Late Miocene episodic lakes in the arid Tarim Basin, western China

Significance

The relative roles of the two plausible causes, Cenozoic global cooling and Tibetan Plateau uplift, for the Asian interior aridification/desertification are often difficult to disentangle. High-quality terrestrial records from the Tarim Basin document how enhanced aridification occurred over the last 7 my, from episodic lacustrine environments to the currently prevailing desert environments. During the Late Miocene–Early Pliocene period, episodic occurrences of great lakes and thus wetter climate closely corresponded to periods of high eccentricity and possibly high obliquity, suggesting that the uplifted plateau by then did not effectively block the moisture availability at optimum climatic conditions. The finally irreversible drying up of great lakes at ∼4.9 Ma could be attributed to the plateau uplift.

Abstract

The Tibetan Plateau uplift and Cenozoic global cooling are thought to induce enhanced aridification in the Asian interior. Although the onset of Asian desertification is proposed to have started in the earliest Miocene, prevailing desert environment in the Tarim Basin, currently providing much of the Asian eolian dust sources, is only a geologically recent phenomenon. Here we report episodic occurrences of lacustrine environments during the Late Miocene and investigate how the episodic lakes vanished in the basin. Our oxygen isotopic (δ¹⁸O) record demonstrates that before the prevailing desert environment, episodic changes frequently alternating between lacustrine and fluvial-eolian environments can be linked to orbital variations. Wetter lacustrine phases generally corresponded to periods of high eccentricity and possibly high obliquity, and vice versa, suggesting a temperature control on the regional moisture level on orbital timescales. Boron isotopic (δ¹¹B) and δ¹⁸O records, together with other geochemical indicators, consistently show that the episodic lakes finally dried up at ∼4.9 million years ago (Ma), permanently and irreversibly. Although the episodic occurrences of lakes appear to be linked to orbitally induced global climatic changes, the plateau (Tibetan, Pamir, and Tianshan) uplift was primarily responsible for the final vanishing of the episodic lakes in the Tarim Basin, occurring at a relatively warm, stable climate period.

Once part of the Neo-Tethys Sea, indicated by the Paleogene littoral-neritic deposits with intercalated marine strata (1), the Tarim Basin in western China (Fig. 1) has experienced dramatic environmental and depositional changes during the Cenozoic. The eventual separation of the basin from the remnant sea probably occurred during the middle to late Eocene (1, 2), and since then, terrestrial sedimentation and environment have prevailed. Today, the basin has relatively flat topography with elevation ranging between 800 and 1,300 m above sea level (asl), surrounded by high mountain ranges with average elevation exceeding 4,000 m. Hyperarid climate prevails with mean annual precipitation <50 mm and evaporation ∼3,000 mm. Active sand dunes occupy 80% of the basin, forming the Taklimakan Desert, the largest desert in China and the second largest in the world (3). Thick desert deposits in the basin also provide a major source for dust storms occurring in East Asia (4).

Fig. 1.

Digital elevation model of the Tarim Basin and surrounding mountain ranges. The studied 1,050-m sediment core is retrieved from Lop Nor (1), at a relatively low elevation (∼800 m asl) in the eastern basin. Also indicated are locations of previous studied sections, near Sanju (2), Kuqa (3), and Korla (4) in the basin.

The Tibetan Plateau uplift, long-term global cooling, and the associated retreat of the remnant sea during the Cenozoic, through their complex interplay, may have all contributed to the enhanced aridification in the Asian interior and eventually the desert formation (2, 5–11). Although the onset of Asian desertification is proposed to have started in the earliest Miocene (12, 13), prevailing desert environment in the Tarim Basin, currently providing much of the Asian eolian dust sources (4), is only a geologically recent phenomenon (9). Previous lithological and pollen studies (9, 14, 15) suggest that the currently prevailing desert environment started probably at ∼5 Ma. However, what kind of environmental conditions prevailed before that and how the dramatic changes occurred largely remain elusive.

To better decipher the aridification history, we used a 1,050-m-long, continuous sediment core retrieved from Lop Nor (39°46'0''N, 88°23'19''E) in the eastern basin (Fig. S1). The core site has a relatively low elevation (∼800 m asl) (Fig. 1) and thus effectively records basin environment. Previous study sites came from elevated basin margins (9, 14). The core mainly consists of lacustrine sediments with associated fluvial-eolian sands (Fig. 2). The core chronology was established previously based on paleomagnetic polarity (15). The total 706 remanence measurements on the continuous sediment profile allow straightforward correlation with the CK95 geomagnetic polarity timescale (16) and identification of 14 normal (N1–N14) and 13 reversal (R1–R13) polarity zones over the last 7.1 Ma (Fig. S1). The CK95 timescale is largely consistent (within a few ky) with that inferred from marine archives (17) over the last 5.23 Ma, and before 5.23 Ma a practical measure of chronological uncertainty was estimated to be within ∼100 ky (18), assuring that the terrestrial records can be directly compared with marine records and orbital changes at the timescale of >100 ky. The derived chronology yields an average sedimentation rate of ∼200 m/Ma at lower sections (>1.77 Ma), allowing high-resolution studies of the desertification history at the critical interval.

Fig. 2.

Records of δ¹¹B, δ¹⁸O, TOC, and CaCO₃ changes in the Lop Nor profile. Representative photos show lithological changes mainly from lacustrine bluish gray argillaceous limestone to fluvial-eolian brown/red clayey silt, as shown in the lithological column with visual colors indicated (15). High levels and large fluctuations of proxy values occurred only before ∼4.9 Ma, and since then, those remain low and within a small range, largely similar to modern conditions. The transition from episodic occurrences of lacustrine phases to prevailing desert environments thus appears to be permanent and irreversible.

Boron and oxygen isotopes from carbonates are important environmental indicators (19–25) and used here to infer the environmental evolution in the Tarim Basin. We also present total organic carbon (TOC), calcium carbonate (CaCO₃), ostracod, and grain size records to substantiate the isotopic evidence (SI Materials and Methods). Our δ¹¹B profile shows substantial, stepwise changes over the last ∼7.1 Ma (Fig. 2). Carbonate δ¹¹B values were −5.0 ± 1.6‰ (n = 3) before 6.0 Ma, increased rapidly to ∼11‰ at 4.9–6.0 Ma, and then stayed at roughly the same level (10.7 ± 2.2‰, n = 25) for the remaining 4.9 Ma. Higher-resolution δ¹⁸O, TOC, and CaCO₃ profiles generally confirm the pattern observed in the low-resolution δ¹¹B one (Fig. 2). The δ¹⁸O values remained low, ranging from −10‰ to −4‰ over the last 4.9 Ma. However, δ¹⁸O values frequently oscillated between −10‰ and 5‰ before that. Similarly, the TOC profile shows consistently low organic carbon content (0–0.2%) after 4.9 Ma and large fluctuations (0–1.0%) before then. The CaCO₃ profile also indicates consistently low values (0–25%) after 4.9 Ma and large fluctuations (0–50%) earlier (Fig. 2).

The multiple proxy records strongly suggest that critical environmental changes must have occurred at ∼4.9 Ma. δ¹¹B values of carbonates from marine sources differ substantially from those of nonmarine carbonates (19–21). δ¹¹B values after 4.9 Ma are close to those from marine carbonates, but values before 6 Ma fall into the range of lacustrine carbonates (22). Positive δ¹⁸O values before 4.9 Ma also indicate lacustrine environments at that time. Carbonates from modern lakes in arid and semiarid regions of northwestern China show similar positive δ¹⁸O values (23), due to strong evaporation processes. High TOC and CaCO₃ contents (Fig. 2) further support that lacustrine environments existed in the basin before ∼4.9 Ma. δ¹⁸O values after 4.9 Ma are comparable to those in Cenozoic soil carbonates (24) and ancient marine carbonates in the Tarim Basin (25). However, the accompanying carbonate δ¹³C values throughout the record, ranging from −4‰ to 1‰ (Dataset S1), are significantly higher than those from Cenozoic soil carbonates reported (26), essentially ruling out the possibility of soil carbonate source. Using modern prevailing desert environment in the basin as an analog, the combined δ¹¹B and δ¹⁸O evidence thus suggests that the sediment deposits in the basin after 4.9 Ma must be eolian-fluvial in origin and their sources, at least carbonate grains, came from weathered ancient marine carbonates in nearby regions.

Sedimentological and stratigraphic patterns in other exposed sections from different parts of the basin (9, 14) share great similarity with the Lop Nor core profile (Fig. S1). Episodic lacustrine mudstones and/or siltstones during the Late Miocene were present in all sections and were replaced by fluvial-eolian deposits later. Studies of ostracod assemblages (27) also suggest a shallow paleolake with brackish water environments in the northern basin during the Late Miocene. Changes in the depositional environment from our Lop Nor profile alone could be plausibly explained by a shift in basin center due to tectonic compressions, as evidenced from the slightly uplifted central basin (Fig. 1). However, similar temporal changes occurring basin-wide at ∼4.9 Ma argue against it. Instead, our results, together with previous studies (5, 14, 15, 27), suggest that paleolakes were widely present in the low lands of the basin during the Late Miocene, much different from currently prevailing desert environments with a few scattered small lakes. The existing evidence, although still limited (Fig. 1), would point to the occurrence of a possible megalake in the Tarim Basin during the Late Miocene.

Three high-resolution records, δ¹⁸O, TOC, and CaCO₃, further suggest that lacustrine environments before ∼4.9 Ma were not permanent (Fig. 2). These large fluctuations indicate frequent switches between lacustrine and fluvial-eolian environments in the basin. High proxy values, δ¹⁸O in particular, appear to indicate lacustrine environments, whereas low values, similar to ones after 4.9 Ma, correspond to fluvial-eolian deposits. This is consistent with lithological features at this interval, showing argillaceous limestone intercalated with clayey layers (15), the occurrence of ostracod assemblages (Fig. 3) from lacustrine sediments, grain size changes (Fig. S2), and detrital carbonate grains identified in photomicrographs of fluvial-eolian deposits (Fig. S3).

Fig. 3.

δ¹⁸O fluctuations linked to eccentricity and obliquity orbital variations at 4.5–7.1 Ma. Lacustrine phases (high δ¹⁸O) generally correspond to periods of high eccentricity and obliquity. Fluvial-eolian environment (low δ¹⁸O, highlighted with gray bars), developed more around 6.5, 6.1, 5.7, and 5.2 Ma, at a ∼400-ky eccentricity beat. The red bar indicates the last occurrence of lacustrine environment at ∼4.9 Ma. Occurrences of ostracod assemblages with total number >100 are also indicated.

To further investigate such episodic changes, we performed spectral analysis on the δ¹⁸O record over the interval 4.5–7.1 Ma. Strong spectral power at orbital frequencies were identified, with periods of ∼400 ky throughout the interval, ∼41 ky particularly at 6–6.5 Ma, and ∼100 ky at 5–6 Ma and 6.5–7.1 Ma (Fig. S4). Precessional ∼20-ky power might also have existed but was relatively weak and discontinuous. Lacustrine phase as indicated by high δ¹⁸O values and ostracod assemblages generally occurred at periods of high eccentricity and obliquity (28) (Fig. 3). At 6–6.5 Ma, δ¹⁸O shows clear correspondence to orbital obliquity variation (Fig. 3A). Additionally, the number of low δ¹⁸O values (fluvial-eolian environment) occurred more around 6.5, 6.1, 5.6, and 5.2 Ma, at a ∼400-ky beat following orbital eccentricity variation (Fig. 3B). The cluster of high δ¹⁸O values (>0‰) at 4.9–5.0 Ma signals the last occurrence of lacustrine environments in the basin. Our orbital association thus allows us to precisely determine the timing of desert formation at ∼4.9 Ma, ∼400 ky (an eccentricity cycle) later than the age inferred from basin margins (9, 14) and yet all occurring at eccentricity minima (Fig. 3B). As high eccentricity and obliquity generally correspond to warm conditions at orbital timescales, lacustrine (wet) phase could be associated with warm periods, consistent with the notion that cooler conditions would reduce moisture in the atmosphere and enhance continental drying (10, 11). We recognize that the chronological uncertainty from the geomagnetic polarity timescale before 5.23 Ma, within ∼100 ky (18), could confound our association of wet phase with high obliquity, although it is unlikely affected at the 400-ky eccentricity beat. However, the opposite association, wet phase with low obliquity, and the combination with high eccentricity, would require a different, yet unknown mechanism that is inconsistent with the orbital theory of Pleistocene ice ages.

Superimposed on the orbitally episodic changes, the δ¹⁸O record also shows a long-term trend of deteriorating lacustrine conditions at 4.9–7.1 Ma. As δ¹⁸O values indicate two depositional environments, lacustrine and fluvial-eolian, the range of δ¹⁸O changes (between −10‰ and 5‰) does not vary much over this period (Fig. 3). Rather, the duration of high δ¹⁸O vs. low values would reflect the long-term trend. The mean δ¹⁸O values over 40-ky and 400-ky intervals both show a decreasing trend, with dominant lacustrine phase before 6.1 Ma, more developed fluvial-eolian environment at 5.7–6.1 Ma, a return to slightly better lacustrine environment at 5.3–5.7 Ma, and lacustrine phase permanently vanished around 4.9 Ma (Fig. 4).

Fig. 4.

Long-term δ¹⁸O changes compared with global climatic conditions and regional tectonic activities. Global benthic δ¹⁸O (29) and northwestern Pacific SST (30) records show minimal long-term changes at 4–7 Ma, whereas occurrences of detrital apatite fission track ages (35) in northern western Kunlun peaked, and the Tarim episodic lakes gradually vanished. The dark thick lines are their 400-ky running means, and the light green line on δ¹⁸O represents the 40-ky running mean.

The gradual disappearance of the Tarim episodic lakes could be potentially explained by the two driving forces, plateau uplift (the Tibetan Plateau, Pamir Plateau, and Tianshan) and long-term global cooling. However, the long-term global climate was relatively warm and stable during this period (Fig. 4). The global benthic δ¹⁸O record (29) shows that much of the Miocene cooling occurred between 15 and 11 Ma, and the cooling between 8 and 5 Ma was minimal. Supporting this view, sea surface temperature records from the northwestern Pacific (30) show that almost no cooling occurred between 6 and 4 Ma (perhaps further to 3 Ma) (Fig. 4). Particularly, the mean global climate (29, 30) was even warmer at 4.1–4.5 Ma than at 5.7–6.1 Ma, whereas lacustrine phase permanently disappeared after ∼4.9 Ma (Fig. 4), indicating decoupling of the lake evolution from global climate. Therefore, long-term global cooling might have played a subordinate role in the lake disappearance.

Instead, the growth of surrounding mountain ranges (Tibetan, Pamir, and Tianshan) may have blocked moisture from the west and south, changed air circulations, and eventually led to the permanent lake disappearance within the basin. Today, the Tarim Basin receives limited moisture from westerlies (31) through the Pamir and Tianshan Ranges (and perhaps from the Indian Ocean in summertime as well). Although the Indo–Eurasian convergence since the Late Eocene resulted in high elevations of the Tibetan Plateau and, to a lesser degree, surrounding mountains including Pamir and Tianshan by the mid-Miocene time (8), tectonic activities in broad areas around the Tarim Basin appear to be rejuvenated since the Late Miocene. Tectonic deformations during the Late Miocene–Early Pliocene inferred from growth strata, sedimentary facies changes, and low-temperature thermochronologic studies occurred in Tianshan to the north of the Tarim Basin, in the Kunlun Mountains to its south and the Pamir to its west (32–35). Syntectonic growth strata from the foreland basins of the Kunlun and Tianshan Ranges (32) show that strong crust shortening and potential mountain uplift initiated ∼6.5–5 Ma and lasted to the Early Pleistocene (Fig. S5), similarly reported in northern Pamir (33). Cenozoic sequences in the Pamir–Tianshan convergence zone, changing from an arid continental plain to an intermountain basin by ∼5 Ma, support surface uplift of the west margin of the Tarim Basin (34). Occurrence of detrital apatite fission track ages from West Kunlun Ranges (35) also peaked at ∼4.5 Ma (Fig. 4). Thus, the reactivated uplift of Pamir and West Kunlun Ranges and northward movement of Pamir during the Late Miocene–Pliocene would progressively block moisture into the basin and enhance regional aridity to a certain threshold to terminate lacustrine environments even during warm periods with favorable orbital configuration. Although inconsistencies indeed exist in linking regional climatic and environmental changes to tectonic events (8), the final vanishing of the Tarim episodic lakes is better explained by tectonic factors.

Therefore, our multiple-proxy results consistently show that the Taklimakan sand sea began to form at ∼4.9 Ma and that the transition into prevailing desert environment was permanent and irreversible. The episodic occurrences of lacustrine environments at favorable climatic conditions (warm periods) during the Late Miocene suggest that uplifted mountain ranges then were not high enough to effectively block moisture from being transported into the basin. The transition from episodic lacustrine environments to prevailing desert deposits was gradual, from 7.1 Ma (or earlier beyond our record) to 4.9 Ma, for which we suggest that although long-term global cooling enhanced the overall aridification in the Asian interior during the Late Cenozoic (10, 11), plateau uplift played a more important role in finally drying up the episodic lakes within a relatively warm, stable climate period, thus decoupling regional climate temporally from a global trend. Our high-resolution records thus demonstrate that regional climate in the Tarim Basin reached a critical state in the Late Miocene, with the dual effects from global climate conditions and regional tectonic settings then. With global climate remaining relatively stable and warm entering the Pliocene, by ∼3–4 Ma (Fig. 4), drying up of episodic lakes at ∼4.9 Ma could thus be largely attributed to rejuvenated tectonic activities.

Materials and Methods

We conducted 33 δ¹¹B, ∼2,000 δ¹⁸O and CaCO₃, and ∼1,000 TOC analyses from the 1,050-m-long sediment core. High-resolution (2–4 ky) measurements for the last three proxies were performed from the core depth of 300–1,050 m to resolve detailed features at orbital timescales. For δ¹¹B analysis, about 5 g of clay sediments were dissolved in HCl and purified. The isotope composition of boron was measured using a positive thermal ionization mass spectrometry based on the measurement of Cs₂BO₂⁺ with graphite and reported in the delta (δ) notation relative to National Institute of Standards and Technology standard NIST SRM951. Typical analytical error is within 0.15‰. For δ¹⁸O analysis, ∼1 g of sediments was grounded and sieved through a 100-mesh screen. Analyses of carbonate samples were performed using an isotope ratio mass spectrometer [MAT-252 (Finnigan)] with an automated carbonate preparation device (Kiel II). Oxygen isotope composition is expressed in the delta (δ) notation relative to the V-PDB (Vienna-Pee Dee Belemnite) standard. Typical analytical error is within ±0.1‰. Organic carbon content was determined with the wet oxidation method, and CaCO₃ was determined by using the neutralization-titration method. Detailed methods and any associated references can be found in SI Materials and Methods.