Significance
In heavy-fermion materials, the magnetic moment of an f-electron atom, such as Ce, is screened via the Kondo effect resulting in the splitting of a conventional light band into two heavy bands within few millielectron volts of the Fermi energy. For decades it has been hypothesized that Cooper pairing and superconductivity of the resulting heavy electrons are mediated by the f-electron magnetism. By extracting the magnetic interactions of CeCoIn5 from heavy-fermion scattering interference, and by then predicting quantitatively a variety of characteristics expected for unconventional superconductivity driven by them, we provide direct evidence that the heavy-fermion Cooper pairing in this material is indeed mediated by f-electron magnetism.
Keywords: heavy fermion materials, unconventional superconductivity, f-electron–mediated pairing mechanism
Abstract
To identify the microscopic mechanism of heavy-fermion Cooper pairing is an unresolved challenge in quantum matter studies; it may also relate closely to finding the pairing mechanism of high-temperature superconductivity. Magnetically mediated Cooper pairing has long been the conjectured basis of heavy-fermion superconductivity but no direct verification of this hypothesis was achievable. Here, we use a novel approach based on precision measurements of the heavy-fermion band structure using quasiparticle interference imaging to reveal quantitatively the momentum space (k-space) structure of the f-electron magnetic interactions of CeCoIn5. Then, by solving the superconducting gap equations on the two heavy-fermion bands with these magnetic interactions as mediators of the Cooper pairing, we derive a series of quantitative predictions about the superconductive state. The agreement found between these diverse predictions and the measured characteristics of superconducting CeCoIn5 then provides direct evidence that the heavy-fermion Cooper pairing is indeed mediated by f-electron magnetism.
Superconductivity of heavy fermions is of abiding interest, both in its own right (1–7) and because it could exemplify the unconventional Cooper pairing mechanism of high-temperature superconductors (8–11). Heavy-fermion compounds are intermetallics containing magnetic ions in the 4f- or 5f-electronic state within each unit cell. At high temperatures, each f-electron is localized at a magnetic ion (Fig. 1A). At low temperatures, interactions between f-electron spins (red arrows Fig. 1A) lead to the formation of a narrow but the subtly curved f-electron band near the chemical potential (red curve, Fig. 1B), and Kondo screening hybridizes this band with the conventional c-electron band of the metal (black curve, Fig. 1B). As a result, two new heavy-fermion bands (Fig. 1C) appear within a few millielectron volts of the Fermi energy. Their electronic structure is controlled by the hybridization matrix element for interconversion of conduction c-electrons to f-electrons and vice-versa, such that
| [1] |
The momentum structure of the narrow bands of hybridized electronic states (Eq. 1 and Fig. 1C, blue curves at left) near the Fermi surface then directly reflects the form of magnetic interactions encoded within the parent f-electron band . It is these interactions that are conjectured to drive the Cooper pairing (1–5) and thus the opening up of a superconducting energy gap (Fig. 1C, yellow curves at right).
Fig. 1.
Effects of f-electron magnetism in a heavy-fermion material. (A) The magnetic subsystem of CeCoIn5 consists of almost localized magnetic f-electrons (red arrows) with a weak hopping matrix element yielding a very narrow band with strong magnetic interactions between the f-electron spins. (B) The heavy f-electron band is shown schematically in red and the light c-electron band in black. (C) On the left, schematic of the result of hybridizing the c- and f-electrons in B into new composite electronic states referred to as heavy fermions (blue). On the right, the opening of a superconducting energy gap is schematically shown by back-bending bands near the chemical potential. The microscopic interactions driving Cooper pairing of these states, and thus of heavy-fermion superconductivity, have not been identified unambiguously for any heavy-fermion compound.
Heavy Fermions and Cooper Pairing
Theoretical studies of the microscopic mechanism sustaining the Cooper pairing of such heavy fermions typically consider the electronic fluid as a Fermi liquid but with strong antiferromagnetic spin fluctuations derived from the f-electron magnetism. Moreover, it has been long hypothesized that it is these spin fluctuations that generate the attractive Cooper pairing interaction in heavy-fermion materials, specifically, in the d-wave channel (1–7). Why, in the decades since heavy-fermion superconductivity was discovered (12), has this been so extremely difficult to prove? The crux is that identification of the pairing mechanism in a heavy-fermion compound requires two specific pieces of information: the heavy-band structures and the k-space structure of the superconducting gaps (which encode the essentials of the pairing process). However, determination of the characteristic heavy-fermion band structure requires precision measurement of both above and below the Fermi energy (Fig. 1B), making it problematic for angle-resolved photoemission. Moreover, due to the extreme flatness of the heavy bands and a maximum superconducting gap of typically only a few hundred microelectron volts, no techniques existed with sufficient combined energy resolution and k-space resolution to directly measure and for any heavy-fermion superconductor. Unambiguous identification of the Cooper pairing mechanism had therefore proven impossible.
Heavy-Fermion Quasiparticle Interference: Experiment and Theory
Very recently, however, this situation has changed (13–15). Heavy-fermion Bogoliubov quasiparticle interference (BQPI) imaging implemented with at allowed detailed measurements of the k-space energy gap structure for the archetypical heavy-fermion superconductor CeCoIn5 (16). Its normal-state properties are somewhat unconventional (17, 18) and seem to reflect the presence of strong antiferromagnetic spin fluctuations (19) [whether these fluctuations are associated with the existence of a true quantum critical point (20–22) is presently unclear]. The compound is electronically quasi-2D (23) and its is among the highest of the heavy-fermion superconductors (16). The Cooper pairs are spin singlets (24, 25) and therefore must exhibit even parity. Application of the recently developed heavy-fermion QPI imaging technique (13, 15) to CeCoIn5 reveals the expected development with falling temperature of the heavy bands (26) in agreement with angle-resolved photoemission (27, 28). Evidence for a spin fluctuation-driven pairing mechanism in related heavy fermion compounds was adduced by comparing the change in the magnetic exchange energy to the condensation energy (29). At lower temperatures, there is clear evidence that CeCoIn5 is an unconventional superconductor with a nodal energy gap (30–33) possibly with order parameter symmetry (15, 34) [although this has not been verified directly using a phase-sensitive method (35)]. The microscopic Cooper pairing mechanism of CeCoIn5 has, however, not been established (7,16, 25, 36).
Heavy QPI imaging and BQPI studies of CeCoIn5 at can now yield accurate knowledge of the k-space structure of both and (15). Using a He-3 refrigerator-based spectroscopic imaging scanning tunneling microscopy system operating down to an electron temperature of 250 mK, we image the differential conductance with atomic resolution and register, and then determine , the power spectral density Fourier transform of each image. Recently, it was demonstrated that this approach can be used to identify elements of heavy-fermion k-space electronic structure (13, 37) because elastic scattering of electrons from to generates density-of-states interference patterns occurring as maxima at in . The onset of the heavy bands in CeCoIn5 is then detected (15) as a sudden transformation of the slowly changing structure of , which appears at E ≈ 4 meV, followed by a rapid evolution of the maximum intensity features toward a smaller |q|-radius, then by an abrupt jump to a larger |q|-radius, and then by a second rapid diminution of interference pattern |q|-radii. Thus, heavy-fermion QPI directly reveals the momentum structure of two heavy bands in the energy range , and the formation of their hybridization gap. Fig. 2 A and B shows typical examples of our CeCoIn5 heavy-fermion QPI data and shows the comparison of measured and predicted derived from our precision model for the (SI Text, section 1.2). The Fermi surface deduced from these measurements is shown in Fig. 2C, and consists of a small hole-like Fermi surface arising from the heavy -band and two larger electron-like Fermi surfaces resulting from the heavy -band (15) (SI Text, section 1). Eq. 1 shows how the precise dispersions of the two heavy-fermion bands are fixed by , which is itself generated by the Heisenberg interaction energy between spins and at f-electron sites r and (38) (Eq. S1 and SI Text, section 1). Therefore, the real space (r-space) form of the magnetic interaction potential, , can be determined directly from the measured (Eq. S2b and SI Text, section 1). Carrying out this procedure reveals quantitatively the form of for the f-electron magnetic interactions of CeCoIn5 (Fig. 2D) and therefore that strong antiferromagnetic interactions occur between adjacent f-electron moments (SI Text, section 1).
Fig. 2.
Heavy-fermion band-structure determination for CeCoIn5. (A) Typical example of measured within the heavy bands. (B) Typical example of predicted for our parameterization of the heavy-band structure. They are in good detailed agreement, as are the equivalent pairs of measured and predicted (SI Text, section 1). (C) The Fermi surface of our heavy-band structure model (SI Text, section 1). (D) r-space structure of the magnetic interaction strength, , as obtained from Eq. S2b. This form of reflects the existence of strong antiferromagnetic (AFM) correlations between adjacent localized moments and ferromagnetic (FM) correlations between next nearest neighbors.
Solution of Gap Equations with a Magnetic f-Electron Interaction Kernel
These interactions are hypothesized to give rise to an effective electron-pairing potential (Eq. S14 and SI Text, section 2.1), with the opposite sign to because antiparallel spins at sites r and (for ) experience an attractive pairing potential; we are assuming spin-singlet pairing throughout. Fourier transformation of yields as shown in Fig. 3A, thereby revealing that the putative pairing potential is strongly repulsive at and attractive at ; . It is this strong repulsion at which is the long-anticipated (1–11) requirement for unconventional Cooper pairing to be mediated by antiferromagnetic interactions. Finally, inserting this hypothesized pairing potential into the coupled superconducting gap equations for both heavy bands of CeCoIn5 yields
| [2] |
Here are the two pairs of Bogoliubov bands, and , are the coherence factors of the heavy-fermion hybridization process, and the primed sum runs only over those momentum states p whose energies lie within the interaction cutoff energy, , of the Fermi energy. Our solutions to Eq. 2 (SI Text, section 2) predict that the - and -bands of CeCoIn5 possess superconducting gaps of nodal symmetry as shown in Fig. 3 B and C. This symmetry is dictated by the large repulsive pairing potential near (arrow in Fig. 3A), which requires that the superconducting gap changes sign between Fermi surface points connected by Q, as shown in Fig. 3B. We predict that the maximum gap value occurs on the -Fermi surface, with being well approximated by
| [3] |
Here , , , and represent the quantitative predictions for the in Eq. 3 derived from the hypothesis of Eq. 2 with constraining the maximum possible energy gap to be . The solution of Eq. 2 (without any further adjustable parameters) then also predicts , which is reduced to once one accounts for the experimentally observed mean free path of (Eq. S21). Overall, the predicted gap structure (Eq. 3) and are in striking quantitative agreement with the measured (15) and (16) for CeCoIn5.
Fig. 3.

Predicted gap structure for CeCoIn5 if f-electron magnetism mediates Cooper pairing. (A) Magnetically mediated pairing potential, , of CeCoIn5. The arrow represents the momentum , where the pairing potential is large and repulsive. (B) Angular dependence of the predicted superconducting gaps in the - and -bands (note that the angles and are measured around and , respectively). The thickness and color of the Fermi surface encode the superconducting energy gap size and sign, respectively. These results were obtained at using a Debye frequency of . The arrow represents the momentum which connects momentum states on the Fermi surfaces where the superconducting gaps possess different signs. (C) Predicted values of the superconducting energy gaps as a function of the Fermi surface angle. The largest gap is located on the -Fermi surface, whereas a small gap exists on the central –Fermi surface and the outer -Fermi surface.
These results raise several interesting questions. First, although appears above as a phenomenological parameter, the question naturally arises of how such a cross-over scale arises from the interplay between the form of the spin excitation spectrum, the strength of the coupling between f-electrons and spin fluctuations, and the flatness of the f-electron bands. To address this question, it will be necessary to extend the above method to a strong coupling, Eliashberg-type approach. Second, although our approach assumes that the formation of coherent (screened) Kondo lattice is concluded prior to the onset of superconductivity, it has been suggested (39) that singlet formation might continue into the superconducting state. New theoretical/experimental approaches will be required to determine if this type of composite pairing might be detectable in the temperature dependence of physical properties for . Notwithstanding these questions, our first focus is now to evaluate the predictive utility of the relatively simple approach that was proposed originally (1–4) and has been implemented here.
Phase-Sensitive QPI
Given this detailed new understanding of (Eq. 3 and Fig. 3 B and C), a variety of other testable predictions for superconducting characteristics of CeCoIn5 become possible. In particular, the phase of the predicted symmetry gaps is directly reflected in the magnitude of . The scattering of Bogoliubov quasiparticles between momentum points and near the Fermi surface leads to a contribution to that is directly proportional to the product . For time-reversal invariant scalar-potential scattering, this contribution enters with a sign that is opposite to that for time-reversal violating magnetic scattering. As a result, changes in generated by altering the nature of the scattering potential provide direct information on the relative phase difference between and . This phenomenon has been beautifully demonstrated by considering magnetic field-induced changes in the conductance ratio in Bi2Sr2CaCu2O8, a single-band cuprate superconductor with symmetry (35). Although the predicted symmetry of in CeCoIn5 is similarly (Fig. 3), the detailed predictions for magnetic field-induced changes in are quite complex because of the multiple superconducting gaps and intricate band geometry (SI Text, section 2.3). In Fig. 4A we show our predicted values of the field-induced QPI changes for a typical energy, below the gap maximum (SI Text, section 2.3). For comparison, in Fig. 4B we show the measured at the same energy (SI Text, section 2.3). Not only is the agreement between them as to which regions of q-space have enhanced or diminished scattering intensity evident, but they also demonstrate that is positive (negative) for scattering vectors, connecting parts of the Fermi surface with the same sign (different signs) of the superconducting gap (Fig. 4C). In contrast, the equivalent predictions for phase-sensitive if the gap symmetry is a nodal s-wave bear little discernible relationship to the experimental data (SI Text, section 2.3). Thus, the application in CeCoIn5 of the phase-sensitive QPI (PQPI) technique (35) reveals the predicted effects of sign changes in symmetry gaps of structure .
Fig. 4.
Comparison of predicted phenomenology of CeCoIn5 if f-electron magnetism mediates Cooper pairing, with experimental data. (A) Predicted PQPI scattering pattern for the predicted with symmetry: for . is negative (red) for scattering vectors connecting parts of the Fermi surface with opposite signs in the order parameter, such as (C), whereas sign-preserving scattering leads to a positive (blue) such as (C). See SI Text, section 2.3 for full details. (B) Measured PQPI for . and are measured in the identical field of view using identical measurement parameters at and . exhibits the same enhancement and suppression for as in A. The good correspondence, especially for the relevant scattering vectors between regions whose gaps are predicted to have opposite signs between theoretically predicted and measurements thereof is a phase-sensitive verification of a d-wave gap symmetry in CeCoIn5. See SI Text, section 2.3 for additional energies and details. (C) Equal energy contour (EEC) for used in A and B (i.e., momentum points with ) in the superconducting state. Scattering processes yielding the dominant contribution to , with connecting points on the EEC with opposite phases (the same phase) of the superconducting gap are shown (the phases are indicated by +/−). For simplicity, we show , the Umklapp vector to . Note that the coordinate system is rotated by 45° with respect to A and B. (D) Predicted temperature dependence of the nuclear relaxation rate for the superconducting state of CeCoIn5 based on combining the f-electron magnetic interactions and the predicted . (E) Measured temperature dependence of for the superconducting state of CeCoIn5 (data from ref. 25). (F) Predicted imaginary part of the dynamical spin susceptibility at in the superconducting state of CeCoIn5 based on combining the f-electron magnetic interactions and the predicted . A strong resonance is predicted below at . (G) Measured imaginary part of the dynamical spin susceptibility at in the superconducting state of CeCoIn5 (modified from ref. 36). There is a strong quantitative correspondence to the model prediction.
Spin Excitations
Lastly, by combining the f-electron magnetic interactions (Fig. 2D) and the predicted (Fig. 3), we can investigate the spin dynamics of CeCoIn5 in the superconducting state (SI Text, section 3). One test for the nodal character of the predicted symmetry superconducting gap is the temperature dependence of the spin–lattice nuclear relaxation rate : Its theoretically predicted form is shown in Fig. 4D. This is in good agreement with that of the measured reproduced in Fig. 4E from ref. 25. The theoretically predicted and experimentally observed power-law dependence with (straight lines in Fig. 4 D and E) shows an exponent that is reduced from the expected for a single-band wave superconductor. We demonstrate that this effect is actually due to fine details of the multigap structure on the - and -Fermi surfaces (Fig. 3C). Finally, our theoretically predicted dynamic spin susceptibility in the superconducting state, using the extracted and computed with no further adjustable parameters, exhibits a spin resonance peak at and at (SI Text, section 3) as shown in Fig. 4F. Such spin resonances are a direct signature of an unconventional superconducting order parameter: They arise from spin–flip transitions that involve states and with opposite signs of the superconducting gap. The experimental data on spin excitations in superconducting CeCoIn5 from inelastic neutron scattering (reproduced from ref. 36) are shown in Fig. 4G, and exhibit a strong resonance located at . The quantitative agreement between the predicted and measured energy of the spin resonance, as well as the form of the spin excitation spectrum both below and above Tc is remarkable. Moreover, the value of used in Eq. 2 is now seen to be quite consistent with the energy scale of the spin fluctuation spectrum (SI Text, section 4).
Conclusions
To summarize, the r- and q-space structure of magnetic interactions between f-electrons, and , in the heavy-fermion state of CeCoIn5 are determined quantitatively (Figs. 2D and 3A) from our measured heavy-band dispersions (SI Text, section 1). The coupled superconducting gap equations (Eq. 2) are then solved using the hypothesis that it is these magnetic interactions that mediate Cooper pairing with . This allows a series of quantitative predictions regarding the physical properties of the superconducting state of CeCoIn5. These include the superconducting critical temperature , the k-space structure of the two energy gaps (Fig. 3), the phase-sensitive BQPI signature arising from the predicted symmetry of the superconducting gaps (Fig. 4A), the temperature dependence of the spin–lattice relaxation rate (Fig. 4D), and the existence and structure of a magnetic spin resonance near (Fig. 4F). The demonstrated quantitative agreement between all these predictions (themselves based on measured input parameters) and the disparate experimental characteristics of superconducting CeCoIn5 (15, 16, 25, 29, 31, 34, 36) provide direct evidence that its Cooper pairing is indeed mediated by the residual f-electron magnetism (Eqs. 2 and 3).
Supplementary Material
Acknowledgments
We acknowledge and thank M. Aprili, P. Coleman, M. H. Fischer, R. Flint, P. Fulde, M. Hamidian, E.-A. Kim, D. H. Lee, A. P. Mackenzie, M. R. Norman, J. P. Reid, and J. Thompson for helpful discussions and communications. This work was supported by the US Department of Energy under Contract DEAC02-98CH10886 (to J.C.S.D. and C.P.) and Award DE-FG02-05ER46225 (to D.K.M. and J.S.V.).
Footnotes
The authors declare no conflict of interest.
This article contains supporting information online at www.pnas.org/lookup/suppl/doi:10.1073/pnas.1409444111/-/DCSupplemental.
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