Abstract
Immunization with a T-cell dependent antigen has been promoted as a reliable and sensitive tool for assessing the influence of putative immunotoxic exposures or agents on immune function. Keyhole limpet haemocyanin (KLH) is a very large, copper-containing protein molecule derived from the haemolymph of the inedible mollusc, Megathura crenulata. KLH is a highly immunogenic T-cell dependent antigen that is used increasingly in immunotoxicological studies, particularly in those involving animals. This report systematically reviews the human clinical studies that have used trans-cutaneous KLH immunization for assessment of the influence of various physiological and disease states and exposures on immune function over the last 20 years (1994–2013). These studies varied in their immunization protocols, formulation of KLH, dose, site and route of administration and immunoassay platforms developed to assess KLH-specific responses. KLH immunization has been well tolerated with only mild to moderate adverse effects reported. Though very promising as a model antigen candidate in immunotoxicology research, more work on standardizing immunization and immunoassay protocols is required.
Keywords: clinical studies, immunization, immunotoxicology, keyhole limpet haemocyanin, KLH
Introduction
The effect of extrinsic (e.g. environmental exposure) or intrinsic (e.g. psychological distress) factors on the human immune system can be effectively assessed by quantifying the antigen-specific response to immunization with a T-cell dependent antigen, although care needs to be taken with the choice of antigen [1,2]. Keyhole limpet haemocyanin (KLH) is an immunogenic protein antigen that is xenogeneic to the mammalian immune system. It is used primarily in animal immunotoxicological studies but has a number of applications in the human context including as a vaccine conjugate peptide and in immunotherapy. However, practical aspects regarding the utility of KLH as a diagnostic antigen in human immunotoxicology studies have not previously been reviewed in detail. This paper describes the ideal attributes of a vaccine candidate for human immunotoxicology studies and the structure and immunostimulatory properties of KLH. We then present a systematic review of the use of KLH immunization via trans-cutaneous routes in human immunotoxicological studies over the period 1994–2013, including its safety profile and the relevant immunoassay platforms required to assess the immune response to immunization.
Use of T-cell dependent antigens in immunotoxicological studies
Quantification of the primary antibody response to immunization with a T-cell dependent (TD) antigen (e.g. sheep red blood cells, ovalbumin, KLH, tetanus toxoid, hepatitis B surface antigen) is a sensitive method for assessing immunocompetence [3–6]. The immune response to immunization with a TD antigen is commonly referred to as a T-cell dependent antibody response (TDAR) [7].
Immunization with a TD antigen permits assessment of the complex primary immune response that involves antigen presentation, priming and collaboration of T and B lymphocytes, antibody production and cytokine-dependent antibody class switching [6].
In animal immunotoxicological research, assessment of a TDAR using sheep erythrocytes or KLH has become the functional immune assay of choice [8–10]. For human immunotoxicology studies, opportunistic monitoring of the responses to routine childhood vaccinations (e.g. tetanus, diphtheria, pertussis) has been advocated [11,12].
What makes an ideal immunization antigen candidate for immunotoxicology studies?
The properties of an ideal TD antigen for immunization have been previously described [11,13,14] and include the following:
Pure homogeneous substance available as a clinical grade product;
Harmless, if not beneficial, to the recipient;
Highly immunogenic for the entire population without any genetic restriction;
Have no cross-reacting antibody;
Elicit predictable primary immune responses (without need for an adjuvant) following a single administration;
Produce a measurable immune response that can differentiate subtle changes in immunomodulation (i.e. have high sensitivity to detect change) using validated immune assays.
Commercially available vaccines (e.g. hepatitis B, influenza, tetanus) have the advantages of already having passed strict safety regulatory processes, providing a protective benefit for study participants and being available in a clinical grade formulation. The main disadvantages are that in a non-paediatric population, many participants will have been exposed to antigen from wild-type infection or previous vaccination. Furthermore, commercial vaccines produce a robust immune response that potentially overwhelms the assay's ability to detect subtle changes in immune response. As mentioned, KLH is often used in animal immunotoxicological research and has many of the qualities of an ‘ideal’ vaccine candidate [13].
KLH: structure, properties and biological uses
KLH is derived from the haemolymph of the inedible marine mollusc, Megathura crenulata, native to the Pacific coastal waters of California and Mexico [15]. KLH is traditionally harvested from molluscs by lethal ex-sanguination, leading to concerns regarding the sustainable supply of research and commercial quantities given the depletion of native marine stocks. However, new non-lethal techniques for the extraction of haemolymph and sustainable aquaculture practices have lessened this concern [16].
Haemocyanins are cylindrical, copper-containing molecules that act as oxygen-transporting proteins for many mollusc species. KLH is an extremely large molecule (∼8 000 kDa) comprising a variable number of sub-units (KLH1 (390 kDa) and KLH2 (350 kDa)) [15,17]. The remarkable immunostimulatory properties of KLH result from high antigenicity derived from numerous carbohydrate and peptide epitopes [15,18].
The potent immunogenicity of KLH has been known for over 40 years [19–21] and since that time KLH has been used extensively in animal and human research to delineate cellular and humoral immune responses, as a carrier protein for cancer vaccines and as bladder cancer immunotherapy [22,23]. KLH appears to have anti-proliferative action against certain tumour cell lines, including breast, pancreatic and oesophageal cancer [24,25].
KLH is xenogeneic to the human immune system and therefore promotes a reliable primary immune response. However individuals with exposure to the fluke Schistosoma mansoni can have cross-reactive antibodies to a shared carbohydrate epitope [18].
KLH immunization as a test of immune status in humans: a systematic review
Objectives
KLH immunization has been used in a number of clinical studies to assess the influence of various physiological and disease states and exposures on immune function. These have included psychological states [26–30], cardiovascular exercise [31,32], cancer and/or chemotherapy [13,21,33,34], immunodeficiency states [35–37], atopy and asthma [38,39] and autoimmune disease [40,41]. Our objectives in this systematic review were to i) survey the formulations, modes of administration and doses used, ii) assess the available safety data and iii) summarize the measures of antigen-specific immune response used, both antibody- and cell-mediated.
Methods
We identified studies conducted over the last 20 years where a trans-cutaneous KLH immunization route was used for the purpose of assessing immune function and where KLH-specific immune parameters were the primary or secondary immunological end points. Studies were identified from PubMed, US Library of Medicine (http://www.ncbi.nlm.nih.gov/pubmed) using the following parameters – Keywords: ‘KLH’ or ‘keyhole limpet’; Time period: 1 January 1994 to 31 December 2013; Language: English. Only studies with online abstracts available were screened for possible inclusion in this review. Table 1 details the 16 human clinical trials found.
Table 1.
Study and aim | KLH formulation (Source), dose, route and site of administration | Antibody assessment: assay type, target immunoglobulin(s), sampling period relative to immunization | Cell-mediated immunity (Ex vivo and in vivo testing) |
---|---|---|---|
Ferbas et al. [40] To assess performance characteristics of immunoassays measuring antigen specific response to KLH immunization in healthy controls and patients with systemic lupus erythematosus |
HMW-KLH (ImmuneActivator™, Intracel, Rockville, USA) 1000 μg Intradermal Forearm 2 doses: Day 1 & 29 |
Flow cytometric bead array KLH IgM and IgG; IgG1-4 Baseline and days 7, 14, 28, 35 and 42 post-immunization |
Ex vivo: ELISPOT assay to detect numbers of B cells secreting KLH IgG In vivo: Not evaluated |
Gallegos et al. [30] To examine the effects of mindfulness-based stress reduction on immunological outcomes in older adults |
KLH formulation not noted 8, 40, 100, 200, 1000 μg KLH Intramuscular Deltoid muscle |
ELISA (type not-specified) KLH IgM and IgG Baseline, 3 and 24 weeks post immunization |
Not evaluated |
Boulton et al. [47] To examine the influence of fingolimod therapy on immune responses to immunization with neo-antigens and recall antigens |
Sub-unit KLH (Immucothel®, Biosyn, Carlsbad, USA) 0.5 ml (100 μg) adsorbed to alum Intramuscular Site not specified |
Indirect ELISA KLH IgM, IgG Baseline and 1, 2, 3, 5 and 7 weeks post-immunization |
Ex vivo: Not evaluated In vivo: 10 μg KLH intradermal 4 weeks post-immunization; Anterior aspect of upper or lower arm; Read at 48 h |
Kantele et al. [44] To examine the tissue homing response of lymphocytes following KLH immunization and secretion of KLH antibodies at a cellular level |
HMW-KLH (Pacific Biomarine, Venice, USA) 100 μg Subcutaneous Site not specified |
Quantification of serum KLH antibodies not performed |
Ex vivo: ELISPOT assay to detect number of B cells secreting KLH IgG, IgA and IgM after immune-magnetic sorting of lymphocytes by tissue-specific homing receptors In vivo: Not evaluated |
Bingham et al. [36] To examine immunization responses in patients with rheumatoid arthritis treated with rituximab |
HMW-KLH (Intracel, Frederick, USA) Dose not specified Subcutaneous Site not specified |
ELISA (type not-specified) KLH IgG Baseline and 4 weeks post-immunization |
Not evaluated |
Spazierer et al. [38] To establish an immunization protocol to induce de novo Th2 responses using immunization with KLH |
Sub-unit KLH (Immucothel®, Biosyn Arzneimittel GmbH, Fellbach, Germany) 100 μg KLH with alum (dose not specified) Intramuscular Site not specified; Three doses: day 1, 15 and 29 |
Indirect and sandwich ELISA KLH IgG1, IgG4, IgE, IgM Baseline and days 14, 28, 42 and 56 post-immunization |
Ex vivo: Lymphocyte proliferation assays In vivo: Not evaluated |
Grant et al.
[32] To examine the effect of aerobic exercise in sedentary older adults on primary immune response to KLH immunization |
HMW-KLH (BCI-ImmuneActivator™, Intracel, Rockville, USA) 125 μg Intramuscular Deltoid muscle |
Indirect ELISA KLH IgG1, IgG2, IgM Baseline and 2, 3 and 6 weeks post-immunization |
Ex vivo: Not evaluated In vivo: 5 μg KLH ID 3-week post-immunization; Timing of reading not specified; Site not specified |
Miller et al. [33] To compare the responses to KLH immunization in healthy adults with those in immunosuppressed patients (cancer and bone marrow transplant recipients) |
HMW KLH HMW KLH (Intracel, Rockville, USA) Sub-unit (Biosyn Corp, Carlsbad, USA) 1. Sub-unit KLH 1000 μg 2. HMW-KLH 1000 μg 3. Sub-unit KLH 1000 μg with Montanide-ISA-51 adjuvant (0.6 ml) Subcutaneous Site not specified |
Indirect and sandwich ELISA KLH IgG1, IgG2, IgM Baseline and 4 weeks post-immunization |
Ex vivo: Lymphocyte proliferation assays; ELISPOT assay for cellular responses to KLH In vivo: Not evaluated |
Smith et al. [28] To examine the effect of distress on primary KLH immunization response in young adults |
Sub-unit KLH (Pierce, Rockford, USA) 100 μg KLH adsorbed to 0.9 mg alum Intramuscular Deltoid muscle |
Indirect ELISA; KLH IgG Baseline and 3 weeks post-immunization |
Ex vivo: Lymphocyte proliferation assays In vivo: 1 μg intradermal 3 weeks post-immunization; Volar aspect of arm; Read at 48 h |
Smith et al. [29] To examine the effect of psychological distress on DTH response following primary KLH immunization in young adults |
Sub-unit KLH (Pierce, Rockford, USA) 100 μg KLH adsorbed to 0.9 mg alum Intramuscular Deltoid muscle |
Not evaluated |
Ex vivo: Not evaluated In vivo: 1 μg intradermal 3 weeks post-immunization; Volar aspect of arm; Read at 48 h |
Smith et al. [31] To examine the effect of age and physical activity on primary immune response to KLH immunization |
Sub-unit KLH (Pierce, Rockford, USA) 100 μg KLH adsorbed to 0.9 mg alum Intramuscular Deltoid muscle |
Indirect ELISA KLH IgG, IgG1, IgG2 and IgM; Baseline and 1, 2, 3 and 4 weeks post-immunization |
Ex vivo: Not evaluated In vivo: 1 μg intradermal 21 days post-immunization; Volar aspect of arm; Read at 24, 48, 72, 96 & 120 h |
Boelens et al. [45] To examine the effect of severe trauma on early primary immune response to KLH immunization in relation to low plasma glutathione |
KLH formulation/source not stated 500 μg Subcutaneous Deltoid region |
Indirect ELISA KLH IgM, IgA, IgG, IgG1-4 Baseline and days 8 and 13 post-immunization |
Ex vivo: Lymphocyte proliferation assay; Frequency of interferon-γ (Th1) and IL-4 (Th2)-producing T-lymphocytes cells by flow cytometry assays In vivo: 100 μg intradermal 14 days post-immunization; Right gluteal region of leg; Read at 48 h |
Rentenaar et al. [46] To examine the cellular and humoral responses to immunization in renal transplant recipients receiving different immunosuppressive regimes |
HMW KLH (Source not stated) 1000 μg Subcutaneous Right arm |
Indirect ELISA KLH IgG Baseline and day 14 post-immunization |
Ex vivo: Lymphocyte proliferation assay; In vivo: 1 and 10 μg intradermal 14 days post-immunization; Lower arm; Read at 24 h |
Van der Kolk et al. [34] To assess the influence of rituximab on the humoral immune response to immunization with primary and recall antigens in patients with low grade lymphoma |
HMW KLH (Calbiochem, San Diego, USA) 1000 μg Subcutaneous Site not specified |
Indirect ELISA KLH IgG Baseline and 14 days post-immunization |
Not evaluated |
Valdez et al. [37] To assess response to immunization after prolonged anti-retroviral therapy in patients with HIV |
HMW KLH (ImmuneActivator™, PerImmune, Rockville, USA) 1000 μg Intradermal Site not stated |
Indirect ELISA KLH IgG Baseline and 2, 6, 12 and 18 weeks post-immunization |
Ex vivo: Lymphocyte proliferation assays In vivo: Intradermal (dose not specified); 6 and 18 weeks post-immunization; Read at 48–72 h |
Kondratenko et al. [35] To evaluate responses to primary KLH immunization in patients with immunodeficiency states |
HMW KLH (Calbiochem, San Diego, USA) 200 μg Intradermal Upper arm |
Indirect ELISA KLH IgG, IgM Baseline and 2 and 4 weeks post-immunization |
Ex vivo: Lymphocyte proliferation assay In vivo: Not evaluated |
DTH, delayed type hypersensitivity; ELISPOT, Enzyme-linked immunosorbent spot assay; HMW, high molecular weight.
Results
Formulation, administration and dose
KLH for clinical use comes in two forms, high molecular weight (HMW) and sub-unit preparations. Both preparations are available in a clinical grade formulation that is sterile and endotoxin and pyrogen free. Sub-unit KLH (∼400 kDa) is often used as a vaccine carrier protein that is coupled to a carbohydrate or other non-immunogenic molecule to boost T-cell priming (e.g. novel anti-cancer vaccines [42]). HMW KLH (or ‘native’ KLH) preserves the weight of the larger molecule, although manufacturers have found quality control issues to be more challenging [43].
HMW KLH has greater immunogenicity compared with sub-unit KLH, as demonstrated in the study conducted by Miller et al. [33]. Here, three forms of 1000 μg KLH were administered to healthy participants: HMW KLH, sub-unit KLH or sub-unit KLH with mineral oil adjuvant (Montanide ISA-51). A similar and potent immune response was seen in participants immunized with the HMW-KLH and sub-unit KLH with adjuvant, but not in those immunized with sub-unit KLH alone. It was postulated that the lack of response was not due to a lack of important immunogenic epitopes in sub-unit-KLH but, instead, due to an adjuvant property of HMW KLH that was successfully substituted by use of the mineral oil adjuvant.
A measureable, robust antigen-specific immune response can be generated following administration of KLH via a number of routes – intradermal [35,37,40], subcutaneous [33,36,44–46], intramuscular [28,30–32,38,47] and inhalational [39]. Studies that administered KLH intra-muscularly used the deltoid muscle. The site of subcutaneous administration was documented over the deltoid [45] or ‘arm’ [46], whilst intradermal immunization was given in the upper arm [35] or forearm [40]. In those studies assessing delayed type hypersensitivity (DTH) response, intradermal KLH was administered to the volar aspect of the forearm [29], upper arm [13] or gluteal aspect of the leg [45].
Older studies have used immunization doses of KLH up to 5000 μg [21], although the range in the recent clinical studies reviewed was 8 μg to 1000 μg, with 100 μg being the most frequent dose. Only one study reviewed was unable to detect a quantifiable antibody response post-immunization [34], which was likely attributable to the immunosuppressed state of the study population. In the only published study to assess the effect of different doses of the same KLH formulation, Curtis et al. [21] reported no significant difference in the kinetics or magnitude of the immune response amongst participants immunized with 10 μg, 100 μg or 5000 μg of HMW KLH.
Safety profile
KLH has an excellent clinical safety profile, as noted by several authors [23,29]. In their comprehensive review, Harris & Markl [15] state, ‘Importantly, KLH is considered to be an extremely safe substance for in vivo use in man, as a direct antigenic stimulus and immunotherapeutic agent’ (page 614). KLH immunotherapy for bladder cancer has received European regulatory approval [48]. There was no report of significant adverse events related to the use of KLH in any human clinical study reviewed for this paper. Reports of mild adverse effects (e.g. itching, rash, soreness at injection site and malaise) attributable to KLH vaccination occurred in nine of 103 participants in one clinical trial [36]. Importantly, potential adverse effects increase if vaccine adjuvants are used in conjunction with KLH (e.g. alum, oil-water adjuvants or mineral-oil adjuvants) [49,50].
Despite the excellent safety profile of KLH in clinical studies, most studies have excluded patients with a history of shellfish allergy. There have been reports of anaphylaxis following ingestion of a related mollusc species, the grand keyhole limpet (GKL), with cross-antigenicity between GKL, abalone and KLH demonstrated [51].
Measures of antigen-specific immune response
Quantifying the KLH-specific antibody response
Most studies that have used KLH immunization to assess an antigen-specific immune response have measured KLH antibodies (14 of the 16 unique studies listed in Table 1), with the majority utilizing indirect ELISA assays. A multiplex flow cytometric bead array platform has been recently reported that allows a semi-quantitative assessment of multiple antibody targets simultaneously, an advance on previous single-plex ELISA platforms [40]. Studies have differed by the timing of serum sampling, immunoglobulin sub-type targets (e.g. IgM, IgG and/or IgG sub-sets) and how the result was analyzed and reported. There were also differences in the reagents and protocols used for the assays.
Table 2 summarizes the timing of serum sampling from participants relative to KLH immunization for the 14 relevant studies from Table 1. All studies tested KLH antibodies at baseline, then at variable time-points after immunization, with sampling at weeks 2 (71%), 4 (43%) and 3 (36%), respectively, the next most frequent. KLH IgG (or an IgG sub-set) was assayed in 14 (100%), IgM in 10 (71%), IgE in two (14%) and IgA in one (7%) of the studies that measured antibodies.
Table 2.
Timing of sample (weeks post-immunization) | 0 (baseline) | 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 | 12 | 18 | 24 |
---|---|---|---|---|---|---|---|---|---|---|---|---|
Number of studies (% of studies from Table 1*) | 14 (100%) | 4 (29%) | 10 (71%) | 5 (36%) | 6 (43%) | 2 (14%) | 4 (29%) | 1 (7%) | 1 (7%) | 1 (7%) | 1 (7%) | 1 (7%) |
Fourteen studies from Table 1 were included here that had measured KLH specific antibodies as part of their respective study protocols.
Studies have also differed in how the KLH antibody titre was read and presented. For example, standard curves have been generated using sera with known concentrations of KLH antibody, and against these the concentration of anti-KLH antibodies in subjects' samples were interpolated [33,35,38]. Other studies have compared the optical density (measure of colour change/light absorbance in wells) of sample sera at defined dilutions with the positive and negative control sera on the same plate that also allowed adjustment for inter-plate variation in absorbance readings [28,31,32]. One study assayed KLH IgG and IgM at three dilutions (not specified) and calculated the average across dilutions for analyses [30].
Quantifying the cell-mediated immunity response
Many of the studies reviewed assessed aspects of cell-mediated immunity ex vivo following KLH immunization [28,33,35,37,38,40,44,46,47]. The majority of these studies used conventional lymphocyte proliferation assays, with the main difference between them being the incubation periods of the peripheral blood mononuclear cells (PBMCs) with KLH, ranging from 5 days [28] to 7 days [33].
Cytokine production by stimulated PBMCs following KLH immunization was assessed in two recent studies. Interferon-γ (IFN- γ) production was determined by ELISPOT assay after thawed PBMCs were incubated with KLH for 20 h [33]. Spazierer et al. [38] incubated cells with KLH for 40 h then tested the supernatant for IL-4, IL-5, IL-10, IL-13 and IFN-γ using antibody-coated magnetic bead assays.
Ferbas et al. [40] developed a B-lymphocyte ELISPOT that could enumerate antigen-specific B cells secreting KLH IgG at various time points post-immunization, thereby showing the kinetics of the cellular response and the relationship with serum KLH IgG levels. In an innovative study, Kantele et al. [44] sorted peripheral blood lymphocyte cell populations by their tissue-specific homing receptors (e.g. L-selectin for lymph node tissue, α4β7 for intestine), then utilized ELISPOT assays to identify which of these cells secreted KLH-specific antibody. This research showed that the immune response following KLH immunization was characterized by a non-intestinal, systemic homing profile.
Delayed-type hypersensitivity (DTH) testing is a validated in vivo test of antigen-specific cell-mediated immunity. A number of the reviewed clinical studies used DTH tests to assess in vivo KLH-specific cell-mediated immunity [28,31,32,37,45–47]. The studies have varied in the initial immunization KLH dose, as well as formulation and subsequent skin test dose (see Table 1).
There are conflicting data regarding the minimum sensitizing and subsequent skin test dose required to induce a reliable DTH response. Grant et al. [32] were unable to elicit a DTH response after administration of a 5 μg intra-dermal skin test dose 3 weeks following immunization with 125 μg HMW KLH administered intramuscularly. Contrasting with this finding, a very early study found that the DTH response was independent of initial sensitizing immunization dose (i.e. 5000 μg/100 μg/1 μg were equivalent) [21]. However, a higher subsequent skin test dose yielded a higher proportion and magnitude of positive DTH responses in a dose dependent manner (i.e. 100 μg >10 μg >1 μg) [21]. Skin testing with simultaneous doses of 0.1, 1 and 10 μg KLH at day 7 and day 14 post-immunization (with 200 μg HMW KLH) achieved a DTH response rate of 68% amongst healthy control participants (although the results at each skin test dose were not provided) [13].
Conclusions
KLH is a potent immunostimulatory antigen that has been used in a number of human clinical research settings and has an excellent safety profile. A robust immune response can be attained from immunization with a single dose of KLH by various routes and in various doses. Sub-unit KLH needs to be combined with an adjuvant to match the immunogenicity of HMW KLH. There are currently no uniform sampling times or laboratory platform for measuring the humoral or cellular KLH-specific response following immunization. Development of a standardized approach to KLH administration and measurement of antigen specific immune outcomes is required to increase the utility of this very promising agent in human immunotoxicology studies.
Competing Interests
All authors have completed the Unified Competing Interest form at http://www.icmje.org/coi_disclosure.pdf (available on request from the corresponding author) and declare AS had scholarship support from the Australian National Health and Medical Research Council for the submitted work. There are no financial relationships with any organizations that might have an interest in the submitted work in the previous 3 years and no other relationships or activities that could appear to have influenced the submitted work.
Author contributions
AS – literature review, drafting and formatting of review.
RL, KD and TM – drafting and formatting of review.
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