Abstract
Tumor cells, with stem-like properties, are highly aggressive and often display drug resistance. Here, we reveal that integrin αvβ3 serves as a marker of breast, lung, and pancreatic carcinomas with stem-like properties that are highly resistant to receptor tyrosine kinase inhibitors such as erlotinib. This was observed in vitro and in mice bearing patient-derived tumor xenografts or in clinical specimens from lung cancer patients that had progressed on erlotinib. Mechanistically, αvβ3, in the unligated state, recruits KRAS and RalB to the tumor cell plasma membrane, leading to the activation of TBK-1/NFκB. In fact, αvβ3 expression and the resulting KRAS/RalB/NFκB pathway were both necessary and sufficient for tumor initiation, anchorage-independence, self-renewal, and erlotinib resistance. Pharmacological targeting of this pathway with Bortezomib reversed both tumor stemness and erlotinib resistance. These findings not only identify αvβ3 as a marker/driver of carcinoma stemness but they reveal a therapeutic strategy to sensitize such tumors to RTK inhibition.
Introduction
Despite extensive efforts invested in the clinical development of cancer therapies, current treatments can control tumor growth initially but have produced only modest long term efficacy since most of the patients ultimately relapse. Accumulating evidence implicates tumor initiating cells (TIC), also known as cancer stem cells or tumor-propagating cells, as contributors to tumour dormancy, metastasis, and relapse1, 2. TIC represent a subpopulation of highly tumorigenic cancer cells that are capable of anchorage-independence, self-renewal, and multi-lineage differentiation, properties which render these cells particularly resistant to therapy3, 4. Developing effective strategies to identify and target TIC will require a better understanding of the molecular mechanisms that drive TIC function. Although a number of cell surface proteins and adhesion molecules have already been identified as TIC markers for certain tumour types or subtypes5, 6, none have emerged as viable therapeutic targets to reverse tumour progression and drug resistance.
Integrin αvβ3 is a cell surface adhesion molecule that has been well established as a driver of tumor progression7, 8. Not only has expression of αvβ3 been associated with poor outcome and higher incidence of metastasis for a variety of epithelial cancers8, but its expression has also been reported on a subpopulation of breast9–11 and leukemia cancer stem cells12. Although the primary function of integrins is thought to be coordination of cell-matrix communication to influence intracellular signaling cascades8, αvβ3 integrin is capable of triggering anchorage-independent cell survival and tumor metastasis in the absence of ligand binding13. Considering the presence of αvβ3 on some TIC populations and its role in permitting anchorage-independent survival, we reasoned that αvβ3 expression might be a marker of and functional contributor to a tumor stemness program that allows tumor cells to survive the environmental changes encountered during invasion, metastasis, and exposure to cancer therapies.
We report here that αvβ3 is specifically upregulated on the surface of various epithelial tumor cells exposed to receptor tyrosine kinase inhibitors, and αvβ3 expression is associated with enhanced tumor progression and drug resistance compared with tumors lacking αvβ3. In fact, we found that αvβ3 is both necessary and sufficient to reprogram breast, lung, and pancreatic tumor cells toward a stem-like phenotype with specific resistance to receptor tyrosine kinase (RTK) inhibitors. Mechanistically, αvβ3 expressed on the surface of tumor cells initiates a membrane-proximal complex with KRAS and RalB to activate TBK1/NFκB and enhance anchorage-independence, self-renewal, tumor initiation, and RTK inhibitor resistance. Targeting this pathway genetically or pharmacologically not only reverses these stem-like properties but resensitizes such tumors to RTK inhibition.
Results
Integrin β3 expression drives a tumor-initiating cell phenotype and RTKI resistance
On a wide range of histologically distinct tumors, integrin αvβ3 expression has been linked to increased metastasis13–17. To assess a potential role for αvβ3 in tumor initiation using clinical samples, patient-derived lung and pancreatic xenografts were sorted into β3+ and β3− subpopulations, transplanted into NOD/SCID Il2rγ−/− recipient mice by limiting dilution, and assessed for TIC. The β3+ subpopulation from both tumor types was highly enriched (60-fold) in TICs relative to the β3− population (Fig. 1a and Supplementary Fig. 1a,b). In fact β3+ but not β3− cells were able to form compact tumorspheres (Fig. 1b). Also, β3+ tumors contained both β3+ and β3− cells indicating these cells can recapitulate the heterogeneity of the parental tumor (Fig. 1c). We next assessed whether αvβ3 expression on a panel of carcinoma cell lines can impact properties commonly associated with tumor stem-like cells by both loss and gain of function studies. Compared with their respective β3− counterparts, β3+ lung or pancreas tumors showed a 50-fold higher frequency of TICs when implanted into NSG or nude mice (Fig. 1d,e and Supplementary Fig. 1c–e). These findings were corroborated in vitro among breast, lung and pancreatic cell lines since β3+ cells showed a six-fold increased self-renewal properties (secondary tumorspheres) relative to β3− cells (Fig. 1f,g and Supplementary Fig. 1f).
TICs are known to be particularly resistant to cellular stresses, such as nutrient deprivation or exposure to anti-cancer drugs3. Indeed, β3+ cells showed a 4-fold survival advantage compared to their β3− counterparts when subjected to nutrient deprivation (Fig. 2a). Accordingly, we noted that β3 expression conferred resistance to RTK inhibitors such as the EGFR inhibitors erlotinib, and lapatinib as well as the IGF-1R inhibitor linsitinib, yet these cells remained sensitive to chemotherapeutic agents such as gemcitabine and cisplatin (Fig. 2b–d and Supplementary Fig. 2a–c). While previous studies have linked tumor stemness to a general drug resistance phenotype3, 4, our findings reveal a stem-like tumor cell population that appears to be selectively resistant to RTK inhibitors. Importantly, this link between αvβ3 expression and RTK inhibitor resistance was also observed in vivo, as knockdown of integrin β3 sensitized A549 human lung carcinoma xenografts to erlotinib, while ectopic expression of integrin β3 conferred erlotinib resistance of FG human pancreatic carcinomas tumors growing orthotopically in the pancreas (Fig. 2e,f and Supplementary Fig. 2d). We next evaluated a broad panel of breast, pancreas and lung cancer cell lines for their endogenous expression of αvβ3 and assessed their intrinsic sensitivity to erlotinib. All αvβ3-expressing cells tested showed an increased intrinsic resistance to erlotinib (ranging from 3–60 fold) relative to tumors not expressing this receptor independently of EGFR or KRAS mutational status (Supplementary Fig. 2e). Together, these findings indicate that αvβ3 expression is both necessary and sufficient to induce tumor cell stem-like properties, including resistance to RTK inhibition.
Integrin-mediated adhesion/ligation is known to promote tumor cell survival and progression8. Therefore, we considered whether inhibiting the ligand binding properties of αvβ3 could reverse tumor stemness and/or sensitize tumors to RTK inhibitors. Interestingly, integrin antagonists that compete for ligand binding and disrupt cell adhesion had no effect on the ability of αvβ3 to induce tumor cell stemness or resistance to RTK inhibitors (Supplementary Fig. 2f). Furthermore, tumor cells expressing a mutant integrin β3 (D119A) incapable of binding ligand13 showed erlotinib resistance to the same degree as cells expressing WT β3(Supplementary Fig. 2g). Thus, the contribution of αvβ3 to tumor cell stemness and RTK inhibitor resistance appears to involve a non-canonical function for this integrin, independent from its traditional role as a mediator of cell adhesion. Together, these findings indicate that the presence of αvβ3 on histologically distinct carcinomas induces a stem-like, drug resistant phenotype that is independent of its capacity to induce adhesion-mediated signaling.
Acquired resistance to EGFR inhibition selects for a β3+ cell population with tumor-initiating cell properties
Patients with non-small cell lung cancer (NSCLC) often respond to erlotinib but invariably develop resistance through multiple mechanisms (including EGFR mutations, EGFR gene amplification, and alternate routes of kinase pathway activation18–21). However, accumulating evidence supports the concept that outgrowth of TICs contribute to this process22,23. To explore a possible role for αvβ3 in acquired resistance we examined a lung carcinoma cell line (HCC827 cells) that harbors a clinically relevant deletion of exon 19 of EGFR but that lacks αvβ3 expression. Tumor-bearing mice were systemically treated with erlotinib for 90 days until resistance emerged and monitored for the induction of αvβ3 (Fig. 3a). Once erlotinib resistant was observed tumors expressed a qualitative increase in αvβ3 relative to tumors in vehicle treated mice (Fig. 3b and Supplementary Fig. 3a). Accordingly, αvβ3 expression was also qualitatively increased on two other orthotopic cancer models (H441, lung cancer) and (FG, pancreas cancer) after sustained erlotinib treatment (Fig. 3c,d and Supplementary Fig. 3b,c). Thus, systemic erlotinib treatment of mice bearing human lung and pancreas cancers drives αvβ3 expression that coincides with the acquisition of drug resistance.
To assess a possible role for αvβ3 expression as a primary mediator of tumor stemness we prepared single cell suspensions from erlotinib resistant HCC827 tumors, sorted these cells into integrin β3+ and β3− populations, and assessed their tumor initiating abilities in mice and their stem-like properties in vitro. The β3+ sorted population showed enhanced self-renewal capacities (4-fold) and tumor initiation (100-fold) relative to the β3− population (Fig. 3e,f and Supplementary Fig. 3d,e) and completely accounted for the stem-like properties among the drug resistant population. Supporting this notion, the β3+ population was able to reconstitute the heterogeneity of the primary tumor revealing the presence of both β3+ and β3− cells (Fig 3g). Furthermore, these erlotinib resistant lung tumors (HCC827) showed a 16-fold increase in the stem marker ALDH-1 (Supplementary Fig. 3f) whereas knockdown of endogenous β3 in A549 lung carcinoma cells resulted in a significant decrease in ALDH-1 expression (Supplementary Fig. 3g). These findings were validated in patient biopsies, as integrin β3 gene (ITGβ3) expression was significantly upregulated on a cohort of lung cancer patients in the BATTLE trial24 that had progressed on erlotinib relative to patients who had not been treated with this drug (Fig. 3h). Moreover, αvβ3 expression as detected by immunostaining was not expressed on primary lung tumor biopsies prior to treatment but was highly upregulated on these same primary tumors after progression on erlotinib (Fig. 3i). Together, these findings reveal that erlotinib-resistant tumors show enriched αvβ3 expression, which appears to be necessary and sufficient to account for both tumor stemness and erlotinib resistance.
Integrin β3/KRAS complex is critical for a tumor-initiating phenotype and EGFR inhibitor resistance
Mechanistically, integrins are known to transmit signals in the context of one or more RAS family members25. Thus, we analyzed tumor cells growing in 3D for a possible co-localization between αvβ3 and one or more RAS family members. Integrin αvβ3 co-localized specifically with KRAS in membrane clusters and was not co-localized with NRAS, RRAS, or HRAS in these cells (Fig. 4a,b and Supplementary Fig. 4a–c). Accordingly, KRAS could be specifically co-immunoprecipitated with αvβ3 but not with β1 integrins (Fig. 4c). Importantly, we observed that KRAS knockdown abolished αvβ3-mediated anchorage-independence, nutrient deprivation and erlotinib resistance as well as self-renewal, but did not impact these properties in cells lacking αvβ3 (Fig. 4d–g and Supplementary Fig. 4d–f), indicating that β3 and KRAS likely cooperate to drive both stemness and drug resistance of these cells. There are two isoforms of KRAS (KRAS-2A and -2B) and only KRAS-2B was associated with αvβ3 (Supplementary Fig. 4g). Interestingly, KRAS-2B is the only RAS isoform containing a poly-cationic region (poly-lysine) within its hyper-variable region26 which may be linked to its capacity to associate with αvβ3 in these cells. Together, these findings demonstrate that the ability of αvβ3 to drive tumor stemness and RTK resistance is linked to its capacity to associate with the 2B isoform of KRAS.
There are no obvious KRAS binding sites on the β3 cytoplasmic tail, making it possible that the KRAS/β3 interaction occurs through an intermediary. In fact, Galectin-3, linked to tumor progression27 has been reported in separate studies to interact with KRAS28 or integrin αvβ329. Therefore, we considered if Galectin-3 might serve as an adaptor facilitating the β3/KRAS interaction that could be linked to tumor stemness and RTK resistance. Indeed, knockdown of Galectin-3 in β3+ PANC-1 cells not only prevented the formation of this KRAS/β3 complex (Fig. 5a,b), but also reversed the anchorage-independence, erlotinib resistance and self-renewal induced by αvβ3 (Fig. 5c–e and Supplementary Fig. 4h). Together, these findings provide evidence that Galectin-3 facilitates a specific interaction between αvβ3 and KRAS that appears to be required for the induction of stem-like properties and erlotinib resistance of epithelial cancers.
RalB is a key modulator of integrin β3-mediated tumor-initiating phenotype and EGFR inhibitor resistance
The activation of KRAS elicits changes in cellular function by signaling through a number of downstream effectors, most prominently AKT/PI3K, RAF/MEK/ERK, and RalGTPases30. Depletion of Akt, Erk, or RalA produced an equivalent inhibition of 3D growth among β3-positive and β3-negative tumor cells (Supplementary Fig. 5a), suggesting these effectors were not specifically involved in the ability of αvβ3 to enhance stemness. In contrast, knockdown of RalB not only selectively impaired 3D colony formation of β3+ cells (Fig. 6a and Supplementary Fig. 5b), but it reversed β3-mediated stemness (Fig. 6b,c and Supplementary Fig. 5b,c), and resistance to nutrient deprivation or erlotinib treatment (Fig. 6d–g and Supplementary Fig. 5d). Importantly, in FG pancreatic tumor cells expressing αvβ3 we observed RalB activation in a manner that depended on KRAS co-expression (Fig. 6h). Clinically, we could detect co-localization between αvβ3 and RalB in biopsies from pancreatic cancer patients (Fig. 6i). In fact, the activation of RalB was sufficient for erlotinib resistance, since expression of a constitutively active RalB G23V mutant in β3− tumor cells conferred erlotinib resistance (Supplementary Fig. 5e).
Consistent with recent studies that have linked RalB and its effectors, TBK1 and NFκB, to RTKI resistance, cell survival and stemness31–33, β3+ tumor cells showed enhanced activation of these effectors relative to that of β3− tumor cell counterparts. RalB knockdown restored the ability of erlotinib to inhibit NFκB (c-Rel) in β3+ tumor cells (Fig. 6j). Interestingly, this αvβ3–mediated signaling pathway appeared to be independent of integrin ligation as well as FAK activation, and event that is typically associated with canonical integrin signaling (Fig. 6j).
TBK1 and c-Rel inhibition overcome β3-mediated stemness and erlotinib EGFR inhibitor resistance
Given this and the fact that RAS and Ral inhibitors have not proven effective clinically, we postulated that interrupting signaling at or downstream of RalB could reverse the stemness and drug resistance of β3+ tumor cells. Indeed, genetic inhibition of TBK1 or c-Rel overcame β3-mediated self-renewal, erlotinib and nutrient deprivation resistance (Fig. 7a–d and Supplementary Fig. 6a–c). In fact, the proteasome inhibitor bortezomib (clinically approved for myeloma) and known to disrupt the NFκB pathway, when combined with erlotinib, overcame β3-mediated intrinsic or acquired erlotinib resistance in vitro and in vivo (Fig. 7e–h and Supplementary Fig. 6d,e). Importantly, tumors treated with a combination of erlotinib and bortezomib showed a complete loss of the β3+ stem population (Fig. 7i).
Schematic model depicting the role of αvβ3 in carcinoma stemness and drug resistance
We have identified Integrin αvβ3 as a marker of breast, pancreatic and lung carcinomas that are resistance to RTK inhibitors such as erlotinib or lapatinib. A model of how αvβ3 drives carcinoma stemness and drug resistance is depicted in Fig 8a. Integrin αvβ3, in the unligated state, together with Galectin-3 recruits KRAS into a membrane complex leading to the hyper-activation of RalB. This complex then leads to TBK-1/NFκB activation as previously described34. We demonstrate that drugs such as bortezomib that target this pathway are able to reverse RTK inhibitor resistance and tumor stemness (Fig 8b). Interestingly, targeting the ligand binding properties of αvβ3 do not influence this pathway, as this pathway is only assembled when αvβ3 is in the unligated state.
Discussion
Tumor initiating cells display stem-like properties and are associated with tumor progression, metastasis, and drug resistance11, 35. While a number of markers such as CD166, CD133, or CD44 have been identified as cancer stem cell markers for particular cancer types, these are not consistently expressed between different tumor types, and their cell surface expression does not necessarily correspond to their overall DNA/RNA/protein expression levels36. In fact, their contribution to a stem cell phenotype is unclear. For example, breast cancer tumor initiating cells are characterized by low levels of CD2437, whereas high CD24 expression is linked to tumor initiation in pancreatic38 and lung39 cancers. Although aldehyde dehydrogenase (ALDH1) is a cytoplasmic enzyme that is expressed in cancer stem cells in leukemia, breast, lung, colon, and prostate cancer36, knockdown studies suggest a tumor-suppressive role for this enzyme40. Here, we identify CD61/integrin β3 to be both necessary and sufficient to promote tumor stem properties, including tumor initiation, self-renewal, and resistance to RTK inhibition. Importantly, we have observed this function of integrin β3 for a range of histologically distinct epithelial tumors, including lung, breast, and pancreatic carcinomas.
The role of integrin αvβ3 as a cancer stem cell driver is consistent with previous reports linking αvβ3 expression to tumor progression and metastasis for a wide range of cancers13, 41, since stemness properties would contribute to these endpoints by promoting drug resistance, tumor growth, and ability to invade into foreign microenvironments. In normal tissues, integrin αvβ3 becomes expressed on a variety of cell types undergoing tissue remodeling. It specifically contributes to invasion, survival, and/or proliferation of luminal progenitor cells in the developing mammary gland42, hematopoietic stem cells43, endothelial cells undergoing angiogenesis44, and smooth muscle cells during vascular remodeling45. Therefore, the role of integrin αvβ3 that we have uncovered in cancer stem cells may be reminiscent of a more fundamental role for this integrin during development and tissue remodeling during repair. It is important to point out that blocking the ligand-binding function of αvβ3 using cyclic peptides such as Cilengitide does not impact the ability of this integrin to promote erlotinib resistance (Supplementary Fig. 2f), as we have attributed this behavior to stem-like abilities including anchorage-independent growth that would not be impacted by disrupting cell adhesion. In fact, expression of a ligand binding defective mutant of αvβ3 is still able to dramatically enhance tumor cell anchorage independent growth and drug resistance.
Integrin αvβ3 functions as part of a complex with KRAS, and tumors expressing integrin β3 require KRAS both for their resistance to RTK inhibitors and for self-renewal (Fig 4d,e). Our collective results suggest that this β3/KRAS interaction may be the crucial event required to drive β3-mediated stemness. Formation of this molecular complex appears to be facilitated by Galectin-3, a lectin family protein previously reported to bind to β329 and KRAS28, separately. We propose that the β3/Galectin-3/KRAS complex drives stemness and erlotinib resistance by aggregating αvβ3/KRAS into clusters at the plasma membrane to facilitate the recruitment and hyperactivation of RalB, which is known to drive NFκB (c-Rel) via TBK132, 34. Galectin-3 is a requirement for αvβ3/KRAS clustering, and thus knockdown of Galectin-3 negates the contribution of αvβ3 to stemness and drug resistance (Fig. 5c–e). This highlights the potential of targeting Galectin-3 as a means to disrupt this pathway in tumors.
Given that β3 is both necessary and sufficient to account for stemness and drug resistance, it should be possible to target and inhibit β3 transcription or selectively kill β3-expressing tumor cells as a means to prevent or reverse this phenotype. However, preventing β3 expression will require a better understanding of how this gene becomes induced. Previous studies have established that β3 expression can be induced on tumor cells by a variety of factors that are prevalent in the tumor microenvironment, including hypoxia46 or inflammatory stress47. Targeting upstream transcription factors previously linked to β3 expression such as HOXD348, FOSL149, SP150, or ETS151 might be useful in preventing the conversion of epithelial cancers to a drug-resistant, stem-like fate. Alternatively, antibody conjugate therapy is gaining popularity as a means to direct a cytotoxic agent such as a toxin, radionuclide, small molecule, or enzyme toward a specific cell surface target expressed on tumor cells52. Targeting tumor cells using an antibody specific for αvβ353, 54 may be particularly advantageous since its expression in the adult is low except in remodeling or angiogenic tissues44, and yetis enriched on the population of drug-resistant, stem-like metastatic tumor cells likely to be present in the circulation.
As shown in this report, reversing β3-mediated drug resistance and stemness was achieved by disrupting its downstream signaling pathway. Perhaps the most straightforward approach to disable β3-mediated stemness may be through NFκB, since previous studies have established NFκB as a transcription factor for a range of genes associated with tumor epithelial-to-mesenchymal transition and drug resistance31, 55. We reasoned that inhibitors targeting the NFκB pathway, such as Bortezomib56, might be combined with RTK inhibition to reverse integrin β3-mediated drug resistance. Not only did Bortezomib sensitize αvβ3-expressing tumors to erlotinib, but combining these agents prevented acquired resistance to erlotinib (Fig. 7h) and eradicated the stem-like cells within the tumor. Re-purposing Bortezomib, an already FDA-approved therapy for multiple myeloma, could represent a promising and feasible strategy to sensitize lung and pancreas carcinomas to the effects of erlotinib.
In this study, we define a non-canonical function for αvβ3 as a marker and driver of cancer stemness and drug resistance. Once expressed on the carcinoma cell surface, αvβ3 couples to Galectin-3 and KRAS promoting the recruitment and activation of RalB leading to the induction of TBK1/NFκB activity. Targeting this pathway genetically or pharmacologically was able to reverse cancer stemness and drug resistance (Fig. 8). These findings demonstrate how the expression of a single integrin can reprogram tumor cells toward a stem-like state that enhances tumor progression and therapy resistance.
Supplementary Material
Acknowledgments
We thank David Shields, Eric Murphy, Lisette Acevedo, Sunil Advani, Miller Huang, Isabelle Tancioni, Breda Walsh, and Alexandre Larange for helpful discussions. We thank Dennis Young for his advice and the technical support with the FACS sorter. We thank the Moores Cancer Center Bio-repository and Haleigh Howard for their help with the patient-derived xenografts. We thank Jacques Camonis for providing RalB constructs. We also thank Cyrus Mirsaidi from Molecular Response LLC for providing the PDXact™ human lung cancer patient-derived xenograft models used in this study. David Cheresh was supported by US National Institutes of Health grants CA45726, CA168692, HL57900, and R37-50286. Andrew Lowy was supported by grant NIH CA155620. Shumei Kato was supported by the National Cancer Institute of the National Institutes of Health under Award Number T32CA121938. Laetitia Seguin was supported by the Association pour la Recherche contre le Cancer ARC and La Fondation Philippe.
Footnotes
AUTHOR CONTRIBUTIONS
L.S. designed and performed experiments, interpreted data, and wrote the paper; S.K., A.F., J.Q., M.Y., M.F.C., K.C.E., performed experiments; S.K. provided the lung biopsies. A.L. provided the pancreatic patient-derived xenografts. T.C. and J.V.H. provided the H441 model T.C., S.M.L., L. D., J. W., I. W., and J.V.H. provided the BATTLE study. S.L., J.S.D., A.M., H.H., and S.A., gave conceptual advices; and S.M.W., and D.A.C. designed experiments, interpreted data, and wrote the paper.
References
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