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Journal of Gastrointestinal Oncology logoLink to Journal of Gastrointestinal Oncology
. 2014 Aug;5(4):296–317. doi: 10.3978/j.issn.2078-6891.2014.046

Quality of life and hepatocellular carcinoma

Shipra Gandhi 1,, Sapna Khubchandani 2, Renuka Iyer 2
PMCID: PMC4110497  PMID: 25083303

Abstract

Hepatocellular carcinoma (HCC) is a common and rapidly fatal cancer ranking third among the leading causes of cancer-related deaths. Potentially curative therapies like surgery, transplant and ablation are not an option for most patients as they are often diagnosed when the disease is advanced. Liver directed therapy and oral targeted therapies are used in these patients to prolong life and palliate symptoms of the cancer and associated liver failure. Overall survival remains poor and hence health-related quality of life (HRQoL) is of paramount importance in these patients. As novel therapies are developed to improve outcomes, a comprehensive knowledge of available tools to assess impact on QoL is needed. Hence we reviewed all the studies in HCC patients published within the last 13 years from 2001-2013 which assessed HRQoL as a primary or secondary endpoint. A total of 45 studies and 4 meta-analysis were identified. Commonly used tools were European Organization for Research and Treatment of Cancer Quality of Life Questionnaire-Core 30 (EORTC QLQ-C30) (15 studies) and the Functional Assessment of Cancer Therapy-Hepatobiliary Questionnaire (FACT-Hep) (14 studies). Of the 45 publications which incorporated HRQoL as end-point only 24 were clinical trials, 17/24 (71%) assessed systemic therapies while 7/24 (29%) assessed liver-directed therapies. Majority of the publications (trials + retrospective reviews) that had HRQoL as an endpoint in HCC patients were studies evaluating liver-directed therapies (23/45 or >50%). We discuss the measures included in the tools, their interpretation, and summarize existing QoL data that will help design future HCC trials.

Keywords: Hepatocellular carcinoma (HCC), health-related quality of life (HRQoL), endpoint, trial

Introduction

Hepatocellular carcinoma (HCC) is the most common primary liver cancer. It is the 5th most common cancer worldwide and the 3rd leading cause of cancer-related deaths (1,2). This tumor is relatively uncommon in the United States although its incidence has been increasing due to the increased burden of hepatitis C infection. Risk factors associated with HCC include cirrhosis, hepatitis B and C infections and alcohol intake. Cirrhosis is present in 80-90% of HCC patients and is thereby the single largest risk factor (3). Non-alcoholic steatohepatitis has also emerged as an important cause of HCC (4).

The optimal therapeutic option for HCC is liver transplantation as it treats both the neoplasm and any underlying cirrhosis; however, only 20% of patients diagnosed with HCC are candidates for transplantation (5). Other treatment options include surgical resection for patients with resectable HCC for those with preserved liver function, locoablative treatments for small, solitary HCC, liver-directed therapies for multifocal HCC without contraindications and systemic therapy for metastatic or multifocal HCC that is associated with limited hepatic reserve or portal vein involvement (2). Quality of life (QoL) after major surgical resection in patients with cancer is well known, and especially important, given the morbidities of liver resection and since recurrence is the natural course of the disease for many due to their underlying liver disease. Chemoembolization can also cause considerable pain/discomfort immediately after the procedure and also cause decompensation of liver function and impact patient’s QoL. Unfortunately 80% of the patients are unable to undergo surgical resection or transplantation (6). And non-surgical treatments, like transcatheter chemo-embolization or chemotherapy have a limited impact on patient survival that remains between 6 months to a year in majority of cases (2,7-10). The only approved therapy currently for HCC is sorafenib, an oral targeted agent with considerable off target side effects in ~80% of patients. Despite advances in treatment over the past decade, overall prognosis remains poor. Population-based studies in the United States indicate that 1- and 3-year survival rates for patients with HCC are approximately 20% and 5%, respectively, with a median survival of 8 months. There is therefore an urgent need for novel therapies that are being developed to palliate symptoms and prolong life.

QoL is considered important for patient outcome and is considered as important as disease-free survival and overall survival and should be an endpoint like response rate and time to progression (11-13). Health-related quality of life (HRQoL) subjectively perceived by the patient, is becoming a major outcome in the evaluation of any therapeutic intervention, mainly in patients with chronic or poorly curable diseases, where the aim of the interventions is to maintain patients either symptom-free and community-living for a long time, or to reduce the distress of the disease. Patients with HCC report several symptoms which are severe enough to affect the QoL like, sleep disorders, sexual dysfunction, ascites, gynecomastia, pruritis, fatigue, muscle cramps. The HRQoL indicators that have been used in trials thus far are based on these symptoms (14).

Goal of therapy in patients who present with symptoms is palliation but limited data exist on whether this goal is achieved with chosen therapies. Having this information could influence provider and patient decision-making given the short survival and many side-effects of therapy. Hence, HRQoL is of paramount importance in patients diagnosed with HCC enrolled on trials as this sparse trial eligible patient population data forms the basis for therapeutic decision-making for many others who are more symptomatic and hence in greater need for interventions that improve their QoL. HRQoL results may be more relevant than length of life, as patients are often more concerned about life-quality than longevity (15). HRQoL is an important aspect of palliative care and has been acknowledged as an important end point in several randomized clinical trials and clinical practice (16,17).

In HCC, both cancer and its treatment are severely debilitating and the need to consider their impact upon HRQoL when making patient management or treatment decision is well-accepted (18). Hence, we conducted a review of literature on all the studies published in the last 13 years assessing QoL in patients with HCC as a primary or secondary end point to help guide clinicians across many disciplines who are designing trials for these patients.

Patients and methods

We searched PUBMED for all English-language publications that dealt with HRQoL in HCC using the following terms: health utility, health status, health status indicators, activities of daily living (ADLs), QoL and HCC. Studies were included if they had been published in the last 13 years, and if patients were treated with surgery, hepatic arterial infusion, chemotherapy, radionuclide therapy, or observation. All trials included some QoL or functional measure as an outcome: either primary or secondary or as an independent variable.

The primary aim of this study was to describe the tools being used to assess HRQoL in patients with HCC and to summarize how to use and interpret data gathered using these tools.

Results

In our search, we found 25 relevant articles published in the last 13 years [2001-2013] that identified HRQoL as a primary end point (Table 1). We also found 20 other articles that had HRQoL as one of their secondary end points (Table 2). There were an additional four meta-analysis that met inclusion criteria for our search. In 12 of these studies, the numbers of patients with HCC were less than 50. In the cross-sectional studies, we can compare QoL in HCC patients who received different treatment modalities, such as, surgery, transarterial embolization, local liver-directed treatment, chemotherapy, or just supportive care. In the longitudinal study, we can compare the QoL in patients before and after the treatment. In our tables, the various HRQoL indicators included assessed general symptoms of well-being or liver-specific symptoms like fatigue, diarrhea, back pain, jaundice, and impairment in sexual functions. These QoL indicators are significantly impaired in HCC patients, and this can help in better addressing the management of these patients with HCC by the physicians in a patient-centered model of care.

Table 1. Studies with HRQoL as primary endpoint.

Author Study type Phase of trial No. of studies Sample size Sample size (HCC) No. of patients who received treatment Intervention Post-surgery or post-liver directed therapy HRQoL tools used Notes
Poon et al. 2001 (19) Descriptive 1 76 76 66: surgical resection; 10: TACE Partial hepatectomy vs. TACE (if unresectable) Yes FACT-G Preoperative and postoperative QoL using FACT-G for upto 2 years after surgery (at 3, 6, 9, 12, 18, 24 months). Hepatic resection results in a significant enhancement of QoL in patients with HCC. Development of recurrence is the main factor leading to deterioration in QoL over time after resection of HCC
Tanabe et al. 2001 (20) Descriptive 1 123 123 NS: repeat hepatic resection; NS: hepatic arterial infusion chemotherapy Recurrence of HCC after hepatic resection: comparison of repeat hepatic resection vs. hepatic arterial infusion chemotherapy Yes 4 item questionnaire
Brans et al. 2002 (21) Descriptive 1 20 20 20: 131I-lipoidal therapy; 10/20: cisplatin 131I-lipoidal therapy (±2 doses of HAI cisplatin) Yes EORTC QLQ-C30 Intra-arterial 131I-lipoidal therapy with or without cisplatin: Questionnaires were completed 1 week before, 1 and 3 months subsequent to the therapy
Ueno et al. 2002 (22) Descriptive 1 96 96 96: partial hepatectomy Partial hepatectomy Yes 14 item questionnaire
Zhao et al. 2002 (23) Descriptive 1 175 175 NS TACE Yes QoL-LC
Bianchi et al. 2003 (24) Case-control 1 303 101 NS Any treatment No SF-36, Nottingham Health Profile Questionnaires Data stresses the relevance of pain in poor perceived health status of HCC patients, and the importance of minor symptoms, such as, sleep disorders
Steel et al. 2004 (25) Validation Phase II, non-randomized study 1 28 28 14: HAI of cisplatin; 14: infusional radiotherapy HAI cisplatin vs. yttrium microspheres Yes FACT-Hep Patients assessed at baseline, then every 3 months for first 6 months and then followed up at 1 year
Chen et al. 2004 (26) Descriptive 1 36 30 30: major and minor hepatectomy Surgical resection Yes GQLI
Steel et al. 2005 (27) Descriptive 1 82 82 82: HCC; 82: proxies Any treatment No FACT-Hep
Wang et al. 2005 (28) Descriptive 1 160 160 80: RFA; 40: TACE; 40: RFA+TACE RFA, TACE-RFA, TACE Yes QoL-LC V2.0
Eid et al. 2006 (29) Descriptive 1 40 7 3/24: major hepatectomy; 1/8: minor hepatectomy; 3/8: radiofrequency ablation Hepatic resection or ablation Yes FACT-Hep, FHSI-8, POMS; EORTC-QLQ-PAN; EORTC QLQ-C30 Patients were assessed at 5 time points: initial visit, initial postoperative visit, visit at 6 weeks, 3 months and 6 months
Steel et al. 2006 (5) Meta-analysis 3 158 135 93:TACE; 42: Yttrium TACE or yttrium microspheres Yes FACT-Hep version 4.0
Yeo et al. 2006 (16) Meta-analysis 2 233 233 156 patients out of a total of 188 patients from chemo study and 77 patients out of a total of 324 patients from the hormonal study—both studies were phase 3 randomized controlled trials Doxo alone, combination cisplatin/IFN/Doxo/5-FU No EORTC QLQ-C30
Lee et al. 2007 (30) Descriptive 1 161 161 121: surgery; 31: TACE; 8: percutaneous ethanol injection; 1: supportive Per treating physician Yes WHOQOL-BREF Taiwan version, EORTC QLQ-C30, VAS, Standard Gamble
Wang et al. 2007 (31) Validation Phase II 1 83 83 40: TACE; 43: TACE+ RFA TACE followed by RFA vs. TACE alone Yes FACT-G version 4 Questionnaires completed at baseline and 3 months after treatment, TACE-RFA group resulted in a significantly higher total QoL score, social-family well-being score, and functional well-being scores than TACE group, 3 months after respective treatment
Kondo et al. 2007 (32) Case-control 1 194 97 97: percutaneous ablation-RFA or alcohol Prior percutaneous ethanol or RFA in case group Yes SF-36 Raw scores were transformed using norm-based scoring
Steel et al. 2007 (33) Descriptive 1 272 83 83: untreated; 51: chronic liver disease; 138: general population Untreated No FACT-Hep
Martin et al. 2007 (34) Descriptive 1 32 4 3/ 24: major hepatectomy(>2 segments); 1/8: minor hepatectomy Hepatic resection Yes FACT-Hep, FACT-FHSI-8, EORTC QLQ-C30, POMS, EORTC-QLQ-Pan2 Ca, Global Rating Scale QoL assessed at the time of consent, discharge, first postoperative visit, 6 weeks, 3 months, 6 months and 12 months
Sun et al. 2008 (35) Descriptive 1 45 22 22: any treatment Yttrium microspheres, TACE, chemotherapy, surgery Yes FACT-Hep, FACIT-Sp-12 Patients were assessed monthly for 3 months
Mendez et al. 2008 (36) Validation Phase I/II 1 28 9 9: external radiotherapy Liver stereotactic body radiation therapy Yes EuroQoL-5D, EuroQoL-VAS, EORTC QLQ-C30 Quality of life was assessed before, 1,3 and 6 months after treatment, first study to report quality of life associated with liver stereotactic body radiation therapy
Nowak et al. 2008 (37) Validation Phase II 1 46 46 NS Octreotide LAR No FACT-Hep, patient DATA form, patient benefit form Not found in original PUBMED search, recapitulates Cebon et al. 2006 (38)
Bonnetain et al. 2008 (39) Meta-analysis 2 538 538 Doffoël 2008 (40): 122; Barbare 2005 (41): 416 Tamoxifen vs. supportive care or transarterial lipoidal chemoembolization Yes Spitzer QoL index Articles included are Doffoël 2008 (40) and Barbare 2005 (41)
Wible et al. 2010 (42) Descriptive 1 73 73 73: TACE; 23/73 patients underwent 3 or more chemoembolisation procedures TACE Yes SF-36 Baseline HRQoL scores were evaluated and again measured during 4, 8, 12 months of treatment, and separately within a subset of 23 patients who underwent 3 or more chemoembolisation procedures
Shun et al. 2012 (43) Descriptive 1 89 89 89: TACE TACE Yes SDS; HADS; SF-12 Pre and post discharge factors related to changes in physical and mental domains of QoL over a period of 2 months. Data were collected 3 times—within 3 days prior to discharge, at 4th and 8th weeks after discharge
Qiao et al. 2012 (15) Descriptive 1 140 140 Any treatment Any treatment No FACT-Hep HRQoL of patients with hepatocellular carcinoma worsens gradually with progression of TNM stage
Eltawil et al. 2012 (44) Validation Phase II 1 48 46 46: TACE TACE Yes WHO-QoL-BREF QOL was compared to the pre-intervention state
Diouf et al. 2013 (45) Validation Phase III 1 271 271 134: Long acting octreotide; 137: placebo Long acting octreotide No EORTC QLQ-C30
Fan et al. 2013 (46) Descriptive 1 286 286 117: surgery; 96: TACE; 73: chemotherapy Surgery, TAE/TACE, chemotherapy Yes EORTC QLQ-C30, EORTC-QLQ-HCC18

RFA, radiofrequency ablation; TACE, transarterial chemoembolisation; NS, not specified; GQLI, gastrointestinal quality of life index; POMS, profile of mood states; EORTC-QLQ-PAN, European Organization for Research and Treatment of Cancer QoL Questionnaire for patients with pancreatic cancer; SDS, symptom distress scale; HADS, hospital anxiety and depression scale; SF-12, short form -12 health survey; HRQoL, health-related quality of life; HCC, hepatocellular carcinoma..

Table 2. Studies with HRQoL as secondary endpoint.

Study Study type Phase of trial No. of studies Sample size Sample size (HCC) No. of patients who received treatment Intervention Post-surgery or post-liver directed therapy HRQoL tools used Notes
Samonakis et al. 2002 (47) Validation Phase I/II non-randomized trial 1 59 59 32: octreotide lar; 27: no treatment/supportive Octreotide LAR No KPS Superior quality of life was found in the treated group
Dimitroulopoulos et al. 2002 (48) Validation Phase I/II non-randomized trial 1 28 28 15: Octreotide LAR; 13: Control Octreotide and octreotide LAR No EORTC QLQ-C30
Chow et al. 2002 (49) Validation Phase III 1 324 324 194: Tamoxifen- low dose [74], high dose [120], 130: placebo Tamoxifen (high and low dose) No EORTC QLQ-C30 QoL evaluated monthly. Comparisons between groups were made “graphically”, multicenter phase III study; do not recommend the use of tamoxifen in patients with HCC because it does not offer any benefit in terms of QoL and is likely to be detrimental
Yuen et al. 2003 (50) Validation Phase I/II 1 70 70 35: octreotide LAR; 35: placebo Octreotide No KPS
Poon et al. 2004 (51) Validation Phase II 1 84 84 84: TACE; 41/84: oral branched chain amino acids; 43/84: control TACE+/- branched chain amino acids Yes FACT-G
Steel et al. 2005 (52) Descriptive 1 44 21 21: any treatment Any treatment No FACT-Hep, Sexual History Questionnaire When the entire sample was analyzed, patients reporting a sexual problem reported a clinically significant decrease in physical and emotional well-being compared with those who did not. People who reported a sexual problem also had a lower emotional well-being score on FACT-Hep. People diagnosed with HCC who reported increased rates of sexual problems also reported poorer HRQoL
Barbare et al. 2005 (41) Validation Phase III 1 420 420 210: tamoxifen; 210: control Tamoxifen vs. no treatment No Spitzer QoL index Among surviving patients (in each treatment group), mean change in QoL scores for these patients from their baseline were compared at 3, 6, and 9 months
Cebon et al. 2006 (38) Validation Phase II 1 63 63 NS Octreotide LAR No FACT-Hep, patient DATA form, patient benefit form HRQL data resummarized in Nowak et al. 2008 (37). N.B. compliance with QoL only 73% at baseline, patients reported improvement in some symptoms but no major changes in QoL were detected
Kirchhoff et al. 2006 (53) Validation Phase II randomized 1 70 70 35: transarterial chemoocclusion with degradable starch microspheres; 35: transarterial chemoperfusion TACO vs. HAI Yes EORTC QLQ-C30 Version 2 Quality of life was assessed in 40/70 patients due to incomplete questionnaires
Verset et al. 2007 (54) Validation Phase III randomized 1 109 109 53: Tamoxifen alone, 56: Tamoxifen and octreotide Tamoxifen +/- octreotide No KPS
Becker et al. 2007 (55) Validation Phase III randomized 1 119 119 60: octreotide LAR; 59: placebo Octreotide LAR No EORTC QLQ-C30 All 15 subdomains of EORTC QLQ-C30 compared at baseline, 1 month, 3 months, 6 months and q3 months thereafter
Dimitroulopoulos et al. 2007 (56) Validation Phase III randomized 1 126 126 66: no treatment/control; 30: octreotide; 30: placebo Octreotide LAR No EORTC QLQ-C30 Single center study and QoL was assessed monthly
Steel et al. 2008 (57) Descriptive Phase II 1 120 85 NS: TACE; NS: HAI of 90-yttrium TACE vs. infusional radiotherapy vs. surgery Yes FACT-Hep
Llovet et al. 2008 (58) Validation Phase III randomized placebo-controlled trial 1 602 602 299: sorafenib; 303: placebo Sorafenib No FHSI-8
Doffoël et al. 2008 (40) Validation Phase III 1 123 123 61: tamoxifen; 62: TACE Tamoxifen vs. TACE Yes Spitzer QoL index Spitzer QoL index evaluated every 2 months during 3 years until stopping treatment or until 10 cures of TACE done and then every 3 months until death
Cheng et al. 2009 (59) Validation Phase III 1 226 226 150: sorafenib; 76: placebo Sorafenib No FACT-Hep, FHSI-8
Barbare et al. 2009 (60) Validation Phase III randomised 1 272 272 135: octreotide; 137: placebo Octreotide LAR No EORTC QLQ-C30
Jia et al. 2010 (61) Meta-analysis 4 373 373 153: octreotide, 154: control Octreotide No QLQ-C30, KPS 4 studies included: Kouroumalis et al. (62) (28: octreotide, 30: control); Yuen et al. (50) (35: octreotide, 35: control); Becker et al. (55) (60: octreotide, 59: control); Dimitroulopoulos et al. (56) (30: octreotide, 30: control, 66: SSTR negative group)
Dollinger et al. 2010 (63) Validation Phase III 1 135 135 67: thymostimulin; 68: placebo Thymostimulin vs. placebo No FACT-Hep QoL was assessed at baseline and every 6 weeks thereafter
Chow et al. 2011 (64) Validation Phase III 1 204 204 69: placebo; 135: megestrol acetate Megestrol acetate No EORTC QLQ-C30
Soliman et al. 2013 (65) Validation Phase II 1 41 21 21: palliative liver radiotherapy Liver radiotherapy Yes FACT-Hep, EORTC QLQ-C30

RFA, radiofrequency ablation; TACE, transarterial chemoembolisation; NS, not specified; HRQoL, health-related quality of life; HCC, hepatocellular carcinoma.

Commonly used tools

The commonly used HRQoL tools included European Organization for Research and Treatment Quality of Cancer Questionnaire - Core 30 (EORTC QLQ-C30), Functional Assessment of Cancer Therapy-Hepatobiliary questionnaire (FACT-Hep), Functional Assessment of Cancer Therapy Hepatobiliary Symptom Index (FHSI-8), Functional Assessment of Cancer Therapy-General (FACT-G), Spitzer QoL index, World Health Organization Quality of Life- BREF (WHO-BREF), Short Form 36 (SF-36) and European Organization for Research and treatment of Cancer Qualtiy of Life Questionnaire - Pancreatic Cancer (EORTC QLQ-PAN).

EORTC QLQ-C30 was the most widely utilized tool, with 15 publications and 4 phase I/II and 6 phase III clinical trials identified.

FACT-Hep has also been widely published, with 14 publications identified in our literature review. The use in clinical trials, however, is not as extensive, with only five phase I/II trials and two phase III trials identified.

FHSI-8 was used in four publications with two phase III clinical trials.

FACT-G was used in three publications (two phase I/II clinical trials), SF-36 was used in three publications, WHO-BREF was used in two publications, Spitzer QoL index was used in two publications (two phase III trials), EORTC QLQ-PAN was used in two publications (Table 3).

Table 3. Frequency of usage of different HRQoL tools in different publications.

HRQoL tool All publications Phase I/II trial Phase III trials HRQoL indicator as primary end point
HRQoL indicator as secondary end point
Publications with liver directed therapies Trials with liver-directed therapies Studies with surgical interventions Publications with systemic therapy Trials with systemic therapy Publications/trials
Studies Trials Studies Trials Octreotide Tamoxifen Sorafenib
EORTC QLQ-C30 15 4 6 7 2 8 8 8 3 4 8 7 5 1 0
FACT-Hep 14 5 2 8 2 6 4 6 2 4 5 4 2 0 1
FHSI-8 4 0 2 2 0 2 2 2 0 2 2 2 0 0 2
KPS 3 2 1 0 0 3 3 0 0 0 3 3 3 1 0
FACT-G 3 2 0 2 1 1 1 3 2 1 0 0 0 0 0
SF-36 3 0 0 3 0 0 0 2 0 0 0 0 0 0 0
POMS 2 0 0 2 0 0 0 2 0 2 0 0 0 0 0
EORTC-QLQ-PAN 2 0 0 2 0 0 0 2 0 2 0 0 0 0 0
QLQ- LC 2 0 0 2 0 0 0 2 0 0 0 0 0 0 0
Euro QoL-VAS 2 1 0 2 1 0 0 2 1 1 0 0 0 0 0
WHO-QoL-BREF 2 1 0 2 1 0 0 1 0 1 0 0 0 0 0
Patient data form 2 2 0 1 1 1 1 0 0 0 2 2 2 0 0
Patient benefit form 2 2 0 1 1 1 1 0 0 0 2 2 2 0 0
Spitzer QoL 2 0 2 0 0 2 2 2 1 0 2 2 0 2 0
EORTC-QLQ-HCC18 1 0 0 1 0 0 0 1 0 1 1 0 0 0 0
GQLI 1 0 0 1 0 0 0 0 0 1 0 0 0 0 0
SDS 1 0 0 1 0 0 0 1 0 0 0 0 0 0 0
HADS 1 0 0 1 0 0 0 1 0 0 0 0 0 0 0
FACIT-Sp-12 1 0 0 1 0 0 0 1 0 1 1 0 0 0 0
Sexual history questionnaire 1 0 0 0 0 1 0 0 0 0 0 0 0 0 0
EuroQoL5D 1 1 0 1 1 0 0 1 1 0 0 0 0 0 0
Standard gamble 1 0 0 1 0 0 0 1 0 1 0 0 0 0 0
Global rating scale 1 0 0 1 0 0 0 1 0 1 0 0 0 0 0
SF-12 1 0 0 1 0 0 0 1 0 0 0 0 0 0 0
Nottingham health profile 1 0 0 1 0 0 0 0 0 0 0 0 0 0 0
14 item questionnaire 1 0 0 1 0 0 0 1 0 1 0 0 0 0 0
4 item questionnaire 1 0 0 1 0 0 0 1 0 1 0 0 0 0 0

GQLI, gastrointestinal quality of life index; SDS, symptom distress scale; HADS, hospital anxiety depression scale; HRQoL, health-related quality of life.

HRQoL as primary or secondary endpoint

In our analysis, there were 25 publications (six trials) with HRQoL as a primary endpoint. Most commonly used tool as a primary endpoint was FACT-Hep (eight publications with two trials) followed by EORTC QLQ-C30 (seven publications with two trials). A total of 20 publications (18 trials) used HRQoL as a secondary endpoint. Most commonly used tool as a secondary endpoint was EORTC QLQ-C30 (eight publications, all of which were trials) followed by FACT-Hep (six publications including four trials). Most of the trials (18 out of 24) assessed HRQoL as a secondary endpoint with EORTC QLQ-C30 being the most commonly used tool (ten trials) followed by FACT-Hep (six trials). Several publications using these tools were data from case series rather than prospective trials.

Tools used to measure clinical outcome post-surgical intervention

In our analysis, there were ten publications with surgical intervention (hepatic resection). The most widely used tools were FACT-Hep (four publications) and EORTC QLQ-C30 (four publications). However, none of the trials during this period assessed HRQoL as an outcome to measure the impact of surgical intervention.

Tools used to measure clinical outcome post liver-directed therapies

There were 23 publications (seven trials) where liver-directed therapies were used [liver-directed therapies include: transarterial chemoembolization (TACE)/infusional radiotherapy/hepatic resection/percutaneous ethanol ablation/radiofrequency ablation (RFA)/liver stereotactic body radiation]. The most widely used tools were EORTC QLQ-C30 (eight publications including three phase I/II trials), FACT-Hep (six publications including two phase II trials).

Hence, for surgical interventions and locoregional therapies, the tools most frequently used were EORTC QLQ-C30 and FACT-Hep. The additional questions they addressed were liver-specific questions like ascites, weight loss, loss of bowel control, back pain, fatigue, jaundice and pruritis.

Tools used to measure clinical outcome post-systemic/medical intervention

There were about 19 publications (17 trials) where HRQoL was used to monitor the impact of systemic intervention (octreotide, tamoxifen, sorafenib, thymostimulin, megestrol, chemotherapy). Majority of the trials assessed octreotide as a medical intervention (ten publications, that is, five phase I/II and five phase III trials) followed by tamoxifen (four publications, that is, one phase I/II and three phase III trials) and sorafenib (two publications, that is, two phase III trials). The most commonly used tool was EORTC QLQ-C30 (eight publications including seven trials) followed by FACT-Hep (five publications including four trials) and KPS (three publications, all of which were trials).

Studies which used generic HRQoL indices

Generic HRQoL indices (EORTC QLQ-C30, KPS, FACT-G, SF-36, Profile Of Mood States, EuroQoL-Visual Analogue Scale, WHO-QoL BREF, Patient DATA form, Patient BENEFIT form, Spitzer QoL index, Symptom Distress Scale, Hospital Anxiety Depression Scale, FACIT-Sp-12, sexual history questionnaire, Euro-QoL-5D, Standard gamble, SF-12, Nottingham Health Profile, 14 and 4 item questionnaire) were used in 33 publications, which included 12 phase I/II trials and 8 phase III trials.

Studies which used liver-specific indices

Liver-specific HRQoL indices which included specific questions like ascites, weight loss, diarrhea, constipation, jaundice, pruritis (that is, FACT-Hep, FHSI-8, EORTC QLQ-PAN, QLQ-LC, EORTC QLQ-HCC18, Gastrointestinal Quality of Life Index, Global Rating Scale) were used in 19 publications which included 4 phase I/II trials and 3 phase III trials.

Discussion

There is a wide variety of symptom presentation in advanced HCC; compensated patients may be asymptomatic for months or decades. In patients who are symptomatic from HCC, the most common presenting clinical features are right upper quadrant pain, weight loss, anemia or erythrocytosis. These are often superimposed on signs of cirrhosis (e.g., jaundice, palmar erythema, gynecomastia) and portal hypertension (e.g., ascites, varices), and may also be associated with increase in liver transaminases (2). It has a significant impact on the patient’s functioning and well-being. Emotional concerns associated with the disease and treatment give rise to anxiety in patients. The QoL, including physical, emotional, and functional well-being are significantly affected because of the complications and extra-hepatic manifestations of advanced disease (66). Trial eligible HCC patients are few, as most patients have liver dysfunction to some degree and aren’t candidates for many available treatments. In addition, toxicities of therapies employed are significant.

QoL is defined as people’s perceptions of their position in life in the context of the culture and value systems in which they live, and in relation to their goals, expectations, standards, and concerns (67). Patients often ask providers what to expect in terms of their QoL when choosing a therapy, especially when the survival is short even with treatment. Unfortunately, very few trials have used validated HRQoL tools, hence, patterns of clinical decision-making are more often guided by available data on toxicity of treatment which is not a true surrogate of QoL because it does not assess the impact of treatment on existing symptoms or the patient’s perception of their health/ well-being. HRQoL questionnaires potentially play a significant role in bringing the patient’s voice to evidence-based health care. However, to fully realize this potential, HRQoL outcomes need to be interpreted to make decisions about treatment. Such decisions are made at both the individual level, when a patient (along with the patient’s clinician and care team) chooses among treatment options, and the group level, when clinical research is conducted to test the effectiveness of new treatments relative to current routine treatment (68,69). New treatments that improve the HRQoL relative to the current best treatment may be able to change policies and practices regarding treatment of those conditions.

HRQoL is multifaceted and subjective, and there are a large number and wide range of measurement scales, each of which has a different scale. The two most commonly used cancer-specific instruments are the EORTC QLQ-C30 (70) and the FACT-G (71).

The development of valid and reliable HRQoL instruments is an essential part of quantifying the physical, social and psychological distress associated with cancer diagnosis and its treatment. Useful tools must satisfy the basic psychometric principles of validity and reliability in the patient population being studied (Table 4). Additional desirable features of HRQoL instruments include patient self-administration, multiple dimensions, low respondent burden, and the ability to obtain subscale scores and an overall score (38). With the recent expansion of interest in measuring QoL, there has been a proliferation of validated tools for the measurement of various aspects of HRQoL. A recent review of an online repository of HRQoL tools (proquolid.org) identified 70 neoplasia-specific questionnaires. Selection of an appropriate tool requires considering the specific population being studied, prior precedence for a given tool in the given population, and means by which both clinical significance and statistical significance can be inferred for the given tool.

Table 4. Reliability and validity in different studies.

Reliability
    Inter-rater reliability Degree to which scores obtained for the metric are unrelated to the individual who administered the test or the means by which the test was administered
    Internal-consistency reliability Degree to which individual items that are components of the metric (or same subscale of the metric) have similar scores. Most often assessed with Cronbach’s alpha statistic
    Test-retest reliability Degree to which scores obtained on the metric can be reproduced by retesting the same population after an insignificant time interval has passed
    Alternate forms reliability Degree to which the given metric is correlated to a similar metric (often the same metric but with a different order of items or with subtle changes in wording) in the same population
Validity
    Face validity Degree to which reviewers, usually experts such as patients, clinicians, and researchers, agree that the metric intuitively measures what it is purported to measure
    Content validity Degree to which experts agree that all components of a given concept are addressed by the selected metric
    Concurrent validity Degree to which the given metric agrees with another, usually well-established, metric when assessing the same concept in an identical population
    Predictive validity Degree to which the given metric can predict future events that are theoretically related to the concept being measured
    Convergent validity Degree to which the given metric is correlated to a separate metric that measures a concept for which there should be a theoretical correlation
    Discriminant validity Degree to which the given metric is uncorrelated to a separate metric that measures a concept for which there should not be a theoretical correlation

Details of the development, measures, interpretation of the various tools is in appendix A. Here we briefly discuss the two most commonly used tools and the tool used in the landmark SHARP trial as a primary endpoint in advanced HCC.

The EORTC QLQ-C30 was originally devised by Aaronson et al. in the Netherlands (70) and the FACT G was developed by Cella et al. in the United States (71). Both of these instruments have undergone vigorous validation and have been translated and tested in more than 40 different languages. They are therefore suitable to be used in cancer clinical trials and allow for cross-cultural comparisons. Functional Hepatobiliary symptom index (FHSI-8) is an eight item questionnaire to assess symptoms that measure lack of energy, fatigue, stomach pain/discomfort, pain, back pain, weight loss, nausea, jaundice also developed by Dr. Cella’s group in addition to the FACT tools.

The EORTC QLQ C30 questionnaire is a cancer-specific self-administered structured questionnaire designed for use in clinical trials. It is an integrated system that assesses the HRQoL of cancer patients. It includes five functional scales (physical, role, emotional, cognitive, and social), three symptom scales (fatigue, nausea or vomiting, and pain), global health status, and six single items (dyspnea, insomnia, appetite loss, constipation, diarrhea, and financial difficulties). High scores on the functional scales indicate a high level of functioning and high scores on the global health status indicate a high QoL; however, high scores on the symptom scales/items indicate high levels of health problems. Brans et al. evaluated the feasibility of using this questionnaire following radionuclide liver-directed therapy using palliative 131I-lipiodol therapy for HCC. In 20 patients treated with locoregional, intra-arterial 131I-lipiodol therapy with or without cisplatin, they found (I) a number of important scales, i.e., overall QoL, physical functioning and pain, worsened between 0 and 3 months after 131I-lipiodol therapy, irrespective of tumor response; and (II) the occurrence of clinical side-effects was associated with a negative impact on QoL and physical functioning 1 and 3 months after 131I-lipiodol, demonstrating that the value of this tool is assessing clinical impact following what is considered by most to be a well-tolerated/non-toxic treatment.

The Functional Assessment of Cancer Therapy-Hepatobiliary (FACT-Hep) is a cancer-specific version of the Functional Assessment of Chronic Illness Therapy (FACIT) measurement system (72). The FACT-Hep contains the original FACT-General (FACT-G) scales that include a 27-item compilation of general questions divided into four primary QoL domains: physical, social/family, emotional, and functional well-being. An additional 18 questions that assess symptom and QoL concerns pertinent to patients with hepatobiliary cancer were included. In a clinical trial assessing benefit from octreotide in HCC given that 56% of patients have receptor expression detectable by scintigraphy, Cebon et al. used this tool to assess impact on QoL. One patient of 63 had a partial response and overall survival was 8 months, few grade ¾ side effects were reported, but no major changes in QoL were detected using the FACT-Hep tool that allowed better interpretation of the results.

In the SHARP trial by Llovet et al. 2008, a new drug sorafenib was assessed in advanced HCC (58). In this study, 602 patients were randomly assigned to either drug or placebo group. The HRQoL indicator FHSI-8 questionnaire was used to assess the primary outcome, that is, median time to symptomatic progression, which was defined as either a decrease of four or more points from the baseline score on the FHSI-8 questionnaire or an ECOG status of four or death. No significant differences were observed between the sorafenib and the placebo groups. Symptoms related to the toxic effects of the drug or effect of response to tumor-related symptoms might have influenced the outcomes of the FHSI-8 questionnaire. The lack of a significant difference in responses to the FHSI-8 questionnaire might reflect the effect of the reporting of sorafenib’s toxic effects by the patients, insensitive measurement tool, lack of power for the TTSP endpoint, or absence of any benefit from sorafenib or lack of the study design to be powered for this endpoint (58).

Thus, in each of the three trials discussed above, although the sample sizes are different (20, 63 and 602 respectively), interventions tested were different and the tools used were different, clinically meaningful data was added that would guide treatment decision-making. Radiolabeled liver-directed therapies, even when successful can have a significant negative impact due to side effects, a relatively benign therapy such as octreotide may not positively impact QoL even though side effects are few, and an oral drug like sorafenib that adds meaningful survival benefit may not improve existing symptoms and patient’s perception of well-being.

Conclusions

Historically, outcome measurements in oncology have been limited to survival and treatment toxicity. However, nowadays it has been widely accepted by clinicians that QoL is an important prognostic indicator, as important as length of survival. The available literature on HRQoL is limited in hepatobiliary cancers and no gold standard exists for measuring HRQoL. However, in the last two decades there has been development of several HRQoL instruments. The QoL components measured in the various HRQoL questionnaires and their analysis is presented in the discussion to help clinicians understand and interpret the results from published studies. Here we summarize the take home points- how available data can help guide future trial design and highlight areas of need where additional validation or QoL data are badly needed.

In our literature review, the HRQoL indicators that have been most frequently used are EORTC QLQ-C30 which has been used in 15 publications with 4 phase I/II trials and 6 phase III trials, followed by FACT-Hep which has been used in 14 publications which include 5 phase I/II trials and 2 phase III trials. More studies need to incorporate these tools as they have been extensively used making it easier to compare QoL outcomes between similar interventions, and the broad range of QoL elements studied make them suitable for studies where therapies are toxic and survival is poor.

In addition to being validated as a primary outcome measure, the same tools (EORTC QLQ-C30 and FACT-Hep) have also been most commonly used as secondary endpoint assessment tools to measure the impact of different interventions.

Liver specific QoL is an important variable especially when studying liver-directed therapy outcomes. Most of the studies that met our inclusion criteria, used generic HRQoL indices (33/45 studies-both trial and case series), however, liver-specific indices were not used that frequently (19/45 studies). More studies in the future need to incorporate liver-specific indices as endpoints in HCC patients.

Analyzing the trend over the past 13 years, there has been no bias towards a particular HRQoL tool to assess the impact of a particular therapeutic intervention. Although surgical or liver-directed interventions are most likely to have a negative short-term impact on QoL with a higher potential for long-term favorable outcomes, and systemic therapies are offered to individuals who are more symptomatic, have a shorter survival, the tools used have been the same. Although the populations getting potentially curative vs. palliative therapies vary in their expectations and their outlook towards their cancer, having the same tool provides a uniformity of QoL assessment. HRQoL indicators were chosen as an endpoint for over 50% of studies evaluating liver-directed therapies (23 out of 45 publications). This may be reflection of the time period included in the study inclusion 2001-2013. As more than 80% of patients have multifocal/advanced disease and no therapy had been shown to improve survival in this setting until 2007, hence rationalizing selection of liver-directed therapies that favorably impacted QoL was a focus. Sorafenib is the only systemic therapy that showed improved survival and received FDA approval for treatment of advanced hepatocellular cancer in Nov 2007, although the trial did not meet its primary QoL endpoint. Survival even with sorafenib remains under one year and has led to a surge of new systemic therapy trials that began following the approval of sorafenib. As these studies get completed and published, future reviews of QoL endpoint trials maybe biased towards systemic therapy or combination therapy trials.

Very few publications (10/45, that is, 22%) addressed HRQoL indicators as endpoints for post-surgical interventions maybe a reflection of the lower frequency of patients being surgical candidates and highlight the need for greater awareness of the value of these tools in the surgical community and closer collaborations between surgical and other supportive care providers with greater familiarity with such endpoints. Of the 45 publications utilizing HRQoL endpoints, only 24 were clinical trials. More trials (17/24, 71%) using systemic therapies (medications) incorporated HRQoL as endpoints, compared to trials of liver-directed therapies (7/24, 29%). This may represent a publication bias, i.e., novel therapy evaluations are more readily publishable, while trials of routinely used interventions are published only when compared to another intervention (chemoembolization versus radioembolization) and are able to be conducted only in high volume centers as there is a lot of variability in technique and patient selection between centers. Unfortunately, funding for QoL studies as a primary endpoint is sparse as well.

We have provided a summary of HRQoL instruments that are available and being used in patients with HCC to guide future HCC trial design and interpretation of existing QoL data.

Acknowledgements

Disclosure: The authors declare no conflict of interest.

Appendix A: quality of life tools used in HCC trials/publications

The European Organization for Research and Treatment of Cancer Quality of Life Questionnaire Core 30 (EORTC QLQ-C30)

EORTC QLQ-C30 is the instrument most frequently used to measure the quality of life of cancer patients (70). In 1986, the EORTC study group on health-related quality of life (HRQoL) started a research program addressed to the development of instruments for the assessment of HRQoL in international oncology trials. This working group initially developed the EORTC QLQ-C36 which has been further refined and designated EORTC QLQ-C30. The EORTC QLQ-C30 questionnaire is a cancer-specific self-administered structured questionnaire designed for use in clinical trials. It is an integrated system that assesses the HRQoL of cancer patients. It includes five functional scales (physical, role, emotional, cognitive, and social), three symptom scales (fatigue, nausea or vomiting, and pain), global health status, and six single items (dyspnea, insomnia, appetite loss, constipation, diarrhea, and financial difficulties). High scores on the functional scales indicate a high level of functioning and high scores on the global health status indicate a high quality of life; however, high scores on the symptom scales/items indicate high levels of health problems (73). The EORTC QLQ-C30 has been translated into more than 60 languages. It is said to be applicable across a range of cultural settings (74). There is sufficient evidence to support its reliability and validity (70,73).

The development of the provisional module of EORTC QLQ-C30 that assesses quality of life in patients with HCC, was performed according to the EORTC quality of life Group (QLG) published guidelines for questionnaire development.

The EORTC QLQ-HCC18 has been developed using standard guidelines. It is designed for use with the QLQ-C30 core instrument to assess all major dimensions of HRQoL in patients with HCC. The content of the questionnaire has not only been derived from published literature but also from health professionals dealing with these patients and from the patients themselves. The QLQ-HCC18 contains 18 items hypothesized to include five multi-item symptom scales: fatigue, jaundice, nutrition, pain, and fever, two single-item symptom scales—abdominal swelling and sexual interest—and one multi-item functional scale—body image (74).

Although it has primarily been developed within two language groups, it is the first questionnaire to include patients from the East and West and has the potential for use in international trials in HCC. The development of EORTC QLQ-HCC18 has primarily involved patients from the UK, Taiwan and China and is currently available in Arabic, Chinese, English and Taiwanese (74). This instrument is currently being validated and has not been used in any clinical trials. As per Chie et al., EORTC QLQ-HCC18 can be used as a supplementary module for EORTC QLQ-C30 in clinical trials for patients with HCC.

The Functional Assessment of Cancer Therapy–General (FACT-G)

FACT-G is a widely used quality of life instrument for cancer patients. The questionnaire was originally developed using semi-structured interviews of patients and oncology professionals to generate instrument items (71). It is a 27 item self-report instrument (version IV) that assesses four dimensions of HRQoL: physical, social/family, emotional and functional well-being. The 27 general questions are applicable to all patients with all types of cancer and have been used in chronic conditions. It takes about ten minutes to complete. Additional disease, treatment and condition-specific subscales have also been developed to assess symptoms specific to certain diseases. The FACT-G has demonstrated both discriminant and convergent validity with test-retest correlations ranging from 0.82 to 0.92 (75).

Functional Assessment of Cancer Therapy- Hepatobiliary (FACT-Hep)

From June 1997 to April 1998, FACT-Hep scale was developed and validated. The FACT-Hep is a cancer-specific version of the Functional Assessment of Chronic Illness Therapy (FACIT) measurement system (72). The FACT-Hep is developed specifically for use in patients with hepatobiliary cancers. It contains the original FACT-General (FACT-G) scales that include a 27-item compilation of general questions divided into four primary QoL domains: physical, social/family, emotional, and functional well-being. An additional 18 questions that assess symptom and QoL concerns pertinent to patients with hepatobiliary cancer were included. All the disease-specific QoL tools in the FACT system include the original FACT-G as well as a disease-specific subscale. All items are scored from 0-4, with higher overall and subscale scores indicating better QoL. It has excellent test-retest reliability (Cronbach’s alpha range, 0.81 to 0.94) (75).

Functional Hepatobiliary Symptom Index-8 (FHSI-8) Questionnaire

FHSI-8 is an 8-item index which was constructed based on the clinical importance ratings of an international sample of hepatobiliary cancer specialists. Validation of the eight items demonstrated that these items have adequate reliability and validity to assess the important symptoms in this population. FHSI-8 demonstrated good internal consistency, test-retest reliability and convergent validity. The advantage of FHSI-8 is its shorter length. The investigator can decide whether to select the briefer assessment with some loss to precision—FHSI-8 or to select the longer version for more accurate assessment—FACT-Hep. Sample size might play a role in the selection. As the sample size increases, more preference may be given to FHSI-8 questionnaire for assessment. However, for more accurate individual assessment, one may be inclined towards using FACT-Hep (45 items) due to its more favorable internal consistency (76).

Patient DATA form is designed to measure aspects of HRQoL that are relevant to people with advanced cancer. It assesses 24 aspects of health related quality of life using simple worded items listed on a single page: 16 physical and emotional symptoms of cancer rated on numeric scale from zero (no trouble at all) to ten (worst I can imagine) and eight aspects of well-being rated from zero (worst possible) to ten (best possible). The patient DATA form is designed to be rapidly and easily interpreted. Items are arranged in two blocks: symptoms and dysfunctions where high scores reflect worse QoL or more severe symptoms. However, in aspects of well-being, higher scores reflect better well-being and quality of life.

The patient benefit form is a health transition scale that rates changes in the same aspects assessed with the patient data form using a similar, one page format. The FACT-Hep baseline scores are calculated for each patient according to the FACT scoring guidelines. Domain and total scores are linearly transformed to a score from 0 (worst HRQL) to 100 (best HRQL) to make interpretations and comparisons easy (38).

Short Form-36 (SF-36) survey

SF-36 Survey is one of the most widely used HRQoL instruments in the US. It is a generic questionnaire that measures two major health concepts (physical and mental health) with 36 questions and eight multi-item scales: physical functioning, social functioning, vitality, role limitations due to emotional problems, bodily pain, role limitations due to physical problems, mental health, and general health (77). Each domain is scored on a range from 0 to an optimal result of 100. An additional one item measurement of self-evaluated change in health status is also available (78).

Extensive psychometric testing has been conducted on the SF-36 in the United States. With very few exceptions, published reliability statistics have exceeded the minimum standard of 0.70 recommended for measures used in group comparisons in more than 25 studies. Most of the reliability statistics have exceeded 0.80 and reliability statistics for physical and mental summary scores usually have exceeded 0.90. The validity of the SF-36 has been compared with that of other widely used generic health surveys. Comparisons have shown that the SF-36 includes eight of the most frequently measured health concepts. However the validity and the interpretation of each of the eight scales and the two summary measures have been shown to differ. The SF-36 is suitable for self administration, computerized administration or administration by a trained interviewer in person or by telephone, to persons aged 14 years and older. It can be administered in 5-10 minutes with a high degree of acceptability and data quality.

WHOQOL-100 and WHOQOL-BREF

The WHO group developed two instruments for measuring quality of life WHOQOL-100 and the WHOQOL-BREF. The instruments can be administered in a variety of settings and can be used to compare QoL in different populations and countries. The WHOQOL-100 consists of 24 subscales to a total of 100 items. The subscales include six domains: physical (energy and fatigue, sleep and rest and pain and discomfort), psychological (body image and appearance, negative feelings, positive feelings, self-esteem), independence (in activities of daily living), social (personal relationship, social support), environment (physical safety and security, financial resources) and spiritual.

It is one of the best-known instruments that has been developed for cross-cultural comparisons of quality of life and is available in more than 40 languages (79).

It is a shortened version of the WHOQOL-100 that looks at four quality of life profiles, using all available data from the field trial version of the WHOQOL-100 (79).

It is a 26-item instrument consisting of four domains: physical health (seven items), psychological health (six items), social relationships (three items) and environmental health (eight items); and two overall QoL and general health items that are used to measure an individual’s overall satisfaction with life and general sense of personal well-being. The physical health domain includes items on mobility, daily activities, functional capacity and energy, pain, and sleep. The psychological domain measures self-image, negative thoughts, positive attitudes, self-esteem, mentality, learning ability, memory and concentration, religion, and the mental status. The social relationships domain contains questions on personal relationships, social support, and sex life. The environmental health domain covers issues related to financial resources, safety, health and social services, living, physical environment, opportunities to acquire new skills and knowledge, recreation, general environment (noise, air pollution, etc.), and transportation (80).

The WHOQOL-BREF domain scores have good validity (discriminant and content) and good reliability (internal consistency and test retest). Cronbach’s alpha coefficients were acceptable (0.7) for all subscales (81).

Spitzer QoL Index (SQLI)

SQLI covers five dimensions of quality of life (activity, daily living, health, support of family and friends and outlook). It has been designed to be used by physicians to help them assess the risks and benefits of various treatments. This QoL index was validated in 1981 on the basis of pretests and validation tests by more than 150 physicians to rate 879 patients (82). The time of completion is about one minute. The SQLI has convergent discriminant and content validity among cancer patients. Assessment of internal consistency has demonstrated a high coefficient (Cronbach’s α =0.775) and the inter-rater Spearman rank correlation was high and statistically significant (rho =0.81, P<0.001).

SF-12

The SF-12 is a 12-item generic measure of health status developed from the widely used SF-36 (83). The second version of the SF-12 (SF-12 v2) can yield scores for eight domains: physical functioning, role physical, bodily pain, general health, vitality, social functioning, role emotional, and mental health. It also provides overall summaries of the physical and mental components. After reversal and recalibration, the scores can be transformed to a 0-100 scale and then to norm-based scores, with higher scores indicating better health. The Chinese version of SF-12 v2 was used successfully in a previous study (84).

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