Abstract
It is clear that RNA has a diverse set of functions and is more than just a messenger between gene and protein. The mammalian genome is extensively transcribed, giving rise to thousands of non–coding transcripts. Whether all of these transcripts are functional is debated, but it is evident that there are many functional large non–coding RNAs (ncRNAs). Recent studies have begun to explore the functional diversity and mechanistic role of these large ncRNAs. Here we synthesize these studies to provide an emerging model whereby large ncRNAs might achieve regulatory specificity through modularity, assembling diverse combinations of proteins and possibly RNA and DNA interactions.
More than half a century after being placed as the central component in the flow of genetic information from gene to protein, it is now accepted that RNA can perform diverse roles. Shortly after the discovery of messenger RNA, a large class of heteronuclear RNAs (hnRNAs)1 was described, which did not include mRNA or associate with polyribosomes2. Following years of sifting through these hnRNAs, the first RNA subfamilies were identified. These included small nuclear RNAs involved in splicing regulation3 and small nucleolar RNAs involved in ribosome biogenesis4, as well as the ribosomal RNAs and transfer RNAs involved in translation5,6.
The world of RNA genes became even more complex with the discovery of RNAs that resembled mRNA in length and splicing structure but did not code for proteins. The first example was H19, which was identified as an RNA that was induced during liver development in the mouse7. The mouse H19 transcript contained no large open reading frames (ORFs), but instead only small sporadic ORFs that were not evolutionarily conserved, did not template translation in vivo and did not produce an identifiable protein product8. Shortly afterwards, another non-coding RNA (ncRNA), termed XIST, was found to be expressed exclusively from the inactive X chromosome9 and later demonstrated to be required for X inactivation in mammals10. Over the next two decades, more large ncRNA genes were discovered including Airn11, Tug1 (ref. 12), NRON13 and HOTAIR14. With the availability of a draft sequence of the human genome, it became clear that much of the mammalian genome is transcribed15–18. These transcripts were mapped to discrete loci throughout the genome. Over the next 10 years, both large and small RNA transcripts were discovered at an unprecedented rate15,17–20; however, the functional significance of most of these transcripts was unclear. Although some of these could be considered noise21,22, there are still many large ncRNAs that are known to have diverse functions23–29.
This Review focuses on the classic examples of large ncRNAs that have helped to form the basis of more recent global studies of coding potential, function and mechanism. We discuss the concepts that have emerged from these examples that provide a framework for understanding the principles of RNA interactions. We propose that by assembling distinct regulatory components, large ncRNAs could produce intricate functional specificity, which is suggestive of a possible modular RNA code.
RNA maps
After the sequencing of the human genome, the next major hurdle was to define the genes it encoded. To do this, several research groups developed tiling microarrays17,19,20 and complementary DNA sequencing methods15 to investigate transcriptional activity across the human genome, which led to the observation of widespread transcription of the genome. These studies, although limited to specific tissues and cell types, demonstrated that the mammalian genome encodes many thousands of non-coding transcripts including both short (<200 nucleotides in length) and long (>200 nucleotides in length) transcripts. In this Review, we focus on large ncRNAs produced from long transcripts, including those that originate from intergenic loci or overlapping protein-coding genes.
Dramatic innovations in sequencing technologies have allowed the deep sequencing of cDNAs, known as RNA-Seq30; this deep sequencing, coupled with new computational methods for assembling the transcriptome31, has identified non-coding transcripts across many different cell types and tissues31,32. It is now clear that there are thousands of well-expressed large ncRNAs with exquisite cell-type and tissue specificity31–33.
As the numbers of identified non-coding transcripts increased, so did the uncertainty regarding their function; this led some authors to express concern that many of these transcripts may be just transcriptional noise21,22 with no function or incidental by-products of transcription from enhancer regions34,35. These concerns are supported by the observations that many of these transcripts are expressed at extremely low levels32,36 and they have lower levels of evolutionary conservation than protein-coding genes25,31,37. Although some of these transcripts may indeed be transcriptional noise21, the remaining transcripts consist of many distinct subclasses, including processed small RNAs18,29,38, promoter-associated RNAs18,39, transcripts from enhancer regions34,35 and functional large ncRNAs14,23; each class varies in its expression and conservation properties31,37. Distinguishing between these classes of RNA transcripts requires additional biological information including the coding potential of the RNA and the chromatin modifications of the corresponding genomic region (Fig. 1a).
Chromatin signatures
Genomic DNA is wrapped around histone proteins and packaged into higher-order structures termed chromatin40. These histones can be modified in different ways that are indicative of the underlying DNA functional state. Advances in sequencing technologies have allowed the comprehensive characterization of the chromatin-modification landscape of mammalian genomes41–44. These studies revealed combinations of histone modifications (termed chromatin signatures) that correspond to various gene properties, including a signature for active transcription41,44. This signature consists of a short stretch of trimethylation of histone protein H3 at the lysine in position 4 (H3K4me3), which corresponds to promoter regions, followed by a longer stretch of trimethylation of histone H3 at the lysine in position 36 (H3K36me3), which covers the entire transcribed region41,44 (Fig. 1a).
Chromatin maps revealed that, similar to protein-coding genes, many ncRNA genes also contain a ‘K4–K36’ signature44. By searching for K4–K36 domains that do not overlap with known genes, chromatin signatures revealed approximately 1,600 regions in the mouse genome and approximately 2,500 regions in the human genome that were actively transcribed25,45. The vast majority of these intergenic K4–K36 domains produce multi-exonic RNAs that have little capability to encode a conserved protein25,31. RNAs expressed from these K4–K36 domains were termed large intergenic ncRNAs (lincRNAs) because identification by this chromatin signature required the RNAs to be contained within the intergenic regions25. Similarly, chromatin-state maps revealed that active enhancer regions contained short stretches of H3 lysine 4 monomethylation (H3K4me1) (ref. 43) and the transcriptional coactivator p300 (ref. 42), as well as additional modifications46 (Fig. 1a). By coupling RNA sequencing and chromatin maps, many of the already identified non-coding transcripts were observed to be transcribed from active enhancers34,35. However, lincRNAs and transcripts from enhancer regions are distinct classes, which are marked by different chromatin signatures25,34. Although it needs to be determined whether transcripts originating from enhancers have a function34,35, the functional importance of lincRNAs is becoming clearer14,23,24,26,28,47. Several of these lincRNAs have been shown to have enhancer-like functions as they activate the expression of neighbouring genes24,28.
Coding potential
Determining whether a transcript is non-coding is challenging because a long non-coding transcript is likely to contain an ORF purely by chance48. Accordingly, the evidence for the absence of coding potential for the XIST and H19 genes came from the lack of evolutionary conservation of the identified ORFs, the lack of homology to known protein domains and the inability to template significant protein production8,49. These principles have been generalized to classify coding potential across thousands of transcripts by scoring conserved ORFs across dozens of species50,51, by searching for homology in large protein-domain databases52, and by sequencing RNA associated with polyribosomes53.
Computational methods such as the ‘codon substitution frequency’ algorithm50,51 leverage evolutionary information to determine whether an ORF is conserved across species and provide a general strategy for determining coding potential (Fig. 1b, c). Owing to the large number of available genome sequences, these methods have been used to accurately determine conserved coding potential in regions as small as 5 amino acids25, which makes them extremely sensitive to the potentially small peptides, such as the 11 amino acid peptide encoded by the tarsal-less gene54,55 (Fig. 1c). Despite their sensitivity, conservation-based methods may fail to detect newly evolved proteins because they do not contain a conserved ORF50,51. However, because many ncRNAs show clear evolutionary constraint25,31,37 but no evolutionarily conserved ORF, this indicates that the observed evolutionary selection is not due to a newly evolved protein.
Experimental methods, such as ribosome profiling, have provided a strategy for identifying ribosome occupancy on RNA, which have been proposed as a method for distinguishing between coding and non-coding transcripts53. However, this still needs to be tested because non-coding transcripts that show an association with the ribosome have not been shown to have a protein product53,56. Importantly, an association of RNA with a ribosome alone cannot be taken as evidence of protein-coding potential because both the ncRNAs of H19 and TUG1 can be detected in the ribosome53,57 despite having clear roles as ncRNAs 8,45,58,59.
An alternative explanation for these observed associations is ‘translational noise’, spurious association that may lead to non-functional translation products22. Consistent with this, virtually all of the transcripts that have been suggested to encode small peptides by ribosome profiling53 lack the evolutionary conservation of their proposed coding regions25,31, which is in striking contrast to almost all known protein-coding genes60, including the few well-characterized functional small peptides56,61,62 (Fig. 1c). Accordingly, identification of any new protein-coding gene requires the clear demonstration of the function of the protein product in vivo54,55.
Global identification of ncRNA function
Identifying the functional role of an ncRNA requires direct perturbation experiments, such as loss-of-function and gain-of-function. Individual ncRNAs involved in specific processes have been functionally characterized (see ref. 63 for a review). For example, XIST is crucial for random inactivation of the X chromosome10; Air is crucial for imprinting control at the Igf2r locus11; HOTAIR affects expression of the HOXD gene family14, as well as other genes throughout the genome45,64,65; HOTTIP affects expression of the HOXA gene family28; lincRNA-RoR affects reprogramming efficiency47; NRON affects NFAT transcription factor activity13; and Tug1 affects retina development through the regulation of the cell cycle12. Although there are now many examples of large ncRNAs that are required for the correct regulation of gene expression, this is just one of many functions in which they are involved; ranging from telomere replication66 to translation67.
The global characterization of ncRNA function has proved to be challenging because, in most cases, it is unclear which phenotype to investigate13. One approach to classifying the putative function of ncRNAs uses ‘guilt-by-association’25. This approach associates ncRNAs with biological processes based on a common expression pattern across cell types and tissues (Fig. 2a) and can therefore identify groups of ncRNAs that are associated with specific cellular processes (Fig. 2b). This approach has been used to predict roles for hundreds of ncRNAs in diverse biological processes such as stem cell pluripotency, immune responses, neural processes and cell-cycle regulation25,27,36.
Although these correlations cannot prove that ncRNAs have a function in these processes, they do provide a hypothesis for targeted loss-of-function experiments. For example, lincRNA-p21 was predicted to be associated with the p53-mediated DNA damage response25, and indeed lincRNA-p21 was found to be a target of p53 and on perturbation was shown to regulate apoptosis in response to DNA damage26. In the same way, the ncRNA PANDA (p21 associated ncRNA DNA damage activated) was implicated, and was demonstrated to have a function, in the regulation of apoptosis27. Another ncRNA, lincEnc1 (ref. 25), was predicted to have a role in cell-cycle regulation in embryonic stem (ES) cells and has been shown in a separate study to affect the proliferation of ES cells68.
Alternatively, global approaches can be used to determine function, such as systematic RNA interference (RNAi) knockdown followed by gene-expression profiling. Unlike correlation analysis, these perturbation-based experiments provide evidence for the function of an ncRNA23. Methods to classify function using this approach are conceptually similar to guilt-by-association because the function can be inferred on the basis of the genes that are affected by loss of function of ncRNAs23. A systematic perturbation study demonstrated that knockdown of the vast majority of lincRNAs expressed in ES cells had a major effect on gene expression23. The gene-expression signatures revealed dozens of lincRNAs that block key lineage-commitment programs within ES cells and function in crucial ES cell regulatory and signalling pathways. Importantly, this study also identified 26 lincRNAs that are required to maintain the pluripotent state23.
Not all non-coding transcripts are functional RNA molecules. Several examples of intergenic transcription have been identified in which the process of transcription alone changes the chromatin- and transcription-factor-binding landscape to allow activation and repression of neighbouring genes69,70. Methods that degrade RNA after its transcription, such as RNAi, can distinguish between a functional RNA molecule and the process of transcription, on which there should be no observable effect after RNA degradation. Collectively, the genome-wide guilt-by-association approach and targeted and global perturbation studies have demonstrated that large ncRNAs have a crucial regulatory role in diverse biological processes23,25–27,32,47.
cis- versus trans-regulatory mechanisms
The discovery that the XIST product was an ncRNA, led immediately to the suggestion of a model for how it could function in an allele-specific manner9. In theory, an ncRNA has an intrinsic cis-regulatory capacity because it can function while remaining tethered to its own locus9,71 (Fig. 2c), whereas an mRNA must be dissociated, exported and translated for it to function. Here we define a cis-regulator as one that exerts its function on a neighbouring gene on the same allele from which it is transcribed, and define a trans-regulator as one that does not meet this criterion. Owing to the unique cis-regulatory capability of ncRNAs, it has been speculated that cis-regulation could be a common mechanism for large ncRNAs24,71. However, global functional evidence strongly suggests that this is not the case (Box 1).
Box 1.
Distinguishing cis- from trans-regulation
If an ncRNA is a cis-regulator, then several observations will be true: (i) the gene-expression levels of a neighbouring gene will be correlated with the RNA expression across all conditions; (ii) loss-of-function of the RNA would affect expression of a neighbouring gene, and (iii) the ncRNA would affect expression of a neighbouring gene on the same allele that it is expressed from. The absence of any of these criteria supports trans-regulation. We illustrate this point using five common regulatory models. The figure shows what would be observed using specific computational and experimental methods for each regulatory model. The boxes with a tick indicate observed effects on neighbouring genes for each method, and boxes with a cross indicate no observed effect on neighbouring genes. Known ncRNA examples of each of these regulatory models are shown to the right of the figure.
To distinguish cis- from trans-regulatory models, initial studies have used correlation analysis and identified a significant correlation of expression between ncRNAs and their neighbouring protein-coding genes21,72. However, several of these cases have been demonstrated to be trans-regulatory models, and the apparent correlations are due to shared upstream regulation (such as, lincRNA-p21 (ref. 26) and lincRNA-Sox2 (ref. 25)), positional correlation (such as, HOTAIR14), transcriptional ‘ripple effects’21 and indirect regulation of neighbouring genes (Box 1). Consistent with these explanations, a recent study showed that an increased correlation of expression between ncRNAs and their neighbouring genes is comparable to that observed for protein-coding genes32.
Recently, loss-of-function experiments have been used to investigate cis- versus trans-effects of lincRNAs. One study knocked down seven lincRNAs and identified no effects on neighbouring genes but did show an effect on other genes45. A second study knocked down 12 lincRNAs, 7 of which had modest effects on some of the genes within a wide genomic neighbourhood24. More recently, a systematic study knocked down approximately 150 lincRNAs and identified no effect on the neighbouring genes for about 95% of the lincRNAs, which is similar to that observed for protein-coding genes23.
Although perturbation experiments can demonstrate that an RNA functions as a trans-regulator, evidence for RNA acting as a cis-regulator is more difficult to obtain (Box 1). For example, perturbation experiments demonstrated that the ncRNA from JPX affects the expression of the neighbouring XIST gene, but as a trans-regulator73. Conclusive proof of cis-regulation requires the demonstration that an RNA regulates a neighbouring gene on the same allele (Box 1). So far, few studies have performed this test, and it is unclear what percentage of ncRNAs that are suggested to have a cis-function by loss-of-function experiments24,28 will pass this test. Together, these studies indicate that although some ncRNAs are cis-regulators9,11,74–76, the vast majority, which have been identified and characterized so far, function as trans-regulators14,23,26,45,73,77.
Formation of RNA–protein interactions
The precise mechanism by which ncRNAs function remains poorly understood. However, one emerging theme is the interaction between ncRNAs and protein complexes. The functional importance of many ncRNA–protein interactions for correct transcriptional regulation has been demonstrated14,23,45,78–81, including several ncRNAs that are required for the correct localization of chromatin proteins to genomic DNA targets79–83.
The XIST ncRNA is a key example demonstrating that RNA can play a direct role in silencing large genomic regions81 by physically interacting with the polycomb complex84, leading to the condensation of chromatin and transcriptional repression of an entire X chromosome85 (Fig. 2c). Similar to XIST, many ncRNAs have been identified that physically associate with chromatin-regulatory complexes and ‘guide’ the associated complexes to specific genomic DNA regions, including HOTAIR14, AIR86, KCNQ1ot1 (ref. 75) and lincRNA-p21 (ref. 26) (Fig. 2d).
Biochemical evidence has demonstrated that many large ncRNAs interact with chromatin regulators23,45,87,88. The precise numbers vary depending on the experimental approach45,87, but a conservative estimate suggests that at least 30% of lincRNAs associate with at least 1 of 12 distinct chromatin-regulatory complexes, which include readers, writers and erasers of chromatin modifications23.
Importantly, lincRNAs can provide regulatory specificity to these complexes because the knockdown of these lincRNAs affects a subset of the genes that are normally regulated by these complexes23,45. One hypothesis is that ncRNAs provide regulatory specificity by localizing chromatin-regulatory complexes to genomic DNA targets14,26,28,45,78,86. Several methods have been developed to generate maps of RNA–DNA proximity82,83, but it still needs to be determined what percentage of ncRNAs localize to genomic DNA regions and how these interactions occur.
In addition to their role in chromatin regulation, ncRNAs can also modulate the regulatory activity of protein complexes (Fig. 2e). As an example, an ncRNA upstream of cyclin D1 can bind to the TLS (translocation in liposarcoma) RNA-binding protein, which changes it from an inactive to an active state89. Similarly, the NRON ncRNA can bind to the NFAT (nuclear factor of activated T cells)-transcription factor rendering it inactive because it prevents nuclear accumulation13. ncRNAs can also function as molecular ‘decoys’ by preventing correct regulation through competitive binding (Fig. 2f). For example, the GAS5 ncRNA binds to the glucocorticoid receptor and prevents the receptor from binding to its correct regulatory elements90, and the PANDA ncRNA can prevent NF-Y localization, which leads to apoptosis27. Similarly, several studies have shown that ncRNAs can function as decoys to other RNA species, such as miRNAs, to control miRNA levels91,92.
Large ncRNAs as molecular scaffolds of proteins
One emerging theme common to many large ncRNAs is the formation of multiple distinct RNA–protein interactions that are used to carry out their function (Fig. 3). The first indication of this phenomenon came from the discovery of telomerase93. Telomerase activity requires a telomerase RNA component (TERC)94, which serves as a template for telomeric regulation and as a molecular scaffold for the polymerase enzyme around the RNA95 (Fig. 3b). Importantly, genetic studies demonstrated that TERC plays a modular functional role, as genetically swapping particular domains of TERC retained the overall function66. This indicated that TERC was made up of discrete functional modules to bring multiple proteins into the proximity of a protein66.
More recently, HOTAIR was shown to contain distinct protein-interaction domains that can associate with polycomb repressive complex 2 (PRC2) (ref. 14) and the CoREST–LSD1 complex64, which together are required for correct function (Fig. 3b). XIST also has discrete functional domains. Through a series of genetic deletions XIST was shown to contain at least two discrete domains that are responsible for silencing (RepA) and localization (RepC)81 (Fig. 3b). These functional domains could be independently deleted without affecting the role of the other domain, which suggests the modular nature of the XIST ncRNA81. These functional domains of XIST also interact with discrete proteins; the silencing domain (RepA) binds to PRC2 and the localization domain (RepC) binds to YY1 (ref. 96) and hnRNPU97. These examples show that large ncRNAs can function as molecular scaffolds of protein complexes. Importantly, this phenomenon is likely to be a general one because approximately 30% of ES cell lincRNAs associate with multiple regulatory complexes23.
In addition to interacting with multiple proteins, in several examples, ncRNAs have been shown to interact directly with both DNA and RNA. ncRNAs for example form triplex structures with DNA98,99 (Fig. 3a) such as a ncRNA that binds to the ribosomal DNA promoter and interacts with the DNMT3b protein to silence expression98. Furthermore, RNA can form traditional duplex base-pairing interactions with DNA, a property that has long been speculated for large ncRNAs71. Finally, RNA can form base-pair interactions with RNA (Fig. 3a), which are crucial for processes such as tRNA–mRNA anticodon recognition5, ribonuclease P recognition of pre-tRNAs5, miRNA targeting100, ribosome structure as a ribozyme67 and splicing regulation6. Despite these examples, the interactions between large ncRNAs, genomic DNA and other RNAs are not well characterized.
A potential modular RNA code
Collectively, the studies reviewed here suggest an intriguing hypothesis: large ncRNAs are flexible modular scaffolds23,64,66,81. In this model, RNA contains discrete domains that interact with specific protein complexes. These RNAs, through a combination of domains, bring specific regulatory components into proximity with each other, which results in the formation of a unique functional complex. These RNA regulatory complexes can include interactions with proteins but can also extend to RNA–DNA and RNA–RNA regulatory interactions.
RNA is well-suited for this role because it is a malleable evolutionary substrate compared with a protein, allowing for the selection of discrete interaction domains5. Specifically, RNA can be easily mutated, tested and selected without breaking its core functionality5. This model of modular interactions can explain the observation that there are highly conserved ‘patches’ within large ncRNA genes25,31,37 that could have evolved for specific protein interactions26,81,84. The remaining regions may be more evolutionarily flexible, allowing the formation of new functional domains by random mutation and selection. This is consistent with the observation that non-constrained regions of telomerase are dispensable66.
The model of RNA as a modular scaffold is not limited to protein interactions. RNA can also base-pair with DNA, which might be used to guide complexes to specific DNA sequences. Alternatively, RNAs might guide complexes by bridging together sets of DNA-binding proteins. Such a model could explain how the same protein complexes are guided to different DNA loci in distinct cell types.
Large ncRNAs can also form RNA–RNA interactions, raising intriguing possibilities for future investigations. For example, two large RNA molecular scaffolds might be linked through RNA–RNA interactions. Another possibility is that RNA–RNA interactions could result in unique RNA structures that can interact with protein complexes that are not attainable by the individual units. This has been observed in the ribosome, where the combination of RNA–RNA and RNA–protein interactions are required for correct complex formation.
Outlook
We are only beginning to understand the mechanism by which large ncRNAs carry out their regulatory function. A modular RNA regulatory code is an attractive hypothesis but remains to be tested; in particular, the way in which large ncRNAs, and proteins interact, and the underlying molecular principles are still unknown. Understanding these principles will require the identification of the sites of the RNA–protein interactions and the exact RNA-binding proteins in vivo. Furthermore, the way in which large ncRNAs localize to their target genes is unknown but could involve direct RNA–DNA interactions (Fig. 3a) or interactions with proteins that contain DNA recognition elements, which has been suggested for XIST96 and HOTAIR64. To gain insight into these processes, it will be important to catalogue the interactions that ncRNAs form with genomic DNA and RNAs. These data will help elucidate the rules that guide these interactions as well as the functional implications of these associations, which can then be tested experimentally.
If large ncRNAs are truly modular, then each individual domain would have a unique function that is independent of other domains. Demonstrating modularity will require the genetic deletion of domains and spacer regions, as well as domain-swapping experiments. Learning these principles would result in a defined ‘modular RNA code’ for how RNAs can affect cell states. By truly understanding this modular RNA code, it may be possible to create synthetically engineered RNAs that could interact with both nucleic acids and protein modules to carry out engineered regulatory roles. However, at present, it is premature to dismiss the possibility of large ncRNAs having other mechanisms of action that may not fit neatly into this modular RNA code. In the meantime, it is clear that mammalian genomes encode a diverse set of large important ncRNAs.
Acknowledgments
We thank M. Cabili, J. Engreitz, M. Garber, P. McDonel and A. Pauli for their reading and suggestions; T. Cech for comments and suggestions; E. Lander for helpful discussions and ideas; and S. Knemeyer and L. Gaffney for assistance with figures in this Review.
Footnotes
Author Information The authors declare no competing financial interests.
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