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Published in final edited form as: Surg Obes Relat Dis. 2014 Jun 19;11(1):142–146. doi: 10.1016/j.soard.2014.06.012

Prevalence and Characteristics of Individuals without Diabetes and Hypertension Who Underwent Bariatric Surgery: Lessons Learned about Metabolically Healthy Obese

Clare J Lee a, Jeanne M Clark b,c, Vivian Asamoah d, Michael Schweitzer e, Thomas Magnuson e, Mariana Lazo b,c
PMCID: PMC4272327  NIHMSID: NIHMS607190  PMID: 25443068

Abstract

Background

Recent studies describe a unique subset of obese individuals with normal metabolic profiles despite having excess weight called “metabolically healthy but obese (MHO)”.

Objective

Our aim was to determine the prevalence of individuals without diabetes and hypertension and risk factors associated with the MHO phenotype among bariatric surgery patients.

Methods

We conducted a retrospective study of 710 adults who underwent bariatric surgery at Johns Hopkins between 2008 and 2010. In the first analysis of 523 individuals, we identified 150 individuals without diabetes and hypertension; in the second analysis of 260 individuals, we identified 44 individuals without diabetes, hypertension and hypertriglyceridemia. We used multivariable logistic regression to examine the association between each group and potential risk factors including age, sex, race, BMI (body mass index) and presence of liver disease on liver biopsy.

Results

The prevalence of individuals without diabetes and hypertension was 28.7%; among these individuals 88.7% had liver steatosis, 7.3% nonalcoholic steatohepatitis (NASH), and 19.3% liver fibrosis. These individuals were significantly more likely to be White OR=1.9 (95% CI: 1.1–3.1), younger OR= 4.1 (95% CI=2.6–6.3), and female OR=2.1, (95% CI=1.2–3.6) and less likely to have liver steatosis OR=0.4 (95% CI=0.2–0.9) or NASH OR=0.3 (95% CI=0.2–0.6).

Conclusion

Among bariatric surgery patients, almost a third of patients do not have diabetes and hypertension and could be probably considered “MHO” and were more likely to be white, young, female and have less liver injury. The high prevalence of liver steatosis in MHO individuals among bariatric surgery patients challenges the notion of MHO as a truly metabolically healthy entity.

Keywords: obesity phenotypes, bariatric surgery, epidemiology, prevalence, metabolically healthy obese

Introduction

The presence of metabolic complications varies widely among obese individuals. Recently, a unique subset of obese individuals with normal metabolic profiles (normal insulin sensitivity, absent hypertension, and favorable lipid and inflammation profiles) despite obesity has been described as “metabolically healthy obese (MHO)” [1,2]. Additionally, MHO individuals have been characterized by less visceral and ectopic fat in the liver and lower liver enzymes compared to non-MHO individuals [24].

The prevalence of MHO individuals varies between 10 to 40% depending on its definition 5). The prevalence of MHO individuals among obese patients undergoing bariatric surgery is unknown. Similarly, there is little known about the characteristics behind the metabolically favorable profile of the MHO phenotype among morbidly obese or bariatric surgery patients. Preliminary data suggest that decrease in visceral fat distribution and increase in weight and adiponectin at birth may lead to MHO phenotype [2,6,7].

In this retrospective study, our objectives were to determine the prevalence of individuals without diabetes and hypertension and to identify potential risk factors associated with the MHO phenotype among bariatric surgery patients.

METHODS

Study Population

This is a single center, retrospective cross-sectional study. The study population is comprised of 710 consecutive patients above the age of 18, presenting for bariatric surgery at The Johns Hopkins Center for Bariatric Surgery between July 2008 and June 2010. The study was approved by the Johns Hopkins Institutional Review Boards.

We excluded persons with frequent alcohol use, positive Hepatitis B surface antigen, Hepatitis C antibody or detectable Hepatitis C viral RNA, hemochromatosis, autoimmune liver disease, Wilson’s disease, alpha 1 antitrypsin deficiency, primary biliary cirrhosis, primary sclerosing cholangitis, and toxic liver and pregnancy. Subjects with missing data on diabetes status, hypertension status, race, smoking status, liver enzymes, liver biopsy, or those undergoing revisional bariatric surgeries were also excluded from analysis. We performed two analyses: 1) we analyzed 523 individuals with complete data on diabetes and hypertension status as well as covariates mentioned above and 2) we analyzed 260 individuals from the first analysis who had additional data on fasting serum triglycerides.

Data collection and definitions

A single clinical investigator reviewed all patient charts and recorded patient data collected within 6 months prior to surgery. Data collected included age, gender, ethnicity/race, body mass index (BMI kg/m2), blood pressure, fasting glucose (mg/dl), lipid panel and hepatic aminotransferases (alanine aminotransferase (ALT) and aspartate aminotransferase (AST) U/L). Ethnicity and race were self-reported. One to three blood pressure measurements were recorded and we used the average value or one reading value if only one was available. All patients underwent a routine intraoperative wedge liver biopsy at the start of bariatric surgery. Biopsy specimens were fixed and stained with hematoxylin and eosin and Masson’s trichrome. Biopsy specimens were read by 1 expert hepatopathologist. For the current analyses the following liver biopsy features were considered: steatosis, nonalcoholic steatohepatitis (NASH), any inflammation, and any fibrosis.

Diabetes was identified by self-report of prior diagnosis, diagnosis in the medical record, use of diabetes medications, or fasting glucose greater than 126 mg/dl. Similarly, we identified hypertension from self-report, diagnosis in the medical record, use of antihypertensive medications or measured systolic blood pressure greater than 130 mmHg and diastolic blood pressure greater than 85 mmHg.

We defined MHO phenotype as obesity without diabetes, hypertension and hypertriglyceridemia (serum triglycerides > 150 mg/dl).

Statistical Analysis

The differences in characteristics between those with and without diabetes and hypertension in the first analysis and between MHO and non-MHO groups in the second analysis were evaluated with Chi-squared test or t-test. We used multivariable logistic regression model to evaluate the independent correlates of absence of diabetes and hypertension in the first analysis and MHO in the second analysis and included the following variables as covariates: age, race, sex, steatosis and NASH. The model’s fit was tested using Likelihood-ratio test. Stratified analyses were performed by gender and race. Data were analyzed using STATA version 12.1 (College Station, Texas).

RESULTS

Among 523 subjects included in the first analysis, 78% were female, 77% were White and 48% were less than 45 years old. A total of 28.7% of the subjects did not have diabetes and hypertension and had a mean BMI of 49 kg/m2. The physical and metabolic characteristics of individuals with and without diabetes and hypertension are shown in Table 1. Gender, age, prevalence of NASH, liver fibrosis and steatosis were significantly different between the two groups (P< 0.05). No differences were noted between the two groups for race, BMI, smoking status or liver enzymes. The unadjusted results of the analyses examining the association between the potential correlates and absence of diabetes and hypertension are shown in Table 2. After multivariable adjustment, our results showed that White race, female gender and younger age were factors independently associated with absence of diabetes and hypertension (Figure 1 and Table 2): White race OR=1.9 (95% CI=1.1–3.1), female OR=2.1 (95% CI=1.2–3.6), and younger than 45 years old OR=4.1 (95% CI=2.6–6.3). In addition, patients with liver steatosis were 60% less likely (OR 0.4, 95% CI=0.2–0.9) and those with NASH 69% less likely (OR =0.3, CI=0.2–0.6) to be in this group of obese without diabetes and hypertension.

Table 1.

Physical and Metabolic Characteristics of 523 Consecutive Bariatric Surgery Patients according to Absence or Presence of Diabetes and Hypertension

Absence of DM and HTN Presence of DM and HTN P value
Variables 150 (28.7%) 373 (71.3%)
Race 0.494
 White 118 (78.7%) 283 (75.9%)
 Black 32 (21.3%) 90 (24.1%)
Sex <0.001
 Female 132 (88.0%) 276 (74.0%)
 Male 18 (12.0%) 97 (26.0%)
Age (years) <0.001
 <45 109 (72.7%) 144 (38.6%)
 ≥45 41 (27.3%) 229 (61.4%)
BMI (kg/m2) 0.301
 >30 to ≤40 14 (9.3%) 50 (13.4%)
 >40 to ≤50 86 (57.3%) 183 (49%)
 >50 to ≤60 38 (25.3%) 101 (27%)
 >60 12 (8%) 39 (10.5%)
Current Smoker 0.368
 No 141 (94%) 342 (91.7%)
 Yes 9 (6%) 31 (8.3%)
Mean AST ±SD (U/L) 21.4±10.6 25.6±15.7 0.003
Mean ALT ±SD (U/L) 27±17.4 32.3±22.3 0.008
Liver Steatosis
 No 17 (11.3%) 15 (4%) 0.002
 Yes 133 (88.7%) 358 (96%)
NASH
 No 139 (92.7%) 291 (78%) <0.001
 Yes 11 (7.3%) 82 (22%)
Liver Fibrosis 0.009
 No 121 (80.7%) 259 (69.4%)
 Yes 29 (19.3%) 114 (30.6%)

DM: diabetes, HTN: hypertension, BMI: body mass index, AST: aspartate aminotransferase

ALT: alanine aminotransferase, NASH: nonalcoholic steatohepatitis

Table 2.

Unadjusted and Adjusted Odds Ratios for Adults without Diabetes and Hypertension undergoing Bariatric Surgery

Unadjusted OR Adjusted* OR
OR 95%CI P value OR 95% CI P value
White versus Black 1.2 0.7–1.9 0.494 1.9 1.1–3.1 0.013
Female Sex 2.6 1.5–4.4 0.001 2.1 1.2–3.6 0.014
Younger Age (<45 years) 4.2 2.8–6.4 <0.001 4.1 2.6–6.3 <0.001
NASH versus not 0.3 0.2–0.5 <0.001 0.3 0.2–0.6 0.001
Any Steatosis versus none 0.3 0.3–0.7 0.002 0.4 0.2–0.9 0.025
*

Adjusted for: Race, Sex, Age, NASH and Steatosis.

NASH: nonalcoholic steatohepatitis

Figure 1.

Figure 1

Odds of Individuals without Diabetes and Hypertension given Potential Correlates NASH: nonalcoholic steatohepatitis, OR: odds ratio

In the second analysis where we defined MHO phenotype as obesity without diabetes, hypertension and with fasting triglycerides less than 150 mg/dl, our findings remained very similar to the first analysis (Tables 3 and 4).

Table 3.

Physical and Metabolic Characteristics of 260 Consecutive Bariatric Surgery Patients according to MHO Status defined as obesity without diabetes, hypertension and elevated fasting triglycerides

MHO Non-MHO P value
Variables 44 (16.9%) 216 (83.1%)
Race 0.405
 White 31 (70.5%) 165 (76.4%)
 Black 13(29.6%) 51 (23.6%)
Sex 0.419
 Female 37 (84.1%) 170 (78.7%)
 Male 7 (15.9%) 46 (21.3%)
Age (years) <0.001
 <45 35(79.6%) 83 (38.4%)
 ≥45 9 (20.4%) 133(61.6%)
BMI (kg/m2) 0.539
 >30 to ≤40 5 (11.4%) 29(13.4%)
 >40 to ≤50 19 (43.2%) 114 (52.8%)
 >50 to ≤60 14 (31.8%) 51 (23.6%)
 >60 6 (13.6%) 22 (10.2%)
Current Smoker 0.557
 No 42 (95.5%) 201 (93.1%)
 Yes 2 (4.5%) 15 (6.9%)
Mean AST ±SD (U/L) 20.9±12.7 25.1±15.6 0.974
Mean ALT ±SD (U/L) 25.5±21.8 32±21.8 0.999
Liver Steatosis
 No 7 (15.9%) 8 (3.7%) 0.002
 Yes 37 (84.1%) 208 (96.3%)
NASH
 No 42 (95.4%) 176 (81.5%) 0.022
 Yes 2(4.6%) 40 (18.5%)
Liver Fibrosis 0.127
 No 37 (84.1%) 158 (73.1%)
 Yes 7 (15.9%) 58 (26.9%)

MHO: metabolically healthy obese, BMI: body mass index, AST: aspartate aminotransferase

ALT: alanine aminotransferase, NASH: nonalcoholic steatohepatitis

Table 4.

Unadjusted and Adjusted Odds Ratios for Metabolically Healthy Obesity defined as obesity without diabetes, hypertension and elevated fasting triglycerides

Unadjusted OR Adjusted* OR
OR 95%CI P value OR 95%CI P value
White versus Black 0.7 0.4–1.5 0.406 1.2 0.6–32.8 0.609
Female Sex 1.4 0.6–3.4 0.421 0.9 0.3–2.2 0.743
Younger Age (<45 years) 6.2 2.9–13.6 <0.001 6.4 2.8–14.3 <0.001
NASH versus not 0.2 0.1–0.9 0.036 0.2 0.1–1.0 0.054
Any Steatosis versus none 0.2 0.1–0.6 0.004 0.2 0.1–0.8 0.019
*

Adjusted for Race, Sex, Age, NASH and Steatosis.

MHO: metabolically healthy obese, NASH: nonalcoholic steatohepatitis

DISCUSSION

In this cross-sectional study of bariatric patients from our institution, we found that the prevalence of obese individuals without diabetes and hypertension was more than 25%. Furthermore, we found significant racial and gender differences, with Whites and females being more likely to have this phenotype compared to their counterparts as demonstrated in previous studies [810]. These racial and gender differences exist despite the fact that the current obesity epidemic in the USA affects more African-Americans (44.1%) compared to general population (34%) and that 40% of morbidly obese individuals are men [11]. Bariatric surgery is the most effective obesity treatment leading to significant improvements in obesity-related comorbidities such as diabetes and cardiovascular diseases and reduced mortality [12,13].

Our study showed that men and Blacks were less likely to be metabolically healthy when they undergo bariatric surgery. Despite the higher rates of obesity, African-Americans are half as likely to undergo bariatric surgery compared to Whites [14]. Similarly, fewer males, in particular African-American males (15%), undergo bariatric surgery compared to either White or Hispanic males (22 and 23% respectively) [15]. Prior studies have shown that men and African-Americans were older and had greater illness severity at the time of undergoing bariatric surgery, which suggests a delay in receiving bariatric surgery in these groups [15,16]. Given significant benefits of bariatric surgery particularly on diabetes, the ongoing sex and race differences of bariatric surgery performance suggest the potential barriers such as access to care, patient preference, cultural differences as well as other factors yet to be explored that influence who seeks and gets bariatric surgery.

To our knowledge, this is the first study that examines the association between liver injury, as determined by liver biopsy, the gold standard method for the evaluation of liver disease, with MHO phenotype. In prior studies, MHO phenotype has been associated with favorable hepatic markers including lower hepatic enzymes and lower liver fat content measured by 1H-MR spectroscopy [3,4]. Our results extend these findings by twofold. First, we document a high prevalence of liver steatosis and a moderately high prevalence of liver fibrosis and inflammation among those participants characterized as MHO and therefore disagree with the notion of MHO as a truly metabolically healthy entity. Second, our results showed that liver fibrosis and NASH on liver biopsy are strong correlates of non-MHO phenotype independent of the other variables. The high prevalence of obesity-related liver disease found in our study population is consistent with a similar recent study of liver biopsy results in a large cohort of bariatric surgery patients [17].

The clinical utility of MHO phenotype remains un-established, despite the increasing number of related studies. One contributing factor is the lack of a standard definition of MHO phenotype. The task of comparing the results of various studies on MHO remains a challenge with more than 15 different methods of defining MHO in the literature based on markers of insulin resistance, pro-atherogenic lipid profile, proinflammatory state, or hypertension [5]. The definition of MHO used in this study was based on the scope of our retrospective data: we defined MHO phenotype as absence of diabetes, hypertension and hypertriglyceridemia as defined in previous studies[18,19]. Another contributing factor is the recent evidence of the association of MHO with subclinical disease such as subclinical atherosclerosis and sonographic evidence of fatty liver, which questions whether MHO phenotype is truly a healthy phenotype [20,21]. In the future, establishing a consensus on the definition of MHO phenotype will facilitate furthering our understanding of MHO phenotype and its clinical implications.

The present study has several limitations. First, this is a cross-sectional study, which does not allow us to assess causal or temporal associations between the study correlates and MHO phenotype. Second, we had incomplete data on fasting lipids and no data on serum insulin, hemoglobin A1c or inflammatory markers, which limited our ability to look at other characterizations or definitions of MHO and only one blood pressure measurement was used to identify hypertension in those with no prior diagnosis. Our second analysis of individuals with fasting triglycerides data did not alter our findings in the first analysis, suggesting that the obese individuals without diabetes and hypertension in the first analysis likely capture the characteristics of MHO reported in literature. Third, we obtained a single sample of liver biopsy per patient given its invasiveness, which can lead to intra-individual variability in interpretation [22]. Fourth, all the patients were undergoing bariatric surgery, thus limiting our findings to this population.

Several strengths of our study include a relatively large and diverse sample, and availability of liver biopsy data to allow us to examine the relationship between liver injury and MHO phenotype.

In conclusion, almost a third of patients undergoing bariatric surgery did not have diabetes and hypertension and could be probably considered “MHO” and were more likely to be white, young, female and have less liver injury. The high prevalence of liver steatosis in MHO individuals among bariatric surgery patients challenges the notion of MHO as a truly metabolically healthy entity in the setting of significant obesity. Whether MHO phenotype leads to decreased morbidity and mortality remains unclear [2325]. Better characterization and understanding of the prognostic significance of MHO phenotype in bariatric surgery may help tailor our approaches to preventing and treating obesity.

Acknowledgments

This research was supported by Grant Number KL2 (1KL2TR001077-01) as part of the Institute for Clinical and Translational Research Grant from the NIH/NCAT.

Footnotes

Disclosure: The authors have no commercial associations that might be a conflict of interest in relation to this article.

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