Abstract
Background
The Self-Reporting Questionnaire (SRQ) is a screening instrument that has been shown to be an effective measure of depression in postpartum women and is widely used in developing nations.
Methods
The SRQ was administered to 2,028 mothers from eight nations at two time points: one and six months postpartum. All data were obtained from the Interactions of Malnutrition and Enteric Infections: Consequences for Child Health and Development (MAL-ED) study. The sample included women from MAL-ED sites in Bangladesh, Brazil, India, Nepal, Pakistan, Peru, South Africa, and Tanzania. This study examined three aspects of validity of SRQ scores including (a) structural validity, (b) cross-cultural invariance, and (c) invariance over time.
Results
A 16-item, one-factor structure with items reflecting somatic symptoms removed was deemed to be superior to the original structure in this postpartum population. Although differential item functioning (DIF) across sites was evident, the one-factor model was a good fit to the data from seven sites, and the structure was invariant across the one- and six-month time points.
Limitations
Findings are based on data from self-report scales. No information about the clinical status of the participants was available.
Conclusions
Overall, findings support the validity of a modified model of the SRQ among postpartum women. Somatic symptoms (e.g., headaches, not sleeping well) may not reflect internalizing problems in a postpartum population. Implications for researchers and practitioners are discussed.
Keywords: Postpartum depression, Self Reporting Questionnaire, Validity, Low-and middle-income countries, MAL-ED
Postpartum depression is a common condition that results in considerable impairment for affected women and families (see Miller, 2002, for a review). The consequences of postpartum depression are increasingly being recognized worldwide. However, most of the research on postpartum depression has been conducted in English-speaking, Westernized nations. International research examining the correlates and effects of postpartum depression in novel settings is needed but is dependent upon the validation of measures of depressive symptomology among postpartum populations throughout the world.
The Self-Reporting Questionnaire (SRQ; Beusenberg and Orley, 1994; World Health Organization, 1994; 1980; WHO) is a self-report measure of internalizing symptoms that was developed by the World Health Organization as a tool for improving mental health screening worldwide. The SRQ has been used extensively throughout the world, and some studies have examined the validity of the scale within single nations (e.g., Ethiopia; Hanlon et al., 2008a; Stewart et al., 2009). However, to our knowledge, the structure of the SRQ has never been examined in any setting using contemporary best practice factor analytic techniques (i.e., principal axis factoring, oblique rotations for correlated factors, use of multiple criteria for determining the number of factors to retain, and the use of exploratory and confirmatory factor analyses on independent subsamples). This study sought to examine the structure and invariance of SRQ scores across eight international sites (Dhaka, Bangladesh; Fortaleza, Brazil; Vellore, India; Bhaktapur, Nepal; Loreto, Peru; Naushahro Feroze, Pakistan; Venda, South Africa; and Haydom, Tanzania) and at two time points (one and six months postpartum).
Overview of Postpartum Depression
Assessment and Diagnosis
According to O’Hara and McCabe (2013), “postpartum depression is often defined as an episode of major depressive disorder (but sometimes including minor depression) that occurs in the postpartum period.” For women with postpartum depression, symptoms of sadness, tearfulness, anxiety, irritability or worry often overshadow the early months of motherhood (e.g., Gjerdingen & Yawn, 2007; O’Hara & Swain, 1996).Within major diagnostic systems (e.g., DSM-V; American Psychiatric Association, 2013, and ICD-10; World Health Organization, 1990), episodes of depression that occur during pregnancy or the postpartum period are diagnosed using the same criteria as depressive episodes occurring at other times. If depressive symptoms begin shortly after delivery (4-6 weeks), postnatal specifiers can be used in the diagnostic label, but the same criteria are used regardless of whether or not the onset occurs in the postpartum period (see Austin, 2010, for a review).
There is disagreement in the literature regarding whether postpartum depression should be considered distinct from other forms of depression– particularly in regard to somatic symptoms (e.g., appetite changes and difficulty sleeping). Somatic symptoms commonly occur during the early months of childrearing–even among non-depressed mothers (see O’Hara and McCabe, 2013, for a review). Some researchers argue that somatic symptoms complicate the assessment of internalizing disorders in postpartum women and that somatic items should not be included on rating scales (e.g., Cox et al., 1987). However, others contend that somatic symptoms are valid indicators of depression in postpartum populations (O’Hara, Williamson, & Watson, 2012). Although there is much speculation in the literature, very little research has been conducted to evaluate whether somatic symptoms are valid reflections of postpartum depression.
Child Outcomes
Proper assessment, identification, and treatment of postpartum depression is essential given some of the harmful outcomes associated with the condition (Marshall & Thompson, 2014; O’Hara & McCabe, 2013; Patel, Rodrigues, & DeSouza, 2002; Wisner, Parry, & Piontek, 2002). Maternal depressive symptoms are known risk factors for poor child development outcomes (e.g., Beck, 1998; Cooper & Murray, 1998). Various studies have document impairments in children of depressed parents on an array of factors such as growth (Duarte et al., 2012; Santos et al., 2010), mental health (Muzik and Borovska, 2010), illness (Casey et al., 2004; Turney, 2011), feeding (Casey et al., 2004; Ndokera and MacArthur, 2011; Rahman et al., 2004) and cognitive development (Azak, 2012). Because there is an emerging literature documenting links between postpartum depression and differences in child development, (Conroy et al., 2012; Foss et al., 2004; Korja et al., 2008; Paulson et al., 2006; Paulson et al., 2009; Podesta L et al., 2013; Quevedo et al., 2012; Walker et al., 2007), international research in this area is timely and important. However, international research on postpartum depression is dependent upon the existence of measures of depressive symptoms that produce reliable and valid scores among postpartum women in the countries in which they are used. This study focused on the validity of the SRQ in assessing maternal depressive symptoms in eight nations around the world.
Self-Reporting Questionnaire
The version of the Self Reporting Questionnaire (SRQ; Beusenberg and Orley, 1994) used in this study is comprised of 20 items that assess psychological disturbances related to depressive symptoms occurring within the past 4 weeks. Questions are answered with a simple “yes” or “no” and the instrument may be self-administered or interviewer-administered.
Development of the SRQ
The SRQ was developed by the WHO as part of a collaborative study. In 1975, teams of psychiatrists, public health workers, and researchers from Colombia, India, Senegal, and Sudan began the study and later teams from Brazil, Egypt and the Philippines joined. The original items on the SRQ were drawn from several existing rating scales.
SRQ Convergent and Predictive Validity Research
The convergent and predictive validity of SRQ scores has been examined in several countries around the world. For example, studies conducted in Malawi (Akena et al., 2012), Ghana (Weobong et al., 2009), Ethiopia (Hanlon et al., 2008), and Brazil (Mari & Williams, 1986) have reported moderate to high rates of sensitivity and specificity (generally 0.70-0.85). Additionally, the SRQ has been used successfully in many studies screening for maternal depressive symptoms (e.g., Stewart et al., 2009; Ghubash & Abou-Saleh, 1997; Nakku, Naksi, & Mirembe, 2007).
SRQ Structural Validity Research
The structural validity of SRQ scores has been investigated in several settings. In Rwanda,Scholte et al. (2011) applied exploratory factor analysis (EFA) with principal axis factoring and varimax rotation and identified a five-factor structure with correlated factors. Multiple group confirmatory factor analysis (CFA) was used to test factorial invariance over a three-month interval, and the findings supported temporal invariance. However, in the Scholte et al. study, the EFA and CFA were conducted on the same sample which may have led to conflated results. In India, Sen (1987) examined the SRQ using principal components analysis with varimax rotation and reported a seven-factor structure (n=202). In Brazil, Santos et al.(2009; n=3,190) and Iacoponi and Mari (1989; n=1,182) separately identified a four-factor structure for the SRQ. Both Brazilian studies used principal components analysis, Varimax rotation, and eigenvalue rule of one for retention. Finally, in Afghanistan, Ventevogel et al.(2007) applied principal axis factoring (n = 116) and varimax rotation and identified a two-factor structure. To date, findings related to the factor structure of the SRQ have varied widely across studies with solutions ranging from two to seven factors.
Unfortunately, many prior studies of the validity of SRQ scores inappropriately relied on small sample sizes (more than 5 cases per item are needed; e.g., Velicer & Fava, 1998). Moreover, all prior studies used at least one technique that has been shown increase the risk of over-factoring (e.g., principal components analysis, applying varimax rotation with correlated factors, and the eigenvalue > 1 factor retention rule; see Henson & Roberts, 2006 and Kline, 2005 for reviews of current best practices in EFA and CFA, respectively). Best practices in factor analysis suggest that researchers can reduce the risk of over-factoring and increase the replicability of their findings by using principal axis factoring, oblique rotations with correlated factors, and multiple methods for determining the number of factors to retain (e.g., scree plot, parallel analysis, and minimum average partials; e.g., Fabrigar et al., 1999). The SRQ has never been examined using contemporary best practice techniques in factor analysis and, consequently, the true structure of the scale in any setting is unknown. Given the ubiquity with which the SRQ has been utilized in the empirical literature, further international research of the validity of the scale across cultures using these techniques is essential.
Present Study
The primary objective of this study was to use best practice factor analytic techniques to examine the SRQ structure in the international MAL-ED (http://mal-ed.fnih.org/, 2009) sample, the invariance of the scale across the 8 international study sites, and the stability of the structure over time. We sought to address three research questions: (a) What is the factor structure of the SRQ in this sample?, (b) Is the factor structure of the SRQ invariant across cultural groups1 (as determined based on study site)?, and (c) Is the factor structure of the SRQ invariant over time (one and six months postpartum)?
Method
Overview of MAL-ED Study
The Interactions of Malnutrition and Enteric Infections: Consequences for Child Health and Development (MAL-ED; Mal-ed.fnih.org) study is a multi-disciplinary, observational, prospective, clinical/field study conducted at 8 international sites. The MAL-ED study aims to identify the periods during the first two years of life where malnutrition and specific enteric infections are associated with the greatest effect on growth and development. Factors evaluated for their effects include: enteric and other infections, micronutrient levels, dietary intake, socioeconomic status, maternal depressive symptoms, and the home environment.
Participants
A total of 2,028 women across the eight sites were included in this study. Demographic information is provided in Table 1. All study procedures were approved by the Institutional Review Boards at each institution affiliated with a study site and each partnering institution.
Table 1.
Bangladesh | Brazil | India | Nepal | Peru | Pakistan | South Africa |
Tanzania | |
---|---|---|---|---|---|---|---|---|
N | 262 | 229 | 247 | 238 | 299 | 274 | 282 | 259 |
Mean Age | 24.9 (5.0) | 24.8(5.5) | 23.9(4.1) | 26.5(3.7) | 24.2(6.0) | 28.0 (5.9) | 26.6 (7.0) | 28.5 (6.7) |
Mean Parity | 2.0 (1.1) | 2.3 (1.4) | 2.2 (1.4) | 1.7 (0.8) | 2.5 (1.7) | 3.6 (2.5) | 2.4 (1.4) | 4.3 (2.6) |
Mean # of child deaths | 0.1 (0.3) | 0 (0.2) | 0.1 (0.5) | 0.1 (0.2) | 0.1 (0.3) | 0.3 (0.9) | 0.1 (0.3) | 0.3 (0.7) |
Mean Years of schooling | 4.5 (3.2) | 9.2 (2.9) | 6.9 (3.9) | 8.2 (4.0) | 7.7 (4.0) | 3.0 (4.0) | 10.2 (1.9) | 5.1 (2.8) |
% Never married | 0 | 13 | 0 | 0 | 10 | 0 | 39 | 2 |
Note. N=unique women in study sample, included all women in BRF who completed an SRQ at either 1 or 6m. Standard deviations are in parentheses. All figures reflect data at enrollment.
Scale Translations
At six sites, harmonized scale translation procedures were used. Teams of bilingual and culturally knowledgeable researchers translated the scale. The translated versions were sent to bilingual individuals who were unaffiliated with the MAL-ED study and back-translated into English. Discrepancies between the original and back-translated versions were addressed on a case-by-case basis. Two sites (Pakistan and Tanzania) did not participate in the scale translation process and instead used versions that had been translated, back-translated, and validated in prior research (Svenson & Nordgreen, 2012).
Procedures
The SRQ was administered to each mother by a trained interviewer at one and six month postpartum and took approximately 15 minutes to complete. The collection window for each assessment was ± 15 days (e.g., one month ± 15 days). Instructions were read aloud to mothers verbatim in the appropriate local language.
Results
Preliminary Analyses
Means and standard deviations for each site and each time point are reported in Table 2. Inspection of frequencies from the Brazil site revealed an extremely high rate of zero-scores for the items. For example, 11 of the 20 items were endorsed by fewer than 10 Brazilian mothers (229 Brazilian mothers participated in this study). The pattern of responses for data from the Brazil site was clearly and dramatically different from that of the other seven sites, and it was not possible to factor analyze the data from the Brazil site because of the lack of variance. Therefore, data from the Brazil site were not included in subsequent analyses.
Table 2.
One-Month PostPartum | Six-Months Post-Partum | |||||
---|---|---|---|---|---|---|
n | M | SD | n | M | SD | |
Bangladesh | 262 | 4.24 | 3.38 | 237 | 5.15 | 3.87 |
India | 245 | 3.94 | 3.58 | 236 | 4.53 | 3.67 |
Nepal | 232 | 2.41 | 2.59 | 236 | 4.61 | 3.26 |
Peru | 299 | 2.28 | 2.24 | 270 | 2.60 | 2.41 |
Pakistan | 273 | 5.63 | 3.43 | 263 | 5.49 | 3.86 |
South Africa | 240 | 2.78 | 2.50 | 234 | 2.61 | 2.60 |
Tanzania | 248 | 2.63 | 2.83 | 237 | 2.19 | 2.70 |
Total | 1799 | 3.43 | 3.19 | 1713 | 3.88 | 3.48 |
Note. Study sites were not comprised of samples that were demographically representative of the countries in which they were located and should not be interpreted as such.
After exclusion of the Brazilian cases, 1,799 cases remained in the sample. The sample from the one-month follow-up was randomly divided into two subsamples: one for exploratory analyses (EFA; n=200) and one for confirmatory analyses (CFA, structural invariance, and longitudinal invariance; n=1,599). Data from the six-month time point (n=1,713 after deletion of 209 Brazilian cases) were used along with the CFA subsample from the one-month time point (n=1,599) for the temporal invariance analyses.
EFA
Common factor analysis (principal axis extraction (PAF) and promax rotation) was selected instead of principal components analysis because the purpose of this study was to identify the latent factor structure of the SRQ (Fabrigar et al., 1999). Due to the dichotomous nature of the data, all EFA analyses were also run using weighted least squares estimation for comparative purposes. The findings were nearly identical; thus, findings from PAF analyses are reported here. Several procedures were used to determine the number of factors to retain for rotation, including parallel analysis (Horn, 1965; Watkins, 2006), minimum average partials (MAP; Velicer, 1976), and the visual scree test (Cattell, 1966). Factor pattern coefficients ≥ 0.30 were considered salient. Factors with a minimum of three salient pattern coefficients and internal consistency of scores ≥0.70 were considered adequate.
The scree plot and MAP analysis both indicated that one factor should be retained, while parallel analysis suggested three factors. Therefore, both the one and three factor solutions were evaluated. The three factor solution was discarded because the reliability estimates of the identified factors were unacceptably low (< 0.41). The one-factor solution was retained. The onefactor solution seemed to tap internalizing symptoms in general (e.g., depression and anxiety) and was named the Internalizing factor. Pattern coefficients and communalities are provided in Table 3. Of the twenty items on the SRQ, sixteen had salient pattern coefficients on the Internalizing factor (α=.79). The four items that did not load on the factor reflected somatic symptoms including headaches, stomachaches, digestive difficulties, and sleep difficulties. In a sample of recently postpartum women caring for young infants, it is not surprising that somatic symptoms (e.g., not sleeping well; uncomfortable feelings in the stomach) are not reflective of internalizing symptoms. As such, four items related to somatic symptoms with loadings < 0.30 were excluded from subsequent analyses.
Table 3.
Items | Pattern Coefficients | h2 |
---|---|---|
Trouble thinking clearly | .57 | .33 |
Feeling nervous/tense/worried | .54 | .32 |
Feeling worthless | .54 | .38 |
Thinking of ending life | .48 | .37 |
Crying more often | .48 | .30 |
Loss of interest | .48 | .33 |
Feeling unhappy | .47 | .26 |
Difficulty enjoying activities | .45 | .29 |
Tiring easily | .45 | .36 |
Hands shake | .43 | .32 |
Daily work suffering | .38 | .30 |
Unable to play a useful part in life | .37 | .33 |
Difficulty making decisions | .37 | .37 |
Always tired | .35 | .38 |
Easily frightened | .34 | .26 |
Loss of appetite | .32 | .24 |
Has headaches | .27 | .16 |
Uncomfortable stomach feelings | .25 | .21 |
Has digestive problems | .20 | .21 |
Has difficulty sleeping | .20 | .15 |
Eigenvalue | 4.15 | |
Reliability | .77 |
Baseline CFA
All CFAs and invariance analyses were conducted on covariance matrices of raw data using MPlus 6.12. Due to deviations from normality and the dichotomous nature of the data, robust weighted least squares estimation and the Satorra-Bentler χ2 statistic were used. A baseline CFA with no covariates was conducted on the one-factor, 16-item model identified in EFA. Multiple criteria were used to evaluate fit (Tanaka, 1993) including comparative fit index (CFI) ≥ 0.90 and root mean square error of approximation (RMSEA) values ≤ 0.06 (Hu & Bentler, 1995; Kline, 2005). The baseline CFA model was determined to have a good fit. All fit indices are reported in Table 6. Factor loadings ranged from 0.42 to 1.
Table 6.
Model | χ2 | df | p | Δχ2* | Δdf | p | CFI | ΔCFI | RMSEA | |
---|---|---|---|---|---|---|---|---|---|---|
1 | SRQ 1 month | 564.51 | 173 | .00 | - | - | - | .961 | - | .038 |
2 | SRQ 6 month | 711.17 | 168 | .00 | - | - | - | .933 | - | .043 |
3 | Configural Invariance | 1575.89 | 346 | .00 | - | - | - | .932 | - | .046 |
4 | Metric Invarianc | 1623.77 | 362 | .00 | 47.88 | 16 | .397 | .930 | .002 | .046 |
5 | Scalar Invariance | 1636.45 | 363 | .00 | 60.56 | 17 | .285 | .930 | .002 | .046 |
6 | Residual Invarianc | 1710.89 | 370 | .00 | 136.00 | 24 | .019 | .926 | .006 | .047 |
Cross-Cultural Invariance
Multiple indicators multiple causes (MIMIC; Joreskog & Goldberger, 1975) modeling was utilized to assess differential item functioning (DIF) across seven cultural groups. MIMIC modeling is an extension of CFA that allows for the influence of multiple factors (e.g., nationality, age, etc.) to be evaluated when determining whether latent factors (e.g., Internalizing symptoms) function similarly across groups (Muthen, 1989). In this study, we used MIMIC models to determine whether cultural group influenced the extent to which participants were more or less likely to endorse particular SRQ items relative to others with similar levels of depressive symptoms overall. Data from the one-month follow-up were used for examination of cross-cultural invariance. A depiction of the MIMIC model tested in this study is provided in Figure 1.
Overview of DIF Analyses
Preliminary analyses were conducted to identify a subset of DIF-free items to define the factor in subsequent analyses using the method illustrated by Woods, Oltmanns, and Turkheimer (2009). Subsequently, DIF analyses occurred in a stepwise fashion as described by Jones (2006) involving estimation of multiple interim MIMIC models. First, a baseline model was examined containing only the identified anchor items and each cultural variable was entered as a covariate. Then, the remaining (non-anchor) items were added one at a time and tested for DIF. The modification indices were inspected after each analysis, and if it was indicated that freeing a path between an item and a cultural variable would improve model fit (i.e., significantly increase the χ2 value), then the aforementioned path was freed. If the path between the cultural variable and the item was statistically significant, then the item was considered to have DIF. Subsequently, a final model was tested wherein DIF was allowed when deemed appropriate based on the analyses described above. A listing of items and cultural groups for which DIF was allowed can be found in Table 4. The final model, which allowed for DIF, demonstrated good fit to the data (e.g., CFI=0.96; RMSEA=0.04; findings are reported in Table 5).
Table 4.
Items | Bangladesh | India | Nepal | Peru | Pakistan | South Africa |
Tanzania | |||||||
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
PE | S E |
PE | S E |
PE | S E |
PE | S E |
PE | S E |
PE | S E |
PE | S E |
|
Trouble thinking clearly |
- | - | - | - | - | - | - | - | - | - | - | - | - | - |
Feeling nervous/ tense/ worried |
- | - | - | - | - | - | .46(3.23) | .08 | - | - | - | - | - | - |
Feeling worthless |
- | - | .46 (6.83) | .08 | - | - | - | - | - | - | - | - | - | - |
Thinking of ending life |
−.39 (.26) | .12 | .60 (6.10) | .09 | - | - | - | - | - | - | - | - | - | - |
Crying more often |
−.26 (.57) | .09 | - | - | - | - | - | - | .34(2.89) | .09 | .47(3.34) | .10 | - | - |
Loss of interest |
- | - | - | - | - | - | −.54(.22) | .12 | .55 (3.43) | .08 | - | - | - | - |
Feeling unhappy |
−.42 (.40) | .08 | - | - | .49(4.15) | .09 | −.67(.16) | .12 | - | - | - | - | - | - |
Difficulty enjoying activities |
- | - | - | - | - | - | - | - | −.66 (.39) | - | −.18(.40) | .08 | - | - |
Tiring easily |
- | - | - | - | .44 (2.76) | .07 | −.48(.23) | .12 | .27 (1.90) | .07 | - | - | - | - |
Hands shake |
- | - | .35(2.30) | .09 | - | - | - | - | .44(2.92) | .09 | −.75(.28) | .15 | - | - |
Daily work suffering |
−.54(.22) | .10 | .25(1.77) | .08 | - | - | - | - | - | - | - | - | - | - |
Unable to play a useful part in life? |
.38(2.60) | .08 | - | - | - | - | - | - | - | - | −.58(5.75) | .09 | - | - |
Difficulty making decisions |
−.66(.30) | .09 | - | - | - | - | - | - | −.55(.35) | .09 | .36(3.57) | .09 | .30(2.54) | .08 |
Always tired |
- | - | - | - | - | - | .50(2.68) | .09 | - | - | −.31(.47) | .06 | - | - |
Easily frightened? |
−.56(.41) | .10 | .27(1.88) | .09 | - | - | .31(1.90) | .09 | - | - | - | - | - | - |
Loss of appetite |
.34(1.58) | .09 | - | - | .39(2.06) | .10 | - | - | −.51(.40) | .11 | - | - | .43(1.94) | .09 |
Total number of meaning ful DIF items |
6 | 3 | 3 | 5 | 6 | 6 | 1 |
Note. – indicates that there was no DIF and the parameters were not estimated. PE= Standardized Parameter Estimate; SE= Standard Error; Odds ratios are reported in parentheses, and items deemed to have meaningful DIF (ORs >2.0 or <.50) are bolded. Study sites were not comprised of samples that were demographically representative of the countries in which they were located and should not be interpreted as such.
Table 5.
Model | χ2 | df | p | CFI | RMSEA |
---|---|---|---|---|---|
Bangladesh | 168.78 | 102 | .000 | .93 | .07 |
India | 245.59 | 102 | .000 | .97 | .07 |
Nepal | 156.63 | 102 | .001 | .93 | .05 |
Peru | 235.44 | 102 | .000 | .91 | .07 |
Pakistan | 180.15 | 102 | .000 | .96 | .05 |
South Africa | 199.98 | 102 | .000 | .92 | .07 |
Tanzania | 125.84 | 102 | .000 | .98 | .03 |
Overall SRQ 1 month | 564.51 | 173 | .000 | .96 | .04 |
To allow for estimation of effect sizes associated with DIF, the final MIMIC model was re-estimated using maximum likelihood estimator with robust standard errors (MLR). Using MLR estimation allowed us to calculate proportional odds ratios (OR) estimates. The OR estimates were interpreted according to the guidelines suggested by Cole et al. (2000) whereby OR values > 2.0 or < 0.5 were considered indicative of meaningful DIF. For example, an OR estimate of 2.0 would indicate that a given cultural group is twice as likely to endorse a particular item, after controlling for overall internalizing symptoms, and would be considered indicative of meaningful DIF. OR estimates are reported in Table 4.
Relationships between Cultural Group and Internalizing Symptoms Total Scores
The final model contained statistically significant paths between the Internalizing Symptoms factor and four of the seven cultural groups: the Bangladesh site (λ=0.51; SE=0.06); the India site (λ=0.18; SE=0.07); the Pakistan site (λ=0.45; SE=0.06); and the Peru site (λ=-0.22; SE=0.06). In the Tanzania, South Africa, and Nepal sites, there were no significant site differences in SRQ Total scores.
Item-Level DIF Findings
Every cultural group had some items with meaningful DIF ranging from 1 item (the Tanzania site) to 6 items (the Bangladesh, Pakistan, and South Africa sites). Detailed information regarding item-level DIF findings for all sites are reported in Table 4, and an overview is provided here. In the Bangladeshi subsample, significant and meaningful DIF was identified on six items, and the total SRQ score was significantly higher than was found for the other groups (p < 0.001). After controlling for overall levels of internalizing symptoms, Bangladeshi participants were less likely to endorse five items (e.g., thinking of ending life) and more likely to endorse one item (unable to play a useful part in life).
In the Indian subsample, the total SRQ score was higher than the mean of the other groups (p < 0.001), and three items had significant and meaningful DIF. After controlling for overall levels of internalizing symptoms, Indian respondents were more likely to endorse three items (feeling worthless, thinking of ending life, and hands shaking).
Among Nepali participants, the total SRQ score did not significantly differ from the overall mean, but three items did exhibit significant and meaningful DIF. After controlling for the total internalizing symptoms score, Nepali participants were more likely to endorse three items (e.g., feeling unhappy).
With regard to the Peruvian subsample, the total SRQ score was significantly lower than the overall mean (p < .005), and five items had significant, meaningful DIF. Peruvian respondents were more likely to endorse two items (e.g., feeling nervous/tense/worried) and less likely to endorse three items (e.g., loss of interest) after controlling for overall internalizing symptoms.
Overall, the Pakistani subsample had the highest mean level of internalizing symptoms (p < .001). Controlling for overall internalizing symptoms, Pakistani respondents were more likely to endorse four items (e.g, crying more often) and less likely to endorse three items (e.g., difficulty enjoying activities).
With regard to the South African sample, the SRQ total scores were comparable to the overall mean, but six items exhibited significant and meaningful DIF. After accounting for the total internalizing symptoms score, South African participants were more likely to endorse three items (e.g., crying more often) and less likely to endorse three items (e.g., difficulty enjoying activities).
In the Tanzanian subsample, the SRQ total scores did not significantly differ from the overall, multi-group mean, but one item had significant and meaningful DIF. Specifically, participants from Tanzania were more likely to indicate that they had difficulty making decisions, even after controlling for internalizing symptoms overall.
Concluding Analyses
In summary, DIF was identified for some items within each site. Therefore, CFAs were conducted separately for each site. The final, sixteen-item, one-factor model was found to be a good fit at each site. Site-specific fit statistics are reported in Table 5. The final model was accepted and used for temporal invariance testing, allowing for DIF wherever indicated.
Temporal Invariance
Temporal invariance analyses were conducted to determine whether changes in the data are true or the result of a change in the construct over time (Chan, 1998). Prior to beginning analyses examining temporal invariance, the one-factor model was tested separately with data from each time point: one month postpartum and six months postpartum. Subsequently, multi-group CFAs were used to evaluate structural invariance across time points. Invariance of the one-factor structure was assessed by applying increasingly restrictive constraints across time points to examine:(a) configural invariance (all parameters were free to vary across groups), (b) metric invariance (factor loadings constrained to be equal), (c) scalar invariance (intercepts of item parcels also constrained to be equal), and (d) residual invariance (residuals also constrained to be equal; e.g., Dimitrov, 2010; Meredith, 1993). Change in Satorra-Bentler chi-square (Δχ2) and change in CFI (ΔCFI) were used to compare nested models.
Fit statistics are provided in Table 6. Findings indicated that the one-factor SRQ model was a good fit to the data at both the one- and six-month time points. Moreover, configural, metric, scalar, and residual invariance across time points was supported (e.g., ΔCFI ≤ 0.02).
Discussion
Overview of Findings
In this study, a one-factor model that tapped an overall Internalizing Symptoms factor was identified and determined to be a good fit to the data. Four of the original 20 items were excluded due to low factor loadings. The four excluded items may have had low factor loadings because they reflect somatic symptoms and are not suitable for use with a postpartum population. In other words, symptoms such as “not sleeping well” and having “uncomfortable feelings” in the stomach may be typical for women caring for newborns and recovering from childbirth and may not reflect internalizing problems.
This was the first study to identify a one-factor SRQ solution. However, the findings from prior studies have been highly inconsistent in regard to the number of factors identified – even among sites within the same geographic region. All prior studies used one or more now obsolete factor analytic technique that is known to lead to over-factoring (e.g., using eigenvalue rule of one for factor retention). This was the first study to examine the SRQ using contemporary, best practice factor analytic techniques along with multi-site analyses. Therefore, the one-factor structure identified in this study may be more generalizable than those found in prior research.
Findings from MIMIC analyses indicated that the sixteen-item, one-factor structure was largely invariant across sites. Each site had at least one item that was non-invariant, but the majority of the items were DIF-free at each site. Finally, findings from analyses examining temporal invariance suggest that the factor structure is invariant across the one- and six-month time points.
Implications
Measurement Implications
These findings suggest that a sixteen-item, one-factor model of the SRQ may be appropriate for use with postpartum women in many countries. Research on other aspects of validity (e.g., predictive validity) will be needed to buttress these findings. Although the model fits the data relatively well at all seven sites, because significant and meaningful DIF was identified, direct comparisons across sites without accounting for DIF would be inappropriate.
SRQ in Brazil
Because of limited variability among participants from the Brazilian subsample in this study, these findings raise concerns about the validity of SRQ scores among postpartum women in the MAL-ED Brazilian site and perhaps for postpartum women in the Northern region of Brazil in general. The Brazilian MAL-ED site is located at the Clinical Research Unit at the Federal University of Ceara in Fortaleza. Fortaleza is the capital city of the state of Ceará in the Northeastern region of Brazil, has a population of approximately 2.1 million, and is one of the poorest regions of Brazil.
Postpartum depression prevalence rates in Brazilian studies have varied widely (e.g., 1 to 7%; Chavez, 2012; Cantilino et al., 2010) by region and might possibly be associated with environment (e.g., climate, demographics), measurement, and cultural issues. Although other researchers have examined the validity of the SRQ among postpartum women in Brazil, most prior studies were based on samples from the Southern region of Brazil or hospital-based samples. It is possible that sampling differences or differences associated with the different geographic regions may have contributed to the discrepant findings, but more research is needed to better understand these findings.
Theoretical and Practical Implications
Overall, symptoms of postpartum depression appear to be similar across these seven diverse sites. Difficulty thinking clearly, feeling nervous and tense, and feeling worthless appear to be the most prominent features of depression in this postpartum sample as evidenced by the relatively high factor loadings. Conversely, somatic symptoms that are often considered to be indicative of depression and anxiety in non-postpartum populations (i.e., difficulty sleeping, uncomfortable feelings in the stomach, digestive difficulties, and headaches) were not reflective of internalizing symptoms in this population. As such, it may be advisable for researchers and practitioners assessing internalizing disorders in postpartum populations to interpret somatic symptoms with extreme caution – particularly if our findings are replicated in future research.
Strengths, Limitations, and Future Directions
This study has several notable strengths including the use of a large, diverse, international sample representing women from eight international sites. To our knowledge, this is the first study to examine the structural validity of the SRQ using contemporary factor analytic criteria and to explicitly test structural invariance across international sites. Finally, the longitudinal nature of this study allowed for examination of the validity of SRQ scores at two time points: one and six months postpartum.
One limitation of this study is that the SRQ was the only measure of internalizing symptoms that was administered. Future research that incorporates a criterion measure would be very valuable. Additionally, future research utilizing and an IRT approach to evaluate both uniform and non-uniform DIF would be interesting and informative.
The findings from this study raise several important questions for future research. Further study examining the reasons why DIF emerged on some items would be a fruitful avenue for scholarly inquiry. For example, in this study, women in the Indian subsample were more than 6 times more likely than their international counterparts to respond affirmatively when asked “Has the thought of ending your life been on your mind?” Future research examining DIF on this item in particular will be crucial to inform interventions and to better understand the distress these mothers appear to be experiencing. Finally, the findings from this study suggest that somatic symptoms may not be reflective of internalizing problems among postpartum women. Presently, somatic symptoms are included in the diagnostic criteria for depression in postpartum populations in the DSM-V. It will be crucial for future investigators to conduct research to better understand the relationship between somatic symptoms and depression in postpartum women (or lack thereof) and to evaluate the appropriateness of current diagnostic criteria.
Conclusions
In this study, a one-factor, sixteen-item model of SRQ scores was identified. Overall, this study underscores the validity of SRQ scores among recently postpartum women across geographically and culturally diverse settings. Although studies comparing SRQ scores across sites may need to account for DIF, these findings provide support for the international use of the alternative one-factor model (with somatic symptoms omitted) among postpartum women.
Acknowledgements
The Etiology, Risk Factors and Interactions of Enteric Infections and Malnutrition and the Consequences for Child Health and Development Project (MAL-ED) is carried out as a collaborative project supported by the Bill & Melinda Gates Foundation, the Foundation for the NIH and the National Institutes of Health/Fogarty International Center. The authors thank the staff and participants of the MAL-ED Network Project for their important contributions.
MAL-ED Network Investigators by region: Africa: in South Africa: Pascal Bessong (University of Venda, Thohoyandou, South Africa), Angelina Mapula (University of Venda, Thohoyandou, South Africa), Emanuel Nyathi (University of Venda, Thohoyandou, South Africa), Cloupas Mahopo (University of Venda, Thohoyandou, South Africa), Amidou Samie (University of Venda, Thohoyandou, South Africa), Cebisa Nesamvuni (University of Venda, Thohoyandou, South Africa); in Tanzania: Erling Svensen (Haydom Lutheran Hospital, University of Bergen, Norway), Estomih R. Mduma (Haydom Lutheran Hospital, Haydom, Tanzania), Crystal L. Patil (University of Illinois, Urbana-Champaign, IL, USA), Caroline Amour (Haydom Lutheran Hospital, Haydom, Tanzania). South America: in Brazil: Aldo A. M. Lima (Universidade Federal do Ceara, Fortaleza, Brazil), Reinaldo B. Oriá (Universidade Federal do Ceara, Fortaleza, Brazil), Noélia L. Lima (Universidade Federal do Ceara, Fortaleza, Brazil), Alberto M. Soares, (Universidade Federal do Ceara, Fortaleza, Brazil), Alexandre H. Bindá (Universidade Federal do Ceara, Fortaleza, Brazil), Ila F. N. Lima (Universidade Federal do Ceara, Fortaleza, Brazil), Josiane S. Quetz (Universidade Federal do Ceara, Fortaleza, Brazil), Milena L. Moraes (Universidade Federal do Ceara, Fortaleza, Brazil), Bruna L. L. Maciel (Universidade Federal do Ceara, Fortaleza, Brazil), Hilda Costa (Universidade Federal do Ceara, Fortaleza, Brazil), Jose Quirino Filho (Universidade Federal do Ceara, Fortaleza, Brazil), Álvaro J. M. Leite (Universidade Federal do Ceara, Fortaleza, Brazil), Francisco B. Mota (Universidade Federal do Ceara, Fortaleza, Brazil), Alessandra F. Di Moura (Universidade Federal do Ceara, Fortaleza, Brazil); in Peru: Maribel Paredes Olortegui (A.B. PRISMA, Iquitos, Peru), Cesar Banda Chavez (A.B. PRISMA, Iquitos, Peru), Dixner Rengifo Trigoso (A.B. PRISMA, Iquitos, Peru), Julian Torres Flores (A.B. PRISMA, Iquitos, Peru), Angel Orbe Vasquez (A.B. PRISMA, Iquitos, Peru), Silvia Rengifo Pinedo (A.B. PRISMA, Iquitos, Peru), Angel Mendez Acosta (A.B. PRISMA, Iquitos, Peru). South Asia: in Bangladesh: Tahmeed Ahmed (ICDDR-B, Dhaka, Bangladesh), Rashidul Haque (ICDDR-B, Dhaka, Bangladesh), AM Shamsir Ahmed (ICDDR-B, Dhaka, Bangladesh), Munirul Islam, (ICDDR-B, Dhaka, Bangladesh), Iqbal Hossain (ICDDR-B, Dhaka, Bangladesh), Mustafa Mahfuz (ICDDR-B, Dhaka, Bangladesh), Dinesh Mondol (ICDDR-B, Dhaka, Bangladesh), Fahmida Tofail (ICDDR-B, Dhaka, Bangladesh); in India: Gagandeep Kang (Christian Medical College, Vellore, India), Sushil John (Christian Medical College, Vellore, India), Sudhir Babji (Christian Medical College, Vellore, India), Mohan Venkata Raghava (Christian Medical College, Vellore, India), Anuradha Rose (Christian Medical College, Vellore, India), Beena Kurien (Christian Medical College, Vellore, India), Anuradha Bose (Christian Medical College, Vellore, India), Jayaprakash Muliyil (Christian Medical College, Vellore, India), Anup Ramachandran (Christian Medical College, Vellore, India); in Nepal: Carl J Mason (Armed Forces Research Institute of Medical Sciences, Bangkok, Thailand), Prakash Sunder Shrestha (Institute of Medicine, Tribuhvan University, Kathmandu, Nepal), Sanjaya Kumar Shrestha (Walter Reed/AFRIMS Research Unit, Kathmandu, Nepal), Ladaporn Bodhidatta (Armed Forces Research Institute of Medical Sciences, Bangkok, Thailand), Ram Krishna Chandyo (Institute of Medicine, Tribuhvan University, Kathmandu, Nepal), Rita Shrestha (Institute of Medicine, Tribuhvan University, Kathmandu, Nepal), Binob Shrestha (Walter Reed/AFRIMS Research Unit, Kathmandu), Tor Strand (University of Bergen, Bergen, Norway), Manjeswori Ulak (Institute of Medicine, Tribuhvan University, Kathmandu, Nepal); in Pakistan: Zulfiqar A Bhutta (Aga Khan University, Naushahro Feroze, Pakistan), Anita K M Zaidi (Aga Khan University, Naushahro Feroze, Pakistan), Sajid Soofi (Aga Khan University, Naushahro Feroze, Pakistan), Ali Turab (Aga Khan University, Naushahro Feroze, Pakistan), Didar Alam (Aga Khan University, Naushahro Feroze, Pakistan), Shahida Qureshi (Aga Khan University, Naushahro Feroze, Pakistan), Aisha K Yousafzai (Aga Khan University, Naushahro Feroze, Pakistan), Asad Ali (Aga Khan University, Naushahro Feroze, Pakistan), Imran Ahmed (Aga Khan University, Naushahro Feroze, Pakistan), Sajad Memon (Aga Khan University, Naushahro Feroze, Pakistan), Muneera Rasheed (Aga Khan University, Naushahro Feroze, Pakistan). North America: in the United States: Michael Gottlieb (Foundation for the NIH, Bethesda, MD, USA), Mark Miller (Fogarty International Center/ National Institutes of Health, Bethesda, MD, USA), Karen H. Tountas (Foundation for the NIH, Bethesda, MD, USA), Rebecca Blank (Foundation for the NIH, Bethesda, MD, USA), Dennis Lang (Fogarty International Center/ National Institutes of Health, Bethesda, MD, USA), Stacey Knobler (Fogarty International Center/National Institutes of Health, Bethesda, MD, USA), Monica McGrath (Fogarty International Center/National Institutes of Health, Bethesda, MD, USA), Stephanie Richard (Fogarty International Center/National Institutes of Health, Bethesda, MD, USA), Jessica Seidman (Fogarty International Center/National Institutes of Health, Bethesda, MD, USA), Zeba Rasmussen (Fogarty International Center/National Institutes of Health, Bethesda, MD, USA), Ramya Ambikapathi (Fogarty International Center/ National Institutes of Health, Bethesda, MD, USA), Benjamin McCormick (Fogarty International Center/National Institutes of Health, Bethesda, MD, USA), Stephanie Psaki (Fogarty International Center /National Institutes of Health, Bethesda, MD, USA), Vivek Charu (Fogarty International Center/ National Institutes of Health, Bethesda, MD, USA), Jhanelle Graham (Fogarty International Center/National Institutes of Health, Bethesda, MD, USA), Gaurvika Nayyar (Fogarty International Center/National Institutes of Health, Bethesda, MD, USA), Viyada Doan (Fogarty International Center/National Institutes of Health, Bethesda, MD, USA), Leyfou Dabo (Fogarty International Center/National Institutes of Health, Bethesda, MD, USA), Danny Carreon (Fogarty International Center/National Institutes of Health, Bethesda, MD, USA), Archana Mohale (Fogarty International Center/National Institutes of Health, Bethesda, MD, USA), Christel Host (Fogarty International Center/ National Institutes of Health, Bethesda, MD, USA), Dick Guerrant (University of Virginia, Charlottesville, VA, USA), Bill Petri (University of Virginia, Charlottesville, VA, USA), Eric Houpt (University of Virginia, Charlottesville, VA, USA), Jean Gratz (University of Virginia, Charlottesville, VA, USA), Leah Barrett (University of Virginia, Charlottesville, VA, USA), Rebecca Scharf (University of Virginia, Charlottesville, VA, USA), Laura Caulfield (Johns Hopkins University, Baltimore, MD, USA), William Checkley (Johns Hopkins University, Baltimore, MD, USA), Margaret Kosek (Johns Hopkins University, Baltimore, MD, USA), Pablo Penataro Yori (Johns Hopkins University, Baltimore, MD, USA), Gwenyth Lee (Johns Hopkins University, Baltimore, MD, USA), Ping Chen (Johns Hopkins University, Baltimore, MD, USA), Robert Black (Johns Hopkins University, Baltimore, MD, USA), Laura Murray-Kolb (Pennsylvania State University, University Park, PA, USA), Barbara Schaefer (Pennsylvania State University, University Park, PA, USA), William Pan (Duke University, Durham, NC, USA).
Role of funding source
The donor for this study – the Bill & Melinda Gates Foundation through an award to the Foundation for the National Institutes of Health – had no role in the design, analysis or writing of this report.
The Etiology, Risk Factors and Interactions of Enteric Infections and Malnutrition and the Consequences for Child Health and Development Project (MAL-ED) are carried out as a collaborative project supported by the Bill & Melinda Gates Foundation.
Footnotes
Publisher's Disclaimer: This is a PDF file of an unedited manuscript that has been accepted for publication. As a service to our customers we are providing this early version of the manuscript. The manuscript will undergo copyediting, typesetting, and review of the resulting proof before it is published in its final citable form. Please note that during the production process errors may be discovered which could affect the content, and all legal disclaimers that apply to the journal pertain.
In this paper, the term “cultural group” is used interchangeably with “study site.” For example, women from MAL-ED study site in Haydom, Tanzania were considered to be Tanzanian in regard to cultural group. The study sites were not comprised of samples that were demographically representative of the countries in which they were located and should not be interpreted as such.
Conflict of interest
The authors do not have any conflicts of interest.
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