Skip to main content
Pediatrics logoLink to Pediatrics
. 2012 Nov;130(5):878–886. doi: 10.1542/peds.2012-0714

Antecedents of Neonatal Encephalopathy in the Vermont Oxford Network Encephalopathy Registry

Karin B Nelson a,b,, Peter Bingham c, Erika M Edwards c,d, Jeffrey D Horbar c,e, Michael J Kenny e,f, Terrie Inder g, Robert H Pfister c,e, Tonse Raju h, Roger F Soll c,e
PMCID: PMC4074646  PMID: 23071210

Abstract

BACKGROUND:

Neonatal encephalopathy (NE) is a major predictor of death and long-term neurologic disability, but there are few studies of antecedents of NE.

OBJECTIVES:

To identify antecedents in a large registry of infants who had NE.

METHODS:

This was a maternal and infant record review of 4165 singleton neonates, gestational age of ≥36 weeks, meeting criteria for inclusion in the Vermont Oxford Network Neonatal Encephalopathy Registry.

RESULTS:

Clinically recognized seizures were the most prevalent condition (60%); 49% had a 5-minute Apgar score of ≤3 and 18% had a reduced level of consciousness. An abnormal maternal or fetal condition predated labor in 46%; maternal hypertension (16%) or small for gestational age (16%) were the most frequent risk factors. In 8%, birth defects were identified. The most prevalent birth complication was elevated maternal temperature in labor of ≥37.5°C in 27% of mothers with documented temperatures compared with 2% to 3.2% in controls in population-based studies. Clinical chorioamnionitis, prolonged membrane rupture, and maternal hypothyroidism exceeded rates in published controls. Acute asphyxial indicators were reported in 15% (in 35% if fetal bradycardia included) and inflammatory indicators in 24%. Almost one-half had neither asphyxial nor inflammatory indicators. Although most infants with NE were observably ill since the first minutes of life, only 54% of placentas were submitted for examination.

CONCLUSIONS:

Clinically recognized asphyxial birth events, indicators of intrauterine exposure to inflammation, fetal growth restriction, and birth defects were each observed in term infants with NE, but much of NE in this large registry remained unexplained.

KEY WORDS: asphyxia, encephalopathy, newborn, perinatal factors, registries


What’s Known on This Subject:

Most term and late preterm infants with neonatal encephalopathy have not had recognized asphyxial birth events. Several nonasphyxial risk factors for neonatal encephalopathy have been identified in previous studies.

What This Study Adds:

In a large sample, we confirm the association of several nonasphyxial factors with neonatal encephalopathy, including markers of intrauterine exposure to infection or inflammation, intrauterine fetal growth restriction, and birth defects. We identify steps that would improve studies of neonatal encephalopathy.

Neonatal encephalopathy (NE) is a syndrome of neurologic dysfunction, often accompanied by seizures, presenting in the early hours of life in term and late preterm infants. Mortality in NE is substantial.1 Two-thirds of cerebral palsy (CP) arises in infants born at or after 35 weeks’ gestational age,2 with ∼30% of CP occurring in survivors of NE.3

A majority of births of mature infants occur in facilities without research capabilities. In the past, relatively decentralized care in ill term infants caused our knowledge of neonatal neurologic disorders and their treatment in term infants to lag behind that of our knowledge regarding very preterm infants. With the potential for hypothermia and newer interventions to improve outcome, many more neurologically ill term neonates are now cared for in specialized facilities that provide opportunities to characterize the clinical features of illnesses in such infants, to examine patterns of perinatal care, and to expand our understanding of causes, natural history, and optimal treatment.

Some infants with NE have clinically recognized asphyxial (“sentinel”) events at birth. Controlled studies of antecedents of NE in representative populations have found that most infants who have NE did not have recognized asphyxial birth events, however.49 Such studies and others related to them4,10,11 have identified some additional unsuspected risk factors, pointing to a broader set of causal factors than previously recognized. Still, known risk factors for NE, singly or together, do not account for most cases of NE. Our lack of knowledge about causes of NE seriously impairs the progress of efforts to prevent NE and to treat it optimally.

The Neonatal Encephalopathy Registry (NER), a project of the Vermont Oxford Network (VON),12 gathers data on infants with NE who were at least 36 weeks’ gestational age or who received hypothermia therapy. One of the registry’s strengths is its use to examine patterns of perinatal care and to identify changes in those patterns of care. Although the registry is not a representative population and does not have healthy controls, it provides an opportunity to examine selected clinical antecedents of NE. We describe here the frequency with which recognized antecedents of NE occurred in a large sample of encephalopathic term newborns. These findings have implications for future studies of the etiology of NE.

Methods

Eligibility and Enrollment

VON maintains 2 registries of infants admitted to NICUSs. Any infant born or transferred into a VON member center at ≥36 weeks’ gestation who displayed evidence of NE within 3 days of birth was eligible to be enrolled in the NER. NE was defined as presence of seizures and/or altered consciousness (eg, stupor, coma). To capture all infants potentially affected by NE, infants with a 5-minute Apgar score of ≤3 or who received neuromuscular blockade extending through the first 72 hours of life were eligible. Regardless of neurologic status or gestational age, any infant who received hypothermia therapy was eligible. Infants born with central nervous system (CNS) birth defects were excluded from the NER. Because multiple gestations pose special risks for adverse neurologic outcome, only singleton infants were examined in this study.

The registry did not require any interventions or protocols for treatment and only de-identified data were submitted, precluding the necessity for informed consent. The institutional review board at the University of Vermont and the institutional review boards at each participating hospital reviewed and approved registry participation.

Measures

The NER database collected information on obstetric and prenatal history, neurologic indicators, neuroimaging, diagnoses, hypothermia therapy, and discharge status. Acute asphyxial events of birth (sentinel events) were defined as perinatal events capable of interrupting oxygen supply or blood flow to the fetus, such as antepartum hemorrhage including placental abruption, uterine rupture, cord prolapse, tight nuchal cord, or maternal shock or death. Fetal bradycardia was included as a possible asphyxial indicator. Antepartum hemorrhage, cord prolapse, and uterine rupture were routinely recorded. Abruption, tight nuchal cord, and maternal shock or death were not systematically reported but were included as write-ins for other birth traumas. Inflammatory factors were maternal fever in labor of ≥37.5°C, a clinical diagnosis of chorioamnionitis, fetal tachycardia, prolonged rupture of membranes, early bacterial infection in the infant, or toxoplasmosis, other infections, rubella, cytomegalovirus infection, and herpes simplex infection in the infant. Small for gestational age (SGA) was defined as birth weight below the 10th percentile within categories of gender, race, and multiple gestation based on smoothed curves from the US Natality data set, 2001 and 2002.13 Birth defect included congenital heart defects, gastrointestinal defects, genitourinary defects, chromosomal abnormalities, pulmonary abnormalities, and other defects from the VON Birth Defects Codes List.14 Other antecedents, including descriptors of maternal and infant conditions, were derived from the VON NER database.15

Statistical Analyses

The tables include the number of infants and the number of cases, the unadjusted percentages for categorical measures, and the mean ± SD for continuous measures. The χ2 test was used to evaluate the association between SGA and asphyxial events, and SGA and inflammatory events. All analyses were conducted by using SAS version 9.3 (SAS Institute, Inc, Cary, NC).

Results

Between 2006 and 2010, a total of 4165 singleton births were registered in the NER. Clinically recognized seizures, present in 60%, were the most commonly identified criterion for eligibility (Table 1). Reduced level of consciousness was reported in only 18% of infants considered to have NE and was the sole positive criterion in <1%. In 38%, hypothermia was initiated before admission to the NER. Demographic and other characteristics of these mothers and their infants are provided elsewhere in reports that include multiple births.16

TABLE 1.

Singleton Infants Meeting Eligibility Criteria in the VON NER, 2006–2010

Criterion N Sole Criterion One of >1 Criteria Any
Cases % Cases % Cases %
Stupor or coma 4131 33 0.8 704 17.0 737 17.8
Apgar score at 5 min ≤3 4107 870 21.2 1159 28.2 2029 49.4
Seizures 4088 1275 31.2 1184 29.0 2459 60.2
Paralysis induced 4150 34 0.8 50 1.2 84 2.0
Hypothermia initiated 4165 298 7.2 1294 31.1 1592 38.2

Maternal conditions predating labor that might be relevant to risk of NE were maternal hypertension, diabetes, hypothyroidism, lack of prenatal care, and assisted reproduction (Table 2). At least 1 of these maternal conditions was noted in 27% of infants. Hypertension (16%) and diabetes (10%) were reported most frequently. Maternal hypothyroidism was reported in 2.5%.

TABLE 2.

Conditions Predating Onset of Labor Among Singleton Infants Eligible for the VON NER, 2006–2010

Condition N Cases %
Maternal
 No prenatal care 4135 149 3.6
 Assisted reproduction 3784 62 1.6
 Hypertension 4018 631 15.7
 Diabetes 3967 387 9.8
 Hypothyroidism 3941 113 2.9
 Any maternal condition 4162 1131 27.2
Infant
 Birth defect 4165 332 8.0
 SGA 4164 672 16.1
 Congenital neuromuscular defect 4119 25 0.6
 Nonvertex presentation (breech or transverse) 3735 238 6.4
 Any infant condition 4165 1057 25.4
Any condition 4165 1906 45.8

Of conditions intrinsic to the infant, SGA was the most frequently reported, present in 16% (Table 2). Non-CNS birth defects were noted in the newborn period in 8%. One-quarter of infants had ≥1 of these conditions predating the onset of labor.

Mean ± SD birth weight of infants who had NE was 3309 ± 616 g, and mean gestational age was 38.7 ± 1.6 weeks (Table 3). Birth was by spontaneous vaginal delivery in 34% of infants. Surgical delivery, performed in two-thirds of these infants, was without labor in 19% and after failure of vacuum or forceps in 2%. Fetal heart rate monitoring was considered nonreassuring in 60%, and 5% experienced skull or limb fracture or other birth injury (excluding cephalohematoma). Cord blood was sampled in 53% of infants. Of those, 54% had pH levels <7.09 and 46% had a cord blood base deficit >12. Slightly more than half (54%) of placentas were sent for pathologic examination.

TABLE 3.

Delivery Characteristics Among Singleton Infants Eligible for the VON NER, 2006–2010

Characteristic N Cases Mean
Male 4162 2424 58.2
Mode of delivery
 Spontaneous vaginal 4161 1399 33.6
 Vacuum or forceps 4161 444 10.7
 Cesarean delivery
  After labor 4161 1400 33.6
  After labor with failed vacuum or forceps 4161 97 2.3
  No labor 4161 821 19.7
Apgar score ≤3
 1 min 4115 2919 70.9
 5 min 4116 2041 49.6
 10 min 3212 785 24.4
Fetal heart rate
 Bradycardia 3612 1212 33.6
 Tachycardia 3536 267 7.6
 Decreased variability 3398 876 25.8
 Prolonged decelerations 3479 1237 35.6
 Any heart rate abnormality 3728 2234 59.9
Birth injury
 Skull fracture 4138 67 1.6
 Limb or clavicle fracture 4138 58 1.4
 Brachial plexus injury 4137 91 2.2
 Spinal cord injury 4138 4 0.1
 Any but cephalohematoma/other trauma 4138 202 4.9
Meconium aspiration syndrome 4160 511 12.3
Placenta to laboratory 2384 1326 55.6
Cord blood sampled 3637 1914 52.6
 Worst, pH <7.09 1898 1024 54.0
 Worst base deficit >12 1660 767 46.2

In infants with NE, 15% had at least 1 sentinel asphyxial event. The most common was antepartum hemorrhage, including placental abruption (11%) (Table 4). Fetal bradycardia of unknown time of onset, severity, and duration was recorded in 34% of infants. If fetal bradycardia was included as an asphyxial indicator, 35% of infants with NE had at least 1 such indicator. Infants who were SGA (n = 672) were no more likely to experience sentinel asphyxial events than those who were not growth restricted (n = 3492); 15% of each group experienced at least 1 such event.

TABLE 4.

Asphyxial and Inflammatory Indicators in NE Among Singleton Infants Eligible for the VON NER, 2006–2010

Indicator N Cases %
Sentinel events
 Antepartum hemorrhage or placental abruption 4165 426 10.2
 Cord prolapse 4040 120 3.0
 Uterine rupture 4070 107 2.6
 Tight nuchal cord 4165 14 0.3
 Maternal shock or death 4165 2 <0.1
 Any 4165 622 14.9
  Fetal bradycardia 3612 1212 33.6
  Any including bradycardia 4165 1461 35.1
Inflammatory indicators
 Clinical chorioamnionitis 3968 421 10.6
 Maternal fever in labor ≥37.5°C 1536 408 26.6
 Fetal tachycardia 3536 267 7.6
 Rupture of membranes >24 h 3981 212 5.3
 Early bacterial infection 4100 69 1.7
 TORCH 4001 34 0.8
 Any 4164 981 23.6
Combination of indicators excluding fetal bradycardia
 Both asphyxia and inflammatory 4164 76 1.8
 Asphyxia only excluding fetal bradycardia 4164 546 13.1
 Inflammatory only 4164 905 21.7
 Neither asphyxia nor inflammatory 4164 2637 63.3
 Combination of indicators including fetal bradycardia
 Both asphyxia and inflammatory 4164 266 6.4
 Asphyxia only including fetal bradycardia 4164 1195 28.7
 Inflammatory only 4164 715 17.2
 Neither asphyxia nor inflammatory 4164 1988 47.7

TORCH, toxoplasmosis, other infections, rubella, cytomegalovirus infection, and herpes simplex.

Maternal temperature in labor was recorded for 37% of infants. Of those recorded, 27% of mothers had a temperature of ≥37.5°C. Overall, 24% of neonates had at least 1 inflammatory indicator. Infants who were SGA were significantly less likely to experience inflammatory indicators than infants who were not growth restricted (19% vs 24%; χ2 (1, 7.92), P < .005).

About one-third of these term infants who had NE had sentinel asphyxial events only (13%), inflammatory indicators only (21%), or both (2%). When bradycardia was included, more than one-half had asphyxial indicators only (29%), inflammatory indicators only (17%), or both (6%).

Discussion

NE is associated with an increased risk of death and is part of an important pathway to long-term neurologic disability.13 Infants who develop CP as a result of asphyxial births regularly experience NE in the newborn period,17 as do infants with placental infarction18,19 or intrauterine exposure to inflammation.20 Sorting out the precursors of NE and NE-associated CP is an important task toward developing more effective strategies for primary prevention of these serious disorders.

Several characteristics reported to be risk factors for NE in previous studies were observed with considerable frequency in the VON NER: notably, maternal fever in labor in 27% of those recorded, fetal growth restriction in 16%, and birth defects in 8%. The NER did not include within-study controls; we therefore looked for comparisons with the values in control infants from prospective, controlled, population-based studies of NE in term infants in industrialized countries, as included in the studies of Adamson et al,4 Badawi et al,5,10 and Blume et al21 (Table 5). The severity of illness in VON NER infants, one-half of whom had 5-minute Apgar scores of ≤3 and two-thirds with neonatal seizures, was approximately comparable with encephalopathic term infants in these controlled, population-based studies.

TABLE 5.

Comparison of VON NER Values With Those of Controls in Population-Based Studies of NE

Factor VON NER Adamson et al4 Badawi et al5,10 Blume et al21
Inflammatory factors
Maternal fever in labor >38°C: 17.8% ≥37.5°C: 2.2% >38°C: 3.2%a
 Clinical chorioamnionitis 10.6% 1.3%a
 Rupture of membranes >24 h 5.3% 2% 1.0%a
Sentinel event
 Hemorrhage 10.5% 4%a 3.6%
 Cord prolapse 3% 0.2%
 Any 1.2% 0.9%
Fetal growth restriction SGA: 16.1% <3000 g: 13.% <9th percentile: 8.4% <2500 g: 3%
a

Statistically significantly related to NE risk in that study.

Acute Asphyxial Indicators

Of the encephalopathic term singletons in the current study, 15% experienced a clinically recognized sentinel event such as antenatal hemorrhage (presumably, often placental abruption), uterine rupture, or cord prolapse, all of which are capable of compromising oxygen supply. The frequency of hemorrhage and cord prolapse exceeded the frequency in control populations (Table 5), but most infants who had NE did not have clinically recognized asphyxial birth events. Similarly, sentinel events were identified in a fairly small minority of infants with NE in controlled studies in representative populations: 7.9%5 and 25%.6 In a referral sample of 500 term infants with NE evaluated for therapeutic hypothermia, 48 (9%) had had a sentinel birth event.22

Fetal bradycardia (its onset, severity, and duration unspecified) was recognized in 34% of infants. In the VON NER, a majority of cord bloods tested (54%) were not severely acidotic, and 46% did not have a base deficit >12.

The VON NER did not capture all possible acute asphyxial events or markers. Some infants who had NE may have had undocumented events, such as intermittent occlusions of the umbilical cord in utero, to account for neurologic depression and acidosis. It is not known whether such events were common or rare. Ischemic occlusion, sometimes injurious, can be protective under some circumstances.23,24

Maternal Fever and Inflammation

A relatively common intrapartum complication documented in infants who have NE was intrauterine exposure to fever/inflammation. In the NER, 27% of women with data on temperatures recorded in labor had temperatures ≥37.5°C (18% of women had temperatures >38.0°C) compared with 2.2% to 3.2% in infants free of NE in population-based controls (Table 5). Maternal fever was associated with a trebling of risk of NE in both the studies of Badawi et al5 and Blume et al21; it was also associated with an adjusted odds ratio of 4.7 (95% confidence interval: 1.3–17) in a prospective cohort study.25

Modest elevation of maternal temperature in labor is, according to a substantial and consistent literature,20,26,27 robustly related to adverse outcome in term and late preterm infants in the delivery room and newborn nursery, and later. Elevated maternal temperature is associated with low Apgar scores, respiratory depression, neonatal seizures, and with CP. Experimental studies indicate potential interaction of inflammatory and asphyxial risk factors28 and of those with disorders of coagulation and other potential pathobiologic mechanisms.

Spencer et al29 found that maternal fever in labor was strongly associated with NE and more predictive of NE than abnormalities of fetal heart rate patterns. Although maternal fever in labor can be the result of dehydration and the physical exertion of labor, it is also associated with duration of labor, number of vaginal examinations during labor, and with epidural analgesia.30 Maternal fever in labor is probably often an indicator of inflammation or infection. Clinically diagnosed chorioamnionitis was documented in 11% of VON NER infants compared with 5.4% of controls in other studies.31

Markers of inflammation are consistently associated with adverse neurologic outcome in term and late preterm infants, but few studies from neonatology units have included maternal fever in labor as a predictor of prognosis for NE. The chain of associations of inflammatory placental lesions, microbiologic findings, brain lesions on neuroimaging in the neonatal period, and later neurologic disability have been demonstrated in infants born extremely preterm.32 No such studies have yet been performed in more mature infants.

Fetal Growth Restriction

In the VON NER, 16% of infants were SGA. In the major controlled study of NE, in which 16% of infants with NE and 1.2% of term infants without NE were growth restricted, growth restriction was the strongest predictor of NE examined, associated with a 30-fold increase in risk.10 In a regional study of moderate or severe NE in term infants, 17% were SGA.6 SGA has consistently been associated with risk of CP.3335

Genetic, infectious, and nutritional factors can contribute to growth restriction, and defective placentation and disorders of the placenta also seem to be major factors. Co-occurrence of growth restriction and placental infarction was linked with CP risk in 2 studies22,23 and was linked with NE-associated CP in 1 study.23

Maternal hypertension, associated with growth retardation in many studies, was observed in 16% of the VON NER. Additional studies in human populations are needed to examine differing pathways to growth restriction and to elucidate the relationship of these factors with NE and NE-associated CP.

It is sometimes assumed that infants SGA at term are more vulnerable to asphyxial events of birth than well-grown infants. We found no evidence of such an effect: Among these encephalopathic infants, those who were SGA had no more asphyxial indicators than those who were not growth restricted.

Birth Defects

Infants with non-CNS birth defects recognized in the newborn period comprised 8% of the VON NER and 11.1% of infants with NE in an uncontrolled population-based study.7 In 1 controlled population-based study, none of 89 controls but 5 of 89 cases (5.6%) had birth defects,4 whereas in another population-based study, these numbers were 4% and 10%, respectively.10 Within each relevant report, birth defects were observed more frequently in infants with NE than without NE. Many significant birth defects are not detected until after the newborn period; in controlled studies that included information ascertained in the first year of life or later, case-control differences were especially large.36,37

Because the majority of the infants in the VON NER experienced neonatal seizures, it is relevant to note that in the National Collaborative Perinatal Project, major CNS malformations were observed in the first year of life in 0.5% of controls and in 11.3% of infants with neonatal seizures, non-CNS malformations in 6.9% of controls and 24.7% of infants with neonatal seizures, and any malformation in 14.8% of controls and in 36.5% of infants with neonatal seizures.37 It is likely that structural malformations contribute to NE. The nature and timing in development of birth defects in children who experienced NE warrant further investigation.

Clinical Hypothyroidism

Associated with heightened risk of NE in 3 previous prospective studies of NE,4,10,11 clinical hypothyroidism was observed in 3% of mothers in the VON NER. For comparison, a recent review of the literature of overt hypothyroidism during pregnancy cites its prevalence as ≤1.0% in developed countries, and in most studies as 0.2% to 0.3%.38

Strengths and Limitations of the NER

The VON NER is a rich repository of information about infants who have NE. It is a registry, however, and did not have standardized definitions, a standardized approach to diagnostic or therapeutic procedures, or a control group. Inferences drawn from the NER are limited by these factors and by the absence of controls and an incomplete range of items included as potential antecedents of NE. This study, like most studies of NE, included infants who had neonatal seizures regardless of whether they had other criteria of NE. Such infants constitute a substantial subgroup of the NER. Because there was no uniform protocol for neuroimaging, or metabolic or genetic disorders, the incidence of perinatal stroke or other etiologies in these infants with seizures is unknown.

Alteration of consciousness is a key feature of encephalopathy, but the most common indication for inclusion of an infant as having NE in the VON NER was clinically recognized neonatal seizures. Depression of consciousness was reported in only 18%, although one-half of the infants in the NER had 5-minute Apgar scores of ≤3 and other markers of serious neonatal illness. These observations suggest underrecognition of depression of consciousness in these newborn infants and a need for training of caregivers in the reliable recognition of neurologic depression and its severity. For future descriptive studies and clinical trials, characteristics such as persistently low Apgar scores (with and without marked acidosis) might be more reliably ascertainable entry criteria.39

Although most of these infants showed marked compromise in the delivery room, only about one-half of placentas were submitted for examination, a limitation shared with many other studies of NE. Failure to incorporate information from placental examination is unfortunate, as placental lesions are common in encephalopathic term infants.40,41 Findings in the placentas of ill neonates can often contribute to an understanding of the underlying pathobiology and can sometimes influence clinical management. Wintermark et al40 suggest that inflammatory placental pathology reduces the efficacy of therapeutic hypothermia in encephalopathic term newborns, a possibility suggesting that stratification in the analysis for presence, type, and severity of placental lesions should be considered in future trials of therapeutic cooling.

Conclusions

Observations in the NER support the importance of inflammation, aberrant fetal growth, asphyxial birth events, birth defects, and maternal thyroid disorder in NE. In this study, as in previous studies, most infants who met study criteria for NE did not have recognized asphyxial birth events. Much remains unknown about the antecedents of NE.

Given the importance of neonatal neurologic compromise on the causal pathway to long-term neurologic disability, the etiology of NE is remarkably underresearched. More studies are needed regarding the antecedents of NE to enable better etiologic diagnoses and more rapid and specific treatment.

Acknowledgment

Drs Nelson, Bingham, Horbar, Inder, Raju and Soll are members of the VON NER steering committee.

Glossary

CNS

central nervous system

CP

cerebral palsy

NE

neonatal encephalopathy

NER

Neonatal Encephalopathy Registry

SGA

small for gestational age

VON

Vermont Oxford Network

APPENDIX Hospitals Registering Infants in the VON NER, 2006–2010

Name City State Country
Cork University Maternity Hospital Cork Ireland
National Maternity Hospital Dublin Ireland
Rotunda Hospital Dublin Ireland
Hospital de S. Joao Porto Portugal
Hospital Sant Joan de Deu Barcelona Spain
Latifa Hospital Dubai United Arab Emirates
Southmead Hospital Bristol United Kingdom
Arkansas Children's Hospital Little Rock AR United States
UC Irvine Medical Center Orange CA United States
Sharp Mary Birch Hospital for Women & Newborns San Diego CA United States
Santa Clara Valley Medical Center San Jose CA United States
The Children's Hospital Aurora CO United States
Exempla Saint Joseph Hospital Denver CO United States
Poudre Valley Health System Fort Collins CO United States
Yale–New Haven Children's Hospital New Haven CT United States
Christiana Care Health Services Newark DE United States
Children's Hospital of Southwest Florida at Lee Memorial Fort Myers FL United States
Baptist Children's Hospital Miami FL United States
Miami Children's Hospital Miami FL United States
St Joseph's Children's Hospital of Tampa Tampa FL United States
Tampa General Hospital Tampa FL United States
The Medical Center at Columbus Regional Columbus GA United States
St Luke's Regional Medical Center Boise ID United States
Evanston Hospital Evanston IL United States
Edward Hospital and Health Services Naperville IL United States
Advocate Lutheran General Hospital Park Ridge IL United States
Rockford Memorial Hospital Rockford IL United States
St John's Hospital Springfield IL United States
Carle Foundation Hospital Urbana IL United States
Central DuPage Hospital Winfield IL United States
St Luke's Hospital Cedar Rapids IA United States
Blank Children's Hospital Des Moines IA United States
Overland Park Regional Medical Center Overland Park KS United States
Wesley Medical Center Wichita KS United States
Kosair Children's Hospital Louisville KY United States
Woman's Hospital Baton Rouge LA United States
Eastern Maine Medical Center Bangor ME United States
Barbara Bush Children's Hospital at Maine Medical Portland ME United States
University of Maryland Division of Neonatology Baltimore MD United States
Frederick Memorial Hospital Frederick MD United States
Massachusetts General Hospital for Children Boston MA United States
UMass Memorial Health Care Worcester MA United States
University of Michigan CS Mott Children's Hospital Ann Arbor MI United States
Henry Ford Hospital Detroit MI United States
Helen DeVos Children's Hospital, Spectrum Health Grand Rapids MI United States
Sparrow Hospital Lansing MI United States
University of Minnesota Children's Hospital, Fairview Minneapolis MN United States
North Memorial Medical Center Robbinsdale MN United States
St Cloud Hospital Saint Cloud MN United States
St Francis Medical Center, Cape Girardeau Cape Girardeau MO United States
SSM Cardinal Glennon Children's Hospital St. Louis MO United States
St. Louis Children's Hospital St. Louis MO United States
Saint Elizabeth Regional Medical Center Lincoln NE United States
Alegent Health Bergen Mercy Medical Center Omaha NE United States
Nebraska Medical Center Omaha NE United States
Albany Medical Center Albany NY United States
Weiler Montefiore Medical Center Bronx NY United States
Winthrop-University Hospital Mineola NY United States
Columbia University Medical Center New York NY United States
Golisano Children's Hospital at Strong Rochester NY United States
Mission Children's Hospital Asheville NC United States
Duke University Durham NC United States
Cape Fear Valley Medical Center Fayetteville NC United States
Women's Hospital of Greensboro Greensboro NC United States
Pitt County Memorial Hospital Greenville NC United States
WakeMed Health & Hospitals Raleigh NC United States
Brenner Children's Hospital at WFUBMC Winston-Salem NC United States
Akron Children's Hospital Akron OH United States
Cincinnati’s Children's Hospital Medical Center Cincinnati OH United States
Henry Zarrow Neonatal Intensive Care Unit Tulsa OK United States
Rogue Valley Medical Center Medford OR United States
Providence St Vincent Medical Center Portland OR United States
Randall Children's Hospital at Legacy Emanuel Portland OR United States
Salem Hospital Salem OR United States
Sacred Heart Medical Center Springfield OR United States
St Luke's University Hospital Bethlehem PA United States
Geisinger Medical Center Danville PA United States
Penn State Children's Hospital Hershey PA United States
Thomas Jefferson University Hospital Philadelphia PA United States
Magee Women's Hospital Pittsburgh PA United States
Palmetto Health Richland Columbia SC United States
Children's Hospital of Greenville Greenville SC United States
University of Tennessee Medical Center Knoxville TN United States
Baptist Memorial Hospital for Women Memphis TN United States
Monroe Carell Jr. Children's Hospital at Vanderbilt Nashville TN United States
Cook Children's Medical Center Fort Worth TX United States
CHRISTUS Santa Rosa Health System San Antonio TX United States
Methodist Children's Hospital San Antonio TX United States
Vermont Children's Hospital at Fletcher Allen Burlington VT United States
Carilion Clinic Children's Hospital Roanoke VA United States
Swedish Medical Center Seattle WA United States
West Virginia University School of Medicine Morgantown WV United States
Gundersen Lutheran Medical Center LaCrosse WI United States
St Mary's Hospital Medical Center Madison WI United States
Wheaton Franciscan Healthcare at St Joseph Milwaukee WI United States

WFUBMC, Wake Forest University Baptist Medical Center.

Footnotes

All authors made substantial contributions to the conception and design of this study and acquisition of data. Drs Nelson and Edwards and Mr Kenny were primarily responsible for analysis and data interpretation. Drs Nelson and Edwards were responsible for drafting the article. All authors helped revise it critically for important intellectual content and give final approval of the version to be published. Each author has participated sufficiently in the work to take public responsibility for appropriate portions of the content.

FINANCIAL DISCLOSURE: Drs Horbar and Soll are employees of Vermont Oxford Network; the other authors have indicated they have no financial relationships relevant to this article to disclose.

FUNDING: No external funding.

References

  • 1.Shah PS. Hypothermia: a systematic review and meta-analysis of clinical trials. Semin Fetal Neonatal Med. 2010;15(5):238–246 [DOI] [PubMed] [Google Scholar]
  • 2.Australian Cerebral Palsy Registry Group. Report of the Australian Cerebral Palsy Register, Birth Years 1993–2003. December 2009. Available at: http://secure.cpregister-aus.com.au/pubs/pdf/ACPR-Report.pdf. Accessed August 14, 2012
  • 3.Badawi N, Felix JF, Kurinczuk JJ, et al. Cerebral palsy following term newborn encephalopathy: a population-based study. Dev Med Child Neurol. 2005;47(5):293–298 [DOI] [PubMed] [Google Scholar]
  • 4.Adamson SJ, Alessandri LM, Badawi N, Burton PR, Pemberton PJ, Stanley FJ. Predictors of neonatal encephalopathy in full-term infants. BMJ. 1995;311(7005):598–602 [DOI] [PMC free article] [PubMed] [Google Scholar]
  • 5.Badawi N, Kurinczuk JJ, Keogh JM, et al. Intrapartum risk factors for newborn encephalopathy: the Western Australian case-control study. BMJ. 1998;317(7172):1554–1558 [DOI] [PMC free article] [PubMed] [Google Scholar]
  • 6.West CR, Curr L, Battin MR, et al. Antenatal antecedents of moderate or severe neonatal encephalopathy in term infants—a regional review. Aust N Z J Obstet Gynaecol. 2005;45(3):207–210 [DOI] [PubMed] [Google Scholar]
  • 7.Pierrat V, Haouari N, Liska A, Thomas D, Subtil D, Truffert P, Groupe d’Etudes en Epidémiologie Périnatale . Prevalence, causes, and outcome at 2 years of age of newborn encephalopathy: population based study. Arch Dis Child Fetal Neonatal Ed. 2005;90(3):F257–F261 [DOI] [PMC free article] [PubMed] [Google Scholar]
  • 8.Westgate JA, Gunn AJ, Gunn TR. Antecedents of neonatal encephalopathy with fetal acidaemia at term. Br J Obstet Gynaecol. 1999;106(8):774–782 [DOI] [PubMed] [Google Scholar]
  • 9.Graham EM, Ruis KA, Hartman AL, Northington FJ, Fox HE. A systematic review of the role of intrapartum hypoxia-ischemia in the causation of neonatal encephalopathy. Am J Obstet Gynecol. 2008;199(6):587–595 [DOI] [PubMed] [Google Scholar]
  • 10.Badawi N, Kurinczuk JJ, Keogh JM, et al. Antepartum risk factors for newborn encephalopathy: the Western Australian case-control study. BMJ. 1998;317(7172):1549–1553 [DOI] [PMC free article] [PubMed] [Google Scholar]
  • 11.Ellis M, Manandhar N, Manandhar DS, Costello AM. Risk factors for neonatal encephalopathy in Kathmandu, Nepal, a developing country: unmatched case-control study. BMJ. 2000;320(7244):1229–1236 [DOI] [PMC free article] [PubMed] [Google Scholar]
  • 12.Horbar JD, Soll RF, Edwards WH. The Vermont Oxford Network: a community of practice. Clin Perinatol. 2010;37(1):29–47 [DOI] [PubMed] [Google Scholar]
  • 13.National Center for Health Statistics. Natality public-use tape and CD-ROM. Hyattsville, MD: National Center for Health Statistics. Annual Products. 2001 and 2002 [Google Scholar]
  • 14.Vermont Oxford Network Manual of Operations Version 14.0: For Infants Born in 2010. Burlington, VT: Vermont Oxford Network; 2009 [Google Scholar]
  • 15.Vermont Oxford Network Neonatal Encephalopathy Registry Manual of Operations Version 4.0: For Infants Born in 2010. Burlington, VT: Vermont Oxford Network; 2010 [Google Scholar]
  • 16.Pfister RH, Bingham P, Edwards EM, et al. The Vermont Oxford Neonatal Encephalopathy Registry: rationale, methods, and initial results. BMC Pediatr. 2012;12(1):84 [DOI] [PMC free article] [PubMed]
  • 17.Nelson KB, Ellenberg JH. The asymptomatic newborn and risk of cerebral palsy. Am J Dis Child. 1987;141(12):1333–1335 [DOI] [PubMed] [Google Scholar]
  • 18.Nielsen LF, Schendel D, Grove J, et al. Asphyxia-related risk factors and their timing in spastic cerebral palsy. BJOG. 2008;115(12):1518–1528 [DOI] [PubMed] [Google Scholar]
  • 19.Blair E, de Groot J, Nelson KB. Placental infarction identified by macroscopic examination and risk of cerebral palsy in infants at 35 weeks gestational age and over. Am J Obstet Gynecol. 2011;205(2):124.e1–7 [DOI] [PubMed]
  • 20.Grether JK, Nelson KB. Maternal infection and cerebral palsy in infants of normal birth weight [published correction appears in JAMA 1998;279(2):118]. JAMA. 1997;278(3):207–211 [PubMed]
  • 21.Blume HK, Li CI, Loch CM, Koepsell TD. Intrapartum fever and chorioamnionitis as risks for encephalopathy in term newborns: a case-control study. Dev Med Child Neurol. 2008;50(1):19–24 [DOI] [PubMed] [Google Scholar]
  • 22.Okereafor A, Allsop J, Counsell SJ, et al. Patterns of brain injury in neonates exposed to perinatal sentinel events. Pediatrics. 2008;121(5):906–914 [DOI] [PubMed] [Google Scholar]
  • 23.Masada T, Hua Y, Xi G, Ennis SR, Keep RF. Effect of ischemic preconditioning on edema formation and cerebrovascular injury following focal cerebral ischemia. Acta Neurochir Suppl. 2002;81:265–268 [DOI] [PubMed] [Google Scholar]
  • 24.Durukan A, Tatlisumak T. Precondition-induced ischemic tolerance: a window into endogenous gearing for cerebroprotection. Exp Transl Stroke Med. 2010;21(1):2. [DOI] [PMC free article] [PubMed] [Google Scholar]
  • 25.Impey L, Greenwood C, MacQuillan K, Reynolds M, Sheil O. Fever in labour and neonatal encephalopathy: a prospective cohort study. BJOG. 2001;108(6):594–597 [DOI] [PubMed] [Google Scholar]
  • 26.Eastman NJ, Deleon M. The etiology of cerebral palsy. Am J Obstet Gynecol. 1955;69(5):950–961 [DOI] [PubMed] [Google Scholar]
  • 27.Wu YW, Escobar GJ, Grether JK, Croen LA, Greene JD, Newman TB. Chorioamnionitis and cerebral palsy in term and near-term infants. JAMA. 2003;290(20):2677–2684 [DOI] [PubMed] [Google Scholar]
  • 28.Wang X, Rousset CI, Hagberg H, Mallard C. Lipopolysaccharide-induced inflammation and perinatal brain injury. Semin Fetal Neonatal Med. 2006;11(5):343–353 [DOI] [PubMed] [Google Scholar]
  • 29.Spencer JA, Badawi N, Burton P, Keogh J, Pemberton P, Stanley F. The intrapartum CTG prior to neonatal encephalopathy at term: a case-control study. Br J Obstet Gynaecol. 1997;104(1):25–28 [DOI] [PubMed] [Google Scholar]
  • 30.Segal S. Labor epidural analgesia and maternal fever. Anesth Analg. 2010;111(6):1467–1475 [DOI] [PubMed] [Google Scholar]
  • 31.Rouse DJ, Landon M, Leveno KJ, et al. National Institute of Child Health and Human Development, Maternal-Fetal Medicine Units Network . The Maternal-Fetal Medicine Units cesarean registry: chorioamnionitis at term and its duration-relationship to outcomes. Am J Obstet Gynecol. 2004;191(1):211–216 [DOI] [PubMed] [Google Scholar]
  • 32.Leviton A, Allred EN, Kuban KC, et al. Microbiologic and histologic characteristics of the extremely preterm infant’s placenta predict white matter damage and later cerebral palsy. the ELGAN study. Pediatr Res. 2010;67(1):95–101 [DOI] [PMC free article] [PubMed] [Google Scholar]
  • 33.Ellenberg JH, Nelson KB. Birth weight and gestational age in children with cerebral palsy or seizure disorders. Am J Dis Child. 1979;133(10):1044–1048 [DOI] [PubMed] [Google Scholar]
  • 34.Jarvis S, Glinianaia SV, Blair E. Cerebral palsy and intrauterine growth. Clin Perinatol. 2006;33(2):285–300 [DOI] [PubMed] [Google Scholar]
  • 35.Jacobsson B, Ahlin K, Francis A, Hagberg G, Hagberg H, Gardosi J. Cerebral palsy and restricted growth status at birth: population-based case-control study. BJOG. 2008;115(10):1250–1255 [DOI] [PubMed] [Google Scholar]
  • 36.Felix JF, Badawi N, Kurinczuk JJ, Bower C, Keogh JM, Pemberton PJ. Birth defects in children with newborn encephalopathy. Dev Med Child Neurol. 2000;42(12):803–808 [DOI] [PubMed] [Google Scholar]
  • 37.Nelson KB, Ellenberg JH. Antecedents of seizure disorders in early childhood. Am J Dis Child. 1986;140(10):1053–1061 [DOI] [PubMed] [Google Scholar]
  • 38.Stagnaro-Green A. Overt hyperthyroidism and hypothyroidism during pregnancy. Clin Obstet Gynecol. 2011;54(3):478–487 [DOI] [PubMed] [Google Scholar]
  • 39.White CR, Doherty DA, Henderson JJ, Kohan R, Newnham JP, Pennell CE. Accurate prediction of hypoxic-ischaemic encephalopathy at delivery: a cohort study [published online ahead of print April 3, 2012]. J Matern Fetal Neonatal Med. [DOI] [PubMed] [Google Scholar]
  • 40.Wintermark P, Boyd T, Gregas MC, Labrecque M, Hansen A. Placental pathology in asphyxiated newborns meeting the criteria for therapeutic hypothermia. Am J Obstet Gynecol. 2010;203(6):579.e1–9 [DOI] [PubMed]
  • 41.Chang T, Reyes C, Teng J, Placette J, Massaro A, Nelson KB. Neonatal encephalopathy, sentinel events, and the placenta. J Neonatal-Perinatal Med. 2012;5:1–8 [Google Scholar]

Articles from Pediatrics are provided here courtesy of American Academy of Pediatrics

RESOURCES