline graphic, since time and space axes do not necessarily seem interchangeable based on their respective envisioned dynamical roles (and the asymmetry suggested by the co-dimension 1 foliation of spacetime). However, the additional product operation of the spacetime magma-derived algebra allows recognition of an alternative constraint - the invariance of equality of magnitude of two points under (multiplicative) inversion rather than (orthogonal group) rotation-reflection. This constraint becomes quite attractive in light of inherent magma-derived algebra inversion symmetry, as noted below.

Explicitly, we make the following assumptions concerning the magnitude function Inline graphic on the entirety of the spacetime magma-derived algebra:

  1. Positivity on the units. Inline graphic is such that Inline graphic if Inline graphic is a unit of the algebra (i.e., if Inline graphic exists),

  2. Homogeneity. For Inline graphic, Inline graphic,

  3. Inline graphic -invariance. Inline graphic is invariant under an orthogonal transformation of Inline graphic, i.e., Inline graphic, for Inline graphic with Inline graphic being the point of Inline graphic that Inline graphic is mapped to under the action of Inline graphic,

  4. Magnitude of the identity element. Inline graphic, where Inline graphic is the identity element of the magma-derived algebra (so that Inline graphic in this case), and Inline graphic is the Euclidean norm (so that Inline graphic),

  5. Equality of magnitude of units implies equality of magnitude of their inverses. For any units Inline graphic in the magma-derived algebra, if Inline graphic then Inline graphic.

The above assumptions imply that Inline graphic is the Minkowski norm. That is, Positivity and Homogeneity imply that for any unit Inline graphic in the algebra there exists Inline graphic such that Inline graphic. “Invariance of equality of magnitude under inversion” (assumption 5 above) then implies that for any unit of the magma-derived algebra,

graphic file with name pone.0100583.e063.jpg (2)

Thus, Inline graphic, and so inversion of a point is accompanied by inversion of its magnitude. Since the equation Inline graphic is invariant under the transformation Inline graphic, we consider that equation to express “inversion symmetry”. On our magma-derived algebra the inverse of a unit is evidently given by

graphic file with name pone.0100583.e067.jpg (3)

Using (2), the Homogeneity property, and the Euclidean Inline graphic reflection symmetry (i.e., Inline graphic, from assumption 3 above), we then have

graphic file with name pone.0100583.e070.jpg

and so Inline graphic is the Minkowski norm (and the latter might be more properly labeled a magmitude rather than a magnitude since there are nonzero elements for which the Minkowski norm is zero).

The square of the Minkowski norm is a quadratic form on domains where Inline graphic has a consistent sign, and the Minkowski inner product follows in the usual way that inner products are derived from quadratic forms. That is, we have the Polarization Identity: if Inline graphic is a quadratic form on a linear space, and Inline graphic members of this space, then we define Inline graphic, where Inline graphic is then seen to be a symmetric bilinear form. Taking Inline graphic, we obtain the (pseudo-)inner product Inline graphic, which defines the Minkowski metric. Alternatively, the Minkowski inner product arises spontaneously from the quotient of two points, as is clear from (4) below (and more perspective on this is given in the first subsection of the Discussion section) - so it is not strictly necessary to apply the Polarization Identity.

Thus, one may conclude that Minkowski spacetime is a consequence of an inversion symmetry stemming from a magma implied by the inherent products linking Inline graphic and Euclidean Inline graphic, ultimately deriving from identification of an observer's time and space with the latter vector spaces.

Mathematical implications of the magma-derived algebra

As alluded to just prior to the above enumeration of the assumptions of the derivation of the Minkowski norm, there are inherent features of our spacetime magma-derived algebra that relate to inversion symmetry, and serve to further justify assumption 5 of the above derivation of the Minkowski norm:

First, Inline graphic is an irrotational vector field. Equivalently, considered as a Inline graphic-form (covector field), Inline graphic is curl-free (or more precisely, the Inline graphic-form Inline graphic is curl-free, where Inline graphic is now the Euclidean inner product), and thus is the exterior derivative of a Inline graphic-form, the latter scalar function being the integral of Inline graphic, which on a simply connected domain comprising only units and containing Inline graphic is the path independent Inline graphic up to a constant (where, unless specified otherwise, “Inline graphic” is the Euclidean inner product, in this case four-dimensional).

Second, we have the equation Inline graphic, so a unit and its multiplicative inverse have a kind of reciprocity with respect to the Euclidean inner product. The appearance of this equation is unchanged by the transformation Inline graphic, so we consider it to express “inversion symmetry”. Since that equation indicates that the inner product of a point with its inverse is constant over spacetime, two points cannot be distinguished based on their (Euclidean, i.e, with fully symmetric terms) inner products with their respective inverses. Since a magnitude function is a one-dimensional representation of features of the space (and should not add “extraneous information”), it would be expected that a magnitude function faithful to the algebra should also embody the above lack of distinction between units. That is, it should have the feature that points are not distinguishable from the product of their magnitude with the magnitude of their inverse, Inline graphic (equation (2)), from which the Minkowski norm follows.

Now, because it is commutative, the above spacetime magma-derived algebra is trivially a Inline graphic-algebra where the involution Inline graphic is the identity (in the Discussion section, an alternative involution on this algebra is considered). This is important to recognize so that we can place the Minkowski norm in the context of analogous structures that occur more generally. So, to begin, we recall that a Inline graphic-algebra is simply an algebra that is associated with an (anti-)involution. That is, in addition to the algebra Inline graphic, there is an operation Inline graphic such that for Inline graphic we have Inline graphic, and for Inline graphic we have Inline graphic. Familiar examples of Inline graphic-algebras include any commutative algebra (trivially, with Inline graphic being the identity), the complex numbers (where the involution could be either the identity or the complex conjugate operation), the quaternions (where Inline graphic is a generalization of the complex conjugate), and the algebras of real or complex matrices (with Inline graphic being the transpose or Hermitian transpose, respectively). Clifford algebras also become Inline graphic-algebras once a particular (anti-)involution is selected.

In the context of the magma-derived algebra's role as a Inline graphic-algebra, the two inversion features noted in the two paragraphs before last then translate into assertions that Inline graphic, and Inline graphic is path independent on a simply connected domain of units containing Inline graphic and is thus the integral of curl-free Inline graphic. We will show that if the latter features hold for a particular real Inline graphic-dimensional unital Inline graphic-algebra then we can always obtain a positive-homogeneous magnitude function (Inline graphic for Inline graphic) with level sets given by the level sets of the integral of (co)vector field Inline graphic. We refer to these functions as “inverse norms” in contrast to the Euclidean norm, a positive-homogeneous magnitude function with level sets given by the level sets of the integral of (co)vector field Inline graphic. While the Euclidean norm solves the equation Inline graphic with Inline graphic-symmetric left-hand-side, we shall see that an inverse norm solves the Inline graphic-inverse-symmetric equation Inline graphic. Examples of inverse norms include the Euclidean norm on the Cayley-Dickson algebras (the reals, the complex numbers, the quaternions, the octonions, the sedenions, Inline graphic), the Minkowski norm on the Spin Factor Jordan algebras, and the Inline graphic-th root of the determinant multiplied by Inline graphic on the algebra of real Inline graphic matrices. From this standpoint, the latter three structures are the same thing expressed in the context of different algebras.

Inverse norms share with Euclidean norms the feature that almost all points can be decomposed as the product of a magnitude function with a gradient of the magnitude function, where the gradient of the magnitude function itself has unit magnitude (if Inline graphic is taken to be the Euclidean norm, then Inline graphic is decomposed as Inline graphic with Inline graphic; for inverse norms, see Theorem 3 below).

Before placing the Minkowski norm in the more general context of inverse norms, we will consider the physical meaning of the magma-derived spacetime algebra.

Physical implications of the magma-derived algebra

As was our intent, we have derived the Minkowski norm independent of usual physical arguments - i.e., we have used only the entities of time and space, which can also be thought of in purely mathematical terms (as justified by physical experiments). Once the Minkowski norm is derived, it has (of course) well known profound physical implications such as the relativity of simultaneity, the contraction of length in the direction of velocity, and (once energy and momentum are introduced) the equivalence of mass and energy. However, although we have forwarded a derivation that is ‘prior to’ subsequently introduced physics (of the type cited in the Introduction), the mathematical structure underlying this derivation has intrinsic physical meaning.

Velocity is one of the most basic of physical concepts, and it is expressed as a quotient of quantities related strictly to space (in the numerator) and strictly to time (in the denominator). From a general perspective, this structure in isolation could be considered a little unsatisfactory (or incomplete): If from an observer's viewpoint we divide a space quantity Inline graphic by a time quantity Inline graphic to obtain a velocity Inline graphic, we know from aforementioned isomorphisms that this can be equivalently thought of as point Inline graphic on the frame's space component divided by point Inline graphic on the frame's time component. The magma product (pre-existing on the union of the frame components) then provides the agreeable Inline graphic as an analogue of the previously computed velocity Inline graphic. But how is it that only points residing on frame components are able to be divided? A general perspective recognizing the validity of all inertial frames “demands” that we be able to divide any spacetime unit by any other spacetime unit within a specific spacetime frame (otherwise it must be conceded that frame component points are very special, while a default viewpoint would suggest they are not so special). Indeed, the physical concept of velocity as a quotient of points on respective frame components motivates us to not only supply the implied division process for general spacetime points (that are units), but also to do this in a manner that is Lorentz covariant. In fact, this is precisely what the inherent spacetime magma-derived algebra accomplishes. Recalling (1) and (3), if we divide Inline graphic by Inline graphic, we obtain

graphic file with name pone.0100583.e141.jpg (4)

On the right-hand-side above, the denominator and the two components of the numerator are evidently Lorentz covariant expressions. Thus, the act of computation of the quotient of two points is Lorentz covariant (however, the result of the computation is a single point which, of course, is not Lorentz covariant - e.g., velocity is relative to a frame).

Furthermore, the operation of division in the magma-derived spacetime algebra has a definite physical meaning apart from its Lorentz covariant treatment of the ratios from which a velocity is computed. The first component of the ordered pair on the right-hand-side of (4) is the Minkowski inner product of the two points - reflecting the deviation of the two points from being pseudo-orthogonal (points that are pseudo-orthogonal lie on the respective components of a possible spacetime frame). In contrast, the second component of the ordered pair reflects the deviation of the two points from being linearly dependent. If the two points are linearly dependent, then there is an inertial frame such that they and the origin of the spacetime frame are events that occur at the same point in space in the context of that inertial frame. Note that this second component is antisymmetric and bilinear. Analogous to outer products in Clifford algebras, this latter expression can be taken to be the Minkowski outer product. This perspective is further developed in the Discussion section. At this point, we summarize these physical aspects as follows:

  • The magma-derived algebra satisfies the need to provide a Lorentz covariant expression for the operation of division of spacetime units - an implied generalization of the procedure of computing a velocity.

  • The output of the magma-derived algebra's division operation is a point with complementary relativistic components - the first being proportional to the Minkowski inner product, and the second being proportional to the Minkowski outer product - these having manifestly evident physical interpretations.

Finally, we also note that the Lorentz covariant expression for velocity given by the right-hand-side of (4) itself provides an alternative route for derivation of the Minkowski metric from spacetime magma, and that route will be explored elsewhere.

The Minkowski norm in context: Inversion symmetry and inverse norms on unital Inline graphic-algebras

It is now our objective to formalize the understanding of the Minkowski norm as an example of a structure that occurs as a fundamental feature in a variety of mathematical contexts that are both familiar and have seemingly little in common with Special Relativity. The implication will be that it is not at all surprising that the Minkowski norm arises in spacetime.

We have previously noted that

  • The Euclidean norm on Inline graphic is a positive-homogeneous magnitude function Inline graphic with level sets given by the level sets of the integral of (co)vector field Inline graphic, and which solves the equation Inline graphic with Inline graphic-symmetric left-hand-side.

  • In the context of our magma-derived spacetime Inline graphic-algebra, the Minkowski norm is a positive-homogeneous magnitude function Inline graphic with level sets given by the level sets of the integral of (co)vector field Inline graphic, and which solves the Inline graphic-inverse-symmetric equation Inline graphic.

  • Two features of the magma-derived algebra are that on an appropriate domain of units we have Inline graphic, and Inline graphic is irrotational. The latter express the “inversion symmetry” of the algebra, and are precisely the features needed for the existence of the important analogues of the Minkowski norm on other Inline graphic-algebras.

Our use of the term “inversion symmetry” refers to a discrete symmetry. That is, the relevant group action leaves an equation Inline graphic unchanged for each Inline graphic in a domain of units. The group in question has two elements: the identity (Inline graphic, for each Inline graphic in the domain), and the operation of Inline graphic-inversion (Inline graphic, for each Inline graphic in the domain). In contrast, it is the solution to the equation over the specified domain of units (the inverse norm) that is expected to be invariant under the action of a Lie group.

To construct a magnitude function on a unital Inline graphic-algebra mimicking the Euclidean norm but based on vector field Inline graphic rather than vector field Inline graphic, it is first required that Inline graphic be a gradient, since the level sets of the positive-homogeneous magnitude function are to be determined by the level sets of the integral of that (co)vector field. To embody the property of “invariance of equality of magnitude under Inline graphic-inversion”, it is necessary for Inline graphic-inversion to map magnitude function level sets to magnitude function level sets. Equivalently, given that the magnitude function is positive-homogeneous, the requirement is that the magnitude function level set containing Inline graphic be invariant under Inline graphic-inversion of the space. The latter also imply that the magnitude function values of an element and its Inline graphic-inverse are reciprocal.

Formalizing these statements, we have

Definition 1

A real finite dimensional unital Inline graphic-algebra has inversion symmetry if on some neighborhood of Inline graphic the vector field Inline graphic is a gradient and

graphic file with name pone.0100583.e175.jpg (5)

The inversion symmetry is further characterized by

Theorem 1

A real unital Inline graphic-algebra has inversion symmetry if and only if there is a simply connected neighborhood Inline graphic of Inline graphic where a function Inline graphic with Inline graphic is such that the set of level sets of Inline graphic and the set of level sets of Inline graphic are the same set.

Definition 2

For a function Inline graphic and neighborhood Inline graphic of Inline graphic relevant to an algebra with inversion symmetry as in Theorem 1, an inverse norm is a positive-homogeneous function Inline graphic having the same level sets as Inline graphic and such that

graphic file with name pone.0100583.e188.jpg (6)

Theorem 2

An algebra with inversion symmetry has a unique inverse norm.

The above theorems are corollaries of the following, which provides another characterization of an inverse norm.

Theorem 3

A real finite dimensional unital Inline graphic-algebra has inversion symmetry if and only if on this algebra there exists a simply connected domain Inline graphic containing Inline graphic with Inline graphic implying both Inline graphic and Inline graphic for any real Inline graphic, such that there exists Inline graphic, with

  • Inline graphic

  • Inline graphic implies Inline graphic,

  • any element of Inline graphic can be decomposed as

graphic file with name pone.0100583.e201.jpg (7)

with

graphic file with name pone.0100583.e202.jpg (8)

where Inline graphic indicates that the gradient Inline graphic is evaluated at the point Inline graphic.

Corollary 1

The function Inline graphic specified by Theorem 3 is the inverse norm associated with the given algebra.

In summary: a Inline graphic-algebra on which Inline graphic is an irrotational vector field, has inversion symmetry if the expression Inline graphic is invariant, i.e., constant. This constant must necessarily be Inline graphic considering the case of Inline graphic. Since the expression Inline graphic doesn't change under the transformation Inline graphic, we refer to that property as expressing inversion symmetry. An inverse norm Inline graphic on the algebra is required to be positive homogenous (like norms in general), but be developed from the integral of Inline graphic (in contrast to the Euclidean norm, which is positive homogeneous but develops from the integral of Inline graphic), and it must solve the Inline graphic-inverse symmetric functional equation, Inline graphic. For the magma-derived algebra of the last section, Inline graphic is then the Minkowski norm. But the inverse norm turns out to be an important structure in the setting of other algebras having nothing to do with Special Relativity. Understanding of Special Relativity is deepened by recognizing its underlying kinship with these different areas, and that is the reason we have introduced the above definitions and theorems. For example, when considered from the standpoint of its inherent algebraic structure as ultimately expressed by the inverse norm, the magma-derived algebra of Special Relativity is kin to any of the Cayley-Dixon algebras, and indeed to the Inline graphic real matrix algebra itself. From that perspective, the appearance of the Minkowski norm in spacetime is not strange at all, given that the physical entity of velocity suggests (as we have argued) that spacetime should be viewed as an algebra.

Thus, inversion symmetry (Definition 1) is the feature of the magma-derived algebra which implies that a spacetime frame has a Minkowski norm - the prototype of an inverse norm. More generally, inversion symmetry is the thing that is necessary and sufficient for an inverse norm to be defined on an algebra, and is thereby responsible for recognition of a revealing structural similarity between Special Relativity and other seemingly remote mathematical settings.

Proof of the Theorems

As an aid in identifying the key steps in the proof of Theorem 3, we will italicize certain sentences. A general idea of the strategy of the proof can be obtained by initially concentrating on these italicized sentences.

Proof of Theorem 3, Necessity

For the Necessity portion of the proof, inversion symmetry is assumed, and we must show that it implies all statement following the “if and only if” clause in the statement of the theorem.

Inversion symmetry implies existence of a simply connected domain containing Inline graphic on which Inline graphic is a gradient and Inline graphic. Without loss of the prior two properties, this domain can be enlarged to meet the specifications of Inline graphic in the theorem statement. That is, we first enlarge the original domain to consist of all non-origin points lying on the rays from the origin through any point of the original domain. This new neighborhood Inline graphic is still simply connected and it is clear that Inline graphic is a gradient and Inline graphic on Inline graphic. Consider Inline graphic. The operation Inline graphic maps open rays to open rays. Since that operation is a diffeomorphism between Inline graphic and Inline graphic, the set Inline graphic is simply connected, is a union of open rays, and shares at least one of these rays with Inline graphic (the ray through Inline graphic). It follows that Inline graphic is simply connected, and Inline graphic implies both Inline graphic and Inline graphic for Inline graphic.

Thus, there exists a function Inline graphic on Inline graphic such that

graphic file with name pone.0100583.e243.jpg (9)

Selection of a particular constant of integration fixes Inline graphic. Since Inline graphic, applying (9) twice yields

graphic file with name pone.0100583.e246.jpg (10)

Now consider Inline graphic where Inline graphic is the subset of Inline graphic whose members can be written as a positive multiple of some member of the level set of Inline graphic that contains Inline graphic, and Inline graphic is its compliment in Inline graphic. If Inline graphic is nonempty, then since Inline graphic is connected there is an Inline graphic such that every neighborhood of Inline graphic contains a point of Inline graphic and a point of Inline graphic. The ray from the origin through Inline graphic must necessarily be tangent to the level set of Inline graphic containing Inline graphic at some point Inline graphic (otherwise, there either won't be rays from the origin passing arbitrarily near Inline graphic that intersect the level set containing Inline graphic or there won't be rays arbitrarily near Inline graphic not intersecting the level set containing Inline graphic). But then the gradient of Inline graphic at Inline graphic is normal to the ray from the origin passing through Inline graphic. Since Inline graphic, this means that Inline graphic, which contradicts (5). Since Inline graphic cannot be empty (it contains the open ray from the origin containing Inline graphic), it follows that Inline graphic is empty. Thus, any Inline graphic can be written as Inline graphic for some Inline graphic and some Inline graphic in the level set of Inline graphic containing Inline graphic. We can also see that this decomposition is unique. That is, suppose for some Inline graphic we have Inline graphic with Inline graphic distinct points on the level set of Inline graphic containing Inline graphic. Since the gradient vectors Inline graphic are parallel to each other at each point of the open ray from the origin through Inline graphic (as is evident from (10)), Inline graphic is strictly increasing, strictly decreasing, or constant, along the open ray. And yet, Inline graphic implies that the ray intersects the level set containing Inline graphic at least twice, which is a contradiction if Inline graphic is either strictly increasing or strictly decreasing. Thus, Inline graphic would be required to be constant along the open ray containing Inline graphic, implying that the gradient at Inline graphic (which is Inline graphic) is normal to this ray - and so its inner product with Inline graphic is zero, again contradicting (5). Thus, the decomposition Inline graphic is unique.

For a fixed choice of Inline graphic,

graphic file with name pone.0100583.e300.jpg (11)

is a level set of Inline graphic, because the second equality in (10) implies that the gradient of Inline graphic at any point Inline graphic of the set (11) is proportional to the gradient at the corresponding open ray point Inline graphic on the level set containing Inline graphic. Thus, the level sets of Inline graphic are each a dilation of the level set containing Inline graphic.

We now construct a positive-homogeneous function Inline graphic which will have the same level sets as Inline graphic. First, we specify that all points Inline graphic in the level set of Inline graphic containing Inline graphic are given the value Inline graphic. As we have seen, any point Inline graphic can be uniquely written as Inline graphic with Inline graphic and Inline graphic in the level set of Inline graphic containing Inline graphic. We thus complete the definition of Inline graphic on points of Inline graphic via

graphic file with name pone.0100583.e322.jpg (12)

The functions Inline graphic and Inline graphic are seen to have the same level sets in Inline graphic, since their level sets are dilations of the level set of Inline graphic containing Inline graphic.

Since by assumption Inline graphic is a gradient on Inline graphic, the level set of Inline graphic (and Inline graphic) containing Inline graphic is smooth in Inline graphic, and by construction Inline graphic is differentiable on Inline graphic. For Inline graphic, we claim that for Inline graphic,

graphic file with name pone.0100583.e338.jpg (13)

This follows because the level sets of Inline graphic are dilations of each other via (12), and so the set of directional derivatives of Inline graphic at a point Inline graphic will be proportional to the set of directional derivatives of Inline graphic at a point Inline graphic. But (12) implies that for any point on the open ray defined by the origin and any of the points Inline graphic on the level set containing Inline graphic, the directional derivative of Inline graphic with respect to a unit vector along the open ray is constant everywhere on the open ray (a nonzero constant, because of (5) and (9)) - thus, the other directional derivatives, and the gradient itself, must also be constant along the points of the ray, and (13) follows.

Now consider Inline graphic at points of Inline graphic on the open ray defined by Inline graphic and Inline graphic. From (9), we have that the gradient of Inline graphic at points of this ray is directed along the ray. Since Inline graphic and Inline graphic have the same level sets, it follows that Inline graphic at points on this same ray also is directed along this ray. The norm of Inline graphic at points on this ray is thus the value of the directional derivative specified by the vector of norm Inline graphic in the direction of the ray. The unit norm vector in this direction is Inline graphic. But Inline graphic, which follows from (12) and our earlier specification of the value of points on the level set containing Inline graphic, where in particular, Inline graphic. Hence, the derivative of Inline graphic in the direction given by unit vector Inline graphic is Inline graphic, and we then have Inline graphic. Equation (9) implies that Inline graphic. Thus, Inline graphic. Since the level sets of Inline graphic are also level sets of Inline graphic, the gradients of Inline graphic and Inline graphic must be proportional at each point of a level set. Hence, for Inline graphic on the level set containing Inline graphic, the last equation implies

graphic file with name pone.0100583.e373.jpg (14)

So, for Inline graphic on the level set containing Inline graphic, (12), (13), (14), and (9), imply that

graphic file with name pone.0100583.e376.jpg
graphic file with name pone.0100583.e377.jpg (15)

We will now show that Inline graphic for any Inline graphic in the level set containing Inline graphic, from which (15) will imply (7). First, from (9), for Inline graphic,

graphic file with name pone.0100583.e382.jpg (16)

since Inline graphic is simply connected. Similarly, since by assumption Inline graphic implies Inline graphic,

graphic file with name pone.0100583.e386.jpg (17)
graphic file with name pone.0100583.e387.jpg (18)
graphic file with name pone.0100583.e388.jpg (19)
graphic file with name pone.0100583.e389.jpg (20)

where (18) follows from the change of variable Inline graphic, (19) follows from integration by parts, and (20) follows from (16) and (5).

Equation (20) implies that Inline graphic is on the level set of Inline graphic containing Inline graphic if and only if Inline graphic is on the level set of Inline graphic containing Inline graphic. Since in Inline graphic the level set of Inline graphic containing Inline graphic is the same as the level set of Inline graphic containing Inline graphic, we then have that Inline graphic is on the level set of Inline graphic containing Inline graphic if and only if Inline graphic is on the level set of Inline graphic containing Inline graphic. This means that the term multiplying Inline graphic on the right-hand-side of (15) is unity (since we now have Inline graphic because Inline graphic is on the level set containing Inline graphic which is now seen to imply that Inline graphic is on the level set containing Inline graphic and we have previously defined Inline graphic to have the value Inline graphic on the level set containing Inline graphic). As we have seen earlier, any Inline graphic can be written uniquely as Inline graphic for some Inline graphic on the level set of Inline graphic containing Inline graphic and some Inline graphic. Consequently, (15) implies that for Inline graphic,

graphic file with name pone.0100583.e424.jpg (21)

which is equivalent to (7). Applying Inline graphic to both sides of (7) and then using the second equality in (12) we obtain (8).

Finally, (7) and (21) imply

graphic file with name pone.0100583.e426.jpg (22)

which is equivalent to

graphic file with name pone.0100583.e427.jpg (23)

Since by assumption Inline graphic, the left-hand-side above is zero, and so Inline graphic is constant on Inline graphic. This means that for Inline graphic we have Inline graphic. Thus Inline graphic implies Inline graphic. Q.E.D.

Proof of Theorem 3, Sufficiency

For the Sufficiency portion of the proof, all of the statements following the theorem's “if and only if” clause are assumed, and inversion symmetry must be derived from them - i.e., it must be shown that Inline graphic is a gradient on Inline graphic and Inline graphic.

Equation (7) implies (21) and together these imply (22) and (23). Integrating both sides of (23) on any path in simply connected Inline graphic from Inline graphic to Inline graphic, and noting that by assumption Inline graphic, we obtain

graphic file with name pone.0100583.e442.jpg (24)

Since Inline graphic is strictly positive on Inline graphic and Inline graphic implies Inline graphic, this means that Inline graphic.

Now we establish positive-homogeneity, i.e., for Inline graphic, Inline graphic. Applying (7) twice, we have

graphic file with name pone.0100583.e450.jpg (25)

Equation (8) then gives

graphic file with name pone.0100583.e451.jpg (26)

If Inline graphic then (26) implies that there are two different points on the ray from zero through Inline graphic having the same magnitude. But according to (25), Inline graphic and Inline graphic are parallel, and so Inline graphic and Inline graphic are parallel for any Inline graphic. This means that for points of Inline graphic on the ray through Inline graphic it must be that Inline graphic is strictly increasing or strictly decreasing or constant. Since there are two points on the ray having the same value of Inline graphic, it follows that Inline graphic must be constant on the ray, so that Inline graphic is normal to the ray from Inline graphic through Inline graphic, i.e., Inline graphic. But from (21), Inline graphic and we have already noted that (24) indicates that the left-hand-side of this equation is nonzero, contradicting the prior sentence. Thus, it is required that Inline graphic.

Since by assumption Inline graphic in Inline graphic, for any particular choice of Inline graphic we can find an Inline graphic such that Inline graphic, where the last equality follows from positive-homogeneity. Since the value of Inline graphic is thus the same at Inline graphic and Inline graphic, by assumption we have Inline graphic. Once again using positive-homogeneity, we obtain the functional equation

graphic file with name pone.0100583.e479.jpg (27)

Equation (5 ) then follows from (24).

We now only need show that Inline graphic is a gradient on Inline graphic. Equations (7) and (8) indicate that every Inline graphic can be written as Inline graphic with Inline graphic and Inline graphic in the level set of Inline graphic with the value Inline graphic. This decomposition must be unique because otherwise we would have Inline graphic with Inline graphic on the level set of Inline graphic with value Inline graphic. But after applying Inline graphic to both sides of the second equality in the last sentence, positive-homogeneity would imply Inline graphic, which would then imply Inline graphic. By positive-homogeneity, the level set of Inline graphic containing Inline graphic is just a dilation of the level set having value Inline graphic. Thus, we can uniquely write Inline graphic with Inline graphic and Inline graphic on the level set of Inline graphic containing Inline graphic (the points of this set have value Inline graphic by assumption). Hence, we can define a new function Inline graphic. Note that Inline graphic has the same level sets as Inline graphic, so the gradients of Inline graphic and Inline graphic are proportional at the points of any level set. Directional derivatives along the ray Inline graphic result from Inline graphic and Inline graphic (using positive-homogeneity for the first equation and our above specification of Inline graphic for the last equation). Thus, Inline graphic. Since (27) implies that Inline graphic, we have that (21) (equivalent to (7)), positive-homogeneity, and the equation of the last sentence, imply

graphic file with name pone.0100583.e515.jpg

The above indicates that Inline graphic is a gradient. Q.E.D.

Proof of Theorem 1

As regards Sufficiency, by assumption there is a function Inline graphic on a simply connected neighborhood Inline graphic of Inline graphic whose gradient is Inline graphic, i.e., Inline graphic is a gradient on Inline graphic. Since it is also assumed that Inline graphic and Inline graphic have the same set of level sets, Inline graphic implies Inline graphic. Equations (16) through (19) then follow on this domain. Let Inline graphic be the set of points on the level set of Inline graphic containing Inline graphic. For Inline graphic, (16) implies that the integral on the right-hand-side of (19) is zero. Since Inline graphic and Inline graphic have the same set of level sets, the level set of Inline graphic containing Inline graphic (the set Inline graphic) is the same as the level set of Inline graphic containing Inline graphic. This implies that for Inline graphic the left-hand-side of (17) is zero. Thus, for Inline graphic, (19) implies Inline graphic. Since Inline graphic is normal to Inline graphic at Inline graphic, there is a neighborhood Inline graphic of Inline graphic such that every point of this neighborhood is on a ray from the origin through some point Inline graphic, and so each Inline graphic can be written as Inline graphic with Inline graphic, Inline graphic. We then have for any Inline graphic, Inline graphic. Thus, Inline graphic is the neighborhood of Inline graphic required by Definition 1 for inversion symmetry to be present.

As regards Necessity, inversion symmetry implies all of the statements of Theorem 3 following the “if and only if” clause. This implies equations (16) through (20), which imply that the set of level sets of Inline graphic and the set of level sets of Inline graphic are the same on Inline graphic. Q.E.D.

Proof of Theorem 2

Inversion symmetry implies the statements of Theorem 3 following the “if and only if” clause (since the latter theorem has been proved), including the requisite simply connected domain Inline graphic of that theorem. Therefore, we may use the arguments from the Proof of Sufficiency portion of the proof of Theorem 3, where it was shown that Inline graphic is a positive-homogeneous function satisfying (27), i.e., (6). The final paragraph of that Proof of Sufficiency demonstrates the required relationship of Inline graphic to a function Inline graphic with Inline graphic. Thus, Inline graphic fulfills the requirements of Definition 2.

The level sets of the integral of Inline graphic are unique regardless of the constant of integration. These are also the level sets of the inverse norm, whose level set containing Inline graphic is assigned the value Inline graphic. The values of the remainder of the level sets of the inverse norm are then uniquely determined by the positive-homogeneity condition. Thus, the inverse norm is unique. Q.E.D.

The above proof of Theorem 2 also establishes Corollary 1.

Discussion

Modifications of the magma-derived spacetime Inline graphic-algebra

While the product of two spacetime points (equation (1)) gives no immediate hint of what magnitude function should be associated with the magma-derived algebra, the inverse operation (division) does, as is clear from our remarks following the appearance of equation (4). Furthermore, the numerator on the right-hand-side of (4) by itself is a bilinear product on Inline graphic,

graphic file with name pone.0100583.e569.jpg (28)

defining an algebra with a product given by the differences (rather than the sums as in (1)) of all magma-generating products across components of the two spacetime points. This new algebra is nonunital, noncommutative, nonassociative, and is not a Inline graphic-algebra. Essentially, it is a magma on the entirety of Inline graphic that is consistent with the latter's linear structure. But this new magma has some nice features. The first component of the product on the right-hand-side of (28) is a symmetric bilinear form, and so we can define an inner product as

graphic file with name pone.0100583.e572.jpg

which is, of course, the Minkowski inner product. The second component of the product on the right-hand-side of (28) is antisymmetric and bilinear, and so we can define an outer product as

graphic file with name pone.0100583.e573.jpg

which we call the Minkowski outer product. Thus,

graphic file with name pone.0100583.e574.jpg

and

graphic file with name pone.0100583.e575.jpg

The latter implies a magnitude function (or magmitude function) as given by the Minkowski norm. Thus, this magma-algebra (i.e., a nonunital non-Inline graphic-algebra with a nonassociative and noncommutative product) has a Lorentz invariant product, implies a “Minkowski outer product”, and implies a Minkowski metric. We have already noted that the first component of the product is the deviation of two points from being pseudo-orthogonal, and the second component expresses the deviation of two points from being linearly dependent - a juxtaposition of complementary geometric features of the two points considered in tandem.

We can also observe that the involution selected for the original magma-derived algebra (with product (1)) need not be the identity. Thus, we also have a Inline graphic-algebra if the involution is defined by Inline graphic. It is easy to verify that the Minkowski norm still satisfies (5) through (8) given the understanding that the inner product and gradient are consistent with this choice of Inline graphic. That is, satisfaction of (5) now requires that “Inline graphic” be the Minkowski inner product, i.e., Inline graphic where the contravariant vector is determined by a metric tensor implied by the involution. Similarly, (7) and (8) require that “Inline graphic” be the four-gradient Inline graphic. This suggests a liberalization of Definition 1 wherein the choice of inner product is made such that (5) holds. Nevertheless, we are also free to suggest that the involution be chosen such that the latter equation holds with the maximally symmetric Euclidean inner product. In either case, using the above alternative involution we are at least able to write

graphic file with name pone.0100583.e584.jpg

while retaining the structure of a commutative unital Inline graphic-algebra.

The above alternative product and involution choices notwithstanding, it should be clear that the original magma-derived spacetime algebra can be understood as inherent in the vector space Inline graphic when Inline graphic is Euclidean and Inline graphic, Inline graphic are distinguished (as opposed to Inline graphic, Inline graphic) by their respective identification with an observer's “time” and “space” - the single underlying physical assumption. An analogy with vector space Inline graphic is apt. A vector space is associated with a field such that there is a product of the members of the field with the vector space members that maps into the vector space. The field is typically looked at (necessarily) as an entity distinct from the elements of the vector space. But if the vector space is Inline graphic, then the nominally extraneous field is isomorphic to the vector space and need not be considered extraneous since the product of a field element and a vector space element can in this case be also thought of as a product between vector space elements, meaning that this particular Inline graphic-vector space is inherently an algebra. The essential feature in recognizing this triviality is the isomorphism between the field and the vector space. Though slightly more complicated, the statement that ‘the union of the frame components of Inline graphic (where Inline graphic is Euclidean) is inherently a magma’ is analogous, through the respective frame component isomorphisms with Inline graphic and Euclidean Inline graphic. Applying the linearity condition (spacetime should be ‘flat’), the frame itself is then recognized as an algebra.

The exceptional status of spacetime: are inverse-normed algebras rare?

As we have already observed, considered from the standpoint of its inherent algebraic structure as ultimately expressed by the inverse norm, the magma-derived algebra inherent in Special Relativity has a fundamental similarity to any of the Cayley-Dixon algebras, and indeed to the Inline graphic real matrix algebra itself. From this standpoint, Lorentzian geometry is not so strange.

However, based on the criteria specified in Definition 1, it might also be suggested that inverse normed algebras are uncommon. It is true that the Cayley-Dickson algebras all have an inverse norm (given by the Euclidean norm). But although an inverse norm exists on the algebra of real Inline graphic matrices (as Inline graphic), its subalgebras (i.e., the real finite-dimensional associative algebras) do not in general have inverse norms. For example, for the two dimensional real matrix algebra with the usual matrix product and elements of the form

graphic file with name pone.0100583.e602.jpg (29)

there is no involution that can allow satisfaction of either criterion of Definition 1. While the Spin Factor Jordan algebras have inverse norms (as the Minkowski norm), none of the other formally real Jordan algebras do. Although the algebra built on the real Inline graphic matrices where the product is given by the anticommutator multiplied by one-half has an inverse norm (as Inline graphic), the Lie algebra built on the real Inline graphic matrices (where the product is given by the commutator) does not have a unital hull [14] associated with an inverse norm. This incidentally motivates the question of enumerating all inverse normed algebras. Another task would be the identification of all algebras not satisfying the criteria of Definition 1 but still admitting a solution to the Inline graphic-inverse symmetric functional equation Inline graphic.

A comparison of spacetime algebras as regards derivation of the Minkowski norm

A very successful spacetime algebra (STA) is described in [11] (as a “unified mathematical language for physics”), this being the Clifford algebra Inline graphic. However, this algebra is chosen because its associated quadratic form is consistent with the Lorentz signature. Thus, it does not have a role in derivation of the Minkowski norm.

The elegant formulation of [13] forwards the planar-spacetime algebra Inline graphic, and is demonstrated to be successful in description of various physical processes. A consequence of this choice is the identification of time with a spatial bivector, rather than introducing an extraneous time dimension (such as Minkowski's Inline graphic). However, selection of this Clifford algebra is made precisely because the square of the sum of a scalar and a bivector is consistent with a Lorentz signature. Thus, this approach cannot be considered to address the derivation of the Minkowski norm, although it certainly pertains to its interpretation.

The Algebra of Physical Space (APS) [12] is another successful spacetime algebra, this time utilizing Inline graphic. It has been suggested that it is particularly natural, since it is the Clifford algebra arising from Euclidean Inline graphic. However, this selection is not unique. That algebra's multivectors, multiplication rules, and further imposed Clifford conjugate, are not already present or uniquely implied by Inline graphic itself (and other algebras could as easily be associated with spacetime). Ultimately, it appears that the motivation for introduction of this algebra relates to the fundamental nature of the Pauli matrices, i.e., this choice of algebra is implied by the formalism of quantum mechanics, and in that regard (insofar as it relates to a “derivation” of the Minkowski norm) this approach has a kinship with references cited in the Introduction. On the other hand, it is interesting to note that although APS is not uniquely implied, Inline graphic with involution chosen to be the Clifford conjugate satisfies the criteria of Definition 1, and thus has an inverse norm. It is then quickly verified that this inverse norm applied to a paravector yields the Minkowski norm of the paravector.

In contrast to the above Clifford algebras, the magma-derived algebra we forward unambiguously follows from the preexisting linkages between an observer's time and space through their association with Inline graphic and Inline graphic. A magma exists as soon as one postulates spacetime as Inline graphic with Euclidean Inline graphic - it is simply an acknowledgement of the products pre-existing on and between the constituent vector spaces. It is an inherent constituent of the frame, whether or not one chooses to examine the implications of that constituent. In our approach (and that of others [5]), time arises from the co-dimension Inline graphic foliation of spacetime that is an underlying axiom corresponding to the series of observations/predictions that characterize human experience.

Is Lorentzian spacetime geometry prior to the laws of physics, or does it derive from the laws of physics?

The unexpectedness of the Minkowski norm and its consequences have prompted explanations of its necessity, given that the well grounded physical formalisms in place have a reality potentially independent of the prior choice of spacetime signature [1], [2], [4]-[6]. Nevertheless, the particular physical theories employed for this purpose (classical mechanics, quantum field theory, classical electrodynamics, gravitation) arise from highly specific physical observations (so using them leads to arguments that the observed universe implies the Minkowski norm, rather than an independently derived Minkowski norm implies the observed universe). The argument in [3] is more general, suggesting (among other things) that the Lorentzian signature is required so that the equations underlying successful prediction will be well-posed. However, the latter is not a constructive argument, being more along the lines of reductio ad absurdum and evidently based on the anthropic principle. It doesn't tell us where the metric comes from, but only that it must be. In contrast, we have shown that spacetime Lorentzian geometry arises naturally/inevitably from basic ingredients of a frame (since time and space are found to be physically joined, why wouldn't that be governed by their inherent mathematical linkage?), using a symmetry argument that (compared to the anthropic argument) seems more consistent with the manner in which explanations of physical reality are usually developed and interpreted.

Ultimately, our objective has been to derive Lorentzian spacetime geometry from non-physical principles (other than the axiomatic existence of “time” and “space” with respect to an observer and the concept of “velocity”), so that the equations observed in nature in part follow from an independent derivation of the Minkowski norm - rather than the other way around as in the work cited above, not to mention that of Einstein and Poincare. This at least serves to place the spacetime metric on a level co-equal with the cited physical principles.

Acknowledgments

The author thanks the referees for suggestions that have improved the clarity of the presentation.

Funding Statement

The author has no support or funding to report.

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