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. Author manuscript; available in PMC: 2015 May 1.
Published in final edited form as: Womens Health Issues. 2014 May-Jun;24(3):e261–e269. doi: 10.1016/j.whi.2014.03.001

Health Insurance Coverage and Racial Disparities in Breast Reconstruction after Mastectomy

TP Shippee a, KB Kozhimannil a, K Rowan a, BA Virnig a
PMCID: PMC4100699  NIHMSID: NIHMS576150  PMID: 24794541

Abstract

Background

Breast reconstruction after mastectomy offers clinical, cosmetic, and psychological benefits compared with mastectomy alone. Although reconstruction rates have increased, racial/ethnic disparities in breast reconstruction persist. Insurance coverage facilitates access to care, but few studies have examined whether health insurance ameliorates disparities.

Methods

We used the Nationwide Inpatient Sample (NIS) for the years 2002 – 2006 to examine the relationships between health insurance coverage, race/ethnicity, and breast reconstruction rates among women who underwent mastectomy for breast cancer. We examined reconstruction rates as a function of the interaction of race and the primary payer (self-pay, private health insurance, government) while controlling for patient comorbidity, and we used generalized estimating equations (GEE) to account for clustering and hospital characteristics.

Findings

Minority women had lower breast reconstruction rates than white women (AOR=0.57 for African-American; 0.70 for Hispanic; 0.45 for Asian; p<0.001). Uninsured women (AOR=0.33) and those with public coverage were less likely to have reconstruction (AOR=0.35; p<0.001) than privately insured women. Racial/ethnic disparities were less prominent within insurance types. Minority women, whether privately or publicly insured, had lower odds of reconstruction than white women. Among those without insurance, reconstruction rates did not differ by race/ethnicity.

Conclusions

Insurance facilitates access to care, but does not eliminate racial/ethnic disparities in reconstruction rates. Our findings—which reveal persistent healthcare disparities not explained by patient health status—should prompt efforts to promote both access to and use of beneficial covered services for women with breast cancer.

Background

In 2013, an estimated 232,340 women will be diagnosed with breast cancer in the United States (American Cancer Society, 2013). Mastectomy, or surgical removal of breast tissue, is undergone by approximately 37% of U.S. women with breast cancer (Habermann et al., 2010). Breast reconstruction after mastectomy offers clinical, cosmetic, and psychosocial benefits compared with mastectomy alone (Bezuhly et al., 2009; Ganz et al., 2002; Rowland et al., 2000). In addition, many women who receive reconstruction report improvements in body image and sexuality, enhanced quality of life and satisfaction with their appearance (Asgeirsson, Rasheed, McCulley, & Macmillan, 2005). One study found that 12 months after reconstructions, all respondents reported a positive change in life, 98% felt more whole, 88% felt it improved their femininity and 97% felt more comfortable in social situations (Brandberg, Malm, & Blomqvist, 2000). Though reconstruction may not be appropriate for all women or confer clinical benefits for cancer prognosis, few if any studies find clinical disadvantages (Asgeirsson et al., 2005).

In 2008, about a third of women who underwent mastectomy received reconstruction (Albornoz et al, 2012). With the passing of the 1998 Federal Women's Health and Cancer Rights Act (WHCRA), which mandated insurance coverage for breast reconstruction for group health and individual plans (that provide coverage for mastectomies) and the passing of state-laws that expand public insurance coverage for reconstruction, immediate breast reconstruction rates increased steadily from 20.8 % to 37.8 % between 1998 and 2008 (Albornoz et al., 2012). Advances in reconstruction techniques now provide women several options for breast reconstruction (Nguyen & Chang, 2013). Yet, despite these scientific advances and new health policies to expand access, disparities in breast reconstruction remain. A recent study using data from Pennsylvania, found that despite the passing of the federal WHCRA and a state law to extend Medicaid coverage for reconstruction in 2002, there were persistent racial disparities in rates of reconstruction (Yang, Newman, Reinke et al., 2013).

Reconstruction rates vary along several patient-level factors, including demographic characteristics, cancer stage, comorbidities, and access to information and knowledge regarding the procedure (Albornoz et al., 2012; Alderman, McMahon, & Wilkins, 2003; Case, Johantgen, & Steiner, 2001; Dehal, Abbas, & Johna, 2013; Reuben, Manwaring, & Neumayer, 2009). Race/ethnicity, in particular, is associated with disparities in reconstruction rates, with white women having higher rates than minority women. This disparity has been attributed to different breast cancer treatment experiences for minority women, such as lower rates of referral and acceptance (Morrow et al., 2005; Tseng et al., 2004), less knowledge about reconstruction (Morrow et al., 2005), lower likelihood of meeting with the plastic surgeon about the procedure (Alderman et al., 2009), and different personal and cultural preferences than white women (Rubin, Chavez, Alderman, & Pusic, 2013). Despite the body of research on racial differences in reconstruction, most studies focus on African-American and white women, with limited examination of differences among Hispanic women (e.g., Alderman et al. 2009). One study found lower rates of breast-conserving surgery among Asian American and Pacific Islander (AAPI) women than white women, with foreign-born AAPI women having the lowest rates (Goel et al., 2005). The role of race/ethnicity in patient and provider decisions about reconstruction is complex, as race/ethnicity interacts with other factors known to influence reconstruction such as socioeconomic status and insurance coverage. Insurance coverage facilitates access to care, and individuals with private coverage are more than twice as likely to undergo breast reconstruction after mastectomy than those with Medicare, Medicaid, or no insurance (Sisco et al., 2012). However, African-American and Hispanic women are more likely to be uninsured than white women (Lillie-Blanton & Hoffman, 2005; Martinez & Cohen, 2013).

Few studies have examined the interaction between insurance status and race/ethnicity while controlling for other patient and hospital characteristics. Studies using regression models indicate that racial disparities persist even when controlling for insurance status (Albornoz et al., 2012; Christian et al., 2006; Yang, Newman, Lin et al., 2013). However, within each insurance type, racial disparities may differ. In addition, although past studies have controlled for hospital characteristics using multivariate analyses, few have controlled for correlation at the hospital level, potentially obscuring the independent effects of other characteristics (Albornoz et al., 2012; Kruper, Xu, & Bernstein, 2011). Other studies that examined reconstruction by race were limited to one hospital (Tseng et al., 2004; Wolfswinkel et al., 2013). This study controls for correlation within hospitals to clarify the relationship between health insurance coverage, race/ethnicity, and breast reconstruction rates among women who have undergone mastectomy for breast cancer.

This study aims to 1) calculate rates of reconstruction for women of different racial/ethnic groups; 2) identify the role of insurance type in receiving breast reconstruction; 3) examine the interactive effect of race/ethnicity and insurance type on the receipt of breast reconstruction.

Methods

This study is a pooled, retrospective analysis of hospital discharge records, using data from the Nationwide Inpatient Sample (NIS) of the Healthcare Cost and Utilization Project, Agency for Healthcare Research and Quality, from 2002 – 2006 (Agency for Healthcare Research and Quality, 2013). These data include all payers for inpatient care and approximate a 20% stratified sample of community hospitals in the United States. The NIS is the only national hospital database with discharge records for all patients, regardless of payer. NIS data include those covered by both public and private insurance programs as well as the uninsured The quality and validity of NIS data have been previously reported, and these data have been widely used in health services research, including studies of mastectomy rates (Agency for Healthcare Research and Quality, 2013; Dehal et al., 2013; Russo, Milenkovic, & Steiner, 2006).

The study population includes patients under age 65 who underwent reconstruction post mastectomy in U.S. hospitals in 44 states from 2002 – 2006, whose records indicated primary payer as self, Medicaid, Medicare or private insurance, and who were missing no key characteristics (n=13,495). We used a previously validated and published method of identifying mastectomies using NIS data (Russo et al., 2006). Data are only available from 44 states, as the sampling methodology used to create the NIS does not include state as a stratifier, thus some states are not included in the NIS. In addition, states that are included in the sample may require that restrict identifying variables or other hospital characteristics.

Outcome measure

Breast reconstruction as defined using International Classification of Diseases, 9th revision (ICD-9) diagnosis and procedure codes. Our analysis included any reconstruction post mastectomy, calculated using the following codes (ICD-9 codes 85.33, 85.35, 85.50-.54; 85.6, 85.70-85.79, 85.82-85, 85.57, 85.89, 85.93, 85.95, 86.60, 86.70-72, 86.74-75).

Independent variables

Health insurance status and race were key predictors in this study. In order to focus on differences in care based on insurance status, we limited the study population to cases where the hospital discharge record indicated the primary payer as Medicaid, private insurance, or self-pay (uninsured). We grouped patients into mutually exclusive categories using a hierarchy of any private insurance, any public insurance, and no insurance. In so doing, we excluded hospitalizations due to missing data on payment source (n=995; 3.6%). We also excluded women whose payment source was not private, public, or self-pay (no charge, n=323; 0.7%); other, n=1,372; 3.0%), who were missing on comorbidity status (2,397;5.3%). We limited the sample to women under 65 since women 65 and over may have different patterns of reconstruction due to clinical and or/substantive reasons and because they were all covered by Medicare (women over age 65 with other forms of insurance coverage are also excluded). We also restricted analyses to those who were not missing on race (N=12,423) or hospital characteristics. We were unable to link hospital characteristics to about 53% of hospitalizations, as some states do not release hospital identifiers (AHRQ, 2013).

Of the 45,465 women under age 65 who had breast cancer, 19,017 underwent reconstruction. Our analysis controlled for other demographic factors, patient comorbidities and hospital characteristics. Demographic variables included age, race, insurance, and Charlson comorbidity index (Charlson, Pompei, Ales, & MacKenzie, 1987). Age was measured in years. Race was recorded on patient records. Racial categories included white, Hispanic, African-American, or Asian. The Charlson comorbidity index (CCI) assigns a score of 1, 2, 3, or 6 to medical conditions based on their severity, with a stepwise increase in mortality with each increase in score. We used a binary variable for Charlson index to adjust for effect of any comorbidity on reconstruction (no comorbidity, CCI score=0; and comorbidity, CCI score>=1). This approach has been used in previous studies on this topic indicating that a binary measure was a sufficient and valid approach (D'Hoore, Bouckaert, & Tilquin, 1996). In addition, previous work using a more detailed comorbidity measure shows little to no benefit for using a continuous score because of the generally low severity case mix for women undergoing mastectomies (Case et al. 2001). Thus, most other studies have used either collapsed scales (Alderman et al, 2009; Yang et al., 2013; Morrow et al, 2006) or binary measures (Case et al., 2001; Christian et al., 2006; Greenberg et al., 2008).

We also controlled for hospital characteristics including bed size, teaching status, region, and rural vs. urban location. We categorized hospital bed size as defined by the AHRQ (small, medium, and large). Hospital teaching status was based on information from the American Hospital Association's Annual Survey of Hospitals. Hospital region included Northeast, South, West, and Midwest. Hospitals were classified as either urban or rural based on Core Based Statistical Area (CBSA) codes from Census 2000 data (Agency for Healthcare Research and Quality, 2013). Hospital size was coded specific to region, location, and teaching hospital status; for example, a large urban teaching hospital in the Northeast has 425 or more beds, whereas in the West, a large urban teaching hospital requires more than 325 beds.

Analyses

First, we presented the rates of reconstruction by year and by demographic and hospital characteristics for the total sample (Table 1) of women with and without reconstruction, and the rates of reconstruction for each racial group (Table 2). In addition, we conducted a series of multivariate regression analyses to assess the effect of race and insurance on reconstruction rates from 2002 – 2006. Because the data were clustered within hospitals, we used generalized estimating equations (GEE) to account for the correlated data structure (Hubbard et al., 2010). We estimated standard errors using robust variance estimation method. For multivariate analyses, we first estimated adjusted odds ratios for reconstruction for the full sample, controlling for patient, clinical, and hospital characteristics (Table 3). Second, we estimated odds ratios for reconstruction separately by insurance type: public, private, and uninsured (Table 4). Finally, to display racial differences in reconstruction by insurance status, we calculated predicted probabilities of reconstruction (Figure 1). Predicted probabilities were based on model-based calculations for an average woman in the sample receiving reconstruction: ages 45 – 55, living in the South, seeking care at large urban teaching hospital. All the predictors were held at mean value, with only insurance status and race varying these. Predicted probabilities were calculated using the covariate values and coefficients generated by the full GEE regression models described above. In sensitivity analyses, we ran regressions as nested models, controlling only for patient characteristics first, and then as a full model. Findings did not substantially change in magnitude or direction and thus we present full models in Table 3. The study was exempt from the [name of IRB blinded by WHI editors for peer review] Institutional Review Board. We performed all analyses using Stata 12.0 (StataCorp, 2012).

Table 1. Descriptive Statistics of Women <65 Years Diagnosed with Breast Cancer Who Received a Mastectomy (with and without Reconstruction), 2002-2006.

Mast Only* (Count) Mast Only (%) Mast w/Rec* (Count) Mast w/Rec (%)

Demographic Characteristics (N = 26, 448) (N = 19,017)

Calendar year
2002 6,436 24.33 21.60 4,107
2003 5,432 20.54 18.86 3,586
2004 5,010 18.94 21.02 3,997
2005 4,928 18.63 19.89 3,782
2006 4,642 17.55 18.64 3,545
Age Group
55 to <65 11,854 44.82 27.17 5,167
45 to <55 9,449 35.73 42.03 7,992
<45 5,145 19.45 30.80 5,858
Insurance Category
Private 18,170 71.84 91.14 16,895
Public 6,079 24.03 7.17 1,330
Uninsured 1,044 4.13 1.68 312
Race/Ethnicity
White 13,475 70.11 82.99 11,585
Black 2,923 15.21 8.78 1,226
Hispanic 1,975 10.28 5.65 788
Asian 848 4.41 2.58 360
Any comorbidity 12,382 49.86 59.14 10,783
12,453 50.14 40.86 7,450
Hospital Characteristics
Teaching status of hospital
Non-teaching 1,793 15.34 2,687 33.12
Teaching 9,892 84.66 5,426 66.88
Location (urban/rural) of hospital
Rural 6,182 52.91 299 3.69
Urban 5,503 47.09 7,814 96.31
Region of hospital
Northeast 2,228 19.07 1,827 22.52
Midwest 2,411 20.63 1,779 21.93
South 4,425 37.87 3,110 38.33
West 2,621 22.43 1,397 17.22
Bed size of hospital
Small 1,630 13.95 961 11.85
Medium 2,795 23.92 1,637 20.18
Large 7,260 62.13 5,515 67.98
*

Mast Only = mastectomy only; Mast w/Rec = mastectomy with reconstruction.

Source: Author's analysis of the NIS, 2002-2006

Table 2. Descriptive Statistics of NIS Sample of Women <65 Years, Who Have Had a Mastectomy and Reconstruction for Breast Cancer, 2002-2006.

White African American Hispanic Asian
Count Mean (%) SD Count Mean (%) SD Count Mean (%) SD Count Mean (%) SD
Calendar year
2002 5,862 42.19 0.49 887 26.16 0.44 566 27.56 0.45 274 22.26 0.42
2003 4,711 44.41 0.50 840 27.98 0.45 633 24.49 0.43 289 25.26 0.44
2004 5,151 50.63 0.50 915 32.13 0.47 538 27.88 0.45 244 34.02 0.48
2005 4,936 45.99 0.50 723 32.23 0.47 478 35.15 0.48 206 40.29 0.49
2006 4,400 48.68 0.50 784 29.59 0.46 548 29.01 0.45 195 30.77 0.46
Demographic Characteristics
Age Group
55 to <65 9,795 34.71 0.48 1,434 18.06 0.39 846 17.61 0.38 386 17.10 0.38
45 to <55 9,638 50.39 0.50 1,606 31.69 0.47 996 31.53 0.47 468 29.91 0.46
<45 5,627 59.14 0.49 1,109 41.30 0.49 921 35.29 0.48 354 43.50 0.50
Insurance Category
Private 20,718 50.95 0.50 2,449 38.30 0.49 1,462 40.08 0.49 913 34.50 0.48
Public 3,069 20.50 0.40 1,307 15.84 0.37 850 15.18 0.36 213 12.68 0.33
Uninsured 557 26.75 0.44 175 20.57 0.41 229 17.47 0.38 50 22.00 0.42
Any comorbidity
No 13,480 50.83 0.50 1,548 34.11 0.47 1,494 32.26 0.47 709 31.03 0.46
Yes 10,891 41.23 0.49 2,392 27.38 0.45 1,050 26.00 0.44 468 28.42 0.45
Hospital Characteristics
Location (urban/rural)
Rural 949 15.38% 0.36 124 9.68% 0.30 66 7.58% 0.27 28 0.00% 0.00
Urban 9,569 47.39% 0.50 1,704 29.93% 0.46 1,017 30.19% 0.46 533 25.70% 0.44
Teaching status
Non-teaching 4,978 33.81% 0.47 619 17.29% 0.38 503 19.48% 0.40 265 15.85% 0.37
Teaching 5,540 54.12% 0.50 1,209 34.33% 0.48 580 36.90% 0.48 296 32.09% 0.47
Region
Northeast 3,123 46.91% 0.50 333 32.73% 0.47 189 40.74% 0.49 97 37.11% 0.49
Midwest 1,464 41.26% 0.49 222 37.84% 0.49 13 30.77% 0.48 14 42.86% 0.51
South 3,799 45.12% 0.50 1,124 25.00% 0.43 518 32.24% 0.47 72 30.56% 0.46
West 2,132 42.12% 0.49 149 32.21% 0.47 363 17.63% 0.38 378 19.31% 0.40
Bed size
Small 1,553 40.57% 0.49 164 37.20% 0.49 115 40.87% 0.49 58 24.14% 0.43
Medium 2,117 37.79% 0.49 541 20.15% 0.40 283 24.73% 0.43 107 19.63% 0.40
Large 6,848 47.47% 0.50 1,123 31.34% 0.46 685 28.47% 0.45 396 25.76% 0.44

SD= standard deviation. Source: Author's analysis of the NIS, 2002-2006.

Table 3. Adjusted Odd Ratios for Reconstruction, Among Women <65 years, 2002-2006.

AOR 95 % CI

Year 1.10*** 1.04, 1.15
Demographic Characteristics
Race/Ethnicity: (ref =white)
African-American 0.57*** 0.50, 0.64
Hispanic 0.70*** 0.58, 0.85
Asian 0.45*** 0.36, 0.56
Insurance: (ref=Private) 1.00, 1.00
Public 0.35*** 0.30, 0.41
Uninsured 0.33*** 0.24, 0.46
Age: (ref=55 to <65)
45 to <55 1.60*** 1.47, 1.75
<45 2.20*** 1.96, 2.46
Any Comorbidity 0.84*** 0.78, 0.91
Hospital Characteristics
Urban 3.92*** 2.48, 6.21
Teaching hospital 2.11*** 1.65, 2.70
Region: (ref=Northeast) 1.00, 1.00
Midwest 0.83 0.58, 1.19
South 1.19 0.89, 1.59
West 0.92 0.63, 1.34
Bed size: (ref=Small)
Medium 1.03 0.73, 1.45
Large 1.78*** 1.31, 2.42

AOR = Adjusted odds ratios.

*

=p<.05,

**

p<.01

***

p<.001.

Source: Authors analysis of the NIS, 2002-2006.

Table 4. Adjusted Odd Ratios for Reconstruction, Among Women <65 years, by Insurance Type, 2002-2006.

A. Public Insurance B. Private Insurance C. Uninsured
AOR 95 % CI AOR 95 % CI AOR 95 % CI

Year 1.13* 1.02, 1.26 1.09** 1.03, 1.15 1.04 0.92, 1.18
Demographic Characteristics
Race/Ethnicity: (ref =white)
African-American 0.64* 0.45, 0.91 0.54*** 0.47, 0.63 0.86 0.44, 1.70
Hispanic 0.89 0.60, 1.31 0.69*** 0.56, 0.84 0.7 0.39, 1.27
Asian 0.35* 0.13, 0.97 0.44*** 0.35, 0.56 0.78 0.32, 1.89
Age: (ref =55 to <65)
45 to <55 1.73*** 1.30, 2.31 1.57*** 1.43, 1.72 2.56** 1.39, 4.70
<45 2.65*** 1.93, 3.63 2.12*** 1.87, 2.40 3.03*** 1.66, 5.52
Any Comorbidity 1.03 0.82, 1.29 0.84*** 0.77, 0.90 0.79 0.53, 1.17
Hospital Characteristics
Urban 4.20*** 1.98, 8.92 3.87*** 2.41, 6.22 2.37 0.68, 8.33
Teaching 1.83** 1.25, 2.68 2.17*** 1.69, 2.79 2.32* 1.15, 4.66
Region: (ref = Northeast)
Midwest 0.68 0.34, 1.36 0.87 0.60, 1.26 1.12 0.50, 2.49
South 0.81 0.53, 1.23 1.25 0.93, 1.69 NAˆ
West 0.49* 0.27, 0.89 0.96 0.66, 1.41 NAˆ
Bed size: (ref=Small)
Medium 0.63 0.34, 1.14 1.01 0.71, 1.44 3.56 0.66, 19.23
Large 1.19 0.70, 2.02 1.77*** 1.29, 2.45 3.71 0.79, 17.42
ˆ

Northeast compared to other regions. NA= due to sample size limitations, we collapsed the Midwest, South and West regions for uninsured women.

*

=p<.05,

**

p<.01

***

p<.001.

AOR = Adjusted odds ratios

Figure 1. Predicted Probability of Reconstruction, by Race and Insurance Type.

Figure 1

Results

Table one shows the count and percent of women under 65 who had a mastectomy with and without reconstruction. Breast reconstruction rates were highest among women under age 45 and lowest among those in the oldest age group, 55 to 65 (Table 1). The proportion of women with private coverage receiving reconstruction was more than twice as high as those with public coverage or the uninsured (48.8% compared to 23.0% and 18.0% respectively). White women comprised slightly less than half the sample, and had the highest rate of reconstruction (46.2%, compared to about 30% for minority women). Women receiving care at urban hospitals had more than three times the rate of reconstruction as those in rural hospitals (44.1% compared to 14.3%). Less than one-third of women in non-teaching hospitals underwent reconstruction while about half did so in teaching hospitals.

Table 2 shows the unadjusted rates of reconstruction by race/ethnicity. Across all racial/ethnic groups, women with private insurance accounted for the largest rate of reconstruction while the publicly insured had the lowest rate. Reconstruction increased over time for all racial/ethnic groups, but the trend was not linear and the magnitude of change was smallest for African-American women. Across all groups, rates were highest among women under 45 and declined with increasing age. Overall, other demographic, socio-economic, and hospital characteristics were similar across racial/ethnic groups.

Table 3 shows the results of the multivariate logistic regression for reconstruction, including hospital and patient characteristics. Minority women had lower reconstruction rates than white women (0.57 for African-American women, 0.70 for Hispanic women and AOR=0.45 for Asian women; p<0.001). Women without health insurance (AOR=0. 33; p<0.001) and those with government coverage were less likely to have reconstruction (AOR=0.35; p<0.001) than privately insured women. Urban location and teaching status were significantly associated with higher likelihood of reconstruction. Women receiving care from large hospitals had nearly twice the odds of a reconstruction compared to those who received care in small hospitals (AOR=1.8., p<0.001). No differences were observed between medium and small hospitals or by region. Odds of reconstruction increased by 8% annually.

Focusing on differences by payer type, Table 4 models the outcomes within each insurance type. Panel A shows the results for women with public coverage; Panel B shows the results for private coverage, and Panel C for the uninsured. Controlling for age, comorbidities, clinical characteristics, and hospital characteristics, among women with public coverage, African-American and Asian women had lower odds of receiving reconstruction compared with white women (AOR .64, p=.012; AOR=0.35, p=.045, respectively). We found no significant difference among Hispanic and white women for odds of reconstruction. Among women with private coverage, African-American, Hispanic, and Asian women had lower odds for reconstruction compared to white women (AOR=0.44, 0.69 and 0.54 respectively; p<0.001). Among the uninsured, the odds of reconstruction were not statistically significant by race and ethnicity.

Higher levels of comorbidities were associated with lower odds of reconstruction among women with private insurance (AOR=.84, p=.000). Urban location and teaching status were associated with greater odds for reconstruction among all payer types, except urbanicity did not affect the odds for reconstruction among the uninsured. Region was weakly associated with reconstruction: the odds were lower for women with public insurance in the West compared to the Northeast). Large hospital size (compared to small) was significant only for the privately insured. Rates of reconstruction increased with time among the insured, but did not change for the uninsured.

Figure 1 displays the predicted probabilities (from the multivariate regression) for a reconstruction during hospitalization for a woman aged 45 – 54 with an average comorbidity score and with care delivered at a large urban teaching hospital in the South. For all racial/ethnic groups, women with public coverage had lower predicted probability of reconstruction than privately insured women: reconstruction ranged from 16.8% to 31.0% for public coverage and 36.4% to 56.1% for private coverage. For all insurance types, Asian women were least likely to have reconstruction in this scenario. For example, the range of rates of reconstruction for Asian women was 16.0% to 36.4% across insurance types—uninsured, public, and private, while for African-American women, the race with next lowest range, the proportions ranged from 19.3% to 42.0%. Rates ranged from 23.0% to 47.3% for Hispanic women and 30.0% to 56.1% for white women.

Discussion

Health insurance coverage affects odds of breast reconstruction after mastectomy among U.S. women with breast cancer, but access to health insurance does not fully account for the notable racial/ethnic disparities in care. Controlling for clinical, demographic, and hospital factors, uninsured women and those with public coverage were less likely to receive reconstruction; further, minority women on public coverage were most disadvantaged. Our results are consistent with prior findings about the relationship between insurance coverage and breast reconstruction (Sisco et al., 2012) and racial differences in breast reconstruction (Rubin et al., 2013; Tseng et al., 2004).

Our findings of low overall rates of reconstruction and no differences by race or ethnicity among the uninsured are also consistent with a recent study from one underserved population (Wolfswinkel et al., 2013). Our study contributes new insight by discussing the interaction between race and insurance status. Our findings suggest that patients, providers, or both are influenced by financial or payment considerations, indicating a possible need to increase awareness of available coverage and barriers in practice and among patients, particularly minority women. Several prior studies have noted that reimbursement rates for procedures may limit the scope of reconstruction procedures provided by surgeons (Alderman et al., 2011; Nguyen & Chang, 2013). Reimbursement rates may also lead to fewer autologous compared to implant reconstruction due to the comparatively low reimbursement rate for former, more complex procedure (Albornoz et al.,2012). Indeed, more research is needed to understand if reimbursement rates influence the type of reconstruction surgeons provide (i.e., autologous or implant-based) (Nguyen & Chen, 2013). Cancer stage and severity are also associated with reconstruction. This might be explained by changes in the clinical profile of women with breast cancer. However, the patient population eligible for reconstruction has not changed significantly. Therefore, a population shift in health status does not likely explain the rise in reconstruction. Nor is it likely that the hospital characteristics that influence reconstruction have substantially changed (Hernandez-Boussard, Zeidler, Barzin, Lee, & Curtin, 2013).

As such, differences based on primary payer signal a need for greater policy attention to realized vs. potential access (Alegria et al., 2012) for those with insurance coverage. Payer-related differences also suggest a need for patient education regarding health insurance benefits and coverage for women with breast cancer.

Persistent racial differences within insurance indicate that factors other than insurance can influence the decision to have reconstruction. Patient preferences are another potential explanation for the disparities in reconstruction. Such preferences, however, do not arise in a vacuum but are influenced by economic factors (Losken et al., 2004), patients' network and community (Duggal et al., 2013; Rosson, Singh, Ahuja, Jacobs, & Chang, 2008) and interactions with physicians (Alderman et al., 2003; Reaby, 1998). Patient-physician interactions vary by race, which may partly explain racial variation in patient preferences (Bird & Bogart, 2001). Several studies point to the critical role of physicians' discussion of the procedure and recommendations as among the main determinants in how women make decisions to pursue reconstruction (Duggal, Metcalfe, Sackeyfio, Carlson, & Losken, 2013; Greenberg et al., 2008; Morrow et al., 2005). Some authors have suggested that race-discordant patient-physician interactions may result in lower referral rates for reconstruction for minorities (Rubin et al., 2013). Prior studies have found racial and ethnic differences in trust and communication with physicians (Bird & Bogart, 2001).

In addition, minority and low-income women may also have less access to hospitals with qualified plastic surgeons (Kruper, Xu, & Bernstein, 2011) and therefore be less likely to discuss breast reconstruction with their physicians than their counterparts (Ganz, Timmer, & Kahn, 2009). Future studies (likely qualitative) need to examine patient preferences by race, how they form and impact decision-making for reconstruction.

In the U.S., race is often confounded with socioeconomic status (SES) and insurance is one measure of SES, thus some of the observed inequality in breast reconstruction could be due to SES-related factors not captured in the analysis. A number of studies find systematic differences in breast reconstruction by SES (Christian et al. 2006), including factors such as educational attainment and workforce participation. The relationship between SES and BR may be related to the fact that patients with lower SES are less likely to have a primary care provider and more likely to delay care. SES, particularly lower education, may also reduce a patient's ability to access information about the procedure (Alderman et al., 2009) and is negatively associated with reconstruction, independent of the woman's own race or ethnicity (Rosson et al., 2011). Less acculturated Hispanic women (Alderman et al., 2009) and low-income women (Kruper et al., 2011) often have less access to health information than white women or those with higher income. Future studies need to use detailed measures of SES to better understand the relationship between SES, race/ethnicity and breast reconstruction.

Hospital quality may also partly explain the lower rate of reconstruction among African-American women compared with white women (Keating, Kouri, He, Weeks, & Winer, 2009; Smedley, Stith, & Nelson, 2003). High surgical volume and high-volume surgeons are associated with better clinical outcomes and more procedures. Minorities are overrepresented in low-surgical volume hospitals and among low-volume surgeons (Aranda et al., 2008; Keating et al., 2009; Smedley et al., 2003). Other factors that may influence the use of breast reconstruction surgery that are not available in the data set include patient understanding of the procedure, health literacy, language barriers, and ability to take time off work (Alderman et al., 2009).

Implications for Policy and Practice

The Patient Protection and Affordable Care Act (ACA) of 2010 expands access to care by increasing options for health insurance coverage and providing subsidies to ensure greater affordability of health insurance coverage. The ACA also includes a provision that prevents health plans from excluding persons due to pre-existing conditions or a history of cancer. In the past, insurance for these individuals would have been unavailable, costly, or restrictive with regard to scope of services or expenditures on treatments. The ACA also has provisions that improve the delivery of primary care, for example, by improving reimbursement rates for Medicaid and providing support for coordinated care teams (Davis, Abrams, & Kristof, 2011). Having a usual source of care can facilitate entry into appropriate treatment and improve adherence to follow-up care for cancer (Gerend & Pai, 2008). Other parts of the ACA focus on reducing disparities by 1) enhancing measurement and routine reporting of race/ethnicity (Hasnain-Wynia et al., 2012), 2) increasing diversity in clinician workforce.(Williams & Redhead, 2010)

Greater coverage does provide for a necessary component of access (financial access), and better primary care can improve detection and management of breast cancer, while improved data collection can monitor disparities in treatment. But these provisions do not guarantee that access to services will be realized for all women who may benefit from them. Our findings show significant racial/ethnic disparities in breast reconstruction following mastectomy even among breast cancer patients who have private health insurance. Insurance alone neither ensures access and quality nor addresses issues of cultural competency and diversity within the provider workforce. Yet, these issues may affect patient decisions about care.

The ACA and other health care policies aim to increase access to care by removing financial and cultural barriers. However, our findings point to a need for more involvement and support from culturally relevant advocacy organizations and for more leadership from providers when it comes to supporting breast cancer patients facing difficult decisions. Such support may be received from patient navigators or others who can facilitate access and decision-making.

Research from survivors underscores four critical skills in which advocacy improves decision making, including information-seeking, communication, problem-solving, and negotiation (Hoffman & Stovall, 2006). While patient advocacy groups can provide and encourage seeking information from providers about treatments, providers must also be involved in the planning the long-range aspects of cancer treatments. Health care providers can provide information about treatment options, enhance communication, and engage in shared decision-making with breast cancer patients to help explain both the clinical and non-clinical aspects of their treatment plan. For example, the Institute of Medicine Report issued a series of reports on cancer care that emphasized the need for patient advocacy across a range of issues. The 2006 IOM report recommended that all patients should have a “Survivorship Care Plan” developed by the primary provider of treatment in coordination with the patient (National Research Council, 2005).

Health insurance companies can also help inform members about their benefits and coverage policies around breast cancer treatments, including mastectomy and reconstruction, particularly to disadvantaged women. Low-income and less educated women are less likely to seek information about diagnosis and treatment and therefore access a narrower range of sources compared to wealthier or more educated peers (Rutten, Arora, Bakos, Aziz, & Rowland, 2005). Finally, promoting greater patient involvement is consistent with the broad themes of health reform and patient-centered care; successfully engaging patients in their own care will likely enhance the capacity of health insurance coverage to address persistent racial/ethnic disparities in breast reconstruction after mastectomy.

Despite the contributions of this study, certain limitations remain. First, we do not know patient preferences, which may vary across cultural groups, and this is an important area for future research. Second, we cannot account for the volume of mastectomies performed or the availability of surgeons, which may influence breast reconstruction (Hershman et al., 2012). In sensitivity analyses, we pursued examination of the effect of surgeon density on reconstruction by linking to data on the number of plastic surgeons in the hospital county using the Area Health Resource File, a publicly available data set provided by the U.S. Bureau of Health Professions (US Department of Health and Human Services, 2013). However, this linkage is limited in two ways: 1) hospital county is a very crude measure of patient residence (some patients may drive long distances), and 2) we were unable to link data for 60% or our analytic sample. Nonetheless, our findings showed that the effects of race and insurance remained consistent in significance and the odds ratios were essentially unchanged. Future studies should examine how surgeon availability for reconstruction varies across insurance types and racial groups, and whether this impacts reconstruction rates.

Third, our analyses include only inpatient stays and do not capture outpatient care. However, mastectomies are less common in outpatient settings: using SEER data from 1998-2002, Bian et al. (2007) found that 4 % of outpatient mastectomies undergo reconstruction and 21 % of all reconstructions are outpatient procedures (Bian, Krontiras, & Allison, 2008). In comparison, 13 % of inpatient mastectomies stays undergo reconstruction, and 79 % of all reconstructions are inpatient. Our reconstruction codes identify the first stage in the multi-stage process. Findings from a statewide analysis of mastectomies in California indicated a much smaller rise in outpatient reconstruction than for inpatient reconstruction (Kruper et al., 2012). Finally, the NIS provides no information on the stage of breast cancer.

The benefits of insurance as it relates to the reconstruction differed by race, indicating the need for advocacy groups to actively promote education about barriers to minorities and providers alike. Future work should examine breast reconstruction by race and insurance, accounting for both structural barriers and patient preferences.

Acknowledgments

Funding: Support for this research was provided to the first author by the Fesler-Lampert Chair on Aging, University of Minnesota Center on Aging, and a grant from the National Center for Research Resources of the National Institutes of Health to the University of Minnesota Clinical and Translational Science Institute (1KL2RR033182-02). Research reported in this manuscript was also supported by the University of Minnesota's Building Interdisciplinary Research Careers in Women's Health (BIRCWH) Program (5K12HD055887) funded through a grant from the Eunice Kennedy Shriver National Institute for Child Health and Human Development (NICHD). The content is solely the responsibility of the authors and does not necessarily represent the official views of the National Institutes of Health.

Footnotes

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Contributor Information

TP Shippee, Email: tshippee@umn.edu.

KB Kozhimannil, Email: kbk@umn.edu.

K Rowan, Email: rowa0068@umn.edu.

BA Virnig, Email: virni001@umn.edu.

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