Skip to main content
Health Services Research logoLink to Health Services Research
. 2014 Jan 30;49(4):1249–1267. doi: 10.1111/1475-6773.12154

Health Literacy, Cognitive Ability, and Functional Health Status among Older Adults

Marina Serper 1, Rachel E Patzer 2, Laura M Curtis 3, Samuel G Smith 4, Rachel O'Conor 3, David W Baker 3, Michael S Wolf 5
PMCID: PMC4111764  NIHMSID: NIHMS548739  PMID: 24476068

Abstract

Objective

To investigate whether previously noted associations between health literacy and functional health status might be explained by cognitive function.

Data Sources/Study Setting

Health Literacy and Cognition in Older Adults (“LitCog,” prospective study funded by National Institute on Aging). Data presented are from interviews conducted among 784 adults, ages 55–74 years receiving care at an academic general medicine clinic or one of four federally qualified health centers in Chicago from 2008 to 2010.

Study Design

Study participants completed structured, in-person interviews administered by trained research assistants.

Data Collection

Health literacy was measured using the Test of Functional Health Literacy in Adults, Rapid Estimate of Adult Literacy in Medicine, and Newest Vital Sign. Cognitive function was assessed using measures of long-term and working memory, processing speed, reasoning, and verbal ability. Functional health was assessed with SF-36 physical health summary scale and Patient Reported Outcomes Measurement Information System short form subscales for depression and anxiety.

Principal Findings

All health literacy measures were significantly correlated with all cognitive domains. In multivariable analyses, inadequate health literacy was associated with worse physical health and more depressive symptoms. After adjusting for cognitive abilities, associations between health literacy, physical health, and depressive symptoms were attenuated and no longer significant.

Conclusions

Cognitive function explains a significant proportion of the associations between health literacy, physical health, and depression among older adults. Interventions to reduce literacy disparities in health care should minimize the cognitive burden in behaviors patients must adopt to manage personal health.

Keywords: Health literacy, cognitive abilities, health tasks, patient-reported outcomes, physical health, mental health


As we approach the third decade of health literacy research, associations between adult literacy skills and health knowledge, self-care ability, health services utilization, clinical outcomes, and mortality have been thoroughly investigated (Baker et al. 1997, 1998, 2008; Kalichman and Rompa 2000; DeWalt et al. 2004; Institute of Medicine 2004; Sudore et al. 2006; Berkman et al. 2011). It is now generally accepted that health literacy, defined by the World Health Organization (WHO) as “the cognitive and social skills which determine the motivation and ability of individuals to gain access to, understand and use information in ways which promote and maintain good health,” is an important health indicator (WHO 2009). With more than 80 million Americans estimated to have limited health literacy, the challenge in more recent years has been to develop and evaluate effective behavioral and health system interventions designed to mitigate the negative impact of limited health literacy, with particular targets in preventive care and chronic disease management (Institute of Medicine 2004; Sheridan et al. 2011). While a few successes have been reported in the field, there are far more intervention studies that have produced variable results or no improvement in reducing literacy disparities in certain health outcomes such as health comprehension, disease self-management, diabetes control, medication adherence, and hospitalizations. (Davis et al. 1998; Gerber et al. 2005; Pignone et al. 2005; Sheridan et al. 2011). Approaches that have worked tended to be multifaceted (enhanced educational print and media materials, enhanced drug labeling, additional patient education), making it difficult to understand the specific causal mechanisms behind any change in behavior or clinical outcome (Rothman et al. 2004; Pignone et al. 2005; Clement et al. 2009; Sheridan et al. 2011).

One reason for the lack of progress in identifying effective health literacy interventions is the continued confusion pertaining to the meaning of health literacy. Despite the broad definitions set forth by the WHO and Institute of Medicine (IOM), health literacy is often superficially described and operationalized as reading fluency and numeracy skills, resulting in a limited interpretation of the results provided by available health literacy measures. Thusly, interventions that only simplify written health materials may be inadequately informed. In addition to reading and math, a patient's capacity to manage personal health and make medical decisions likely depends on a broad set of cognitive skills such as the ability to actively process, remember, and apply learned information in a variety of health contexts (Wolf et al. 2009). Therefore, it is essential to clarify what it means for a patient to have “limited health literacy” in the context of his or her cognitive abilities to gain a robust conceptual understanding of the problem and to guide intervention strategies.

In addition to affecting health comprehension and outcomes, health literacy has been shown to be associated with health status (Cho et al. 2008; Bennett et al. 2009). A previous study conducted by this group among a large sample of Medicare enrollees noted significant relationships between health literacy and self-rated physical and mental health (Wolf, Gazmararian, and Baker 2005). A parallel body of research similar to health literacy studies has also repeatedly documented associations between a range of cognitive skills—including aspects of memory, processing speed, and reasoning, with medication adherence, clinical outcomes, and physical and mental health (Whalley and Deary 2001; Stilley et al. 2004; Batty et al. 2005; Singh-Manoux et al. 2005; Insel et al. 2006; Shipley et al. 2006). Recently, a small number of investigations have reported strong ties between cognitive function and the most common health literacy measures (Baker et al. 2008; Levinthal et al. 2008; Federman et al. 2009; Wolf et al. 2009).

As a follow-up to an earlier study by our team, which documented the impact of limited health literacy on functional health status, we performed a similar investigation in a new cohort from the National Institute of Aging study of Health Literacy and Cognition in older adults (LitCog, R01 AG030611), this time including measures of cognitive function (Grober, Sliwinsk, and Korey 1991; Wolf, Gazmararian, and Baker 2005; Wolf et al. 2012). Our objective was to examine the extent to which cognitive function could explain the previously noted relationship between health literacy and physical and mental health.

Methods

The study cohort and methods of the LitCog study have been described in detail previously, and also explained below (Wolf et al. 2012).

Sample

English-speaking adults aged 55–74 years who received care at an academic general internal medicine clinic or one of four federally qualified health centers in Chicago were recruited from August 2008 through October 2010. In brief, 3,176 age-eligible patients were identified through electronic health records, and 1,884 were reached via phone and invited to participate. Patients were deemed ineligible due to severe cognitive or hearing impairment, limited English proficiency, or not being connected to a clinic physician (defined as <2 visits in 2 years) (n = 244). In addition, 794 refused, 14 were deceased, and 28 had scheduling conflicts. The final study sample consisted of 832 participants, with an overall cooperation rate of 51 percent (American Association for Public Opinion Research 2004).

Procedure

Subjects completed two structured interviews, 7–10 days apart, each lasting 2.5 hours. A trained research assistant guided patients through a series of assessments that, on Day 1, included self-reported basic demographics, socioeconomic status, number of chronic conditions, and number of medications. In addition, functional health status and health literacy measures were administered. On Day 2, patients were given a cognitive battery to measure processing speed, working memory, inductive reasoning, long-term memory, prospective memory, and verbal ability (Ekstrom, French, and Harman 1976; Raven 1976; Zachary 1986; Grober, Sliwinsk, and Korey 1991; Salthouse and Babcock 1991; Salthouse 1992; Cherry and Park 1993; Robbins et al. 1994; Park et al. 1997; Kluger et al. 1999; Smith 2000). With the exception of verbal ability, all tests were independent of reading skills. Multiple tests were used for each cognitive domain, allowing a latent trait to be extracted. Northwestern University's Institutional Review Board approved the study.

Measures

Health Literacy

Health literacy was assessed by the Test of Functional Health Literacy in Adults (TOFHLA), Rapid Estimate of Adult Literacy in Medicine (REALM), and the Newest Vital Sign (NVS) (Davis et al. 1993; Parker et al. 1995; Weiss et al. 2005). The TOFHLA and REALM are the most commonly used measures of literacy in health care research (Institute of Medicine 2009). The TOFHLA emphasizes the use of materials patients likely encounter in health care to test reading fluency (Parker et al. 1995). Total scores range from 0 to 100 and are classified as inadequate (0–59), marginal (60–74), or adequate (75–100). The REALM is a word-recognition test consisting of 66 health-related words arranged in order of increasing difficulty (Davis et al. 1993). Patients read aloud as many words as they can and scores are based on the total number of words pronounced correctly. Dictionary pronunciation is the scoring standard and interpreted as low (0–44), marginal (45–60), or adequate (61–66). Finally, the NVS is a screening tool used to determine risk for limited health literacy (Weiss et al. 2005). Patients are given a copy of a nutrition label and asked six questions about how to interpret and act on the information. Scores are classified as high likelihood (0–1) or possibility (2–3) of limited literacy, and adequate literacy (4–6).

Cognitive Abilities

A comprehensive battery of tests was used to assess six different cognitive domains, which included processing speed (Salthouse and Babcock 1991; Salthouse 1992; Smith 2000), working memory (Cherry and Park 1993; Robbins et al. 1994), inductive reasoning (Ekstrom, French, and Harman 1976; Raven 1976; Robbins et al. 1994), long-term memory (Robbins et al. 1994; Kluger et al. 1999), prospective memory (Park et al. 1997), and verbal ability (Zachary 1986; Grober, Sliwinsk, and Korey 1991; Robbins et al. 1994). Verbal ability was classified as crystallized ability, measuring an individual's prior acquired knowledge. The other five cognitive traits (processing speed, working memory, inductive reasoning, long-term memory, and prospective memory) were considered fluid abilities, as all are associated with active information processing.

Functional Health Status

Physical function was assessed using the SF-36 physical health summary subscale. The SF-36 consists of 36 items and eight weighted subscales with scores transformed from 0 to 100, with higher scores indicating better function. The scores are standardized so that the U.S. population mean has a score of 50 (U.S. Population Norms 2013; Ware 1994). Anxiety and depression were measured using the Patient Reported Outcomes Measurement Information Service (PROMIS) short form subscales (Cella et al. 2007; Reeve et al. 2007). The scores range from 8 to 40 for depression and from 7 to 35 for anxiety, with higher scores indicating more depression and anxiety, respectively.

Analysis Plan

Descriptive statistics were calculated for each variable. ANOVA was used to compare mean performance on health tasks and functional health status by health literacy categories. Pearson product-moment (TOFHLA, REALM) and Spearman (NVS) correlations were used to examine associations between health literacy measures and cognitive tests. Fluid and crystallized ability scores were created to reduce the six cognitive categories to two and to avoid multicollinearity in subsequent regression models. Prior latent trait analyses performed in the previous study classified verbal ability alone as crystallized ability, whereas all others were factored into the fluid ability score (Wolf et al. 2012). Univariate imputation sampling methods were used to estimate any missing values (n = 98) on cognitive measures by regressing each variable on age and variables from the same cognitive domain (i.e., processing speed, working memory, inductive reasoning, long-term memory, verbal ability) in a bootstrapped sample of nonmissing observations. Fluid and crystallized ability summary scores were then calculated by estimating a single factor score for both fluid and crystallized abilities, with maximum likelihood estimation.

To examine the independent associations between health literacy and fluid or crystallized cognitive abilities with health status, we used five separate multivariable linear regression models for each combination of outcome and health literacy. There were complete data for all cognitive tests on 784 patients, which was the sample size used for multivariable analyses. Age, gender, race, and number of comorbid chronic conditions were included in all models as covariates. Model 1 included health literacy; model 2 included fluid ability; model 3 included crystallized ability; model 4 included both fluid ability and crystallized ability. Model 5 included health literacy, fluid ability, and crystallized ability to evaluate the extent to which the effect of health literacy was attenuated by cognitive abilities. The Vuong test, a likelihood-ratio based approach for non-nested models, was used to determine whether the variance explained by the models (R2) significantly changed when health literacy, fluid abilities, or crystallized abilities were included or omitted (Vuong 1989). Analyses were performed using STATA version 11.2 (College Station, TX, USA).

Results

Of the 832 participants in the study sample, 784 (94 percent) had complete data for the literacy and cognitive measures and, therefore, were used in these analyses. Table 1 contains the demographic and clinical characteristics for these participants. The sample was socially, racially, and economically diverse. The mean age was 63.1 (±5.5) years, 68.4 percent of participants were female, and 50.7 percent were white. On average, individuals had two chronic conditions (M = 1.9, SD = 1.4) and were taking 3.6 prescription medications (SD = 3.1). Based on normative data from the SF-36 and PROMIS measures, their physical and mental health scores (anxiety, depression) were considered average (Ware 1994; Cella et al. 2007).

Table 1.

Baseline Characteristics of Sample (N = 784)

Variable Summary Value
Age, mean (SD) 63.1 (5.5)
Gender (%)
 Female 68.4
Race (%)
 Black 42.2
 White 50.7
 Other 7.1
Education (%)
 High school or less 26.4
 Some college or technical school 21.9
 College graduate 20.8
 Graduate degree 30.9
Income (%)
 <$10,000 11.9
 $10,000–$24,999 19.0
 $25,000–$49,999 15.5
 >$50,000 53.6
Employment status (%)
 Full-time 20.7
 Part-time 15.1
 Not working 64.2
Marital status (%)
 Married 44.8
 Not married 55.2
Living situation (%)
 Own 62.7
 Rent 33.1
 Live with relatives or friends 3.7
Chronic conditions (%)
 Hypertension 59.5
 Diabetes 15.4
 Coronary artery disease 6.5
 Heart failure 4.6
 Bronchitis or emphysema 12.9
 Asthma 18.5
 Arthritis 47.1
 Cancer 7.3
 Depression 19.6
Total number, mean (SD) 1.9 (1.4)
Number of prescription medications, mean (SD) 3.6 (3.1)
Functional health status
 Physical (0–100) 82.3 (17.4)
 Depression (8–40) 12.9 (6.1)
 Anxiety (7–35) 15.2 (5.8)

A total of 16.8 and 12.5 percent of the participants had marginal and inadequate health literacy, respectively, as measured by the TOFHLA; 15.4 and 8.9 percent by the REALM; and 22.9 and 28.9 percent by the NVS. As previously reported, the following correlations were noted among the three health literacy measures: 0.76 (TOFHLA-REALM), 0.62 (TOFHLA-NVS), and 0.47 (NVS-REALM; all p < .001). Health literacy measures were strongly correlated with all cognitive abilities. Fluid abilities were more strongly correlated with the TOFHLA and NVS than with the REALM (0.76 and 0.73 vs. 0.57, respectively), and crystallized abilities correlated similarly with all health literacy measures (TOFHLA: 0.77, REALM: 0.74, NVS: 0.71). Fluid and crystallized abilities were strongly correlated with one another (r = 0.78) (Wolf et al. 2012).

Table 2 demonstrates the associations between health literacy and functional health status. In bivariate analyses, higher scores on the three health literacy measures were strongly correlated with better physical function, less depression, and less anxiety (all p < .001), with the exception of the REALM, which did not correlate with anxiety.

Table 2.

Associations between Health Literacy Measures and Functional Health Status

Health Literacy
Health Status Adequate Mean ± SD Marginal Mean ± SD Inadequate Mean ± SD
TOFHLA
 Physical function 85.3 ± 15.4 77.9 ± 19.3 71.0 ± 19.7 <0.001
 Depression 12.2 ± 5.3 13.6 ± 6.7 16.3 ± 7.7 <0.001
 Anxiety 14.9 ± 5.6 15.3 ± 5.9 16.7 ± 6.1 0.02
REALM
 Physical function 84.5 ± 16.2 77.7 ± 17.9 71.2 ± 20.4 <0.001
 Depression 12.4 ± 5.7 14.1 ± 6.7 14.9 ± 7.4 <0.001
 Anxiety 15.0 ± 5.7 15.7 ± 5.8 15.6 ± 5.9 0.39
NVS
 Physical function 87.0 ± 14.2 81.8 ± 17.4 74.6 ± 19.4 <0.001
 Depression 11.8 ± 5.0 12.6 ± 5.6 15.0 ± 7.4 <0.001
 Anxiety 14.6 ± 5.7 15.0 ± 5.6 16.3 ± 5.9 0.003

Higher score for physical function = better physical function (range 0–100); higher score for depression = increased depression (range 8–40); higher score for anxiety = increased anxiety (range 7–35).

In multivariate models (Table 3), inadequate health literacy as measured by the TOFHLA was independently associated with worse physical function and greater depression, but not anxiety, after controlling for covariates (β = −5.9, 95 percent CI: −9.3 to −2.5, p < .001; β = 2.8, 95 percent CI: 1.5–4.2, p < .001; β = 1.1, 95 percent CI: −0.2 to 2.4, p = .09, respectively). Weaker fluid cognitive abilities were also significantly associated with poorer physical and mental health (β = 2.5, 95 percent CI: 1.2–3.8, p < .001; β = −1.4, 95 percent CI: −1.9 to −0.9, p < .001; β = −0.8, 95 percent CI: −1.3 to −0.3, p = .002, respectively). Crystallized cognitive abilities were associated with physical health and depression, but not anxiety (β = 2.0, 95 percent CI: 0.7–3.4, p = .003; β = −0.9, 95 percent CI: −1.4 to −0.4, p = .001; β = −0.3, 95 percent CI: −0.9 to 0.2, p = .19, respectively). When fluid and crystallized cognitive abilities were entered in multivariable models in addition to health literacy, the relationship between health literacy and physical health was attenuated by 42.4 percent and no longer significant (β = −3.4, 95 percent CI: −8.0 to 1.1, p = .14). For depression, the association with health literacy was attenuated by 46.5 percent after fluid and crystallized abilities were entered into the model, and no longer statistically significant (β = 1.5, 95 percent CI: −0.2 to 3.2, p = .09).

Table 3.

Multivariable Models of Health Literacy, Cognitive Abilities, and Health Status

Model 1
Model 2
Model 3
Model 4
Model 5
HL Only
FA Only
CA Only
FA + CA
HL + FA + CA
Variable β (95% CI) p β (95% CI) p β (95% CI) p β (95% CI) p β (95% CI) p
Physical Health
 Inadequate Health literacy −5.9 (−9.3, −2.5) 0.001 −3.4 (−8.0, 1.1) 0.14
 Fluid abilities 2.5 (1.2, 3.8) <0.001 2.1 (0.3, 3.9) 0.02 1.8 (−0.1, 3.7) 0.07
 Crystallized abilities 2.0 (0.7, 3.4) 0.003 0.6 (−1.2, 2.4) 0.51 −0.02 (−2.0, 2.0) 0.98
 Adjusted R2 0.35 0.35 0.34 0.35 0.35
Depression
 Inadequate Health literacy 2.8 (1.5, 4.2) <0.001 1.5 (−0.2, 3.2) 0.09
 Fluid abilities −1.4 (−1.9, −0.9) <0.001 −1.4 (−2.1, −0.7) <0.001 −1.3 (−2.1, −0.6) <0.001
 Crystallized Abilities −0.9 (−1.4, −0.4) 0.001 0.1 (−0.6, 0.8) 0.85 0.3 (−0.4, 1.1) 0.38
 Adjusted R2 0.19 0.20 0.19 0.20 0.20
Anxiety
 Inadequate Health literacy 1.1 (−0.2, 2.4) 0.09 0.2 (−1.5, 2.0) 0.79
 Fluid abilities −0.8 (−1.3, −0.3) 0.002 −1.0 (−1.7, −0.4) 0.003 −1.1 (−1.8, −0.3) 0.004
 Crystallized abilities −0.3 (−0.9, 0.2) 0.19 0.4 (−0.3, 1.1) 0.30 0.4 (−0.3, 1.2) 0.29
 Adjusted R2 0.13 0.13 0.12 0.13 0.13

Fluid abilities are cognitive traits associated with active information processing; crystallized abilities are prior knowledge. All models include the covariates of age, gender, race/ethnicity, and number of comorbid conditions. CA, crystallized ability; FA, fluid abilities; HL, health literacy.

Health literacy as measured by the REALM (Table S1) was only significantly associated with physical health while health literacy as measured by the NVS was an independent predictor of physical health, depression, and anxiety (Table S2). After including health literacy, fluid cognitive abilities, and crystallized cognitive abilities in the models, the association between health literacy as measured by the REALM and NVS and physical health were attenuated by 72.3 and 34.6 percent, respectively. In the final model, the relationship between health literacy as measured by the NVS and depression was reduced by 50.0 percent and also became nonsignificant (without cognitive abilities: β = 2.4, 95 percent CI: 1.3–3.5, p < .01; with cognitive abilities: β = 1.2, 95 percent CI: −0.2 to 2.5, p = .09).

The NVS was the only health literacy measure linked to anxiety in multivariate models; this association was reduced and no longer significant after including fluid and crystallized abilities in the model (without cognitive abilities: β = 1.4, 95 percent CI: 0.3–2.4, p = .01; with cognitive abilities: β = 0.8, 95 percent CI: −0.5 to 2.1, p = .24). The inclusion or omission of fluid or crystallized cognitive abilities did not significantly alter the explanatory power (adjusted R2) of the multivariable models for health literacy (as measured by TOFHLA, REALM, or NVS) and functional health status.

Discussion

Low health literacy, as assessed by the TOFHLA, REALM, and NVS, has repeatedly been found to be a strong risk factor for inadequate health knowledge, poorer self-care ability, greater morbidity, and mortality as well as lower self-reported health (Baker et al. 1997, 1998, 2008; DeWalt et al. 2004; Cho et al. 2008; Bennett et al. 2009; Berkman et al. 2011). We were able to replicate this group's previous research findings in a separate cohort by showing strong associations between the three common measures of health literacy and physical and mental health status (Wolf, Gazmararian, and Baker 2005). Furthermore, each of these relatively crude assessments (of reading ability and numeracy skills) were strongly correlated with tests of crystallized and fluid cognitive abilities, as previously noted by Federman and recently published by our group (Federman et al. 2009; Wolf et al. 2012). However, evidence from multivariable models suggests that health literacy, as measured by these tests, is largely representative of cognitive function. Significant associations between health literacy and physical and mental health were substantially attenuated after adjusting for cognitive function, becoming nonsignificant.

It is intuitive that health literacy, as measured by the TOFHLA, REALM, and NVS, reflects a cognitive skill set. Reading ability, in the process of decoding and comprehending text, is dependent upon basic fluid and crystallized cognitive abilities. Numeracy skills require working memory, processing speed, and reasoning (among others) to perform calculations. Yet our results show that additional abilities beyond just reading and numeracy are likely to be very important to health. This is logical when considering the patient's role in maintaining personal health, especially in the presence of chronic conditions. An individual must engage in active problem-solving to successfully navigate a health system, recall doctor instructions, dose out multi-drug regimens, comprehend health insurance information, and maintain daily health-promoting behaviors. Failure to engage in healthy behaviors can lead to worse health outcomes, poorer self-rated health, increased depression, and anxiety. While reading and numeracy skills are essential for disease self-management, broader cognitive abilities are also required. This was evidenced by our models, which had the greatest explanatory power for functional health status when both health literacy and cognitive function were included. These results have important implications for health literacy research. Specifically, to move beyond an agenda focused predominantly on providing plain language information following evidence-based principles for content and format, we need to better understand how to simplify patients' daily tasks in disease self-management.

Perhaps the most significant message from our findings is that the current definition of health literacy, as defined either by the WHO or Institute of Medicine, must be appropriately conceptualized rather than redefined. It is clear through past intervention attempts that the problem of limited health literacy can often be superficially interpreted; based on the false premise that individual differences are based solely on reading and math skills (Wolf et al. 2009). If health literacy is a broad cognitive skill set as both the WHO and IOM definitions imply, then interventions should reflect this.

In addition to education initiatives, human factors-related strategies for addressing health care complexity may mitigate patients' cognitive burden in managing personal health. Such system-targeted interventions could address both demands on fluid and crystallized abilities. For example, to minimize demands on fluid abilities, delivering information via tangible means such as in print or via web, may allow the patients to review the information as needed after the medical encounter is over, enhancing retention of information and relying less on inference. Making health information and medical instruction readily available across modalities, while using care coordinators or patient navigators, could ease the burden on patients' fluid and crystallized cognitive skills. For example, providing explicit dosing instructions for drug regimens that do not require patients to “do the math” (i.e., take two pills in the morning and two pills in the evening vs. take two pills twice daily) has been shown to improve medication use (Wolf et al. 2011a,b). Going one step further, extended release and combination pills that reduce the complexity of patients' drug regimens have been shown in studies to improve adherence and clinical outcomes (Blum, Havlik, and Morganroth 1976; Dezii 2000; Simpson et al. 2006; Benner et al. 2009). Looking to the future, these strategies will be particularly salient given the patients' increased use of the Internet to access patient portals, mobile health technology, and electronic medical records (Bates and Bitton 2010; Chumbler, Haggstrom, and Saleem 2011). Recent studies have highlighted the complexity and difficulty experienced by older adults when navigating a health care website or patient portal; future interventions may be designed to address these issues and also incorporate designated staff to educate and continually monitor patient access and use of services (Czaja, Sharit, and Nair 2008). While there are many affordances to the increasingly available electronic tools to help promote health maintenance and safe medication use, it is important that patients find them well-designed and easy to navigate. Moreover, where many recent, usually multifaceted strategies have been proven efficacious at improving patient knowledge and behavior, future evaluations should specifically determine whether disparities in performance by literacy and/or cognitive skill are reduced. This would truly demonstrate that the cognitive load has been minimized.

This study has a number of limitations that should be considered in the interpretation of the results. We examined a population of older adults receiving treatment at internal medicine clinics in the Chicago area who are fluent in English and predominantly female. Our sample may be limited in generalizability given our moderate cooperation rate, recruitment from primary care practices in one urban area, and older adult population. Thus, results may not be generalizable, especially to younger patients. Although participants were recruited from multiple study sites, the sample is cross-sectional and causality cannot be established with this study design. Specifically, we cannot completely separate whether low cognitive ability or limited health literacy caused worse health outcomes, or whether worse health outcomes resulted in impaired cognition and literacy. Currently, the LitCog study does include prospective, follow-up interviews every 3 years, and future research will be able to better examine the relationship between cognitive function and health literacy.

In summary, health literacy remains an important construct that encapsulates an individual's skill set to manage health, a preponderance of which is related to cognitive function. This includes memory, processing speed, problem-solving, attained health knowledge, as well as reading and numeracy skills. Interventions to overcome health literacy disparities, therefore, must deconstruct the specific tasks performed by patients by considering how various cognitive factors contribute to the difficulty of the task to improve performance. A consideration worthy of future studies is whether the current common measures of health literacy (TOFHLA, REALM, NVS) are adequate given the sizable body of literature supporting their predictive ability, or whether more comprehensive assessments could better identify and categorize health literacy problems—both for research and clinical purposes. Yet even if better screening tools become available that can accurately identify those at risk of limited health literacy and the nature of the problem(s), our research agenda may be more informative in terms of understanding how health systems can lessen the cognitive burden placed on patients by redesigning patient roles. Moving forward, additional prospective studies of health literacy and cognitive function should be conducted to more fully elucidate these relationships in various patient populations and among a more extensive list of health outcomes. In this manner, the knowledge gained can provide health systems with explicit guidance on how to reduce health care complexity while identifying individuals who may require additional assistance when engaging health care providers and services.

Acknowledgments

Joint Acknowledgment/Disclosure Statement: This project was supported by the National Institute on Aging (R01 AG030611; PI: Wolf). We have no conflict of interest to disclose as they pertain to this manuscript.

Disclosures: None.

Disclaimers: None.

Supporting Information

Additional supporting information may be found in the online version of this article:

Table S1: Multivariable Models of Health Literacy (REALM), Cognitive Abilities, and Physical and Mental Health.

Table S2: Multivariable Models of Health Literacy (NVS), Cognitive Abilities, and Physical and Mental Health.

hesr0049-1249-sd1.docx (19.1KB, docx)

Appendix SA1: Author Matrix.

hesr0049-1249-sd2.pdf (776.1KB, pdf)

References

  1. American Association for Public Opinion Research. Standard Definitions: Final Dispositions of Case Codes and Outcome Rates for Surveys. Ann Arbor, MI: American Association for Public Opinion Research; 2004. [Google Scholar]
  2. Baker DW, Parker RM, Williams MV, Clark WS. Nurss J. “The Relationship of Patient Reading Ability to Self-Reported Health and Use of Health Services”. American Journal of Public Health. 1997;87(6):1027–30. doi: 10.2105/ajph.87.6.1027. [DOI] [PMC free article] [PubMed] [Google Scholar]
  3. Baker DW, Parker RM, Williams MV. Clark WS. “Health Literacy and the Risk of Hospital Admission”. Journal of General Internal Medicine. 1998;13(12):791–8. doi: 10.1046/j.1525-1497.1998.00242.x. [DOI] [PMC free article] [PubMed] [Google Scholar]
  4. Baker DW, Wolf MS, Feinglass J. Thompson JA. “Health Literacy, Cognitive Abilities, and Mortality among Elderly Persons”. Journal of General Internal Medicine. 2008;23(6):723–6. doi: 10.1007/s11606-008-0566-4. [DOI] [PMC free article] [PubMed] [Google Scholar]
  5. Bates DW. Bitton A. “The Future of Health Information Technology in the Patient-Centered Medical Home”. Health Affairs (Millwood) 2010;29(4):614–21. doi: 10.1377/hlthaff.2010.0007. [DOI] [PubMed] [Google Scholar]
  6. Batty GD, Mortensen EL, Nybo Andersen AM. Osler M. “Childhood Intelligence in Relation to Adult Coronary Heart Disease and Stroke Risk: Evidence from a Danish Birth Cohort Study”. Paediatric and Perinatal Epidemiology. 2005;19(6):452–9. doi: 10.1111/j.1365-3016.2005.00671.x. [DOI] [PubMed] [Google Scholar]
  7. Benner JS, Chapman RH, Petrilla AA, Tang SS, Rosenberg N. Schwartz JS. “Association between Prescription Burden and Medication Adherence in Patients Initiating Antihypertensive and Lipid-Lowering Therapy”. American Journal of Health System Pharmacy. 2009;66(16):1471–7. doi: 10.2146/ajhp080238. [DOI] [PubMed] [Google Scholar]
  8. Bennett IM, Chen J, Soroui JS. White S. “The Contribution of Health Literacy to Disparities in Self-Rated Health Status and Preventive Health Behaviors in Older Adults”. Annals of Family Medicine. 2009;7(3):204–11. doi: 10.1370/afm.940. [DOI] [PMC free article] [PubMed] [Google Scholar]
  9. Berkman ND, Sheridan SL, Donahue KE, Halpern DJ. Crotty K. “Low Health Literacy and Health Outcomes: An Updated Systematic Review”. Annals of Internal Medicine. 2011;155(2):97–107. doi: 10.7326/0003-4819-155-2-201107190-00005. [DOI] [PubMed] [Google Scholar]
  10. Blum CB, Havlik RJ. Morganroth J. “Cholestyramine: An Effective, Twice-Daily Dosage Regimen”. Annals of Internal Medicine. 1976;85(3):287–9. doi: 10.7326/0003-4819-85-3-287. [DOI] [PubMed] [Google Scholar]
  11. Cella D, Yount S, Rothrock N, Gershon R, Cook K, Reeve B, Ader D, Fries JF, Bruce B. Rose M. “The Patient-Reported Outcomes Measurement Information System (PROMIS): Progress of an NIH Roadmap Cooperative Group during Its First Two Years”. Medical Care. 2007;45(5 Suppl 1):S3–11. doi: 10.1097/01.mlr.0000258615.42478.55. [DOI] [PMC free article] [PubMed] [Google Scholar]
  12. Cherry KE. Park DC. “Individual Difference and Contextual Variables Influence Spatial Memory in Younger and Older Adults”. Psychology and Aging. 1993;8(4):517–26. doi: 10.1037//0882-7974.8.4.517. [DOI] [PubMed] [Google Scholar]
  13. Cho YI, Lee SY, Arozullah AM. Crittenden KS. “Effects of Health Literacy on Health Status and Health Service Utilization amongst the Elderly”. Social Science and Medicine. 2008;66(8):1809–16. doi: 10.1016/j.socscimed.2008.01.003. [DOI] [PubMed] [Google Scholar]
  14. Chumbler NR, Haggstrom D. Saleem JJ. “Implementation of Health Information Technology in Veterans Health Administration to Support Transformational Change: Telehealth and Personal Health Records”. Medical Care. 2011;49(Suppl):S36–42. doi: 10.1097/MLR.0b013e3181d558f9. [DOI] [PubMed] [Google Scholar]
  15. Clement S, Ibrahim S, Crichton N, Wolf M. Rowlands G. “Complex Interventions to Improve the Health of People with Limited Literacy: A Systematic Review”. Patient Education and Counseling. 2009;75(3):340–51. doi: 10.1016/j.pec.2009.01.008. [DOI] [PubMed] [Google Scholar]
  16. Czaja SJ, Sharit J. Nair SN. “Usability of the Medicare Health Web Site”. Journal of the American Medical Association. 2008;300(7):790–2. doi: 10.1001/jama.300.7.790-b. [DOI] [PMC free article] [PubMed] [Google Scholar]
  17. Davis TC, Long SW, Jackson RH, Mayeaux EJ, George RB, Murphy PW. Crouch MA. “Rapid Estimate of Adult Literacy in Medicine: A Shortened Screening Instrument”. Family Medicine. 1993;25(6):391. [PubMed] [Google Scholar]
  18. Davis TC, Fredrickson DD, Arnold C, Murphy PW, Herbst M. Bocchini JA. “A Polio Immunization Pamphlet with Increased Appeal and Simplified Language Does Not Improve Comprehension to an Acceptable Level”. Patient Education and Counseling. 1998;33(1):25–37. doi: 10.1016/s0738-3991(97)00053-0. [DOI] [PubMed] [Google Scholar]
  19. DeWalt DA, Berkman ND, Sheridan S, Lohr KN. Pignone MP. “Literacy and Health Outcomes: A Systematic Review of the Literature”. Journal of General Internal Medicine. 2004;19(12):1228–39. doi: 10.1111/j.1525-1497.2004.40153.x. [DOI] [PMC free article] [PubMed] [Google Scholar]
  20. Dezii CM. “A Retrospective Study of Persistence with Single-Pill Combination Therapy vs. Concurrent Two-Pill Therapy in Patients with Hypertension”. Manag Care. 2000;9(9 Suppl):2–6. [PubMed] [Google Scholar]
  21. Ekstrom RB, French JW. Harman HH. ETS Kit of Factor-Referenced Cognitive Tests. Princeton, NJ: Educational Testing Service; 1976. [Google Scholar]
  22. Federman AD, Sano M, Wolf MS, Siu AL. Halm EA. “Health Literacy and Cognitive Performance in Older Adults”. Journal of the American Geriatrics Society. 2009;57(8):1475–80. doi: 10.1111/j.1532-5415.2009.02347.x. [DOI] [PMC free article] [PubMed] [Google Scholar]
  23. Gerber BS, Brodsky IG, Lawless KA, Smolin LI, Arozullah AM, Smith EV, Berbaum ML, Heckerling PS. Eiser AR. “Implementation and Evaluation of a Low-Literacy Diabetes Education Computer Multimedia Application”. Diabetes Care. 2005;28(7):1574–80. doi: 10.2337/diacare.28.7.1574. [DOI] [PubMed] [Google Scholar]
  24. Grober E, Sliwinsk M. Korey SR. “Development and Validation of a Model for Estimating Premorbid Verbal Intelligence in the Elderly”. Journal of Clinical and Experimental Neuropsychology. 1991;13(6):933–49. doi: 10.1080/01688639108405109. [DOI] [PubMed] [Google Scholar]
  25. Insel K, Morrow D, Brewer B. Figueredo A. “Executive Function, Working Memory, and Medication Adherence among Older Adults”. Journals of Gerontology: Series B, Psychological Sciences and Social Sciences. 2006;61(2):P102–7. doi: 10.1093/geronb/61.2.p102. [DOI] [PubMed] [Google Scholar]
  26. Institute of Medicine. Health Literacy: A Prescription to End Confusion. Washington, DC: National Academy Press; 2004. [Google Scholar]
  27. Institute of Medicine. Measures of Health Literacy: Workshop Summary. Washington, DC: The National Academies Press; 2009. [PubMed] [Google Scholar]
  28. Kalichman SC. Rompa D. “Functional Health Literacy Is Associated with Health Status and Health-Related Knowledge in People Living with HIV-AIDS”. Journal of Acquired Immune Deficiency Syndromes. 2000;25(4):337–44. doi: 10.1097/00042560-200012010-00007. [DOI] [PubMed] [Google Scholar]
  29. Kluger A, Ferris SH, Golomb J, Mittelman MS. Reisberg B. “Neuropsychological Prediction of Decline to Dementia in Nondemented Elderly”. Journal of Geriatric Psychiatry and Neurology. 1999;12(4):168–79. doi: 10.1177/089198879901200402. [DOI] [PubMed] [Google Scholar]
  30. Levinthal BR, Morrow DG, Tu W, Wu J. Murray MD. “Cognition and Health Literacy in Patients with Hypertension”. Journal of General Internal Medicine. 2008;23(8):1172–6. doi: 10.1007/s11606-008-0612-2. [DOI] [PMC free article] [PubMed] [Google Scholar]
  31. Park DC, Hertzog C, Kidder DP, Morrell RW. Mayhorn CB. “Effect of Age on Event-Based and Time-Based Prospective Memory”. Psychology and Aging. 1997;12(2):314–27. doi: 10.1037//0882-7974.12.2.314. [DOI] [PubMed] [Google Scholar]
  32. Parker RM, Baker DW, Williams MV. Nurss JR. “The Test of Functional Health Literacy in Adults: A New Instrument for Measuring Patients' Literacy Skills”. Journal of General Internal Medicine. 1995;10(10):537–41. doi: 10.1007/BF02640361. [DOI] [PubMed] [Google Scholar]
  33. Pignone M, DeWalt DA, Sheridan S, Berkman N. Lohr KN. “Interventions to Improve Health Outcomes for Patients with Low Literacy. A Systematic Review”. Journal of General Internal Medicine. 2005;20(2):185–92. doi: 10.1111/j.1525-1497.2005.40208.x. [DOI] [PMC free article] [PubMed] [Google Scholar]
  34. Raven JC. Standard Progressive Matrices: Sets A, B, C, D and E. San Antonio, TX: Harcourt Assessment; 1976. [Google Scholar]
  35. Reeve BB, Hays RD, Bjorner JB, Cook KF, Crane PK, Teresi JA, Thissen D, Revicki DA, Weiss DJ, Hambleton RK, Liu H, Gershon R, Reise SP, Lai JS. Cella D. “Psychometric Evaluation and Calibration of Health-Related Quality of Life Item Banks: Plans for the Patient-Reported Outcomes Measurement Information System (PROMIS)”. Medical Care. 2007;45(5 Suppl 1):S22–31. doi: 10.1097/01.mlr.0000250483.85507.04. [DOI] [PubMed] [Google Scholar]
  36. Robbins TW, James M, Owen AM, Sahakian BJ, McInnes L. Rabbitt P. “Cambridge Neuropsychological Test Automated Battery (CANTAB): A Factor Analytic Study of a Large Sample of Normal Elderly Volunteers”. Dementia and Geriatric Cognitive Disorders. 1994;5(5):266–81. doi: 10.1159/000106735. [DOI] [PubMed] [Google Scholar]
  37. Rothman RL, DeWalt DA, Malone R, Bryant B, Shintani A, Crigler B, Weinberger M. Pignone M. “Influence of Patient Literacy on the Effectiveness of a Primary Care-Based Diabetes Disease Management Program”. Journal of the American Medical Association. 2004;292(14):1711. doi: 10.1001/jama.292.14.1711. [DOI] [PubMed] [Google Scholar]
  38. Salthouse TA. “What Do Adult Age Differences in the Digit Symbol Substitution Test Reflect?”. Journal of Gerontology. 1992;47(3):P121. doi: 10.1093/geronj/47.3.p121. [DOI] [PubMed] [Google Scholar]
  39. Salthouse TA. Babcock RL. “Decomposing Adult Age Differences in Working Memory”. Developmental Psychology. 1991;27(5):763–76. [Google Scholar]
  40. Sheridan SL, Halpern DJ, Viera AJ, Berkman ND, Donahue KE. Crotty K. “Interventions for Individuals with Low Health Literacy: A Systematic Review”. Journal of Health Communication. 2011;16(Suppl 3):30–54. doi: 10.1080/10810730.2011.604391. [DOI] [PubMed] [Google Scholar]
  41. Shipley BA, Der G, Taylor MD. Deary IJ. “Cognition and All-Cause Mortality across the Entire Adult Age Range: Health and Lifestyle Survey”. Psychosomatic Medicine. 2006;68(1):17–24. doi: 10.1097/01.psy.0000195867.66643.0f. [DOI] [PubMed] [Google Scholar]
  42. Simpson SH, Eurich DT, Majumdar SR, Padwal RS, Tsuyuki RT, Varney J. Johnson JA. “A Meta-Analysis of the Association between Adherence to Drug Therapy and Mortality”. British Medical Journal. 2006;333(7557):15. doi: 10.1136/bmj.38875.675486.55. [DOI] [PMC free article] [PubMed] [Google Scholar]
  43. Singh-Manoux A, Ferrie JE, Lynch JW. Marmot M. “The Role of Cognitive Ability (Intelligence) in Explaining the Association between Socioeconomic Position and Health: Evidence from the Whitehall II Prospective Cohort Study”. American Journal of Epidemiology. 2005;161(9):831. doi: 10.1093/aje/kwi109. [DOI] [PubMed] [Google Scholar]
  44. Smith A. Symbol Digit Modalities Test: SDMT. Los Angeles, CA: Western Psychological Services; 2000. [Google Scholar]
  45. Stilley CS, Sereika S, Muldoon MF, Ryan CM. Dunbar-Jacob J. “Psychological and Cognitive Function: Predictors of Adherence with Cholesterol Lowering Treatment”. Annals of Behavioral Medicine. 2004;27(2):117–24. doi: 10.1207/s15324796abm2702_6. [DOI] [PubMed] [Google Scholar]
  46. Sudore RL, Yaffe K, Satterfield S, Harris TB, Mehta KM, Simonsick EM, Newman AB, Rosano C, Rooks R, Rubin SM, Ayonayon HN. Schillinger D. “Limited Literacy and Mortality in the Elderly: The Health, Aging, and Body Composition Study”. Journal of General Internal Medicine. 2006;21(8):806–12. doi: 10.1111/j.1525-1497.2006.00539.x. [DOI] [PMC free article] [PubMed] [Google Scholar]
  47. “U.S. Population Norms – SF-36.org”. [accessed on August 5, 2013]. Available at http://www.sf-36.org/research/sf98norms.pdf.
  48. Vuong QH. “Likelihood Ratio Tests for Model Selection and Non-Nested Hypotheses”. Econometrica: Journal of the Econometric Society. 1989;57(2):307–33. [Google Scholar]
  49. Ware JE. Boston, MA: The Health Institute, New England Medical Center; 1994. “SF-36 Physical and Mental Health Summary.” In Scales: A User's Manual. [Google Scholar]
  50. Weiss BD, Mays MZ, Martz W, Castro KM, DeWalt DA, Pignone MP, Mockbee J. Hale FA. “Quick Assessment of Literacy in Primary Care: The Newest Vital Sign”. Annals of Family Medicine. 2005;3:514–22. doi: 10.1370/afm.405. [DOI] [PMC free article] [PubMed] [Google Scholar]
  51. Whalley LJ. Deary IJ. “Longitudinal Cohort Study of Childhood IQ and Survival up to Age 76”. British Medical Journal. 2001;322(7290):819. doi: 10.1136/bmj.322.7290.819. [DOI] [PMC free article] [PubMed] [Google Scholar]
  52. Wolf MS, Gazmararian JA. Baker DW. “Health Literacy and Functional Health Status among Older Adults”. Archives of Internal Medicine. 2005;165(17):1946–52. doi: 10.1001/archinte.165.17.1946. [DOI] [PubMed] [Google Scholar]
  53. Wolf MS, Wilson EAH, Rapp DN, Waite KR, Bocchini MV, Davis TC. Rudd RE. “Literacy and Learning in Healthcare”. Pediatrics. 2009;124:S275–81. doi: 10.1542/peds.2009-1162C. [DOI] [PMC free article] [PubMed] [Google Scholar]
  54. Wolf MS, Curtis LM, Waite K, Bailey SC, Hedlund LA, Davis TC, Shrank WH, Parker RM. Wood AJ. “Helping Patients Simplify and Safely Use Complex Prescription Regimens”. Archives of Internal Medicine. 2011a;171(4):300–5. doi: 10.1001/archinternmed.2011.39. [DOI] [PMC free article] [PubMed] [Google Scholar]
  55. Wolf MS, Davis TC, Curtis LM, Webb JA, Bailey SC, Shrank WH, Lindquist L, Ruo B, Bocchini MV, Parker RM. Wood AJ. “Effect of Standardized, Patient-Centered Label Instructions to Improve Comprehension of Prescription Drug Use”. Medical Care. 2011b;49(1):96–100. doi: 10.1097/MLR.0b013e3181f38174. [DOI] [PMC free article] [PubMed] [Google Scholar]
  56. Wolf MS, Curtis LM, Wilson EA, Revelle W, Waite KR, Smith SG, Weintraub S, Borosh B, Rapp DN, Park DC, Deary IC. Baker DW. “Literacy, Cognitive Function, and Health: Results of the LitCog Study”. Journal of General Internal Medicine. 2012;27(10):1300–7. doi: 10.1007/s11606-012-2079-4. [DOI] [PMC free article] [PubMed] [Google Scholar]
  57. World Health Organization. 2009. “7th Global Conference on Health Promotion: Track Themes” [accessed on October 16, 2012]. Available at http://www.who.int/healthpromotion/conferences/7gchp/track2/en/index.html.
  58. Zachary RA. Shipley Institute of Living Scale, Revised Manual. Los Angeles, CA: Western Psychological Services; 1986. [Google Scholar]

Associated Data

This section collects any data citations, data availability statements, or supplementary materials included in this article.

Supplementary Materials

Table S1: Multivariable Models of Health Literacy (REALM), Cognitive Abilities, and Physical and Mental Health.

Table S2: Multivariable Models of Health Literacy (NVS), Cognitive Abilities, and Physical and Mental Health.

hesr0049-1249-sd1.docx (19.1KB, docx)

Appendix SA1: Author Matrix.

hesr0049-1249-sd2.pdf (776.1KB, pdf)

Articles from Health Services Research are provided here courtesy of Health Research & Educational Trust

RESOURCES