Abstract
Metachromatic leukodystrophy (MLD), a fatal disorder caused by deficiency of the lysosomal enzyme arylsulfatase A (ARSA), is associated with an accumulation of sulfatides, causing widespread demyelination in both central and peripheral nervous systems. On the basis of prior studies demonstrating that adeno-associated virus AAVrh.10 can mediate widespread distribution in the CNS of a secreted lysosomal transgene, and as a prelude to human trials, we comparatively assessed the optimal CNS delivery route of an AAVrh.10 vector encoding human ARSA in a large animal model for broadest distribution of ARSA enzyme. Five routes were tested (each total dose, 1.5×1012 genome copies of AAVrh.10hARSA-FLAG): (1) delivery to white matter centrum ovale; (2) deep gray matter delivery (putamen, thalamus, and caudate) plus overlying white matter; (3) convection-enhanced delivery to same deep gray matter locations; (4) lateral cerebral ventricle; and (5) intraarterial delivery with hyperosmotic mannitol to the middle cerebral artery. After 13 weeks, the distribution of ARSA activity subsequent to each of the three direct intraparenchymal administration routes was significantly higher than in phosphate-buffered saline-administered controls, but administration by the intraventricular and intraarterial routes failed to demonstrate measurable levels above controls. Immunohistochemical staining in the cortex, white matter, deep gray matter of the striatum, thalamus, choroid plexus, and spinal cord dorsal root ganglions confirmed these results. Of the five routes studied, administration to the white matter generated the broadest distribution of ARSA, with 80% of the brain displaying more than a therapeutic (10%) increase in ARSA activity above PBS controls. No significant toxicity was observed with any delivery route as measured by safety parameters, although some inflammatory changes were seen by histopathology. We conclude that AAVrh.10-mediated delivery of ARSA via CNS administration into the white matter is likely to be safe and yields the widest distribution of ARSA, making it the most suitable route of vector delivery.
Introduction
Metachromatic leukodystrophy (MLD) is a rare, autosomal recessive lysosomal storage disorder caused by mutations in the lysosomal enzyme arylsulfatase A (ARSA) gene (von Figura et al., 2001; Aubourg et al., 2011; Batzios and Zafeiriou, 2012). Historically, MLD is classified by age of onset: the late infantile form is most common, with the less common presentations in juveniles or adults (Gieselmann and Krageloh-Mann, 2010; Aubourg et al., 2011). The estimated incidence of the disease ranges from 1 in 43,000 to 1 in 70,000 live births (Aubourg et al., 2011; Patil and Maegawa, 2013). In most cases the prognosis is poor; in the late infantile form, the disease leads to a vegetative stage or death within 12 to 18 months of initial diagnosis (von Figura et al., 2001). The loss of functional ARSA enzyme leads to an accumulation of 3-O-sulfogalactosyl ceramides (sulfatides) in oligodendrocytes, myelin sheaths, and Schwann cells, triggering widespread demyelination in the CNS and peripheral nervous system (PNS) (Gieselmann et al., 2003; Molander-Melin et al., 2004; Takahashi and Suzuki, 2012; Patil and Maegawa, 2013). Sulfatides also accumulate in neurons, promoting neuronal dysfunction and degeneration (Gieselmann et al., 2003; Molander-Melin et al., 2004; Wittke et al., 2004; Sevin et al., 2007). As glial cells and neurons are highly sensitive to this aberrant storage, these cells are progressively lost, resulting in broad and rapid neurologic decline that manifests as ataxia, inability to walk or stand, seizures, and cognitive decline (von Figura et al., 2001; Rauschka et al., 2006; Gieselmann and Krageloh-Mann, 2010).
There are no proven treatments for MLD (Batzios and Zafeiriou, 2012; Patil and Maegawa, 2013; Miranda et al., 2013). Because the disease affects all regions of the nervous system, treatment must reestablish the missing enzymatic function throughout (Beck, 2007; Gray, 2013). Because the blood–brain barrier prevents effective therapy with systemic administration of ARSA, investigators have explored the use of gene therapy to provide the missing ARSA enzyme in MLD via direct intraparenchymal administration or by the use of genetically modified bone marrow stem cells that differentiate into microglial cells in the CNS (Matzner et al., 2000; Biffi et al., 2004, 2006, 2013; Sevin et al., 2006, 2007; Colle et al., 2010; Piguet et al., 2012). The CNS manifestations of MLD are ideal for a CNS gene therapy approach because the ARSA enzyme is secreted into the extracellular matrix and incorporated into neighboring and distant cells via the ubiquitous cell surface, mannose 6-phosphate (M6P) receptor (Willingham et al., 1981; Funk et al., 1992; Ghosh et al., 2003). Normal mechanisms for secretion of ARSA enzyme, the process of retrograde transport via axonal connections, and the M6P scavenger system can be leveraged to deliver the ARSA enzyme to many more cells in the CNS than those transduced with the ARSA cDNA. This is especially important because oligodendrocytes that are affected by the lack of functional ARSA enzyme are not effectively transduced in vivo by most gene therapy vectors, including most serotypes of adeno-associated virus (AAV) (Colle et al., 2010; Gieselmann and Krageloh-Mann, 2010). Comparisons of genotype and phenotype suggest that levels of enzyme 5–10% of normal are associated with a less severe form of the disease with delayed age of onset in adulthood and mortality (von Figura et al., 2001; Rauschka et al., 2006). Thus, the most severe phenotype of MLD should be ameliorated if ARSA enzyme levels of >5–10% normal can be achieved throughout the CNS.
As a vector strategy, we have used the AAVrh.10 rhesus-derived adeno-associated virus gene transfer vector to deliver normal human ARSA cDNA to the CNS of nonhuman primates. This study explores several delivery modalities (intraparenchymal, intraventricular, intraarterial) to determine the route and/or site of infusion that achieves the widest spread and persistence of ARSA expression in the CNS. Finally, using conventional toxicology assays, we assessed the safety of the best route of delivery as a step toward clinical development.
Results
The focus of this study was to identify the optimal means of delivering an AAVrh.10 vector encoding the normal human ARSA cDNA (AAVrh.10hARSA-FLAG) in order to achieve the widest distribution of transgene product as the next step toward translation to a clinical study. To do so we compared the current vector administration method used in gene therapy clinical trials for the late infantile neuronal ceroid lipofuscinosis (LINCL) clinical study (Worgall et al., 2008; Souweidane et al., 2010) with four alternative protocols, focusing on ARSA distribution and safety in African green monkeys. In the LINCL clinical trial, we administered the AAVrh.10 vector encoding the gene of interest, CLN2, to the white matter underlying the cerebral cortex, using stereotactic delivery, to six symmetrically distributed sites in both hemispheres at various depths through each burr hole (Worgall et al., 2008; Souweidane et al., 2010). In the present study we have compared this delivery scheme with delivery to the deep gray matter (via three sites per hemisphere), and assessed the impact of convection-enhanced delivery infusions into these gray matter sites (Supplementary Fig. S1; supplementary data are available online at www.liebertpub.com/humc). In addition, we assessed the potential of more vascular methods by delivery of the AAV vector into the lateral ventricle and via intraarterial delivery (Table 1).
Table 1.
Treatment route | Target site(s) | No. of sites/no. of deposits | Vectorb |
---|---|---|---|
White matterc | Centrum semiovale | 6 sites/12 infusions | None (PBS) |
Centrum semiovale | 6 sites/12 infusions | AAVrh.10hARSA-FLAG | |
Deep gray matter plus overlying white matterd | Caudate, putamen, thalamus plus overlying white matter (centrum semiovale) | 6 sites/12 infusions | AAVrh.10hARSA-FLAG |
Deep gray matter with convection-enhanced deliverye | Caudate, putamen, thalamus | 6 sites/6 infusions | AAVrh.10hARSA-FLAG |
Intraventricularf | Right lateral ventricle | 1 site/1 infusion | AAVrh.10hARSA-FLAG |
Intraarterial with mannitol pretreatmentg | Middle cerebral artery branch (right side) | 1 site/1 infusion | AAVrh.10hARSA-FLAG |
All nonhuman primates in the study were monitored for changes in behavior, anti-AAV neutralizing antibodies, serum chemistries, and complete blood counts at two time points presurgery, on the day of surgery (day 0), and on days 2, 7, 14, 28, 56, and 91 postsurgery as part of postsurgery surveillance. All nonhuman primates were killed 13 weeks postsurgery (day 91±2 days), and the brain and spinal cord segments with adjacent dorsal root ganglia were excised to examine the extent of transgene enzymatic activity across the CNS and PNS.
The total dose administered to each nonhuman primate receiving AAVrh.10hARSA-FLAG was 1.5×1012 genome copies irrespective of the route of delivery.
White matter administration (n=4, 2 with PBS and 2 with AAVrh.10hARSA-FLAG): Vector was administered in 12 locations via 2 frontal lobe burr holes (anterior and posterior) and 1 parietal burr hole per hemisphere; there were 2 locations per burr hole at different depths and 15 μl was deposited per location (rate, 1 μl/min).
Deep gray matter with overlying white matter administration (n=2 with AAVrh.10hARSA-FLAG): Vector was administered in 12 locations targeting the putamen, thalamus, and caudate, plus overlying white matter deposits in each hemisphere, 15 μl per location (rate, 1 μl/min).
Deep gray matter administration using convection-enhanced delivery (n=2 with AAVrh.10hARSA-FLAG): Vector was administered in six locations targeting the putamen, thalamus, and caudate in each hemisphere, with 50 μl per location (rates were ramped every 5 min from 1 to 3 μl/min at 0.5 μl/min).
Intraventricular treatment (n=2 with AAVrh.10hARSA-FLAG): Vector (75 μl) was administered into the frontal horn of the right lateral ventricle (rate, 15 μl/min).
Intraarterial administration (n=1 with AAVrh.10hARSA-FLAG): After use of mannitol (12 ml) to disrupt the blood–brain barrier, vector was administered into the major brain arterial supply (right middle cerebral artery branch) via a neonatal French catheter (1.2F).
Detection of ARSA-FLAG
To assess the distribution of vector-mediated ARSA expression above the background of endogenous ARSA, the AAV vector was designed to encode a biologically active ARSA protein tagged with a FLAG peptide. At sacrifice, day 91 after vector administration, the brain was excised and bisected into hemispheres, with the left hemisphere used for histopathological and immunohistochemical analysis and the right used for ARSA enzymatic analysis (Table 1). To quantify the extent of ARSA distribution across the brains, a subset of coronal slices (25% per brain) was analyzed by anti-FLAG immunohistochemistry. These slices were selected because of their proximity to the site of vector administration in order to visualize the distribution of vector-mediated ARSA transgene expression (FLAG-tagged). No FLAG expression was observed in the brains from the PBS control group (Fig. 1A–D). The brains from the three CNS intraparenchymal administration groups showed, to a variable degree, areas of ARSA-FLAG expression in various regions of white matter and gray matter, and occasional milder staining of the ependymal cells of the choroid plexus in the ventricles (Figs. 1 and 2). On the basis of the morphology of the cells, there were abundant neurons displaying positive ARSA-FLAG expression in the cortical regions (Fig. 1E, G–I, K, M, and P) and deep gray matter (Fig. 2E–G, I, J, and N). Similarly, on the basis of morphology, there were positive glial cells (Fig. 1E–G and J and Fig. 2H, L, and P).
While the vector was administered to the centrum semiovale white matter tracts, this route of vector delivery clearly demonstrated ARSA expression near the loci of the original deposits and far beyond in many deeper structures. As expected, ARSA protein was detected in the white matter tracts and cerebral cortical areas surrounding the injection sites. In addition, ARSA expression was observed in deep gray structures such as the septohippocampal nucleus, ventral posterior lateral nucleus of thalamus, caudate nucleus, putamen, and claustrum (Fig. 2), suggesting that enzyme spread may not be due to simple diffusion of ARSA, but may have resulted from vector and/or ARSA anterograde/retrograde transport in the CNS. Similar widespread results were observed when we targeted the deeper substructures of the CNS, such as the striatum and thalamus, by the deep gray matter with overlying white matter route. Beyond the expected staining in the targeted areas of the cerebral white matter and caudate nucleus, putamen, and thalamus, staining was observed to a lesser degree in the surrounding areas, such as the reticular nucleus of the thalamus, the globus pallidus (external segment; data not shown), and the insular cortex (granular field; data not shown). Compared with the intense staining observed for ARSA-FLAG by the white matter route, the deep gray matter with overlying white matter route overall had a lesser degree of staining outside of the directly targeted areas (putamen, caudate, and thalamus). The use of increased vector volume and the increased rate of delivery with the deep gray matter with the convection-enhanced delivery route resulted in ARSA expression more limited to the targeted and proximal areas (especially in the putamen). There was focal and intense staining of the caudate, putamen, and thalamus (Fig. 2), plus immediate surrounding areas, such as the internal capsule, reticular nucleus, claustrum, and anterior olfactory nucleus (data not shown). The degree of spread of ARSA across the CNS with the convection-enhanced delivery method was less than that observed for the white matter and deep gray matter with overlying white matter methods.
The brains from the group that received intraventricular delivery of AAVrh.10hARSA-FLAG showed only mild staining of the choroid plexus, without staining of gray or white matter (data not shown). Data from one animal in the intraarterial group did not show any staining for AAVrh.10hARSA-FLAG in the contralateral hemisphere (data not shown). On the basis of this detailed analysis, the white matter route of administration showed the largest spread of ARSA, as measured by FLAG staining in both white and gray matter, and appeared to be the best delivery route.
Histopathological examination of the brain revealed that all animals that received an intracerebral injection into the white matter or deep gray matter, including control (PBS-treated) animals, had mild focal meningeal histiocytic inflammation, superficial cortical atrophy and loss, and linear glial scars at the injection sites. These changes were likely due to physical injury by the needle, and in some cases by focal reactive bone growths that were compressing the cortex. All treated animals in the white matter, deep gray matter, and deep gray matter with convection-enhanced delivery groups had a well-demarcated area of lymphohistiocytic inflammation associated with each of the injection site (18 of 18 sites), affecting both white and gray matter. Most of these areas (13 of 18) also displayed white matter spongiosis (consistent with degeneration and loss), and gliosis. Histopathological evaluation of the coronal sections to determine the size of the white matter spongiosis and gliosis was used to evaluate the area of gliosis per total hemisphere transverse section area. When the areas of degeneration were combined with section thickness, the percentage of cellular loss was only minor, 0.03–1.5% of the total brain. There was a strong correlation between the distribution of these lesions and the distribution of FLAG expression by immunohistochemistry. There was no trend in specific route or CNS targeted region and the degree of lesion observed.
Widespread detection of vector-mediated ARSA expression
To determine whether transgene ARSA expression was localized to the vicinity around the sites of administration or was widespread throughout the CNS, the CNS was analyzed for functional ARSA enzymatic activity in brain cubes, using a uniform grid as a reference. As expected, there was some variation in ARSA levels between the pairs of nonhuman primates used for each route, including the endogenous ARSA background levels in the PBS controls; therefore, the results reported are averaged expression levels for each surgical route of administration. Because nonhuman primates have native expression of ARSA, the PBS control monkeys (n=2) were used to define endogenous baseline ARSA levels in sham-treated African green monkeys. To determine the increase in ARSA expression due to vector administration in treated nonhuman primates relative to the endogenous baseline level, raw ARSA activity in brain cubes at corresponding locations in monkeys were averaged for each administration route (n=2 monkeys, except for the intraarterial group where n=1). The means were corrected by subtracting the mean activity of the corresponding PBS control brain cubes, and then expressed as the percent increase relative to the mean activity of the corresponding PBS cubes.
The increase in ARSA activity over endogenous baseline in the 1-cm3 brain cubes is presented as a three-dimensional plot of cubes assembled into recreations of the right hemisphere of the nonhuman primate brains, where an increase of >10% ARSA activity is shown by blue-shaded cubes, >25% ARSA activity is shown by green-shaded cubes, and >50% ARSA activity is shown by red-shaded cubes (Fig. 3). This spatial representation demonstrated that ARSA activity was not only proximal to the site of vector administration, but spread well beyond these foci for the three CNS intraparenchymal routes. In contrast, such widespread ARSA activity was not seen with the intraventricular and intraarterial routes of delivery. With a limitation of n=1 for the intraarterial group, it remains unresolved whether the intraarterial method might have worked with different cerebral vascular routes. Both the white matter and deep gray matter with overlying white matter administration routes demonstrated widespread (laterally, rostrally, caudally, and ventrally from administration sites) expression of the ARSA transgene in the brains of treated NHPs. However, the white matter route results suggest a more consistent spread of ARSA activity compared with that of the other four methods. When the individual cube ARSA means were plotted the white matter route of vector administration provided the highest number of positive cubes, with ARSA levels >50% (31 cubes) compared with 19, 19, 3, and 0 cubes for the deep gray matter with overlying white matter, deep gray matter with convection-enhanced delivery, intraventricular, and intraarterial routes, respectively (Supplementary Fig. S2).
One goal of this study was to assess ARSA activity in the nonhuman primate CNS induced by AAVrh.10hARSA-FLAG administration at levels above the suggested therapeutic range (>5–10% normal). With this in mind we calculated the number and percentage of cubes that had ARSA levels that were 10, 25, and 50% greater than endogenous baseline levels in wild-type monkey brain (PBS controls). The highest increase in ARSA expression was with the white matter route of delivery, with 80, 61, and 32% of the cubes having levels that were greater than 10, 25, and 50% relative to the mean wild-type levels, respectively (Table 2). In contrast, the deep gray matter with overlying white matter route provided 58, 41, and 23% of cubes having with levels greater than 10, 25, and 50% relative to the mean wild-type levels, and the deep gray matter route with convection-enhanced delivery yielded 62, 36, and 21% of the cubes with levels greater than 10, 25, and 50% relative to the mean wild-type levels. These results suggest that the white matter route of administration was the preferred route of delivery among the five routes tested.
Table 2.
Cubes with >10% ARSA activityd | Cubes with >25% ARSA activityd | Cubes with >50% ARSA activityd | |||||
---|---|---|---|---|---|---|---|
Route, vector | Total cubes | No. of cubes | Percentage of cubes | No. of cubes | Percentage of cubes | No. of cubes | Percentage of cubes |
White matter, none (PBS) | 79 | 0 | 0 | 0 | 0 | 0 | 0 |
White matter, AAVrh.10hARSA-FLAG | 97 | 78 | 80 | 59 | 61 | 31 | 32 |
Deep gray matter with overlying white matter, AAVrh.10hARSA-FLAG | 83 | 48 | 58 | 34 | 41 | 19 | 23 |
Deep gray matter with convection-enhanced delivery, AAVrh.10hARSA-FLAG | 89 | 55 | 62 | 32 | 36 | 19 | 21 |
Intraventricular, AAVrh.10hARSA-FLAG | 83 | 11 | 13 | 5 | 6 | 3 | 4 |
Intraarterial, AAVrh.10hARSA-FLAG | 77 | 6 | 8 | 2 | 3 | 0 | 0 |
ARSA-FLAG, arylsulfatase A protein tagged with a FLAG peptide; PBS, phosphate-buffered saline.
Comparison of number of 1-cm3 brain cubes that displayed increased ARSA activity for each of the five routes (n=2 per route, except for the intraarterial delivery route [n=1]; averaged data for each route are presented here).
ARSA values were corrected by subtracting the mean of the paired matched brain cube sets of PBS control nonhuman primates from the mean of the identical matched cube set obtained by any given route, and then expressed as the percent increase above the PBS mean corresponding to that cube set.
For any cube set for any route, if the matching cube set was absent the PBS value used was the global mean determined as the mean of all averaged PBS cube sets and has a value of 28.1 nmol/mg·•hr.
The percentage of cubes positive for each category was calculated on the basis of total cubes for each monkey, which varied between 77 and 97 of cubes per brain.
Another way to analyze the cube data in Fig. 3 was to compare the number of cubes with positive increases in ARSA expression for the five surgical routes of delivery, with the data plotted by percentage of total brain cubes grouped by treatment (Fig. 4A). The data were plotted as the number of 1-cm3 brain cubes that had an increase in ARSA activity greater than 10, 25, or 50% relative to the PBS control/wild-type mean levels (n=2 per route, except for the intraarterial route). As summarized in Table 2 for the three best routes of administration, the percentage of positive cubes >10% relative to mean wild-type levels from PBS controls ranged between 58 and 80, the percentage of positive cubes >25% ranged between 36 and 61, and the percentage of positive cubes >50% ranged between 21 and 32, with the white matter delivery route being the best in all three categories.
Additional analysis of ARSA enzymatic assay data from the 1-cm3 cubes was performed to assess the delivery route that provided the widest distribution across the CNS. To determine the widest distribution, the individual brain cube data per coronal slice was compiled for each NHP, and used to determine the mean percent increase relative to the PBS background for each slice. The means were plotted versus the coronal slice location, rostral to caudal, for each of the five routes of administration (Fig. 4B–E). On the basis of the sectioning of the brains during necropsy, the white matter route infusions were into coronal slices S3–S5, and the deep gray matter with overlying white matter route infusions (caudate, putamen, and thalamus) were into coronal slices S2–S4 (Supplementary Fig. S1). The relative locations of brain substructures in coronal slices were as follows: caudate nucleus (S2–S5), putamen (S3–S4), thalamus (S4–S5), hippocampus (S4–S5), and cerebellum (S5–S7). The peak activity for both the white matter and deep gray matter with overlying white matter routes was in coronal slice S4, and that for deep gray matter with convection-enhanced delivery was in slice S2 (Fig. 4B–D). Whereas, the white matter route displays percent increase in ARSA at consistent levels >40% across the brain sections, the deep gray matter routes appear to be more localized to the regions of administration. Not surprisingly, based on the individual cube data, the intraventricular and intraarterial routes failed to display any “positive” coronal slices (Fig. 4E). The results of this analysis support the conclusion that the white matter delivery route yielded the widest distribution.
ARSA expression in the spinal cord
As MLD also impacts the distal and peripheral nervous system, samples were taken from various levels of the spinal cord, assessed for levels of ARSA resulting from each route of administration, and compared with the PBS control by enzymatic activity assay. The same cord sections (cervical C3, thoracic T4, lumbar L4) were excised for each nonhuman primate, analyzed for ARSA activity, averaged for each route (n=2), and expressed as the percent increase relative to PBS background for each spinal cord section.
There was only a modest increase in ARSA levels relative to the controls for both the cervical and thoracic spinal samples, but a more significant increase was observed in the lumbar spinal samples for all routes, except for the intraarterial route (data not shown). The white matter, deep gray matter with overlying white matter, and deep gray matter using convection-enhanced delivery routes all demonstrated more than a 40% increase in ARSA activity and greater than 2 standard deviations over background levels for lumbar spinal samples. The intraventricular and intraarterial routes failed to show a similar increase in spinal cord ARSA levels, mediating a modest 15% increase for the intraventricular route of delivery. However, immunohistochemistry of the spinal cord and dorsal root ganglia from one monkey receiving intraventricular vector displayed positive staining for ARSA-FLAG at all three levels of the spinal cord, including the lumbar L4 dorsal white matter tracts, dorsal nerve roots, gray matter dorsal and ventral horns, and dorsal root ganglia (Supplementary Fig. S3). Positive detection of ARSA-FLAG in the lumbar dorsal root ganglion samples by immunohistochemistry was also observed in one of two monkeys for the deep gray matter with overlying white matter and deep gray matter with convection-enhanced delivery routes of administration; in contrast, no FLAG was detected in the lumbar dorsal root ganglion samples for the white matter and intraarterial routes. This finding indicates that the intraventricular surgery was successful at least in placing vector into the lumbar spinal region, and suggests that the vector may have followed the spinal fluid flow toward the spinal cord rather than into the brain parenchyma.
Neutralizing antibodies
Because the presence of high levels of systemic anti-AAV immunity may dampen AAVrh.10hARSA-FLAG-mediated expression of ARSA, we monitored the monkeys for development of neutralizing anti-AAV antibodies in the serum before and after vector administration (Fig. 5). All nonhuman primates in this trial had undetectable serum anti-AAVrh.10 neutralizing antibody titers before vector administration. After vector administration, only one monkey (intraventricular route) evoked neutralizing titers above the 1:100 level (on day 7). This increase was transient and decreased to the 1:10 level by the end of the study. Several nonhuman primates had modest increases in anti-AAVrh.10 neutralizing titers during the course of the experiment, and of these, only two displayed a minor elevation of titer (1:20) by the end of trial. At the end of the study 8 of the 11 monkeys had no detectable anti-AAVrh.10 neutralizing antibodies (Fig. 5). This is consistent with our previous study in support of the LINCL clinical trial, in which we administered AAVrh.10 to the CNS of nonhuman primates (Hackett et al., 2005).
Postsurgical assessment
In addition to the comparative measures of efficacy of distribution between the routes of administration, the go/no go criteria for clinical development require safety and toxicological evaluation. We therefore evaluated the impact of CNS administration of AAVrh.10hARSA-FLAG via the various routes on the behavior of nonhuman primates. All nonhuman primates were monitored in videotaped sessions three times before surgery and 7, 14, 28, 56, and 91 days after vector administration for behavioral assessment with and without the stimulus of food and threat scenario. Each animal was videotaped for 3 min and analyzed by observers (n=2) blinded to the treatment group and time of assessment for 20 different primate behaviors (shown in Supplementary Table S1; normal, n=14 and abnormal, n=6), scoring “1” for 5 sec of each behavior. The sum of normal typical primate behavior scores (“healthy score sum”) was averaged for each treatment (n=2) and plotted at eight time points (five of them postsurgery) (Fig. 6). The healthy score sum normal reference range (scores, 3.5 to 50.2) was determined as the mean of presurgery scores±2 standard deviations. No difference was seen between the PBS- versus AAV-treated nonhuman primates for any route of administration [two-way RM-ANOVA, p>0.37, F(35,35)=1.11]. There were no observations of abnormal behavior such as sedation or neurological deficits and tics at any point during the 3-month study for any route of vector or PBS administration. In all cases, animals responded appropriately and without hesitation or delayed movement and at no point were tremors, seizures, or other abnormal neuropathies observed. Only a few episodes of transient stereotypy behavior (e.g., prolonged scratching) were observed. None of the nonhuman primates had any delayed response to food or specific threatening scenarios. In summary, behavior analysis demonstrated no adverse effects for any surgical route of vector administration.
In addition to behavior, the nonhuman primates were assessed twice presurgery, on day 0 (day of surgery), and on days 2, 7, 14, 28, 56, and 91 (day of sacrifice) for general health and safety parameters by serum chemistry (Supplementary Fig. S4) and hematology by complete blood count analysis (Supplementary Fig. S5). Values for each of the parameters were plotted for individual animals, with the upper and lower limits of normal African green monkey ranges (Liddie et al., 2010). The analyses were performed in a blinded fashion. There were no adverse trends in these parameters for any of the five surgical routes; only day 2 postsurgery comparisons showed significance when all the animals were compared together (Supplementary Table S2). Statistical analyses between the PBS controls and each group of animals receiving surgical administration revealed only a few parameters with a significant difference (e.g., PBS vs. deep gray matter with overlying white matter route [alkaline phosphatase, aspartate aminotransferase, creatine kinase]; Supplementary Table S3), and these may be due to the surgery and anesthesia. Except for transient increases in a few liver/muscle enzymes (alanine aminotransferase, aspartate aminotransferase, lactate dehydrogenase, creatine kinase), none of the treated nonhuman primates had abnormal serum chemistries postsurgery and, importantly, all transient serum parameter elevations were resolved by day 14. No complications from any of vector delivery routes were noted. There were no acute rapid elevations noted in the hematologic parameters. The white blood counts varied, but were within normal parameters. There was a transient decrease in lymphocytes and corresponding increase in monocytes during week 1 postsurgery, but all changes were quickly resolved.
Discussion
There are currently no approved therapies for metachromatic leukodystrophy (Batzios and Zafeiriou, 2012; Patil and Maegawa, 2013). Similar to other lysosomal storage disorders, the genetic defect in MLD affects the ability of the cells to maintain lysosomal homeostasis, causing a buildup of toxic by-products in the lysosomes that in turn leads to apoptosis (Patil and Maegawa, 2013). Because manifestations of the disease can affect the cells of the brain, spinal cord, and peripheral nerves, the main roadblock to therapy has been to achieve and maintain therapeutic levels of the ARSA enzyme in the CNS and PNS (Krivit et al., 1999; Gray, 2013). As the pathological effects of the lysosomal storage disorder are most dramatic in the CNS, any therapies for MLD must target the most affected organ, the brain, and stem the neuronal loss and devastating resulting pathology. Hence, in order for gene therapy to become a reality for MLD, any treatment must provide widespread ARSA at therapeutic levels across much of the brain. In this study we evaluated several routes of administration to safely deliver normal copies of the ARSA gene to cells of the CNS, and to persistently express ARSA.
Approaches to therapy of MLD
Various therapeutic approaches to correcting or stabilizing MLD have been tested to date, including enzyme replacement therapy, bone marrow transplantation, transplantation of stem cells modified via ex vivo gene therapy, and direct administration of viral vectors expressing ARSA to the brain (Batzios and Zafeiriou, 2012; Patil and Maegawa, 2013). Enzyme replacement therapies (ERTs) have been successful in preventing or reversing the systemic manifestations of several lysosomal storage disorders by taking advantage of transcytosis of infused soluble enzymes to lysosomes via the M6P receptors, which are present on the surface of most cells (Funk et al., 1992; Ghosh et al., 2003). Intravenous administration of recombinant ARSA in the MLD mouse model reduced sulfatide storage in the brain and peripheral nerves, but was efficacious only when injected into young mice (Matzner et al., 2005; Matthes et al., 2012). This therapeutic approach has promise for prevention or reversal of demyelination in the peripheral nerves of patients with MLD, but the extent of metabolic correction is unlikely to be sufficient and timely in arresting the rapid cerebral demyelinating process that occurs in the aggressive and devastating forms of infantile and early juvenile forms of MLD. Several clinical trials have been established to study ERT in patients with MLD; however, none have yet shown efficacy. One trial, the IDEAMLD phase 1/2 clinical trial for ERT in MLD (NCT01510028; http://clinicaltrials.gov/), is ongoing with no preliminary results posted. To circumvent the blood–brain barrier issue, the patients are being treated with recombinant ARSA (HGT-1110; Shire Human Genetic Therapies, Cambridge, MA), administered every other week via an intrathecal drug delivery device for 38 weeks.
One therapeutic modality that has shown some success is the use of hematopoietic cell transplantation in presymptomatic children with MLD (Bayever et al., 1985; Krivit et al., 1999). This beneficial effect is likely mediated by bone marrow-derived stem cells that migrate into the brain and differentiate into microglia that produce normal copies of the ARSA enzyme (Asheuer et al., 2004; Biffi et al., 2006). When performed at an early stage of the disease, hematopoietic cell transplantation can stabilize the cerebral demyelination in patients with late-onset MLD (juvenile and adult forms) (Krivit et al., 1999; Sevin et al., 2007). However, in the more severe infantile and early juvenile form of MLD, hematopoietic cell transplantation does not arrest the rapid progression of cerebral demyelination, even when the procedure is performed early in presymptomatic infants (Bredius et al., 2007). Given the slow pace of brain microglia replacement by bone marrow-derived cells, hematopoietic stem cell gene therapy may not be able to prevent the rapid cerebral demyelination that occurs in early and late infantile forms of MLD (Krivit et al., 1995; Kennedy and Abkowitz, 1997; Chan et al., 2007). Results from a clinical trial in patients with late infantile MLD, using allogeneic, autologous lentivirus-mediated genetically modified hematopoietic stem cells expressing ARSA, suggest that the disease progression can be halted if treatment is administered early to presymptomatic patients (Biffi et al., 2013). It remains to be evaluated in symptomatic children manifesting rapidly declining forms of MLD (Matthes et al., 2012). Unfortunately, until genetic screening for MLD is included in the battery of neonatal tests, the vast majority of patients afflicted with MLD will not be diagnosed in the presymptomatic phase (Matthes et al., 2012).
For direct CNS gene therapy, AAV vectors have emerged as the most promising clinical vector because of their excellent safety and efficacy profile (Sevin et al., 2007; Sondhi et al., 2008). AAV-based therapies to the CNS have been assessed in Canavan, late infantile neuronal ceroid lipofuscinosis (LINCL), Alzheimer's, and Parkinson's diseases (Janson et al., 2002; Tuszynski and Blesch, 2004; McPhee et al., 2006; Kaplitt et al., 2007; Worgall et al., 2008; Mandel, 2010; Souweidane et al., 2010; Kells et al., 2012). Direct gene therapy producing a secreted protein gene product to the CNS leverages cross-correction of noninfected neighboring cells, irrespective of cell type, thereby increasing the extent of defect correction and thus enhancing the potential for success of the therapy.
Although it has been shown that AAV serotypes such as AAV9 can cross the blood–brain barrier and transduce brain parenchyma in rodents and nonhuman primates (Gray, 2013; Samaranch et al., 2014), intravenous applications are relatively inefficient, with most of the vector remaining in the viscera and unlikely to be efficacious for diffuse CNS disorders such as MLD. At the high vector dose necessary to achieve brain expression in adult mice (>1.5×1012 genome copies [GC]/kg) (Maguire et al., 2013), translation to human application will require massive levels of vector, with possible adverse effects. The biggest challenges for success of an intravenous route of AAV infusion are as follows: (1) the dosage necessary to treat the CNS will likely be >1014 GC/kg; and (2) the immunogenicity to that large AAV dose is potentially a safety concern (Mingozzi and High, 2013). These doses are 1–2 logs higher than that being tested in current human AAV gene therapy trials, and thus unlikely to be reasonable for translation to human use (High, 2012). As an alternative, the minimally invasive administration to cerebral spinal fluid via the cisterna magna reservoir in nonhuman primates has shown that intracisternal infusion of AAV vectors (i.e., AAV7 and AAV9) results in widespread cortical neuronal expression of transgenes (Gray, 2013; Bankiewicz, 2014; Samaranch et al., 2014). Because of limitations typical for nonhuman primate studies, we chose not to investigate the use of several AAV serotypes via multiple routes of administration, instead focusing on the one serotype, AAVrh.10.
AAV vector direct CNS therapy of MLD
The AAVrh.10 vector is the leading candidate to treat the CNS manifestations of MLD. Preclinical efficacy data in ARSA-deficient mice (MLD mice) demonstrated that the use of AAV5 and AAVrh.10 vectors provides high levels of transgene expression, spread of the human ARSA enzyme throughout the brain, with concomitant improvement of the neurologic phenotype (Sevin et al., 2006, 2007). Assessment of MLD mice also indicated that the delivery system for the same genetic payload with the capsid of AAVrh.10 provides higher levels and better spread of the therapeutic protein than AAV5 (Piguet et al., 2012). ARSA produced by neurons in AAVrh.10-treated MLD mice can be secreted and taken up at a distance by other CNS cells including oligodendrocytes. In addition, because the AAVrh.10 vector is derived from rhesus macaques, preexisting anti-AAV vector humoral immunity is unlikely to be a significant barrier to gene transfer to humans (De et al., 2006; Sondhi et al., 2007; Zaiss et al., 2008).
The present nonhuman primate study was designed to determine whether AAVrh.10 vector encoding the normal human ARSA cDNA is capable of delivering therapeutic levels of ARSA enzyme to the CNS of nonhuman primates and which route is best to obtain the maximal distribution of transgene product across the CNS. We compared the current human vector administration protocol (direct white matter) for the LINCL clinical study (Worgall et al., 2008; Souweidane et al., 2010) with four alternative protocols focusing on ARSA distribution criteria. The total dose administered in this study (1.5×1012 GC) was based on the projected therapeutic levels for clinical trials and used in our prior study with AAV5-hARSA (Colle et al., 2010). In our LINCL trial we administered vector exclusively to the white matter underlying the cortex, using small-bore catheters directed to predetermined locations with guide needles, with two injection levels through each of six symmetrically located burr holes. We compared delivery to the white matter with delivery to alternative locations chosen on the basis of well-described connected afferent and efferent neuronal pathways (Gould, 2013), and assessed the impact of gradually ramping up the infusion speed by convection-enhanced delivery to these alternative locations (Krauze et al., 2005; Sebastian et al., 2012). In addition to direct cerebral delivery, we assessed intraventricular delivery of AAV, a method commonly used for drug delivery, and a nonsurgical route, in which the cerebral vasculature is used to deliver the vector via the intraarterial route with mannitol to assist in translocating the vector across the blood–brain barrier.
Direct administration of AAVrh.10hARSA-FLAG to the brain parenchyma (white matter, deep gray matter with overlying white matter, and deep gray matter with convection-enhanced delivery) generated significantly elevated levels of ARSA enzymatic activity above the therapeutic threshold (5–10%) throughout the brains of nonhuman primates. Immunohistochemistry of treated nonhuman primates confirmed these results, with detection of extensive multifocal ARSA deposits resulting from the three intraparenchymal routes of delivery in the cortex, white matter, deep gray matter of the striatum, thalamus, choroid plexus, and spinal cord dorsal root ganglia. In contrast, the intraventricular and intraarterial routes of delivery of vector failed to demonstrate measurable levels of ARSA activity relative to sham PBS-treated controls and showed a similar lack of immunohistochemical detection in the CNS. ARSA activity was observed in the spinal cord for all three intraparenchymal and intraventricular routes, with the lumbar region displaying the highest levels. We cannot conclude whether the ARSA activity concentrated in the lumbar samples was due to antegrade translocation of AAVrh.10 vector or to simple diffusion of the enzyme.
While the intraarterial route with mannitol pretreatment failed to demonstrate any ARSA activity greater than the endogenous control background, it is possible that this failure was due to the limited exposure time to mannitol that was employed before vector administration. Other studies have explored longer mannitol pretreatment exposure times, up to 10 min, before therapeutic delivery of drugs in rodents (McCarty 2009, Bevan 2014).
As MLD affects the white matter, it was encouraging to observe that intraparenchymal administration of AAVrh.10hARSA-FLAG led to positive detection of ARSA-FLAG deposits in glial cells, based on their morphology, and in axon bodies in the white matter, proximal and distal to the sites of vector administration, when using the white matter and deep gray matter with overlying white matter routes of delivery. Because the vector was administered in multiple loci in this study, it was not possible to determine whether the enzyme spread was due to retrograde axonal transport of the vector or to uptake through the M6P receptor system, or occurred by an unknown mechanism (Funk et al., 1992; Ghosh et al., 2003; Kells et al., 2012). Because this was not a formal safety and toxicology study, determination of the biodistribution of the AAVrh.10 vector in the brain and visceral organs was not performed in this study; instead we focused on the efficacy-related distribution of the transgene end-product, ARSA enzyme, to specify potential therapeutic coverage across the brain as a comparison for the various routes of administration. The data demonstrate that AAVrh.10-mediated delivery of the ARSA transgene via the white matter route in the nonhuman primate CNS resulted in the broadest distribution of ARSA, with dramatically increased ARSA enzymatic activity well above therapeutic minimums. Given the established persistence of expression of AAV vectors, this suggests that similar enzymatic levels could provide life-long therapeutic benefits for patients with MLD.
Mild histiocytic infiltrates and linear glial scars along the needle tracks are expected from the mechanical disruption of the catheter, and this was confirmed by the presence of these lesions in PBS-treated animals. However, we also observed areas of white and gray matter lymphohistiocytic infiltrates, often but not always in combination with white matter degeneration and loss accompanied by gliosis, in all animals that received AAVrh.10hARSA-FLAG by intracerebral injection. Because these changes were localized at each injection sites, were strongly associated with FLAG staining by immunohistochemistry, and were not observed in PBS-treated animals, a causative involvement of AAVrh.10hARSA-FLAG in the development of those lesions is probable. However, the mechanism by which AAVrh.10hARSA-FLAG may have caused these lesions is unclear. No clinical abnormalities correlated with these findings. However, our study was not a formal toxicology study. The FLAG-tagged ARSA protein is a tool for evaluating breadth of expression with potential immunological implications irrelevant to the candidate therapeutic. Foreign proteins such as green fluorescent protein have been shown to generate immune-mediated brain lesions in nonhuman primates similar to our findings, even if delivered by the noninvasive intracisternal route (Samaranch et al., 2014). Therefore, an immune reaction to the FLAG peptide appears to be a possible explanation for the lesions we observed. An ongoing formal toxicology study aims to evaluate whether these untoward effects are observed with the AAVrh.10-vectored human ARSA transgene without FLAG, the candidate therapeutic.
The data also demonstrated that AAVrh.10 vector administration directly to the brain had minimal side effects. No overt neurological behavioral changes were observed during postsurgical surveillance throughout the 13-week study. Insignificant increases were noted for anti-AAV neutralizing antibody serum titers, suggesting that readministration of the same vector might be feasible and efficacious. Analysis of the blood cell count and serum chemistries from AAVrh.10hARSA-FLAG-treated nonhuman primates in comparison with PBS-sham controls showed no vector-related significance. Postsurgical elevations in liver and muscle enzyme levels, typically seen after surgery with anesthesia, were quickly resolved by day 14. No complications from the surgeries were observed in nonhuman primate health or behavior, demonstrating that the vector and surgery were well tolerated. Also, minimal anti-AAVrh.10 antibodies were detected, suggesting that readministration of the same vector might be feasible and efficacious.
In summary, the present study demonstrates that AAVrh.10 vectors can deliver ARSA to a large proportion of the CNS of a large animal on a persistent basis. We have found that the deep gray matter with overlying white matter route generated focal high expression of ARSA, but it was only with the white matter route that dispersed widespread expression was observed across the length and breadth of the CNS. An ongoing formal safety and toxicology study will evaluate immunohistochemical findings with respect to the FLAG tag. This, combined with the lack of safety issues related to behavior, hematology, and serum chemistry parameters for treated monkeys and our clinical trial experience with this vector for LINCL, will allow us to determine whether this route of delivery will be well tolerated.
Supplementary Material
Acknowledgments
The authors thank Victor Brodsky and Liza Rivera of the New York Presbyterian Pathology Department for assistance with the slide scans; Rodolfo Ricart-Arbona for veterinary help; and N. Mohamed for help in preparing this manuscript. These studies were supported, in part, by U01NS066920.
Author Disclosure Statement
No competing financial interests exist.
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