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. Author manuscript; available in PMC: 2015 Jun 1.
Published in final edited form as: Sleep Med Rev. 2013 Sep 27;18(3):283–290. doi: 10.1016/j.smrv.2013.07.003

Leptin: A biomarker for sleep disorders?

Weihong Pan 1,*, Abba J Kastin 1
PMCID: PMC4131947  NIHMSID: NIHMS611157  PMID: 24080454

SUMMARY

Leptin, a pleiotropic protein hormone produced mainly by fat cells, regulates metabolic activity and many other physiological functions. The intrinsic circadian rhythm of blood leptin is modulated by gender, development, feeding, fasting, sleep, obesity, and endocrine disorders. Hyperleptinemia is implicated in leptin resistance. To determine the specificity and sensitivity of leptin concentrations in sleep disorders, we summarize here the alterations of leptin in four conditions in animal and human studies: short duration of sleep, sleep fragmentation, obstructive sleep apnea (OSA), and after use of continuous positive airway pressure (CPAP) to treat OSA. The presence and causes of contradictory findings are discussed. Though sustained insufficient sleep lowers fasting blood leptin and therefore probably contributes to increased appetite, obesity and OSA independently result in hyperleptinemia. Successful treatment of OSA by CPAP is predicted to decrease hyperleptinemia, making leptin an ancillary biomarker for treatment efficacy. Current controversies also call for translational studies to determine how sleep disorders regulate leptin homeostasis and how the information can be used to improve sleep treatment.

Keywords: Leptin, Circadian rhythm, Sleep fragmentation, Sleep duration, Obstructive sleep apnea, Continuous positive airway pressure

Introduction

Leptin is a 16 kDa polypeptide cytokine that is produced mainly in adipocytes. It inhibits feeding, increases sympathetic activation, modulates immune functions, influences synaptic activities, and often promotes inflammation. Many effects are mediated by the central nervous system (CNS), as leptin crosses the blood–brain barrier (BBB) by a saturable transport mechanism [1]. Leptin concentrations in blood correlate with body weight and body mass index (BMI). Hyperleptinemia in obesity is part of the intriguing phenomenon of leptin resistance. Like insulin resistance in type II diabetes, leptin resistance is a universal finding in obesity and metabolic syndrome [2]. The underlying mechanisms involve upregulation of leptin antagonists such as the soluble leptin receptor and counteracting hormones, reduced efficiency of leptin uptake by organs including the brain, desensitization of leptin signaling in target organs, and development of antagonistic cellular signaling pathways. These factors modulate the physiological response to leptin across time and condition. Partial saturation of leptin transport across the BBB is already present at physiological conditions. In obesity, the BBB becomes a rate limiting factor to reduce the efficacy of leptin in the CNS [3]. By contrast, 48 h fasting decreases blood leptin and its transport across the BBB in lean mice [4].

Sleep, circadian rhythm, and sleep disorders all affect leptin concentrations in blood. The rhythm of leptin in constant conditions differs from that in entrained conditions. There is entrainment by meals [57] and regulation by gender and adiposity [8,9]. In most studies, human subjects (and animals) live in an environment with feeding-fasting and wake–sleep cycles, both of which influence the concentration of leptin. Under a constant routine protocol with dim light and 38 h of wakefulness, the circadian rhythm of endogenous leptin peaks around the usual time of waking. This contrasts with the effects of sleep and fasting to lower leptin and with those of wakefulness and feeding to increase leptin. Results from this well-controlled study of six healthy human subjects indicate combined effects from the endogenous circadian pacemaker and day/night patterns on leptin concentrations [7]. While the sleep/wake schedule causes a leptin nadir upon awakening, the entrained rhythm peaks earlier (midnight) and reaches a minimum at 11:40 h, before lunch at 12:30 h. Plasma leptin is not shifted by acute sleep deprivation, but shows a rhythm shift of 5–7 h when meals are shifted 6.5 h without changing the light or sleep cycle. Furthermore, there is a 12 ± 2 h shift induced by day/night reversal (time zone shift). The results indicate meal entrainment, rather than an immediate effect of the circadian clock [5].

In patients with narcolepsy who show fragmented sleep, abnormal rapid eye movement (REM) sleep, and excessive daytime sleepiness (EDS), there is a reduction of mean 24-h plasma leptin concentration and loss of the nocturnal acrophase [10]. This is not unusual since narcolepsy involves degeneration of orexin neurons and probably affects other areas of the hypothalamus involved in neuroendocrine control of feeding. Obesity and its associated leptin resistance also result in hypothalamic astrogliosis [1113]. However, it is not yet clear whether leptin resistance plays a causal role in metabolic and neurobehavioral changes in subjects with sleep disorders.

The analysis of a relationship between leptin concentration and sleep is important since sleep disturbance contributes greatly to poor health. Sleep durations of five hours (h) or less per night are associated with a significantly increased risk of obesity [14]. Obesity is a main risk factor for obstructive sleep apnea (OSA); a recent analysis with epidemiological modeling from the Wisconsin Sleep Cohort indicates that the estimated prevalence rates increased substantially over the last two decades, from 14% to 55% among different age groups [15]. Sleep fragmentation is also a main feature of OSA and leads to EDS. Hyperleptinemia is a consequence of obesity, and it might serve a biochemical link between sleep disorders and impaired physiological functions.

Here, we review the conflicting literature about leptin and sleep within the last decade (2002–2012) in each of four areas: short sleep duration, sleep fragmentation, OSA, and the use of continuous positive airway pressure (CPAP) for treatment of OSA. The results, including reduction, elevation, or lack of change of leptin, show the complexity of the leptin system that can be influenced by biological behavior and efficacy of treatment. Taking into consideration circadian rhythm changes, adiposity, and the rigor of control of experimental conditions, the most consistent conclusion is that effective treatment of OSA reduces hyperleptinemia. This makes leptin a biomarker for treatment efficacy.

Effects of short sleep duration on leptin in human studies (Table 1)

Table 1.

Effects of sleep duration on blood leptin concentrations in human studies.

Study Sleep duration Leptin level Experiment type Population sampled Method to measure sleep
Benedict 2012 [20] 24 h no sleep No change Prospective with 14 men, 22.6 ± 0.8 y old, Laboratory environment
Charles 2011 [24] <5 h or >8 h
vs 5–7 h
crossover design
Cross sectional
BMI 23.9 ± 0.5 kg/m2
443 police
Questionnaire
Klingenberg
2012 [23]
4 h × 3 nights No change Prospective with
crossover design
21 teenagers (15–19 y old),
BMI < 25 kg/m2
Laboratory environment
Knutson 2011 [19] 6.5 h of sleep
at home
No change; blood
drawn 8–10 am
Prospective 80 habitual short sleepers,
BMI 38.2 kg/m2
Actigraphy
Mullington
2003 [17]
88 h sleep loss ↓Circadian amplitude Time series 10 healthy men Sleep lab environment
Nedeltcheva
2009 [29]
5.5 h vs 8.5 h × 14
nights with overeating
No difference Prospective 11 people; overeating
dominates the effect,
39 ± 5 y old,
EEG and EMG for sleep
staging
Omisade 2010 [28] 4 h × 5 nights ↑Morning leptin
0.2 ng/ml (7.7%)
Prospective BMI 26.5 ±1.5 kg/m2
136 people, 18–25 y old
(21.6 ± 2.23), BMI 18.3–51.9 kg/m2
(24.47 ± 8.09)
Laboratory environment
Reynolds 2012 [25] 4 h × 5 nights ↑0.5 ng/ml (13.7%) Prospective 14 men, 27 y old, BMI 23.5 kg/m2 Laboratory environment
Schmid 2008 [21] 4.5 or 0 h vs 7 h No change Prospective 10 healthy men, BMI 23.8 kg/m2
1 night
PSG
Schmid 2009 [22] 4.5 h × 2 nights No change Prospective with
crossover design
15 healthy young adults
(age 27.1 ± 1.3),
BMI 22.9 kg/m2
accelerometry
Simpson 2010 [27] 3h ↑33% Prospective 15 young women Laboratory environment
Spiegel 2004 [18] 4 h vs 12 h for 6 d ↓ 26% Prospective 11 healthy men (22 ± 1 y old),
BMI 23.4 kg/m2
PSG
Taheri 2004 [16] 5 h vs 8 h ↓ 15.5% Prospective
cohort
1017 people from Wisconsin
Sleep Cohort, BMI 29.7 kg/m2
PSG in combination with
questionnaires and sleep
diary
Van Leeuwen
2010 [26]
4 h × 5 nights ↑0.35 ng/ml (163.3 ± 42.4%
at 5th day of sleep
restriction, 123.1 ± 7.0%
at 2nd night of recovery sleep)
Prospective 23 men, 23.1 ± 2.5 y old,
BMI 23.2 kg/m2
Laboratory environment

Human studies showing decreased leptin in short sleepers

Overnight polysomnography (PSG) is the gold standard for evaluation of sleep duration and quality. By use of PSG, the Wisconsin Sleep Cohort showed that subjects sleeping 5 h had fasting blood leptin concentrations 15.5% lower than those sleeping 8 h [16]. The significant correlation between sleep duration and leptin was independent of BMI, age, sex, or the presence/extent of sleep-disordered breathing. This appears counterintuitive, especially that short sleepers in this study tended to have a higher BMI (usually associated with higher leptin), making the reduction of leptin concentrations even more significant. Blood sampling time, in relation to sleep–wake cycle and nycthemeral effects on blood leptin concentrations, therefore, might provide a feasible explanation (Fig. 2).

Fig. 2.

Fig. 2

Proposed major links between obstructive sleep apnea (OSA) and blood leptin concentrations, and how positive airway pressure (PAP) may be effective. Obesity, a major risk factor of OSA and systemic inflammation, increases adiposity and leptin production by adipocytes. Once OSA has developed, intermittent hypoxia, oxidative stress, and related metabolic and organ/system stress further worsen obesity. Some of the factors are more readily modifiable by PAP treatment which stabilizes sleep, whereas others may be more difficult to resolve and perhaps only partially reversible.

Prolonged sleep loss decreases the circadian amplitude of leptin, as shown in 10 healthy men after 88 consecutive hours of sustained sleeplessness [17]. Multiple consecutive nights of shortened sleep also decreases leptin concentrations. After a week of nightly sleep restriction to 4 h, the maximal blood leptin concentrations were 26% lower in 11 healthy men. This occurred without change in caloric intake, physical activity, body weight, or BMI. Both daytime and nighttime leptin concentrations decreased, as did the amplitude of the diurnal variation. The acrophase of the circadian rhythm was also advanced; i.e., the time it took for the usual increase of blood leptin from a low in the early morning to the nocturnal peak was decreased by about 1.5 h [18].

Human studies showing unchanged leptin in short sleepers

The effect of habitual short sleep duration (less than 6.5 h by actigraphy worn at home) on leptin concentrations was tested in 80 obese subjects (BMI 38.2). When blood leptin was normalized by percent body fat, it showed no correlation with sleep time [19]. The lack of change may be influenced by the following limitations: first, normalization using % fat as the denominator tended to mask hyperleptinemia; second, no control subjects with normal sleep duration were included; third, blood sampling occurred between 8:00 h and 10:00 h (even for the short sleepers awakening earlier), rather than upon awakening of these subjects at home (not in a controlled laboratory environment); fourth, the subjects were selected for obesity and short sleep duration, rather than from the general population as in the Wisconsin Sleep Cohort that found decreased leptin concentrations; lastly, the subjects were morbidly obese; they probably had large variation of their sleeping time and quality that the home recording failed to identify, contributing to variable responses of leptin concentrations to overnight fasting.

In a laboratory environment despite the lack of PSG or actigraphy recording, overnight total sleep deprivation (no sleep for 24 h) for 14 healthy men did not change the circadian rhythm of blood leptin [20]. Peak leptin concentrations occurred during the first half of the night, as expected for an inactive period of low energy expenditure. Altered stress hormones and autonomic nervous system activity might have contributed to a compensatory elevation of leptin. In a cross-over design spanning two weeks, controlled sleep durations of 0, 4.5 h, or 7 h of sleep in nine healthy men also failed to change blood leptin, though there was increased hunger sensation and higher ghrelin concentrations [21]. A follow-up study, attempting to overcome insufficient statistical power and a sub-threshold duration for leptin concentrations to fall, did not detect a change in leptin after two nights of restricted sleep (bed time 02:45 h–07:00 h) in comparison with the 8 h sleep controls [22]. Consistent with this, a more recent Danish study of three consecutive nights of 4 h sleep restriction in 21 adolescent boys also failed to show a change of leptin concentrations [23]. These nights of sleep restriction were still shorter than in the studies finding decreased blood leptin concentrations.

Human studies showing increased leptin after sleep loss

Higher leptin concentrations were seen in police officers with both long (>8 h) and short (<5 h) sleep than in those sleeping 5–7 h nightly, influenced by gender, BMI, abdominal width, and shift work [24]. Leptin concentrations were also increased by five nights of sleep restriction to 4 h/night in 14 healthy men who had adequate energy intake and reduced energy expenditure, without change in appetite or hunger [25]. In this design, a similar increase of leptin was seen in 23 healthy young men [26] and 136 subjects [27]. Blood samples were not obtained until between 10:30 h and 12:00 h several hours after being awakened, and there was free access to food throughout the study.

In 15 healthy young women with sleep restricted to 3 h for a single night, leptin was increased in the morning from 2.6 to 2.8 ng/ ml (08:30 h) but not evening (20:00 h). Unusually, morning concentrations were higher than evening concentrations [28]. This might indicate a transient diurnal effect. In a sleep study with an overeating experimental maneuver, two weeks of overeating had a greater effect than reduced sleep duration, as the 5.5 h and 8.5 h groups did not show a difference [29]. The increased leptin was related to increased body weight and fat resulting from enhanced caloric intake.

In general, sleep duration shows a U-shaped curvilinear association with BMI, but habitual short sleepers have sustained elevation of leptin independent of BMI, suggesting that sleep duration may override the influence of circadian rhythm [16]. Most of the studies on sleep duration and leptin did not measure sympathetic nervous system activity. Leptin is known to increase sympathetic outflow [30,31], although reciprocal changes have not been reported to our knowledge. Sleep loss also induces sympathetic activation [32]. It is possible that short sleep duration might also act through autonomic nervous system activity and stress hormones to increase leptin concentrations in certain circumstances.

Overall, the effect of sleep duration on blood leptin has been examined by many groups, with variation in sleep duration, number of nights, laboratory vs home environment, normal vs obese population, food intake intervention, activity level, circadian time of sampling vs time of sleep, as well as sample size. The concurrent use of glucose tolerance tests in place of a breakfast meal may also contribute to restricted or abnormal eating patterns [18,25,33]. Table 1 summarizes findings from the sleep duration maneuvers, mainly with sleep restriction or deprivation. We apologize if we inadvertently missed any studies in the last decade from 2003. It is safe to conclude that PSG-verified sleep restriction reduces fasting leptin concentrations, and that caution should be taken in future experimental designs to control factors that may interfere with feeding, circadian rhythmicity, and leptin production.

Effects of short sleep duration on leptin in animal studies (Table 2)

Table 2.

Effects of sleep duration on blood leptin concentrations in rodent studies.

Study Sleep duration Leptin level Subject
details
Barf 2012 [36] 20 h/d of sleep loss weekdays ↓ 49% week 1 Rats
Bodosi 2004 [38] 5 h at the onset of light cycle,
without control of food intake
No change Rats
Koban 2005 [35] 20 d of REM loss ↓ 35% Rats
Martins 2011 [34] 96 h REM loss ↓ 62% Rats

Rodent studies showing decreased leptin

In rats after 96 h of REM sleep deprivation by the inverted flowerpot platform method, blood leptin is decreased regardless of chow feeding, high fat diet, or liquid diet. Weight loss is significant and most marked during the first 24 h, suggesting the presence of major stress [34]. In a sustained REM deprivation study, leptin concentration was 35% of controls by day 5, before any significant change of food consumption or fat depletion, and it remained low throughout the remainder of the 20 d but returned to normal after two days of rest [35]. In a “weekday” sleep deprivation study, leptin decreased at the end of each five-day period and after the 4 h period of rest, before any significant change in food ingestion [36]. Overall, four days or more of sleep deprivation reduces blood leptin concentration, regardless of diet or deprivation protocol, and this is accompanied by weight loss. The rodent studies did not involve frequent sampling of blood so that no data are yet available about how sleep deprivation changes the known circadian rhythm of blood leptin concentrations or the rhythm of leptin transport across the blood–brain barrier [37].

Rodent studies showing unchanged leptin

Five hours of sleep deprivation at the beginning of the light cycle did not affect leptin concentrations in rats, though there was a rapid increase of ghrelin, elevation of corticosterone, and increased feeding [38]. The increase in feeding probably contributed to the higher level of leptin, indicating the importance of controlling food intake in the experimental design. Overall, the influence of feeding, obesity, and duration of sleep restriction all contribute to the outcome of the studies.

Lack of effect of sleep fragmentation on leptin in both human and rodent studies

In a 24 h cross-over design, 12 healthy men (mean age 23 and mean BMI 24.4 kg/m2) received five wakeup calls at about 90 min intervals during the 8 h allotted time in bed [39]. As a result of the fragmentation, there was reduced REM sleep and increased stage 2 non-REM sleep. There were no changes in total sleep time, sleep latency, time awake, sleep stage 1, or leptin. Thus, a single night of sleep fragmentation does not appear to affect blood leptin concentration. However, this amount of sleep disruption is far less that that seen in patients with severe sleep apnea (e.g., every 2 min).

Increased sleep fragmentation as well as increased sleep duration have been observed in obese mice with genetic mutations, namely the ob/ob mice lacking leptin production [40] and the db/db mice with a mutant ObRb receptor subtype [41]. Sleep fragmentation alone, however, did not affect leptin production in the rodents. In a study spanning 72 d, rats underwent six cycles of 10 d sleep fragmentation by platform rotation followed by two days of recovery. The decrease of leptin was not significantly different even though there was weight loss [42].

In summary, both human and rodent experimental sleep fragmentation did not affect leptin concentrations. Fragmentation interval, altered locomotor activity, stress hormone production, and feeding might have contributed to the overall outcome.

Effects of OSA on leptin concentrations (Table 3)

Table 3.

Effects of OSA on blood leptin concentrations.

Study OSA group BMI (kg/m2)
(sample size)
OSA AHI
(event/h)
OSA blood
leptin (ng/ml)
Control BMI (kg/m2)
(sample size)
Control AHI
(event/h)
Control blood
leptin (ng/ml)
Change from control
Basoglu 2011 [79] 33.5 (36) 27.7 ± 19.6 13.1 34.5 (34) <5 9.0 Higher
Fredheim 2011 [50] 47.2 (84) 25 5.74 46.3 (53) 2 6.66 Lower
Hargens 2013 [82] 32.4 (12) 25.4 11.9 22.2 (16), 31.6 (18) 2.0, 2.2 4.1, 9.7 Higher or no change
Harsch 2003 [54] 30.6 (30) 58 12.4 32.6 (30) 2 4.4 Higher
Kapsimalis 2008 [47] 28.7 (26) Severe 20.2 29.4 (26), 30.6 (15) Mild-moderate,
none
23.1, 9.4 Higher
McArdle 2007 [44] 28 (46) 40 7.8 28 (46) 3 4.1 Higher
Ozturk 2003 [81] 30.8 (8) 43 21.2 31.0 (12, mild OSA),
28.5 (12, non-OSA)
12, 2 16.2 (mild OSA),
10.6 (non-OSA)
Higher
Papaioannou 2011 [83] 30 (68) 22.4 9.6 28 (37) 2.5 7.9 Higher – correlates
with BMI
Sharma 2007 [85] 29.8 (40) 32.2 10.65 29.0 (40) 1.4 8.52 No difference
Tatsumi 2005 [46] 24.7 (96) 32.5 6.0 24.7 (52) 2.3 3.8 Higher
Ulukavak 2005 [80] 33 (30) 44 29.4 31 (22) 1.55 20.2 Higher
Ursavas 2010 [84] 32.5 (55) 43.5 10.9 31.6 (15) 2.8 9.4 No difference

OSA is commonly correlated with obesity, and it poses severe metabolic and vascular consequences resulting from increased sympathetic activation, vascular endothelial dysfunction, oxidative stress, inflammation, increased coagulability, and metabolic dysregulation [4345]. OSA patients often have increased sleep fragmentation, secondary insomnia, and reduction of slow wave and REM sleep. Intermittent hypoxia further exacerbates the metabolic changes related to sleep disturbance and obesity. The severity of OSA is collectively evaluated by clinical symptoms, comorbidities, extent of desaturation, sleep fragmentation, impairment of sleep stage distribution, reduction of sleep efficiency, apnea–hypopnea index (AHI), and respiratory disturbance index (RDI). However, most studies have to depend mainly on AHI for classification, with a value higher than 30 events/h defined as severe OSA, 15–30 for moderate severity, and 5–15 as mild.

As shown in Table 3, there is a large variation of basal leptin concentrations as well as changes in OSA groups among different studies. OSA has been reported to be associated with higher, the same, or even lower leptin concentrations.

In most studies showing hyperleptinemia, OSA was associated with higher circulating leptin independent of BMI. The regression line between leptin and BMI was significantly shifted higher in the OSA group [46]. It also appears that the presence of OSA, regardless of its severity, led to elevated leptin in comparison with BMI-matched non-OSA controls [47]. Both morning and evening leptin concentrations were higher in 138 OSA patients with a wide range of AHI [48]. This correlation between leptin level and AHI disappeared after adjustment for BMI. Nevertheless, in patients with an AHI >15, the ratio of evening to morning leptin was increased 23%. In these studies, hyperleptinemia is a main feature in the patients with OSA regardless of BMI.

There are also reports that obese patients with OSA do not show high blood leptin concentrations. Blood leptin in the morning did not differ among 28 obese patients with OSA, 10 obese controls without OSA, 21 non-obese patients with OSA, and 20 non-obese controls [49]. Here, obesity alone was sufficient to induce hyperleptinemia even without OSA.

There is even a report that leptin concentrations are lower in OSA patients with morbid obesity (57.4 ± 20.3 ng/ml) than non-OSA controls with morbid obesity (66.6 ± 16.4 ng/ml) [50]. It is not clear whether the 18% of severe OSA patients (24 subjects) had ongoing positive airway pressure (PAP) treatment. The gender differences in this study were not controlled; there were fewer males in the non-OSA group (7 vs 29) and a gender difference in leptin might also have contributed to the anomaly.

It should be noted that factors such as sampling methods, meal patterns, sleep duration and cohesiveness, or blunted circadian rhythm induced by obesity can all modulate leptin concentrations. Furthermore, blood leptin in OSA patients is influenced by the presence or absence of obesity. In patients with relatively normal BMI, OSA is more likely to induce hyperleptinemia in comparison with the BMI-matched controls. Fig. 1 plots relevant data from Barcelo et al. in their study of four groups of subjects [51]; the results are consistent with those summarized above showing that obesity appears to play a greater role in hyperleptinemia than OSA. The interplay of obesity and OSA on blood leptin is somewhat similar to that described above on obesity and sleep restriction. Because of the distinct circadian rhythm of leptin (and the shift of rhythm by disrupted sleep), studies with small sample size may not have sufficient statistical power to detect the actual difference. On one hand, leptin is a main adipocytokine, the blood level of which correlates with adiposity and therefore is a better indicator of adiposity than body weight. On the other hand, persistent elevation of leptin and its associated leptin resistance are better indicators of sustained neuroinflammation. In OSA patients, intermittent hypoxia and oxidative stress occur both in the periphery and the brain. Leptin aggravates reactive gliosis in obesity [11,12,52] as well as inflammatory status, and thus might further worsen the control of OSA and the neurological sequelae.

Fig. 1.

Fig. 1

Differential effects of obesity and obstructive sleep apnea (OSA) on severity of sleep apnea (determined by apnea-hypopnea index, AHI) and leptin concentrations. Graphed from data of Barcelo et al. 2005 [51]. **: p < 0.01; ***: p < 0.005.

Effects of CPAP treatment on hyperleptinemia (Table 4)

Table 4.

Effects of CPAP treatment duration, efficacy, and baseline BMI on hyperleptinemia.

Study Sample size and treatment
duration
Pre-BMI (kg/m2) Post-BMI (kg/m2) Pre-AHI (event/h) Post-AHI (event/h) Leptin
concentration
Barcelo 2005 [51] 4 groups of 18–24/group,
3 or 12 m
25.9 in non-obese
and 34.9 in obese groups
nd 43 in non-obese
and 49 in obese groups
nd
Cuhadaroglu 2009 [55] 31 patients, 8 wk 32 nd 43 Nd
Drummond 2008 [62] 98 patients, 1 wk and 6 m 33.2 nd 51.7 2.7 ± 1.7 No change
Garcia 2011 [63] 20 patients × 6 m 36.5 37.1 >15 Not specified No change
Harsch 2003 [54] 30 men, 8 wk 32.6 nd 58 ± 16 nd
Huang 2004 [60] 8 patients, 1 d and 7.5 m nd nd nd nd
Nakra 2008 [57] 25 children with OSA
and 9 without
z score of 2.8 with OSA
and z score of 2.57 without
No change 8.68 nd ↓ by CPAP
Rubinsztajn 2006 [61] 29 men, 3 wk nd nd nd nd No change
Sanchez-de-la-Torre 2011 [49] 28 obese men and 21
non-obese men, 3 m
>30 as obese
and <27 as control
nd >20
Sanner 2004 [59] 53 patient, 6 m nd nd 29.4 1.6
Sanner 2004 [59] 26 patient, 6 m,
ineffectively treated
nd nd 24.8 13.7
Trenell 2007 [56] 19 patients > 3 m 36 nd 64 nd
Yee 2006 [53] 14 patients, 1.6–3 y 40.9 nd 44 (RDI) nd

nd: no data.

As shown in Table 4, the response of leptin concentrations to CPAP treatment also has some inconsistency; most studies showed reduction but some showed a lack of change. The change of leptin concentration is more sensitive than the reduction of body weight or BMI.

In studies showing that CPAP lowers leptin levels, Yee et al. reported a reduction of blood leptin from 47.1 to 29.8 ng/ml over a course of 2.3 y (range of 1.6–3 y , as the sampling interval between the first and last measurement differed among subjects) in nine regular PAP users who were morbidly obese and hypercapneic. Six of the patients were on CPAP whereas three were on bilevel positive airway pressure (BiPAP). This contrasts with the lack of change in five non-users in the same study. In the non-users, the concentration of leptin was 19.6 ± 17.8 ng/ml and re-testing showed 20.4 ± 19.3 ng/ml after the same observation interval. Neither group had a change in BMI [53]. The reduction of hyper-leptinemia may occur rather quickly. There are reports of effectiveness after eight weeks of CPAP use (ranging from 6.8 to 12.7 ng/ml) unaccompanied by a decrease in BMI or body fat [54,55], 3 mo [5658], 6 mo [59], 7.5 mo [60], a year [51], or 1.6– 3 y [53].

While Barcelo et al. reported a reduction of leptin concentration only in the non-obese OSA group (from 11.0 to 9.2 ng/ml after a year) without accompanying BMI changes [51], Sanchez et al. found that CPAP significantly reduced blood leptin only in the obese OSA patients but not in the non-obese ones [49]. Both have sound explanations; the former may be influenced by more cohesive sleep after effective treatment of OSA, whereas the latter suggests long-term efficacy in the reduction of adiposity and the inflammatory state by CPAP treatment.

There are also reports showing a lack of change of leptin concentration with CPAP or auto-PAP, although treatment efficacy was not monitored, for instance by symptoms or residual AHI [61,62]. In particular, 40% of 20 obese patients with six months of consistent CPAP use gained weight and leptin concentrations did not change significantly [63]. This raises questions about treatment efficacy that can be influenced by factors such as inadequate PAP setting, insufficient sleeping duration, issues with pressure delivery interface, low adherence to long-term treatment plan, coexisting sleep disorders not yet identified or treated, and lack of a comprehensive management program that includes diet control and increased activity levels. In these circumstances, residual respiratory events and sleep fragmentation would persist. Thus, treatment efficacy should be a key measurement, along with sufficient sleep duration and management of other medical issues.

The effect of CPAP treatment on weight loss also has variable results. There is successful weight reduction in obese and overweight patients with OSA after CPAP use [64]. Concurrent with weight loss, visceral and subcutaneous fat (as measured by computerized tomography) are decreased in six months, whereas leptin concentrations are reduced in 3–4 d. The remaining 59% of the 22 subjects did not have significant weight loss but visceral fat was also decreased [65]. This consistent reduction of visceral fat is an exciting finding, since visceral fat functions as a large endocrine organ and produces a variety of proinflammatory molecules detrimental to vascular and metabolic functions. Assessment at eight weeks also showed no change of body weight but reduction of hyperleptinemia [54]. However, a study with unequal sample size between control and treatment groups suggested weight gain in non-obese OSA patients, particularly in the 16 females out of the 46 subjects (p = 0.06) though males had no difference [66].

It appears that effective treatment of OSA can help to decrease body weight, adiposity, and leptin concentrations, but the incidence of successful weight reduction is probably less than 50%. However, the loss of fat and increase of muscle mass may cancel each other, resulting in variable changes of body weight. Analysis of treatment outcome should involve monitoring of residual respiratory events and other measures of sleep quality, including insufficient sleep time, persistent sleep fragmentation, low sleep efficiency resulting from chronic insomnia, parasomnia, circadian phase delay sleep disorders, drug effects, and comorbidities. Finally, weight loss and resolution of hyperleptinemia are dependent on restoration of energy homeostasis. Normalizing sleep indicates a reversal of the increased energy expenditure due to frequent nocturnal arousals; thus, if caloric intake and activity levels remain the same, it is possible that the successfully treated OSA patient can gain weight. Therefore counseling for normal feeding behavior and increase of physical activity should be provided for every obese OSA patient.

A translational point linking the human and animal study evidence discussed above

Fig. 2 proposes potential interactions between OSA and blood leptin concentrations, and how CPAP may be effective. A role of leptin in sleep regulation is shown by its ability to decrease REM sleep and increase slow wave sleep [67]. However, leptin is not the main driving factor for increased total sleep time and NREM sleep in obesity, as seen in mice fed with a high-fat diet [68], ob/ob mice lacking leptin [40,41] and obese Zucker rats with defective ObR [69,70].

Astrocytic leptin signaling, however, may serve as a link. In the brain, the cellular targets for leptin show dynamic changes. Obesity induces upregulation of astrocytic leptin receptors [11,71], as do autoimmune disorders such as experimental autoimmune encephalomyelitis [72]. Astrocytes respond to leptin by induction of multiple signaling pathways and calcium influx [1113], which in turn modulate neuronal activities. In obesity, activation of astrocytic leptin signaling further exacerbates metabolic functions [73]. Gliotransmitters released by astrocytes, such as adenosine, have been shown to modulate sleep pressure [7476]. Thus, leptin might act through astrocytes to be a key regulator of sleep drive in obesity.

There are many unanswered questions about sleep and leptin. For example, what drives a reduction of leptin during sleep restriction? What mediates hyperleptinemia in OSA in the absence of obesity? Sleep fragmentation alone does not induce significant elevation of leptin; does it support a long-term relationship in the pathophysiological regulation leading to hyperleptinemia, or is it an experimental bias resulting from the fragmentation design? An immediate response of cytokines to OSA events [77] and effects of CPAP treatment have been demonstrated [78]. How does leptin interact with the proinflammatory cytokines during this dynamic process?

Conclusions

There is considerable disagreement among studies during the last decade examining the relation of sleep to blood leptin concentrations. The outcome would be more consistent once the study design takes into consideration the circadian rhythm of leptin and implants rigorous control of experimental conditions (such as sleep time, caloric intake, energy expenditure, adequate control groups, and efficient experimental interventions, particularly PAP treatment).

In most of the studies in the past decade summarized here, short sleep duration decreases fasting leptin, OSA frequently results in increased leptin, and effective PAP treatment decreases leptin in the long run. As hyperleptinemia is associated with leptin resistance and metabolic syndrome in obesity, it is conceivable that successful treatment of sleep disorders in the obese subjects or OSA-associated inflammation is marked by a reduction of leptin. In this sense, leptin can be a useful marker for treatment efficacy.

Practice points.

  1. Short sleep duration usually decreases fasting blood leptin, a change that may facilitate feeding behavior and promote obesity in the long run.

  2. While OSA alone increases leptin in less obese patients, obesity plays a greater role in inducing hyperleptinemia.

  3. Successful long-term treatment of OSA with positive airway pressure is predicted to lower hyperleptinemia over time.

Research agenda.

  1. To use the reduction of hyperleptinemia as a biomarker for efficient treatment of OSA, a standardized sampling protocol should be developed that takes into consideration the circadian rhythm, activity level, meal, sleep time, and absence of concurrent interfering measures such as glucose tolerance tests.

  2. More studies are needed to determine disease mechanisms that can explain how sleep disturbance leads to abnormal leptin regulation, and how this is tied to metabolic dysregulation and autonomic nervous system activation.

Acknowledgments

The authors receive grant support from NIH (DK54880 and DK92245 to AJK, and NS62291 to WP). There are no conflicts of interest.

Abbreviations

AHI

apnea—hypopnea index

BBB

blood—brain barrier

BMI

body mass index

CNS

central nervous system

CPAP

continuous positive airway pressure

EDS

excessive daytime sleepiness

OSA

obstructive sleep apnea

PAP

positive airway pressure

REM

rapid eye movement

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