Techniques for cytologic sampling of pancreatic and bile duct lesions: The Papanicolaou Society of Cytopathology Guidelines

Abstract

The Papanicolaou Society of Cytopathology has developed a set of guidelines for pancreatobiliary cytology, including indications for endoscopic ultrasound guided fine-needle aspiration biopsy, techniques of the endoscopic retrograde cholangiopancreatography, terminology and nomenclature of pancreatobiliary disease, ancillary testing, and postbiopsy management. All documents are based on the expertise of the authors, a review of literature, discussions of the draft document at several national and international meetings over an 18 month period and synthesis of online comments of the draft document on the Papanicolaou Society of Cytopathology website [www.papsociety.org]. This document presents the results of these discussions regarding the use of sampling techniques in the cytological diagnosis of biliary and pancreatic lesions. This document summarizes the current state of the art for techniques in acquiring cytology specimens from the biliary tree as well as solid and cystic lesions of the pancreas.

INTRODUCTION

The sampling of the pancreas and biliary system for diagnostic cytology has been a major development in the diagnosis and management of patients with pancreas-biliary diseases.[1] The increasing use of cytology has been made possible through the development of endoscopic techniques that provide minimally invasive tissue acquisition. Endoscopic retrograde cholangiopancreatography (ERCP) guided brush cytology of the bile duct was the initial example of providing an important diagnosis of biliary malignancy. Recently, the use of endoscopic ultrasound (EUS) guided fine-needle aspiration (FNA) has provided a supplemental technique for acquiring cytology specimens from the pancreas and the bile duct. Through continued refinement in needles and tissue management, the diagnostic rates of FNA have improved dramatically. EUS-FNA is now the procedure of choice for securing a diagnosis of a pancreatic malignancy. The recent introduction of techniques for obtaining core tissue samples from the pancreas will further improve the accuracy of diagnostic cytology.

BILE DUCTS

Bile duct brushing

Aspiration of bile duct juice during ERCP is the simplest method of obtaining a cytology specimen for the evaluation of a biliary stricture. The technique retrieves only exfoliative cells in bile and does not involve brushing.[2] A simple catheter is placed into the bile duct and bile is aspirated. However, the sensitivity for this technique has been disappointing, ranging from 6% to 32% for detecting biliary malignancy.[2,3] Due to the better yield of brush cytology, bile aspiration alone is rarely used to provide diagnostic cytology specimens. However, this technique can be applied to specimens collected through a chronic biliary drainage catheter.[4] Cytologic analysis of bile duct tissue provides a more accurate diagnosis than histologic processing of tissue.[5] One study suggested that the sensitivity could be improved by dilating the stricture prior to bile acquisition, but significant complications have been reported.[6,7] Repeated brushings will improve the diagnostic yield of biliary cytology.[8] Retrieved biliary stents can also be used as a source of cytologic material, but brush cytology provides a better yield of cytologic tissue.[9]

Endoscopic retrograde cholangiopancreatography guided brush techniques

Biliary brush cytology is the traditional method for collecting tissue from the bile duct in the setting of a stricture.[10] Standard cytology brushes are guided through a stricture, over a wire, and deployed across the stricture. The brush scrapes against the biliary mucosa and retrieves cellular material from the superficial mucosa. The brush is then retracted into a sheath and the entire device is removed from the endoscope. Cytology material is retrieved from the brush by smearing the cellular material onto a glass slide or washing it into a fixative solution.[11]

Recently, a newly designed cytology brush has been introduced. The brush is 3 mm in diameter, 5 cm long, with stiffer bristles than a standard cytology brush. The bristles are oriented at 45° on a 7F sheath. By contrast, the standard brush is 1.5 cm long and has bristles oriented at 90° on a 6F sheath. In a study comparing each type of brush, all patients underwent sampling with each of the brushes. The cancer detection rate was not significantly different with the two brushes (27 vs. 30%).[12]

Technique for tissue management

Biliary cytological material is retrieved from a brush that has been placed through a concerning stricture (s). The brush may be heavily laden with tissue, blood, and clot. Retrieval of diagnostic material from the brush should be done in the procedure room by trained endoscopy personnel.

The first step in the technique is to carefully open the brush outside of the sheath and expose the bristles and adherent tissue. In general, the brush is placed against a glass slide and a smear of tissue is made repeatedly on several slides. After the tissue has been smeared off the brush, the brush is cut from the catheter and the brush is placed into a plastic tube containing fixative. The brush is agitated in order to dislodge additional tissue from the brush. At the completion of tissue retrieval, the brush can be removed or left within the sample tube. The slides and the sample tube are sent to cytology where the sample tube is spun to isolate the tissue for a thin prep.

Traditionally, biliary brush cytology specimens have been used solely for cytological analysis. Recently, the use of the brush cytology specimens has been expanded by using molecular markers and DNA-based testing. Although p53 and KRAS mutations are commonly seen in biliary malignancy, brush cytology specimens have not generally been used for mutation analysis.[13] Biliary brush specimens for assessment of p53 mutations will require separate processing and dedicated immunostaining.[14]

Recently, there have been efforts to develop more objective testing of biliary cytology using image-based testing of DNA histograms for ploidy analysis.[15] Digital imaging analysis and fluorescence in situ hybridization (FISH) were evaluated in a study of 233 consecutive patients undergoing ERCP for a pancreatobiliary stricture. The patients underwent standard cytology, digital image analysis (DIA), and FISH.[16] The test performance was similar across groups. Standard cytology had low sensitivity (4–20%) but 100% specificity. In patients with negative cytology, FISH increased sensitivity while preserving specificity. The sensitivity and specificity of DIA was intermediate between routine cytology and FISH. The use of cytologic material for FISH analysis does not require alteration in specimen acquisition, except for additional material on slides.

Endoscopic forceps biopsy of the bile duct

Endoscopic forceps biopsy during ERCP is often performed in combination with brush cytology in order to improve the sensitivity of tissue sampling.[17] In this technique, a small diameter forceps is placed through a widely patent ampulla and fluoroscopically directed to the area of interest in the bile duct. The biopsy specimens are processed as histologic specimens. Biopsies are often used to supplement brush cytology. One study suggested that the combination of the techniques increased the sensitivity by approximately 15–25% compared with either method alone. In a recent prospective study of 26 patients, the sensitivity, accuracy, and negative predictive values were 5.9%, 38.5%, and 36% for standard cytology brushings; 29.4%, 53.8%, and 42.8% for standard forceps biopsies; and 76.5%, 84.6%, and 69.2% for mini-forceps biopsies, respectively.[18] When comparing the three methods of sampling, mini-forceps biopsy provided significantly better sensitivity and overall accuracy compared with standard cytology brushing and standard forceps biopsy.[18] Bile duct biopsy specimens can also be smeared onto glass slides for on-site cytology analysis.[19] Although malignant cytology is highly specific for a bile duct malignancy, atypia can be seen in benign inflammatory lesions.[20]

Endoscopic fine-needle aspiration of the bile duct

Needle biopsy of biliary strictures and masses is performed with a biliary catheter contained as an aspiration needle that can be placed into the target lesion under fluoroscopic guidance.[21] A combination of brush cytology and endobiliary biopsy with endoscopic FNA was more sensitive (73–77%) than either method alone in at least three reports.[22] One study suggested that combining stricture dilation, brusing cytology, and FNA substantially improved the accuracy for diagnosis of malignant strictures caused by gallbladder or pancreatic cancer compared with cytology alone.[23]

Endoscopic cholangioscopy

Endoscopic cholangioscopy is often performed using a dedicated, small diameter endoscope that is placed through the instrument channel of a duodenoscope. Prospective single-center case series using either endoscope-based or catheter-based systems have shown that cholangioscopic visualization with or without biopsy had a sensitivity of 89–100% and a specificity of 79–96% for detecting biliary malignancies.[24] Dedicated mini-forceps for cholangioscopy are very small in diameter and expensive. The small diameter forceps specimens are processed using histologic techniques.

In a recent prospective study of 26 patients who underwent sampling of a bile duct lesion using brush, standard forceps, and mini-forceps biopsy, the sensitivity, accuracy, and negative predictive values were 5.9%, 38.5%, and 36% for standard cytology brushings; 29.4%, 53.8%, and 42.8% for standard forceps biopsies; and 76.5%, 84.6%, and 69.2% for mini-forceps biopsies, respectively.[18] When comparing the three methods of sampling, mini-forceps biopsy provided significantly better sensitivity and overall accuracy compared with standard cytology brushing and standard forceps biopsy.[18]

Endoscopic ultrasound-guided fine-needle aspiration of bile duct masses

Linear EUS can readily image the bile duct and associated masses from the ampulla to the bifurcation. EUS FNA of the bile duct is usually performed across the duodenum and into a focal mass arising from the bile duct. In a study of 24 consecutive patients with proximal biliary strictures (upper one-third of the bile duct) and previously nondiagnostic ERCP brush cytology, EUS visualized a mass in 23 (96%) patients.[25] EUS-guided FNA demonstrated malignancy in 17 of 24 (71%) of patients. The overall sensitivity, specificity, positive predictive value, negative predictive value, and accuracy of EUS-FNA were 77%, 100%, 100%, 29%, and 79%, respectively.

Similar results were obtained in a study of 81 patients with confirmed cholangiocarcinoma who underwent EUS. EUS identified the tumor in 76 patients (94%), a rate higher than what was seen with triphasic computed tomography (30%), or magnetic resonance imaging (42%).[26] EUS-FNA was performed in 74 of the patients (91%) and diagnosed cholangiocarcinoma in 54 patients for a sensitivity of 73%.[26] The sensitivity was higher for distal lesions than for proximal lesions (81% vs. 59%).[26]

PANCREAS

Endoscopic retrograde cholangiopancreatography-guided brush cytology of the pancreatic duct

The yield of aspirated pancreatic juice for exfoliative cytology is very low and rarely used.[24] Sampling of the main pancreatic duct can be performed with techniques similar to those used with brush cytology of the bile duct. A wire-guided brush is used to collect cytologic material from within a strictured pancreatic duct. There are significant risks of pancreatitis with ductal brushing that can be reduced by placing a stent at the conclusion of the ERCP.[27] The tissue yield of brush cytology of pancreatic duct can be improved by stricture dilation.[28]

ENDOSCOPIC ULTRASOUND-GUIDED FINE-NEEDLE ASPIRATION SAMPLING

Devices for endoscopic ultrasound guided fine-needle aspiration

Linear endosonographic instruments are required to target lesions for FNA.[29] The instrument must initially be passed through the oropharnyx, esophagus and when necessary into the stomach and duodenum. Prior gastric surgery, such a bypass or Whipple resection, will restrict the ability of the echoendoscope to image targets adjacent to the stomach and duodenum.

The appropriate gauge EUS needle should be selected for the procedure based on the vascularity of the target lesion, the difficulty in accessing the lesion, and type of tissue needed for a diagnosis. Highly vascular lesions of the pancreas as well as uncinated lesions should be aspirated with a 25-gauge needle. The diagnosis of adenocarcinoma is best made with aspiration cytology.

Simple aspiration needles (usually 22- or 25-gauge) are used in the vast majority of targets and provide similar cytologic yield.[30] Smaller gauge needles are easier to use, generally safer and the tissue yield is higher for pancreatic adenocarcinoma.[31] Because needles pass through the mucosa of the gastrointestinal tract, there is potential for contamination with epithelial cells. A 25-gauge needle is often used for FNA of lymph nodes and vascular lesions such as suspected neuroendocrine tumors (NETs) and metastases from renal cell carcinoma. Mucinous cysts are aspirated with 22-gauge needles because of the high viscosity of the cyst fluid from intraductal papillary mucinous neoplasms.

Core biopsy and Tru-cut needles (19-gauge) are used for lesions such as stromal cell tumors, NETs, tumors with suboptimal cytology yield and for pancreatic lesions that are suspicious for autoimmune pancreatitis. Small gauge core biopsy needles have recently been made available and often used when standard aspiration techniques do not provide a diagnostic tissue. Core biopsy specimens for autoimmune pancreatitis should be processed for histology as well as for IgG4 immunostaining.

Methodology for endoscopic ultrasound guided fine-needle aspiration

Under constant EUS guidance, the needle, occluded by a stylet, is placed across the gastric or duodenal wall into the target lesion. One quick thrust perpendicular to the wall of the lesion is used to enter solid lesions, rather than a slow continuous motion. Once the needle has been accurately placed into the mass lesion, the stylet is removed and suction is applied to the needle. In highly vascular lesions, minimal suction should be used. In order to maximize the yield from aspiration cytology, the needle is moved to and fro within the mass lesion using a fanning technique.[32] The suction is then turned off, the needle removed and the specimen is placed onto the slide for processing. Additional specimens are obtained with separate passes of the needle. Cytologic interpretation of the cytology specimens on slides aids the endoscopists in obtaining specimens. The degree of vacuum suction determines the amount of aspirated tissue. Excessive suction may cause specimens to be contaminated with blood. Specimens heavily contaminated with blood may be discarded.

Smear specimens are produced on glass slides and placed in fixative, often ethanol. Cytology specimens are expressed onto slides and two smears are made. One slide is air-dried and stained with a modified Diff-Quik preparation for rapid interpretation on-site if available. The other slide is wet fixed and later stained with a modified Papanicolaou stain. Material may be obtained for cellblock preparation for later immunocytochemistry testing.

Core specimens of the pancreas are sent for histology sectioning. Large gauge needles and core biopsy needles provide a core tissue for histologic interpretation and tissue staining. Cytology specimens can be obtained from the core by rolling the cores across slides.

Whenever possible, rapid on site evaluation of cytology should be used since it reduces the frequency of falsely negative FNA, particularly in the evaluation of pancreatic masses.[33] In general, sufficient needle passes will be made until diagnostic material has been secured. Without on-site cytology, approximately, 7 passes of a pancreas mass are needed to maximize the sensitivity.[34] Lymph nodes can be evaluated with fewer passes, but stromal cell tumors may require 3–5 passes.[34]

False-positive and false-negative cytological diagnosis rates of pancreatic masses by EUS-FNA are low and may result from technical difficulties, sampling or interpretation errors. The false-positivity rate of EUS-FNA for a pancreatic lesion is about 2% and results from specimen contamination by an intervening mucosal malignancy or misinterpretation.[35] A study of 367 patients with solid pancreatic lesions in whom EUS-FNA cytology results were interpreted as positive or suspicious for malignancy, only four cases showed chronic pancreatitis on surgical pathology. Chronic pancreatitis is also the most common benign pathology causing false-positive interpretation of a pancreatic cancer.

Fine-needle aspiration of pancreas cystic lesions

FNA of cystic lesion involves very similar techniques as FNA of solid lesions. For suspected mucinous cysts, a 22-gauge needle is used because of the high viscosity of the fluid. Serous cystadenomas and cystic NETs should be aspirated with a 25-gauge needle in order to minimize the risk of bleeding. The cyst fluid from serous cystadenomas is thin and easily aspirated. Pseudocysts should be aspirated with a 22- or 19-gauge needle in order to evacuate the entire lesion which may become contaminated by FNA. In general, one passage of the needle should be used to evaluate a cyst and high suction will aid in the rapid emptying of the cyst. Mural nodules or adjacent masses can be aspirated separately or during the cyst fluid aspiration. At times, the nodule and mass are more apparent after evacuation of the cyst. There are reports of enhancement of the quality of cytology specimens by traversing the lining and wall of the cyst with several passes of the needle with the risk of pancreatitis and leakage.[36]

Aspirated cyst fluid should be carefully aliquoted for cytology, tumor markers, and DNA testing. If the primary concern is a malignancy, priority should be given to cytology. If typing of the cyst is the major clinical concern, then the fluid should sent for carcinoembryonic antigen (CEA) and KRAS-GNAS. Cyst fluid should be centrifuged prior to assaying the fluid for CEA and DNA analysis.

COMPETING INTERESTS STATEMENT BY ALL AUTHORS

There are no disclaimers or conflicts of interest to report.

AUTHORSHIP STATEMENT BY ALL AUTHORS

All authors of this article declare that we qualify for authorship as defined by ICMJE http://www.icmje.org/#author. Each author has participated sufficiently in the work and take public responsibility for appropriate portions of the content of this article. Each author acknowledges that this final version was read and approved.

EDITORIAL/PEER-REVIEW STATEMENT

To ensure the integrity and highest quality of CytoJournal publications, general manuscripts undergo a double blind peer review process (authors are blinded for reviewers and vice versa) through automatic online system. However, the current article is part of guidelines by Papanicolaou Society of Cytopathology (PSC) submitted by the committee members as authors and is being published after due copy-editing without peer review. Because it is agreed to be published as Open Access article under Creative Commons Legal Code (http://creativecommons.org/licenses/by/2.0/), this intellectual property (IP) would be retained in public domain.