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. 2004 Apr 26;4:3. doi: 10.1186/1471-2466-4-3

Costs and risk factors for ventilator-associated pneumonia in a Turkish University Hospital's Intensive Care Unit: A case-control study

Riza Hakan Erbay 1,✉, Ata Nevzat Yalcin 2, Mehmet Zencir 3, Simay Serin 1, Habip Atalay 1
PMCID: PMC419357  PMID: 15109397

Abstract

Background

Ventilator-associated pneumonia (VAP) which is an important part of all nosocomial infections in intensive care unit (ICU) is a serious illness with substantial morbidity and mortality, and increases costs of hospital care. We aimed to evaluate costs and risk factors for VAP in adult ICU.

Methods

This is a-three year retrospective case-control study. The data were collected between 01 January 2000 and 31 December 2002. During the study period, 132 patients were diagnosed as nosocomial pneumonia of 731 adult medical-surgical ICU patients. Of these only 37 VAP patients were assessed, and multiple nosocomially infected patients were excluded from the study. Sixty non-infected ICU patients were chosen as control patients.

Results

Median length of stay in ICU in patients with VAP and without were 8.0 (IQR: 6.5) and 2.5 (IQR: 2.0) days respectively (P < 0.0001). Respiratory failure (OR, 11.8; 95%, CI, 2.2–62.5; P < 0.004), coma in admission (Glasgow coma scale < 9) (OR, 17.2; 95% CI, 2.7–107.7; P < 0.002), depressed consciousness (OR, 8.8; 95% CI, 2.9–62.5; P < 0.02), enteral feeding (OR, 5.3; 95% CI, 1.0–27.3; P = 0.044) and length of stay (OR, 1.3; 95% CI, 1.0–1.7; P < 0.04) were found as important risk factors. Most commonly isolated microorganism was methicillin resistant Staphylococcus aureus (30.4%). Mortality rates were higher in patients with VAP (70.3%) than the control patients (35.5%) (P < 0.003). Mean cost of patients with and without VAP were 2832.2+/-1329.0 and 868.5+/-428.0 US Dollars respectively (P < 0.0001).

Conclusion

Respiratory failure, coma, depressed consciousness, enteral feeding and length of stay are independent risk factors for developing VAP. The cost of VAP is approximately five-fold higher than non-infected patients.

Keywords: ventilator-associated pneumonia, intensive care unit, risk factors, cost

Background

Nosocomial pneumonia (NP) which is an important part of all nosocomial infections in intensive care unit (ICU) is a serious illness with substantial morbidity and mortality, and increases costs of hospital care [1-3]. The term of nosocomial pneumonia (hospital-acquired pneumonia) broadly covers all infections occurring after the first 48 hours of the hospital admission excluding any infection incubations in this period. Intensive care unit acquired pneumonia (occurring after the first 48 hours of admission to the ICU) and ventilator-associated pneumonia (VAP; occurring after the first 48 hours of starting mechanical ventilation) are also included in the broader term "nosocomial pneumonia" [4]. Risk factors for VAP include mechanical ventilation for > 48 hours, stay in an ICU, duration of ICU or hospital stay, severity of underlying illness, and presence of co morbidities. Pseudomonas aeruginosa, Staphylococcus aureus, and Enterobacter are the most common causes of NP [5]. The greatest number of reports on NP in ICUs is published from USA, and reports from Turkey are scarce. The importance of international comparisons of results of infection surveillance data for prevention of nosocomial infection and reaching a quality of care is stressed [6]. This is the first cost analysis and risk factor study on VAP in ICU from a developing country, Turkey.

Methods

This retrospective case control study was performed between 01 January 2000 and 31 December 2002 in the Anaesthesiology Intensive Care Unit in Pamukkale University Hospital, Denizli, Turkey.

The three years data collected in this study consisted of 97 (37 intubated patients with VAP and 60 controls) adult ICU patients. Multiple nosocomial infections including pneumonia and NP in non-intubated patients were excluded from the study because we aimed to detect independent risk factors and the costs, for only VAP. Sixty mechanically ventilated control cases that stayed in the ICU for more than 48 hours and did not develop any nosocomial infection were chosen with respect to similarity of age (+/- 2 years), gender, and underlying disease with the VAP group.

The central medical-surgical adult ICU was a six-bed unit staffed by four physicians and twelve nurses. Haematological and biochemical tests (daily), chest radiographs (2–4 times in a week) and microbiological cultures from blood, nasopharynx, tracheal aspirate, urine and wounds (on admission and twice a week) were performed routinely. An infectious diseases physician consultated the patients daily. An infection control nurse collected data daily on standard surveillance charts. The decision of VAP or colonisation was made according to the laboratory and clinical findings. Appropriate antimicrobial therapy was given to the patients when necessary. Education on infection control procedures is performed twice in a year for all ICU staff. Infection control measures and guidelines on prevention of nosocomial infections are applied according to CDC [7].

All data including gender, age, admission and discharge date, admission diagnosis and the Acute Physiology and Chronic Health Evaluation II (APACHE II) score at patient's admission to the ICU were recorded. The other data consisting of the usage of H2 receptor antagonist, mechanical ventilation, nasogastric tubing, blood transfusion, central venous catheterisation, urinary catheterisation, tracheotomy, surgical drains, malignancy, trauma, diabetes mellitus, renal failure (serum-creatinine ≥ 200 mol/l), respiratory failure (PaCO2 > 49 mm Hg and/or PaO2 < 50–60 mmHg), central nervous system disease, coma (GCS = Glasgow coma scale < 9), depressed consciousness, intoxication, surgical operations, infection on admission, infection sites, isolated microorganisms and their susceptibility patterns and mortality were also recorded. All these factors were investigated as possible risk factors for VAP.

Criteria for defining VAP were those recommended by the CDC [7]. A diagnosis of VAP was considered when radiological evidence of new and persistent (> 48 hrs) pulmonary infiltrates were detected together with at least two of the following features: temperature higher than 38°C and lower than 35°C, peripheral leukocytosis, (5000 per mm3 or a 25% increase in the circulating leukocytes from baseline), or leukocyte recount lower than 4000 per mm3 purulent respiratory secretions, and appearance or worsening of respiratory insufficiency. Moreover, the presence of significant growth on quantitative cultures of the bronchoscopic protected specimen brush (≥ 103 colony forming units (cfu)/ml) was required to accept the pneumonia as microbiologically proven [8]. Patients were followed daily until discharge from the ICU or to death. Risk of mortality for each group based on their APACHE II scores was analysed.

Statistical analysis

Statistical analysis was performed in two steps using SPSS 10.0 (SPSS Inc., Chicago, USA). First, categorical variables such as possible risk factors for VAP were assessed with bivariate analyses (Pearson correlation). Second, all of the risk factors, which were found significant with bivariate analysis, were included in a model, and multivariate logistic regression analysis was done. All P-value less than 0.05 were considered significant.

Results

From a total of 731 ICU patients 132 of them were diagnosed as NP during the study period. Of these only 37 intubated patients with VAP were included in the study. Multiple nosocomial infections including pneumonia (n = 92) or non-intubated patients with NP (n = 3) were excluded from the study. The ages of the patients were between 20 and 74 (Table 1). The incidence rate of VAP was 8.9 in 1000-patient days. The duration of ventilation before diagnosis of VAP was found as 4.0 days.

Table 1.

Characteristics and admission diagnosis of patients

VAP Group (n = 37) Control Group (n = 60) P- value
Characteristic median (IQR) median (IQR)
Age (years) 56.0 (25.0) 56.5 (14.8) NS
APACHE II score 23.0 (7.0) 14.0 (10.0) <0.0001
Length of stay in ICU (days) 8.0 (6.5) 2.5 (2.0) <0.0001
Admission diagnosis No of patients (%) No of patients (%)
Trauma 8 (21.6 %) 7 (11.7 %)
Pulmonary disease 7 (18.9 %) 9 (15.0 %)
CNS disease 7 (18.9 %) 8 (13.3 %)
Renal insufficiency 2 (5.4 %) 5 (8.3 %)
CVS disease 3 (8.1 %) 6 (10.0 %)
Infectious disease 3 (8.1 %) 2 (3.3 %)
Intoxication 3 (8.1 %) 6 (10.0 %)
Malignancy 1 (2.7 %) 7 (11.7 %)
Others 3 (8.1 %) 10 (16.7 %)
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Values are expressed as median, IQR (Interquartile Range). Abbreviations: VAP: ventilator-associated pneumonia; APACHE II score: the Acute Physiology and Chronic Health Evaluation II score, NS: non-significant, CNS: central nervous system, CVS: cardiovascular system.

Admission diagnoses of the patients, information regarding the length of stay in ICU and APACHE II scores are shown in Table 1. Significant possible risk factors for VAP are shown in Table 2. Multiple logistic regression analysis revealed that respiratory failure, coma in admission (Glasgow coma scale < 9), depressed consciousness, enteral feeding and length of stay were significant risk factors for VAP in ICU with (Table 2).

Table 2.

Bivariate and multivariate analyses of risk factors for VAP (mean ± SD)

Bivariate analysis Multivariate analysis
Risk factors VAP Group Control Group OR (95% CI) P-value OR (95% CI) P-value
Respiratory failure 34 (91.9 %) 12 (20.0 %) 45.3 (11.8–173.0) <0.0001 11.8 (2.2–62.5) 0.004
Coma (GCS < 9) 23 (62.2 %) 3 (5.0 %) 31.2 (8.2–118.9) <0.0001 17.2(2.7–107.7) 0.002
Depressed consciousness 25 (67.6 %) 12 (20.0 %) 29.4 (10.9–58.7) <0.0001 8.8 (2.9–62.5) 0.02
Enteral feeding 30 (81.1 %) 14 (23.3 %) 14.1 (5.1–38.9) <0.0001 5.3 (1.0–27.3) 0.044
Length of stay 9.4 ± 7.1 3.5 ± 2.3 <0.0001 1.3 (1.0–1.7) 0.023
APACHE II scores 22.9 ± 5.2 15.3 ± 7.0 <0.0001 -- NS
Nasogastric tubing 28 (75.7 %) 21 (35.0 %) 5.8 (2.3–14.5) 0.001 -- NS
CVC 32 (86.5 %) 41 (68.3 %) 3.0 1.0–7.3) 0.044 -- NS
Diabetes mellitus 5 (13.5 %) 2 (3.3 %) 4.5 (0.8–24.7) NS
Trauma 1 (2.7 %) 2 (3.3 %) 0.8 (0.1–9.2) NS
Blood transfusion 14 (37.8 %) 21 (35.0 %) 1.1 (0.4–2.6) NS
TPN 9 (24.3 %) 15 (25.0 %) 1.0 (0.4–2.5) NS
Corticosteroids 2 (5.4 %) 5 (8.3 %) 0.6 (0.1–3.4) NS
H2 receptor antagonists 37 (100.0 %) 58 (96.7 %) - NS
Urinary catheterization 37 (100.0 %) 57 (95.0 %) -- NS
PVC 30 (81.1 %) 45 (75.0 %) 1.4 (0.6–3.9) NS
Surgical drains 8 (21.6 %) 11 (18.3 %) 1.2 (0.4–3.4) NS
Tracheostomy 2 (5.4 %) 1 (1.7 %) 3.3 (0.3–38.6) NS
Arterial cannulation 3 (8.1 %) -- -- NS
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Values are expressed as mean ± SD and number of patients (%). Possible risk factors for VAP were assessed with bivariate analysis. All of the risk factors which were found significant with bivariate analysis were included in a model, and multiple logistic regression analysis was done. Abbreviations: OR: odds ratio, CI: confidence interval, PVC: peripheral venous catheter, CVC: central venous catheterization, TPN: total parenteral nutrition.

The most frequently isolated microorganisms were methicillin resistant Staphylococcus aureus (30.4%), Pseudomonas aeruginosa (21.4%), Acinetobacter spp. (12.5%) and Klebsiella pneumoniae (10.7%). In early onset pneumonias MRSA, MR-KNS, E. coli and K. pneumoniae, in late onset pneumonias P. aeruginosa, Acinetobacter spp. and MRSA were the predominant isolated pathogens in this study. Early onset pneumonia was described as pneumonia occurring in the first three to five days after admission to the hospital.

Median costs of patients with VAP and without VAP were 2839.3 (IQR: 1585.6) and 653.4 (IQR: 825.2) US Dollars respectively (P < 0.0001). Distribution of costs is shown in Table 3.

Table 3.

Costs of therapeutic interventions in the ICU (US Dollars)

VAP group (n = 37) Control group (n = 60)
Median(IQR) Mean (± SD) Median (IQR) Mean (± SD) P-value
ICU bed cost 190.8 (166.4) 230.2 ± 120.2 92.4 (78.6) 113.5 ± 72.2 <0.0001
Antibiotics 589.6 (378.3) 576.7 ± 362.4 98.9 (141.1) 219.2 ± 458.2 <0.002
Laboratory 400.6 (264.5) 435.0 ± 273.4 106.8 (127.3) 112 ± 134.2 <0.0001
Other drugs 218.3 (587.8) 497.4 ± 553.5 135.8 (229.5) 204.3 ± 288.4 0.032
Mechanical ventilation 90.8 (68.5) 108.9 ± 51.2 0.0 11.9 ± 23.6 <0.0001
Respiratory circuit. filters 60.5 (36.6) 59.7 ± 36.4 0.0 10.7 ± 21.5 <0.0001
Tracheal aspiration 298.9 (146.8) 321.9 ± 159.8 0.0 21.7 ± 40.8 <0.0001
IV infusion sets 84.6 (64.1) 97.3 ± 37.9 33.7 (13.5) 40.2 ± 23.7 <0.0001
CVC 26.1 (0.4) 29.9 ± 11.6 26.1 (0.0) 21.3 ± 11.3 0.021
Enteral nutritional products 113.1 (163.7) 137.3 ± 211.5 0.0 (0.0) 13.0 ± 37.4 0.002
Parenteral nutritional products 0.0 (82.2) 76.1 ± 111.5 0.0 (0.0) 12.9 ± 42.2 0.008
Urinary catheters 5.3 (1.4) 6.4 ± 3.4 5.3 (0.0) 5.0 ± 1.5 0.028
Monitorization 114.8 (81.5) 131.3 ± 54.6 32.6 (32.6) 49.9 ± 27.4 <0.0001
Wound dressing 26.6 (23.2) 38.8 ± 17.5 9.3 (7.1) 11.6 ± 8.4 <0.0001
Blood transfusion 0.0 (116.3) 90.3 ± 177.1 0.0 (0.0) 21.3 ± 51.9 0.038
Total 2839.3 (1585.6) 2832.2 ± 1329.0 653.4 (825.2) 868.5 ± 428.0 <0.0001
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Values are expressed as median, IQR (interquartile range) and mean ± SD (standard deviation).

Crude mortality rates were higher in patients with VAP (70.3%) than the control patients (35.0%) (P < 0.002). Mortality rate due to organ failures was found as 46.2%. Mortality for each group based on their APACHE II scores is shown in Table 4.

Table 4.

Mortality rates based on APACHE II scores

Bivariate analysis Multivariate analysis
Death Discharged OR (95% CI) P-value OR (95% CI) P-value
VAP Group 26 (70.3) 11 (29.7) 4.4 (1.8–10.6) 0.002 -- NS
Control Group 21 (35.0) 39 (65.0) -- -- NS
APACHE II
< 10 3 (13.0) 20 (87.0) -- <0.0001 --
11–20 15 (40.5) 22 (59.5) 4.5 (1.1–18.0) 4.5 (1.1–18.0) 0.032
> 20 29 (78.4) 8 (21.6) 24.1 (5.7–102.3) 24.1 (5.7–102.3) <0.0001
Total 47 (48.5) 50 (51.5)
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Discussion

Although patients in ICU are a small subgroup of all hospitalised patients they account for approximately 25% of all nosocomial infections. The incidence of nosocomial infections in ICU is high due to underlying disease, severity of illness, type of ICU, length of stay and invasive devices used. Nosocomial pneumonia is the leading cause of death from hospital-acquired infections [9,10].

In our ICU, NP was the most common nosocomial infection [11] similar to the published studies from other countries [1,3,12,13]. The estimated prevalence of NP within the hospital settings ranges from 10% to 65%, with case fatality rates which is greater than 25% in most studies [14]. The incidence of VAP in ICU which are reported as 15.5% [15] and 9.3% [16].

Recent investigations also suggest that NP has become the most common nosocomial infection among critically ill patients [1,17]. Despite abundant literature on the management of NP, a number of aspects, from diagnosis to the therapy, are still controversial [18].

Respiratory failure, length of stay, coma (GCS < 9) in admission, depressed consciousness, enteral feeding and length of stay were found significant independent risk factors by using multivariate analysis in our patients with VAP. Although risk factors for the development of NP in ICU patients have been assessed in multiple studies, results are frequently controversial mainly due to methodological differences. However, mechanical ventilation, H2 receptor blocker usage, prophylactic antimicrobial therapy, depressed consciousness, massive gastric aspiration [19-23], length of stay in ICU, duration of mechanical ventilation, trauma, severity of illness and underlying disease, male gender [16,24], transfer from another hospital ward, a colonized central venous catheter [25], unplanned extubation, reintubation after weaning [26], supine body position, enteral nutrition, Glasgow coma scale score of less than 9 [8] are reported as independent risk factors for developing NP in ICU patients. Our results are generally in accordance with these studies but we did not find H2 receptor blockers as independent risk factor for NP. This might be due to almost all the patients received the drugs for stress ulcer prophylaxis.

In this study, the most frequently isolated microorganisms were methicillin resistant Staphylococcus aureus (30.4%), Pseudomonas aeruginosa (21.4%) and Acinetobacter spp. (12.5%). This is in accordance with different studies where Staphylococcus aureus, Pseudomonas aeruginosa, Acinetobacter spp. and Enterobacter spp. were isolated from ICU patients with NP [14,19,28,29].

In our study, crude mortality rates were higher in patients with VAP (70.3%) compared to control patients (35.5%). The risk of death based on three scale APACHE II scores was calculated in two groups. APACHE II scores and VAP contribute the mortality in bivariate analysis but in multivariate analysis only APACHE II scores were significant (Table 4). Tejada Artigas et al. [19] found the mortality rates for patients with and without NP were 43.5% and 18.8% respectively. Georges et al. [30] reported that the mortality rate increased from 33.3% to 54.3% after diagnosis of NP in their patients. Different methodologies including case control or cohort studies with multivariate analysis were used in order to determine mortality rate of NP. Whatever the method used, results are very heterogeneous and highly controversial. Even if the methodology of those studies is most often appropriate, results remain extremely confusing and raise more questions than provide answers. For example, the mortality rates of control patients range from 5% to 39%, and the mortality rates of patients with VAP range from 24% to 58% in the studies. Thus, the attributable mortality is influenced by the global strategy used to diagnose and manage NP, which varies considerably from one country to another [31,32].

Extra costs of nosocomial infections include; bed, ICU stay, haematological, biochemical, microbiological and radiological tests, antibiotics, other drugs, extra surgical procedures and working hours. Drug and especially antibiotic acquisition in addition to increased length of stay are the widely used and well-described parameters in calculating cost. Litigation, mortality and morbidity and some other parameters are not very well described in calculating costs in nosocomial infections [33,34]. Therefore the impact of mortality on the calculations of cost is difficult to interpret. Ventilator-associated pneumonia adds significant costs to individual hospitalisations. Centres for Disease Control [35] estimated that an episode of NP added 5.9 days to the average hospital stay and $5683 in excess costs. Other estimates put the excess hospital costs associated with NP at $4947 per episode of NP [36]. Boyce and colleagues [37] also reported that, among 31 of 33 Medicare patients who developed NP, hospital costs for the entire admission exceeded reimbursements, with a net loss of $5800 per case. Dietrich et al. [38] reported an excess cost amounted to 14606 DM in patients with NP. Warren et al. [15] reported that patients with VAP had significantly higher hospital costs than uninfected patients ($70,568 vs. $21,620), and estimated the attributable cost of VAP to be $11,897). Total ICU expenditure was $2832.2 ± 1329.0 USD for VAP group and $868.5 ± 428.0 for the control group in our study.

Economic analysis of patients with VAP in ICU showed that a group of invasive devices and procedures including central venous catheters, respiratory circuit and filters, urinary catheters, intravenous infusion catheters, enteral or parenteral nutritional products, aspiration and monitorization is accounted the most important part of the cost followed by antibiotics and laboratory investigations (Table 3). In the assessment of costs, our results are consistent with a marked excess cost of VAP, but when compared with the other studies from Europe and North America our ICU bed prices and procedure costs are lower in our country [35-38]. Besides, as a developing country in Turkey, extremely low fee of ICU bed and procedures [39], the magnitude of the hospital may affect the costs from the point of realized medical processes. We think that the most important data is the cost of VAP, and it is approximately five-fold higher than control patients.

In conclusion, respiratory failure, coma (GCS < 9) in admission, depressed consciousness, enteral feeding and length of stay are independent risk factors for developing VAP in our ICU. High mortality rates and costs of VAP suggest that infection control activities which are aimed to prevent VAP in ICU must be constantly maintained in order to improve the quality of care.

Pre-publication history

The pre-publication history for this paper can be accessed here:

http://www.biomedcentral.com/1471-2466/4/3/prepub

Contributor Information

Riza Hakan Erbay, Email: rherbay@pamukkale.edu.tr.

Ata Nevzat Yalcin, Email: anyalcin@yahoo.com.

Mehmet Zencir, Email: mzencir@pamukkale.edu.tr.

Simay Serin, Email: sserin@pamukkale.edu.tr.

Habip Atalay, Email: hatalay@pamukkale.edu.tr.

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