Skip to main content
Journal of Clinical Oncology logoLink to Journal of Clinical Oncology
. 2014 Aug 25;32(29):3249–3256. doi: 10.1200/JCO.2013.53.8157

Comorbidity-Age Index: A Clinical Measure of Biologic Age Before Allogeneic Hematopoietic Cell Transplantation

Mohamed L Sorror 1,, Rainer F Storb 1, Brenda M Sandmaier 1, Richard T Maziarz 1, Michael A Pulsipher 1, Michael B Maris 1, Smita Bhatia 1, Fabiana Ostronoff 1, H Joachim Deeg 1, Karen L Syrjala 1, Elihu Estey 1, David G Maloney 1, Frederick R Appelbaum 1, Paul J Martin 1, Barry E Storer 1
PMCID: PMC4178523  PMID: 25154831

Abstract

Purpose

Age has long been used as a major factor for assessing suitability for allogeneic hematopoietic cell transplantation (HCT). The HCT-comorbidity index (HCT-CI) was developed as a measure of health status to predict mortality risk after HCT. Whether age, comorbidities, or both should guide decision making for HCT is unknown.

Patients and Methods

Data from 3,033 consecutive recipients of HLA-matched grafts from five institutions contributed to this analysis. Patients were randomly divided into a training set to develop weights for age intervals and a validation set to assess the performance of prognostic models.

Results

In the training set, patients age 20 to 39 years, 40 to 49 years, 50 to 59 years, and ≥ 60 years had hazard ratios for nonrelapse mortality (NRM) of 1.21 (P = .29), 1.48 (P = .04), 1.75 (P = .004), and 1.84 (P = .005), respectively, compared with those age younger than 20 years. Consequently, age ≥ 40 years was assigned a weight of 1 to be added to the HCT-CI to constitute a composite comorbidity/age index. In the validation set, the composite comorbidity/age score had statistically significantly higher c-statistic estimates for prediction of NRM (0.664 v 0.556; P < .001) and survival (0.682 v 0.560; P < .001) compared with age, respectively. Patients with comorbidity/age scores of 0 to 2 had comparable mortality risks regardless of conditioning regimens. Patients with scores of 3 to 4 and ≥ 5 had statistically significant higher mortality risks after high-dose versus nonmyeloablative regimens.

Conclusion

Age is a poor prognostic factor. The proposed composite measure allows integration of both comorbidities and age into clinical decision making and comparative-effectiveness research of HCT.

INTRODUCTION

Decision-making information that takes into account the complexity of different risk factors is important in guiding the choice of the appropriate regimen for allogeneic hematopoietic cell transplantation (HCT). During the past 50 years, major advances have been made in our understanding of the impacts of disease-specific risk factors (eg, chromosomal aberrations and gene expression profiles1,2) and transplantation-specific risk factors (eg, the choice of donor grafts35 or stem-cell source6). On the other hand, until recently, age alone was the most widely used measure of a patient's ability to tolerate a given conditioning regimen for allogeneic HCT. Therefore, transplant protocols have typically been divided into those suitable for older patients versus those suitable for younger patients with an arbitrary cutoff range of 55 to 60 years between the two groups.

Yet the prognostic role of age in the HCT setting has never been consistent. Earlier studies of high-dose regimens identified an adverse impact of patient age on nonrelapse mortality (NRM) after HCT,710 but more recent studies of lower-intensity regimens have shown conflicting results regarding the association between age and outcomes.1115 None of the previous studies have taken into account the confounding effect of organ comorbidities on outcomes. As a result, providing transplant recommendations on the basis of patient health status versus age has lacked an evidence base.

Compromised organ functions (comorbidities) impact the therapeutic planning and outcome of any treatment.16 The advent of the HCT-comorbidity index (HCT-CI) as a measure of health status at the time of HCT with emphasis on individual organ dysfunction has facilitated the incorporation of comorbidities into the pre-HCT assessment of patients.17 During the past few years, comorbidity evaluation has advanced HCT outcome research by providing important risk assessment information before HCT.1822 Although these results have improved the evaluation of health status before HCT, many contemporary HCT protocols are still age-dependent, with criteria limited to patients either younger or older than an arbitrary age cutoff.

Therefore, an important question remained as to how to integrate both age and comorbidities in selecting the appropriate regimen for allogeneic HCT. We conducted a large multi-institutional retrospective study to assess whether age has any remaining role in outcome prediction in models containing the HCT-CI and whether a single measure incorporating both age and comorbidities could be developed and used to compare the effectiveness of different intensities of conditioning regimens.

PATIENTS AND METHODS

Patients

In 2007, a multi-institutional retrospective study was approved by the internal review boards of all participating institutions. Data stored in institution computerized databases were retrieved by data managers from all five institutions for patients meeting the following criteria: (1) received diagnoses of hematologic malignant or nonmalignant diseases, (2) treated with allogeneic HCT between 2000 and 2006, (3) received any type of conditioning regimen, (4) received grafts from HLA-matched related or unrelated donors, and 5) received marrow or granulocyte colony-stimulating factor–mobilized peripheral blood mononuclear cells as the graft source. Details about data collection and study definitions are provided in the Data Supplement.

Statistical Methods

To develop and assign weights to age intervals, patients were randomly divided into two cohorts; 1,853 patients were assigned to a training set, and 1,180 patients were assigned to a validation set. Integer weights for age intervals were derived from Cox proportional hazards modeling applied to the training set, with NRM as the outcome. Hazard ratios (HRs) for NRM were calculated for each age interval, controlling for the presence of all covariables described in Table 1 including HCT-CI scores and conditioning intensity. Multivariable P values for each variable were based on adjustment for all other variables in the model. All P values were derived from likelihood ratio statistics and were two-sided. The adjusted HRs were converted to integer weights according to our previously published criteria.17 The composite comorbidity/age score was the sum of the score assigned to the HCT-CI plus that assigned to age for each individual patient.

Table 1.

Patient, Transplantation, and Disease Characteristics

Characteristic All Patients (N = 3,033)
Conditioning Regimens Classified According to Intensity
High Dose (n = 1,889)
Reduced Intensity (n = 465)
Nonmyeloablative (n = 679)
No. % No. % No. % No. %
HCT-CI score
    0 956 31.5 702 37.2 99 21.3 155 22.8
    1 450 14.8 311 16.5 58 12.5 81 11.9
    2 495 16.3 292 15.5 72 15.5 131 19.3
    3 543 17.9 297 15.7 108 23.2 138 20.3
    4 267 8.8 139 7.4 57 12.3 71 10.5
    5 163 5.4 80 4.2 34 7.3 49 7.2
    ≥ 6 159 5.2 68 3.6 37 8.0 54 8.0
Age, years
    ≤ 19 406 13.4 333 17.6 32 6.9 41 6.0
    20-39 767 25.3 607 32.1 83 17.9 77 11.3
    40-49 705 23.2 486 25.7 98 21.1 121 17.8
    50-59 768 25.3 395 20.9 145 31.2 228 33.6
    ≥ 60 387 12.8 68 3.6 107 23.0 212 31.2
KPS, %
    95-100 1,156 38.1 804 42.6 148 31.8 204 30.0
    85-90 1,117 36.8 680 36.0 188 40.4 249 36.7
    95-80 529 17.4 301 15.9 85 18.3 143 21.1
    ≤ 70 231 7.6 104 5.5 44 9.5 83 12.2
No. of prior regimens
    0 469 15.5 291 15.4 96 20.7 82 12.1
    1-2 1,274 42.0 891 47.2 158 34.0 225 33.1
    3-4 917 30.2 539 28.5 149 32.0 229 33.7
    ≥ 5 373 12.3 168 8.9 62 13.3 143 21.1
Donor
    Related 1,677 55.3 1,069 56.6 240 51.6 368 54.2
    Unrelated 1,356 44.7 820 43.4 225 48.4 311 45.8
Stem-cell source
    Marrow 660 21.8 548 29.0 69 14.8 43 6.3
    PBMC 2,373 78.2 1,341 71.0 396 85.2 636 93.7
ATG in conditioning
    Yes 243 8.0 103 5.5 116 25.0 24 3.5
    No 2,790 92.0 1,786 94.6 349 75.1 655 96.5
Diagnosis*
    Myeloid 1,816 59.9 1,268 67.1 271 58.3 277 40.8
    Lymphoid/plasma cell 1,028 33.9 563 29.8 142 30.5 323 47.6
    Other malignant 63 2.1 21 1.1 13 2.8 29 4.3
    Nonmalignant 126 4.2 37 2.0 39 8.4 50 7.4
Risk of relapse
    High 1,826 60.2 1,049 55.5 307 66.0 470 69.2
    Low 1,207 39.8 840 44.5 158 34.0 209 30.8
CMV serostatus
    Positive 1,894 62.5 1,185 62.7 293 63.0 416 61.3
    Negative 1,139 37.6 704 37.3 172 37.0 263 38.7

Abbreviations: ATG, antithymocyte globulin; CMV, cytomegalovirus; HCT-CI, hematopoietic cell transplantation–comorbidity index; KPS, Karnofsky performance status; PBMC, peripheral blood mononuclear cells.

*

Myeloid malignancies included acute myeloid leukemia, biphenotypic leukemia, chronic myeloid leukemia, and myelodysplastic syndromes; lymphoid/plasma cell malignancies included acute lymphocytic leukemia, chronic lymphocytic leukemia, non-Hodgkin lymphoma, Hodgkin lymphoma, multiple myeloma, and plasma cell leukemia; and nonmalignant disease included aplastic anemia, sickle-cell anemia, autoimmune disease, and other hematologic nonmalignant diseases.

Low disease risk for relapse included acute leukemia in first complete remission; chronic myeloid leukemia in first chronic phase; myelodysplastic syndromes with refractory anemia or refractory anemia with ringed sideroblasts; chronic lymphocytic leukemia, lymphoma, or multiple myeloma in complete remission; and nonmalignant diseases. High disease risk for relapse included all other disease statuses.

In the validation set, we compared the capabilities of age versus the HCT-CI versus the composite index to discriminate risks for NRM and survival. Comparisons were done by computing the c-statistic23 with the same interpretation of results as previously described.17 The c-statistic was computed on the basis of time to event, using the entire follow-up period. SEs for the c-statistic were estimated by applying a bootstrap procedure to the validation data set, using 50 bootstrap samples. Similarly, the SE for the difference in c-statistic between the three indices were estimated from the bootstrap samples and used to calculate a z-score and P value for the difference.

Outcomes according to the three conditioning modalities, stratified by the new composite comorbidity/age score, were compared using the entire patient sample to ensure adequate power to detect the differences in survival. Because no direct comparisons of outcomes on the basis of age or HCT-CI/age scores were made in these subset analyses, inclusion of patients from the training set that was used to develop the age scores was not thought to bias the comparison of outcomes on the basis of conditioning regimen intensity. Adjusted survival curves were estimated on the basis of methods described by Makuch24 (Data Supplement).25

RESULTS

Patient Characteristics

Among 3,335 patients who met the study criteria, 302 were excluded from the analyses as a result of lack of comorbidity data (n = 267) or lack of data on patient cytomegalovirus serology results (n = 35), yielding a final sample size of 3,033. Patient characteristics are described in Table 1.

Role of Age in Predicting NRM After Allogeneic HCT

Increasing age was significantly associated with NRM in a model adjusted for all risk factors, including the HCT-CI (Table 2). In the training set, patients in the age groups of 20 to 39, 40 to 49, 50 to 59, and ≥ 60 years had HRs for NRM of 1.21 (P = .29), 1.48 (P = .04), 1.75 (P = .004), and 1.84 (P = .005), respectively, compared with those younger than age 20 years.

Table 2.

Cox Regression Models for Risks of Nonrelapse Mortality in the Training Set (n = 1,853)

Characteristic Nonrelapse Mortality*
HR 95% CI P
Age, years
    ≤ 19 (n = 245) 1.0
    20-39 (n = 475) 1.21 0.8 to 1.7 .29
    40-49 (n = 429) 1.50 1.0 to 2.2 .03
    50-59 (n = 457) 1.78 1.2 to 2.6 .003
    ≥ 60 (n = 247) 1.85 1.2 to 2.8 .004
HCT-CI score
    0 (n = 567) 1.0
    1-2 (n = 607) 2.15 1.6 to 2.8 < .001
    ≥ 3 (n = 679) 3.66 2.8 to 4.7 < .001
Donor
    Related (n = 1,024) 1.0
    Unrelated (n = 829) 1.42 1.2 to 1.7 .001
Regimen intensity
    High dose (n = 1,139) 1.0
    Reduced intensity (n = 284) 0.70 0.5 to 0.9 .01
    Nonmyeloablative (n = 430) 0.61 0.5 to 0.8 .001
ATG in conditioning
    No (n = 1,707) 1.0
    Yes (n = 146) 0.90 0.6 to 1.3 .61
Disease category
    Myeloid (n = 1,108) 1.0
    Lymphoid/plasma cell (n = 639) 1.24 1.0 to 1.5 .04
    Other malignant (n = 35) 0.72 0.3 to 1.6 .43
    Aplastic anemia (n = 37) 1.38 0.5 to 3.6 .51
    Other nonmalignant (n = 34) 4.65 2.4 to 9.0 < .001
Risk of relapse
    Low (n = 700) 1.0
    High (n = 1,153) 1.66 1.3 to 2.0 < .001
Stem-cell source
    Marrow (n = 373) 1.0
    PBSC (n = 1,480) 1.34 1.0 to 1.7 .03
CMV serology status
    Negative (n = 675) 1.0
    Positive (n = 1,178) 1.53 1.3 to 1.9 < .001
No. of prior regimens
    0-3 (n = 1,403) 1.0
    ≥ 4 (n = 450) 1.14 0.9 to 1.4 .22
KPS, %
    > 80 (n = 1,388) 1.0
    ≤ 80 (n = 465) 1.41 1.2 to 1.7 < .001

Abbreviations: ATG, antithymocyte globulin; CMV, cytomegalovirus; HCT-CI, hematopoietic cell transplantation–comorbidity index; HR, hazard ratio; KPS, Karnofsky performance status; PBMC, peripheral blood mononuclear cells.

*

The model was also adjusted for institution via stratification.

Development of the Composite Comorbidity/Age Index

In the training set, the HRs for NRM were not statistically significantly different when comparing patients of ≥ 60 years with those of 40 to 49 (P = .17) and 50 to 59 (P = .71) years. Visual illustration of the relationship between age, as a continuous variable, in years and the adjusted HR for NRM confirmed lack of an abrupt increase in risks of mortality beyond age 40 years (Fig 1). Given that patients in the age groups 40 to 50, 50 to 60, and older than 60 years had HRs for NRM ranging between 1.48 and 1.84 compared with patients younger than age 20 years, age ≥ 40 years was assigned a score of 1 to be added to the HCT-CI scores, following the same approach used for development of the HCT-CI.17

Fig 1.

Fig 1.

Illustration of the relationship between age in years and the hazard ratio for nonrelapse mortality (NRM). Patients in the training group were sorted by age and divided into groups of 100 patients each. The dots represent the estimated hazard ratios for the association between each age group and NRM relative to a reference group (median age, 45 years; range, 42-49 years) using Cox regression models. A smooth curve fitted to the dots was generated to represent the relationship of age in years with NRM both before (black) and after (blue) adjustment for all other risk factors in the Cox regression model.

Validation of the Composite Comorbidity/Age Index

In the validation set, the composite index had statistically significantly higher c-statistic estimates for NRM (0.677) and survival (0.653) compared with age alone (0.549 and 0.547, respectively; P < .001 for both). These estimates for the composite index were also better compared with the HCT-CI (0.675 and 0.649, respectively), but the differences did not reach statistical significance (P = .56 and P = .28, respectively). In Cox regression models (Data Supplement Table S2), the composite comorbidity/age scores provided overall better stratifications of risks for NRM and survival compared with age and the HCT-CI (Fig 2).

Fig 2.

Fig 2.

Comparisons of outcome stratifications by the hematopoietic cell transplantation–comorbidity index (HCT-CI) and the composite comorbidity/age index (HCT-CI/age). (A, B) Cumulative incidences of nonrelapse mortality and (C, D) Kaplan-Meier estimates of overall survival among patients of the validation set (n = 1,180) as stratified by (A, C) the HCT-CI and (B, D) the composite comorbidity/age index.

Age of ≥ 40 years was consistently associated with both higher cumulative incidences and higher adjusted HRs for NRM among the three conditioning intensities (Table 3). Finally, the improvements in c-statistic estimates for NRM with the composite comorbidity/age scores compared with age were consistent among recipients of high-dose (0.681 v 0.568), reduced-intensity (0.641 v 0.548), or nonmyeloablative regimens (0.653 v 0.531).

Table 3.

Cumulative Incidence and HR for Nonrelapse Mortality Stratified by Regimen Intensity and Age

Age Group by Regimen Intensity (years) Cumulative 2-Year Incidence (%) Univariable
Multivariable*
HR 95% CI P HR 95% CI P
Myeloablative
    0-39 21 1.0 1.0
    ≥ 40 32 1.58 1.3 to 1.9 < .001 1.35 1.1 to 1.6 .004
Reduced intensity
    0-39 24 1.0 1.0
    ≥ 40 34 2.02 1.3 to 3.0 < .001 1.52 1.0 to 2.4 .07
Nonmyeloablative
    0-39 16 1.0 1.0
    ≥ 40 23 1.68 1.0 to 2.8 .04 2.01 1.1 to 3.6 .02

Abbreviations: ATG, antithymocyte globulin; CMV, cytomegalovirus; HCT-CI, hematopoietic cell transplantation–comorbidity index; HR, hazard ratio; KPS, Karnofsky performance status.

*

Cox regression models were adjusted for diagnosis category, disease risk, HCT-CI risk group, donor type, stem-cell source, KPS percentage, No. of prior regimens, use of ATG, and CMV serology status.

Comparative Effectiveness of Conditioning Intensities Using the Composite Comorbidity/Age Index

Patients with low (0 or 1-2) composite comorbidity/age scores had comparable survival rates (Data Supplement Figure S2) and no statistically significant differences in HRs for survival after nonmyeloablative, reduced-intensity, or high-dose regimens (Table 4). Adjusted cumulative incidences for NRM at 2 years were 5%, 12%, and 10%, respectively, among patients with a score of 0 and 9%, 18%, and 20%, respectively, among those with scores of 1 or 2 (Data Supplement Figure S1).

Table 4.

Overall Mortality According to Conditioning Intensity Within Each Comorbidity/Age Risk Group

HCT-CI/Age Composite Score Regimen
Overall 2-Year Survival (%)
Cox Regression Model*
Intensity No. of Patients Observed Adjusted HR 95% CI P
0 (n = 495) High dose 417 79 1.0
Reduced intensity 40 87 83 0.76 0.3 to 1.7 .51
Nonmyeloablative 38 81 85 0.72 0.4 to 1.5 .38
1-2 (n = 1,079) High dose 737 66 1.0
Reduced intensity 130 66 70 0.79 0.6 to 1.1 .15
Nonmyeloablative 212 67 74 0.89 0.7 to 1.1 .36
3-4 (n = 944) High dose 499 45 1.0
Reduced intensity 178 47 50 0.99 0.8 to 1.3 .95
Nonmyeloablative 267 54 59 0.72 0.6 to 0.9 .004
≥ 5 (n = 515) High dose 236 29 1.0
Reduced intensity 117 34 35 0.86 0.6 to 1.1 .29
Nonmyeloablative 162 35 37 0.73 0.6 to 1.0 .02

Abbreviations: ATG, antithymocyte globulin; CMV, cytomegalovirus; HCT-CI, hematopoietic cell transplantation–comorbidity index; HR, hazard ratio; KPS, Karnofsky performance status.

*

The Cox regression models were adjusted for diagnosis category, disease risk, HCT-CI risk group, donor type, stem-cell source, KPS percentage, No. of prior regimens, use of ATG, and CMV serology status.

Adjusted for patient characteristics of recipients of high-dose conditioning.

Patients with composite comorbidity/age scores of 3 or 4 had adjusted 2-year rates of survival of 59%, 50%, and 45%, respectively. Recipients of nonmyeloablative regimens (HR, 0.72; P = .004), but not those of reduced-intensity regimens (HR, 0.99; P = .95), had statistically significant lower risks for mortality compared with those of high-dose regimens. NRM incidences at 2 years were 17%, 36%, and 37%, respectively, after nonmyeloablative, reduced-intensity, or high-dose regimens. Likewise, patients with scores of ≥ 5 had statistically significant lower risks for mortality after nonmyeloablative (HR, 0.73; P = .02) but not reduced-intensity (HR, 0.86; P = .29) compared with high-dose regimens. Adjusted rates of 2-year survival among this risk category were 37%, 35%, and 29%, respectively, after nonmyeloablative, reduced-intensity, or high-dose regimens. NRM-adjusted incidences were 35%, 41%, and 49%, respectively.

Case presentations for the applicability of the composite comorbidity/age scores in decision making are provided in the Data Supplement.

DISCUSSION

The overarching goal of this study was to enhance our ability to make accurate predictions about the tolerability of allogeneic HCT so that this information can be factored into treatment decisions. For decades, chronologic age alone has been the primary determinant of patient eligibility for HCT as well as for a given conditioning intensity. Here, we have provided a careful quantification of the magnitude of the prognostic impact of age for HCT outcomes. Age of ≥ 40 years has a prognostic impact on NRM, but that impact is modest, given that it contributes the equivalent of a single comorbidity with a weight of 1 within the HCT-CI. Indeed, the c-statistic estimate for NRM was highly statistically significantly (P < .001) better for the combined comorbidity/age score (0.664) compared with that for age alone (0.556). The composite comorbidity/age index could be used by physicians and patients to accurately account for the impacts of age and comorbidities when making treatment decisions or estimating outcomes after allogeneic HCT with a variety of conditioning regimens.

With the proven value of the HCT-CI, it became important to delineate the relative prognostic role of age in HCT decision making. The relative roles of age versus the composite comorbidity/age scores can be further appreciated in the case summary presentations (Data Supplement Table S3). Patients older than age 60 years tolerated high-dose conditioning well if they were otherwise medically healthy, whereas those younger than age 60 or even 40 years succumbed more quickly to NRM if they had significant comorbidities. This finding should steer us away from the current practice in which patients are assigned to conditioning regimens frequently according to age younger than 55 to 60 or older than 55 to 60 years.

Our study included patients from five US transplant centers given a wide variety of conditioning regimens, which would increase the likelihood of the generalizability of results. It remains to be seen how the composite comorbidity/age scores would perform in shaping the decision-making process at other institutions. In addition, our models were derived from retrospective data. Although prospective validation is often required; in this case, it might be hampered by ethical considerations resulting from, for example, the high risk of NRM associated with patients with high composite scores when given conventional high-dose regimens. However, some novel high-dose regimens have been associated with an overall relatively lower NRM26; therefore, prospective assessment of tolerance of patients with high-risk comorbidities to these types of high-dose regimens could be of interest. Another limitation was the inclusion of patients (n = 510) who previously contributed to the development of the HCT-CI. However, a sensitivity analysis (Data Supplement) excluding this small sample of patients (16.8%) yielded results similar to those found among the whole study population, which suggests that including these patients did not bias the analyses. Data were analyzed from patients treated with HCT through the year 2006 to allow for enough duration to capture the full impact of age and comorbidities on mortality.27 Of note, recent studies have shown that the HCT-CI has stood the test of time by predicting outcomes among more recently treated patients.22,28 Our intent is for the composite index to be used by transplant as well as oncology physicians to continuously assess the choices for allogeneic HCT for their patients. However, use of the composite index might be undermined by the ease and availability of age. Understanding that the main burden on physicians is to calculate the HCT-CI score, it is now facilitated in a validated web-based application (www.hctci.org).29 These features should encourage the routine use of the composite comorbidity/age scores instead of age in risk assessment before HCT.

Within the previous constraints, our findings convey several important clinical ramifications. First, the composite comorbidity/age scores could be used in designing randomized clinical trials to tease out the most appropriate conditioning regimen for a group of patients with a particular risk score. Second, outside randomized trials, the composite index could be used in the clinic to identify patients who might or might not benefit from allogeneic HCT as well as those who might benefit the most from high-dose versus lower-intensity regimens. This is particularly the case give that we have shown here consistent stratification of mortality risks by the composite index among patients with different diagnosis categories. Third, the model could be used to adjust comparisons of outcomes from different trials or different institutions.

Finally, we11 and others12,13 have shown acceptable results for allogeneic HCT among patients older than age 60 or 65 years. Yet, only 12% and 6% of recipients of allogeneic HCT were age ≥ 60 or ≥ 65 years, respectively, and these proportions have not changed substantially for years3032; this suggests that few clinicians are aware of the best way to choose candidates for this approach. Many patients remain poorly informed, fearful, and sometimes desperate with their aggressive malignancies in their sixties and seventies with no readily available tools to guide choice of therapy. This is unfortunate, given that the median age for the majority of hematologic malignancies is older than age 60 years and given that older patients are expected to constitute 20% of the total population by 2030.3335 Implementation of the composite comorbidity/age score in decision making about referral of older patients to allogeneic HCT could improve the effectiveness and quality of care overall for older patients with hematologic malignancies. The opposite could be true for younger but medically infirm patients by discouraging HCT for those who are unlikely to benefit from it while consuming extensive health resources.

The composite comorbidity/age index provided some information that could guide future research about suitability of given groups of patients to different intensities of conditioning regimens. Overall, results suggest that survival rates of patients with composite comorbidity/age scores of less than 3 are relatively good (> 60% at 2 years) and comparable among the three modalities of conditioning regimens. Therefore, patients with scores of less than 3 would be appropriate candidates for future clinical trials testing differences between conditioning intensities in survival as well as other outcomes such as quality of life or cost. One example is the current trial randomly assigning patients younger than age 66 years to either high-dose or reduced-intensity regimens (BMT CTN 0901; NCT01339910). HCT is now offered up to age 80 years at some centers, and with the continued expansion of the older patient population this trend is only expected to grow. The composite scores could be used to identify suitable older candidates for randomized trials comparing nonmyeloablative versus reduced-intensity regimens. Conversely, current results suggest that patients with composite scores of ≥ 3 seem to have survival benefits when offered nonmyeloablative versus high-dose regimens (HR, 0.72 for scores 3-4 and 0.73 for scores ≥ 5). However, patients with high scores did not benefit from receiving reduced-intensity versus high-dose regimens (HR, 0.99 for scores 3-4 and 0.86 for scores ≥ 5). In the future, the composite scores should be incorporated in the design of clinical trials that explore survival benefit of patients with high-risk comorbidities from novel reduced-intensity regimens with promising overall lower rates of NRM.

Death resulting from relapse typically constitutes half of the probability of failure of HCT. Here, we confirmed our previous observations regarding the predictive power of the HCT-CI for risks of progression/relapse.36 However, this predictive power remains limited compared with that for NRM (c-statistic estimate of 0.580 v 0.675, respectively, by the HCT-CI and 0.586 v 0.677, respectively, by the composite index). Accordingly, when using the composite comorbidity/age scores to estimate risks for mortality, physicians should weigh this information carefully against the burden and biologic behavior of the primary disease. Indeed, prediction of relapse is a relatively more complex task than that of NRM, given the different contributions of, for example, chromosomal, genetic, molecular, and other disease-specific abnormalities. Therefore, it would be best to use at least two separate models for risk assessment—one that captures biologic age for prediction of NRM and another that captures variable disease features1,37,38 for prediction of relapse and relapse-related mortality.

Although our observations might seem instinctive, it is true that, until now, assignment of patients to allogeneic HCT is based to a great extent on age, an observation that we challenge herein. Current results suggest that age is a poor prognostic marker and its use alone could be responsible for significant loss of life and/or resources. We propose a significant change in the practice of referral to allogeneic HCT where age is not to be considered alone for protocol criteria or treatment selection. Instead, all patients should be evaluated with the composite comorbidity/age score, summating the impact of comorbidities and age as well as appropriate features of their primary disease for selection of the most beneficial transplantation strategy. Regardless of age, patients with low scores should be considered for randomized clinical trials or offered higher-intensity regimens. Likewise, regardless of age, patients with higher scores would be more suitable candidates for lower-intensity regimens. We believe this information would improve future knowledge of physicians and patients regarding effectiveness of medical interventions with the ultimate goal of improving outcomes and quality and reducing costs.39

Acknowledgment

We thank Gary Schoch, Gresford Thomas, Cara Hanby, Kayo Togawa, Nan Subbiah, Rachel Frires, Juli Murphy, Araki Kristen, and Jennifer Sheldrake for their tremendous help in protocol approval and acquisition of data from computerized databases at the different institutions; Bonnie Larson, Helen Crawford, Sue Carbonneau, Joan Vermeulen, Karen Carbonneau, and Deborah Gayle for their administrative assistance with grant submission, study implementation, and manuscript preparation; the many physicians, nurses, research nurses, physician assistants, nurse practitioners, pharmacists, data coordinators, and support staff who cared for our patients; and the patients who allowed us to care for them and who participated in our ongoing clinical research.

Footnotes

Supported by Grants No. HL088021, CA018029, HL036444, and CA078902 from the National Institutes of Health; by Research Scholar Grant No. RSG-13-084-01-CPHPS from the American Cancer Society; and by Patient-Centered Outcome Research Institute Contract No. CE-1304-7451 (M.L.S.).

Authors' disclosures of potential conflicts of interest and author contributions are found at the end of this article.

AUTHORS' DISCLOSURES OF POTENTIAL CONFLICTS OF INTEREST

The author(s) indicated no potential conflicts of interest.

AUTHOR CONTRIBUTIONS

Conception and design: Mohamed L. Sorror, Barry E. Storer

Financial support: Mohamed L. Sorror, Rainer F. Storb, Brenda M. Sandmaier

Provision of study materials or patients: Mohamed L. Sorror, Richard T. Maziarz, Michael A. Pulsipher, Michael B. Maris, Smita Bhatia, H. Joachim Deeg

Collection and assembly of data: Mohamed L. Sorror, Richard T. Maziarz, Michael A. Pulsipher, Michael B. Maris, Smita Bhatia, Fabiana Ostronoff, H. Joachim Deeg

Data analysis and interpretation: All authors

Manuscript writing: All authors

Final approval of manuscript: All authors

REFERENCES

  • 1.Deeg HJ, Scott BL, Fang M, et al. Five-group cytogenetic risk classification, monosomal karyotype, and outcome after hematopoietic cell transplantation for MDS or acute leukemia evolving from MDS. Blood. 2012;120:1398–1408. doi: 10.1182/blood-2012-04-423046. [DOI] [PMC free article] [PubMed] [Google Scholar]
  • 2.Grimwade D, Hills RK. Independent prognostic factors for AML outcome. Hematology Am Soc Hematol Educ Program. 2009;2009:385–395. doi: 10.1182/asheducation-2009.1.385. [DOI] [PubMed] [Google Scholar]
  • 3.Venstrom JM, Pittari G, Gooley TA, et al. HLA-C-dependent prevention of leukemia relapse by donor activating KIR2DS1. N Engl J Med. 2012;367:805–816. doi: 10.1056/NEJMoa1200503. [DOI] [PMC free article] [PubMed] [Google Scholar]
  • 4.Petersdorf EW, Malkki M, Gooley TA, et al. MHC-resident variation affects risks after unrelated donor hematopoietic cell transplantation. Sci Transl Med. 2012;4:144ra101. doi: 10.1126/scitranslmed.3003974. [DOI] [PMC free article] [PubMed] [Google Scholar]
  • 5.Spellman SR, Eapen M, Logan BR, et al. A perspective on the selection of unrelated donors and cord blood units for transplantation. Blood. 2012;120:259–265. doi: 10.1182/blood-2012-03-379032. [DOI] [PMC free article] [PubMed] [Google Scholar]
  • 6.Anasetti C, Aversa F, Brunstein CG. Back to the future: Mismatched unrelated donor, haploidentical related donor, or unrelated umbilical cord blood transplantation? Biol Blood Marrow Transplant. 2012;18:S161–S165. doi: 10.1016/j.bbmt.2011.11.004. [DOI] [PubMed] [Google Scholar]
  • 7.Ringdén O, Horowitz MM, Gale RP, et al. Outcome after allogeneic bone marrow transplant for leukemia in older adults. JAMA. 1993;270:57–60. doi: 10.1001/jama.1993.03510010063030. [DOI] [PubMed] [Google Scholar]
  • 8.Frassoni F, Labopin M, Gluckman E, et al. Results of allogeneic bone marrow transplantation for acute leukemia have improved in Europe with time: A report of the Acute Leukemia Working Party of the European Group for Blood and Marrow Transplantation (EBMT) Bone Marrow Transplant. 1996;17:13–18. [PubMed] [Google Scholar]
  • 9.Gratwohl A, Hermans J, Goldman JM, et al. Risk assessment for patients with chronic myeloid leukaemia before allogeneic blood or marrow transplantation: Chronic Leukemia Working Party of the European Group for Blood and Marrow Transplantation. Lancet. 1998;352:1087–1092. doi: 10.1016/s0140-6736(98)03030-x. [DOI] [PubMed] [Google Scholar]
  • 10.Runde V, de Witte T, Arnold R, et al. Bone marrow transplantation from HLA-identical siblings as first-line treatment in patients with myelodysplastic syndromes: Early transplantation is associated with improved outcome—Chronic Leukemia Working Party of the European Group for Blood and Marrow Transplantation. Bone Marrow Transplant. 1998;21:255–261. doi: 10.1038/sj.bmt.1701084. [DOI] [PubMed] [Google Scholar]
  • 11.Sorror ML, Sandmaier BM, Storer BE, et al. Long-term outcomes among older patients following nonmyeloablative conditioning and allogeneic hematopoietic cell transplantation for advanced hematologic malignancies. JAMA. 2011;306:1874–1883. doi: 10.1001/jama.2011.1558. [DOI] [PMC free article] [PubMed] [Google Scholar]
  • 12.Lim Z, Brand R, Martino R, et al. Allogeneic hematopoietic stem-cell transplantation for patients 50 years or older with myelodysplastic syndromes or secondary acute myeloid leukemia. J Clin Oncol. 2010;28:405–411. doi: 10.1200/JCO.2009.21.8073. [DOI] [PubMed] [Google Scholar]
  • 13.McClune BL, Weisdorf DJ, Pedersen TL, et al. Effect of age on outcome of reduced-intensity hematopoietic cell transplantation for older patients with acute myeloid leukemia in first complete remission or with myelodysplastic syndrome. J Clin Oncol. 2010;28:1878–1887. doi: 10.1200/JCO.2009.25.4821. [DOI] [PMC free article] [PubMed] [Google Scholar]
  • 14.Corradini P, Zallio F, Mariotti J, et al. Effect of age and previous autologous transplantation on nonrelapse mortality and survival in patients treated with reduced-intensity conditioning and allografting for advanced hematologic malignancies. J Clin Oncol. 2005;23:6690–6698. doi: 10.1200/JCO.2005.07.070. [DOI] [PubMed] [Google Scholar]
  • 15.Gómez-Núñez M, Martino R, Caballero MD, et al. Elderly age and prior autologous transplantation have a deleterious effect on survival following allogeneic peripheral blood stem cell transplantation with reduced-intensity conditioning: Results from the Spanish multicenter prospective trial. Bone Marrow Transplant. 2004;33:477–482. doi: 10.1038/sj.bmt.1704379. [DOI] [PubMed] [Google Scholar]
  • 16.Feinstein AR. The pre-therapeutic classification of co-morbidity in chronic disease. J Chron Dis. 1970;23:455–468. doi: 10.1016/0021-9681(70)90054-8. [DOI] [PubMed] [Google Scholar]
  • 17.Sorror ML, Maris MB, Storb R, et al. Hematopoietic cell transplantation (HCT)-specific comorbidity index: A new tool for risk assessment before allogeneic HCT. Blood. 2005;106:2912–2919. doi: 10.1182/blood-2005-05-2004. [DOI] [PMC free article] [PubMed] [Google Scholar]
  • 18.Sorror ML, Storer BE, Sandmaier BM, et al. Five-year follow-up of patients with advanced chronic lymphocytic leukemia treated with allogeneic hematopoietic cell transplantation after nonmyeloablative conditioning. J Clin Oncol. 2008;26:4912–4920. doi: 10.1200/JCO.2007.15.4757. [DOI] [PMC free article] [PubMed] [Google Scholar]
  • 19.Majhail NS, Brunstein CG, Tomblyn M, et al. Reduced-intensity allogeneic transplant in patients older than 55 years: Unrelated umbilical cord blood is safe and effective for patients without a matched related donor. Biol Blood Marrow Transplant. 2008;14:282–289. doi: 10.1016/j.bbmt.2007.12.488. [DOI] [PMC free article] [PubMed] [Google Scholar]
  • 20.Pavlů J, Kew AK, Taylor-Roberts B, et al. Optimizing patient selection for myeloablative allogeneic hematopoietic cell transplantation in chronic myeloid leukemia in chronic phase. Blood. 2010;115:4018–4020. doi: 10.1182/blood-2010-01-263624. [DOI] [PMC free article] [PubMed] [Google Scholar]
  • 21.Nemecek ER, Guthrie KA, Sorror ML, et al. Conditioning with treosulfan and fludarabine followed by allogeneic hematopoietic cell transplantation for high-risk hematologic malignancies. Biol Blood Marrow Transplant. 2011;17:341–350. doi: 10.1016/j.bbmt.2010.05.007. [DOI] [PMC free article] [PubMed] [Google Scholar]
  • 22.Raimondi R, Tosetto A, Oneto R, et al. Validation of the Hematopoietic Cell Transplantation-Specific Comorbidity Index: A prospective, multicenter GITMO study. Blood. 2012;120:1327–1333. doi: 10.1182/blood-2012-03-414573. [DOI] [PubMed] [Google Scholar]
  • 23.Harrell FE, Jr, Lee KL, Califf RM, et al. Regression modelling strategies for improved prognostic prediction. Stat Med. 1984;3:143–152. doi: 10.1002/sim.4780030207. [DOI] [PubMed] [Google Scholar]
  • 24.Makuch RW. Adjusted survival curve estimation using covariates. J Chronic Dis. 1982;35:437–443. doi: 10.1016/0021-9681(82)90058-3. [DOI] [PubMed] [Google Scholar]
  • 25.Andersen PK, Borgan O, Gill RD, et al. Statistical Models Based on Counting Processes. New York, NY: Springer-Verlag; 1993. [Google Scholar]
  • 26.de Lima M, Couriel D, Thall PF, et al. Once-daily intravenous busulfan and fludarabine: Clinical and pharmacokinetic results of a myeloabltive, reduced-toxicity conditioning regimen for allogeneic stem cell transplantation in AML and MDS. Blood. 2004;104:857–864. doi: 10.1182/blood-2004-02-0414. [DOI] [PubMed] [Google Scholar]
  • 27.Sorror ML, Storb R, Sandmaier BM, et al. Impact of comorbidities on early and late mortalities after allogeneic hematopoietic cell transplantation (HCT) Blood. 2011:118. (abstr 326) [Google Scholar]
  • 28.Sorror ML, Logan BR, Zhu X, et al. Prospective validation of the predictive power of the Hematopoietic Cell Transplantation Comorbidity Index (HCT-CI) for HCT outcomes at US transplant centers: A Center for International Blood and Marrow Transplant Research (CIBMTR) study. Blood. 2012:120. doi: 10.1016/j.bbmt.2015.04.004. (abstr 733) [DOI] [PMC free article] [PubMed] [Google Scholar]
  • 29.Sorror ML. How I assess comorbidities before hematopoietic cell transplantation. Blood. 2013;121:2854–2863. doi: 10.1182/blood-2012-09-455063. [DOI] [PMC free article] [PubMed] [Google Scholar]
  • 30.Pasquini MC, Wang Z. Current use and outcome of hematopoietic stem cell transplantation: CIBMTR summary slides, 2010. http://www.cibmtr.org.
  • 31.Bentley TS, Hanson SG. 2011 U.S. organ and tissue transplant cost estimates and discussion. http://publications.milliman.com/research/health-rr/pdfs/2011-us-organ-tissue.pdf.
  • 32.Ortner NJ. 2005 U.S. organ and tissue transplant cost estimates and discussion. http://publications.milliman.com/research/health-rr/pdfs/US-Organ-Tissue-Transplant-2005-RR06-01-05.pdf.
  • 33.American Cancer Society. Cancer facts & figures 2013. Atlanta, GA: American Cancer Society; 2013. http://www.cancer.org/acs/groups/content/@epidemiologysurveilance/documents/document/acspc-036845.pdf. [Google Scholar]
  • 34.National Cancer Institute. SEER stat fact sheets: Leukemia. Bethesda, MD: National Cancer Institute; 2014. http://seer.cancer.gov/statfacts/html/leuks.html. [Google Scholar]
  • 35.Smith BD, Smith GL, Hurria A, et al. Future of cancer incidence in the United States: Burdens upon an aging, changing nation. J Clin Oncol. 2009;27:2758–2765. doi: 10.1200/JCO.2008.20.8983. [DOI] [PubMed] [Google Scholar]
  • 36.Sorror ML, Sandmaier BM, Storer BE, et al. Comorbidity and disease status based risk stratification of outcomes among patients with acute myeloid leukemia or myelodysplasia receiving allogeneic hematopoietic cell transplantation. J Clin Oncol. 2007;25:4246–4254. doi: 10.1200/JCO.2006.09.7865. [DOI] [PubMed] [Google Scholar]
  • 37.Kahl C, Storer BE, Sandmaier BM, et al. Relapse risk in patients with malignant diseases given allogeneic hematopoietic cell transplantation after nonmyeloablative conditioning. Blood. 2007;110:2744–2748. doi: 10.1182/blood-2007-03-078592. [DOI] [PMC free article] [PubMed] [Google Scholar]
  • 38.Armand P, Gibson CJ, Cutler C, et al. A disease risk index for patients undergoing allogeneic stem cell transplantation. Blood. 2012;120:905–913. doi: 10.1182/blood-2012-03-418202. [DOI] [PMC free article] [PubMed] [Google Scholar]
  • 39.Orszag PR, Emanuel EJ. Health care reform and cost control. N Engl J Med. 2010;363:601–603. doi: 10.1056/NEJMp1006571. [DOI] [PubMed] [Google Scholar]

Articles from Journal of Clinical Oncology are provided here courtesy of American Society of Clinical Oncology

RESOURCES