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. Author manuscript; available in PMC: 2015 May 1.
Published in final edited form as: Ann Thorac Surg. 2014 Mar 27;97(5):1838–1851. doi: 10.1016/j.athoracsur.2013.12.037

Procedure-Based Complications to Guide Informed Consent: Analysis of Society of Thoracic Surgeons-Congenital Heart Surgery Database

Constantine Mavroudis 1, Constantine D Mavroudis 1, Jeffrey P Jacobs 1, Allison Siegel 1, Sara K Pasquali 1, Kevin D Hill 1, Marshall L Jacobs 1
PMCID: PMC4276145  NIHMSID: NIHMS649044  PMID: 24680033

Abstract

Background

Informed consent refers to the process by which physicians and patients engage in a dialogue to explain and comprehend the nature, alternatives, and risks of a procedure or course of therapy. The goal of this study is to better “inform the process of informed consent” by offering empirically derived procedural complication lists that provide objective contemporary data that surgeons may share with patients and families.

Methods

The Society of Thoracic Surgeons Congenital Heart Surgery Database was queried for complications for 12 congenital heart operations (2010 to 2011) performed across all Society of Thoracic Surgeons-European Association of Cardio-Thoracic Surgery Congenital Heart Surgery (STAT) risk categories.

Results

The 12 index procedures reviewed for rates of complications were repair of atrial septal defect (ASD), ventricular septal defect (VSD), atrioventricular septal defect (AVSD), tetralogy of Fallot (TOF), coarctation, and truncus arteriosus, as well as arterial switch operation (ASO), ASO-VSD, BiGlenn, Fontan, Norwood procedure, and systemic to pulmonary artery (S-P) shunt. Arrhythmia was the most frequent complication for VSD (5.8%), TOF (8.9%), and AVSD (14.7%) repairs. There was a high rate of sternum left open (planned, unplanned) for ASO (26%, 7%), ASO-VSD (29%, 10%), truncus repair (41%, 11%), and Norwood (63%, 7%). The most frequent complications for other procedures include ASD (unplanned readmission, 1.9%), BiGlenn (chylothorax, 7%), Fontan (pleural effusion, 16%), S-P shunt (reintubation, 10.6%), and coarctation (reintubation, 5.2%).

Conclusions

The informed consent process for congenital heart surgery may be served by accurate contemporary data on occurrence of complications. While a threshold rate of occurrence of individual complications may guide the physician, rare but important debilitating complications should also be discussed irrespective of frequency. We propose to better inform the process of informed consent by providing objective complications data.


Informed consent refers to a process by which physicians and patients engage in a dialogue to explain and comprehend the nature, alternatives, and risks of a procedure or course of therapy. In particular, most patients want to learn about the disease entity, its natural history, proposed operation, experience of the surgeon and team, reasonable alternatives, and the risks, including complications and mortality. The legal and moral tenets hold that the patient is responsible for her own autonomy and is free to “make medical decisions that reflect her beliefs and healthcare needs” [1]. It is assumed that this dialogue considers cultural diversity, language barriers, psychologic temperaments, socioeconomic conditions, and patient autonomy [2, 3].

Informed consent as a process was first introduced in the case of Salgo v. Leland Stanford Jr. University Board of Trustees [4]. In support of the litigants who claimed that physicians were not adequately performing their duty of responsible and adequate behaviors in their interactions with patients, the court ruled that “a physician violates his duty to his patient and subjects himself to liability if he withholds any facts which are necessary to form the basis of an intelligent consent by the patient to the proposed treatment” [4]. Subsequent court rulings have refined and clarified the legal concept of informed consent by broadening the scope from professional to patient-oriented standards [2] in order to further emphasize the tenets of autonomy, non-malfeasance, beneficence, and justice.

The practice of informed consent is far from standardized [1]. The discussion between patients or parents and physicians largely depends on the informing physician’s knowledge of potential complications and interactive skills. These skills have been developed in the course of medical education and instantiated by role models who have taken the time to in still compassion, competence, and duty. In some instances, the informed consent process has been influenced by principles that apply to controlled, randomized, prospective clinical studies that demand certain identifiable consent processes, usually documented with comprehensive preprinted forms that have been vetted by Institutional Review Boards [2]. The actual physician-patient interaction has not been emphasized, allowing the process to continue under the amorphous scope of “the art of medicine.” Several authors [5, 6] have undertaken questionnaire studies that have chronicled physician opinion and offered suggestions, based in part on the occurrence of complications, which may guide the interaction between physician and patient. There remain significant uncertainties as to what complications should be mentioned in the informed consent process. Analysis of data in the Society of Thoracic Surgeons Congenital Heart Surgery Database (STS-CHSDB) [7] provides important information concerning occurrence rates of a group of 6 major complications that are generally but not always specifically discussed with patients and families. How and why physicians choose from the myriad of recognized complications in order to properly perform informed consent is unknown. The informed consent process affords an opportunity to establish a personal relationship with the patient and to review the treatment plan, reveal reasonable expectations, instill confidence, project hope, and assure that complications, if they occur, will be treated in a compassionate and expeditious manner [8]. It is the “reasonable expectations” portion of this process that we address by collating objective data to inform the informed consent process for congenital heart operations.

The purpose of this study is to query the STS-CHSDB for the rates of occurrence of complications for 12 common operations, to review the literature, and to opine on the nature and process of informed consent as it applies to congenital heart surgeons.

Material and Methods

The STS-CHSDB was queried for complications (Table 1) for 12 congenital heart operations performed across all Society of Thoracic Surgeons-European Association of Cardio-Thoracic Surgery Congenital Heart Surgery (STAT) risk categories [9]. Table 2 lists these 12 operations and the STS-CHSDB procedures included in each group. All patients undergoing operations in one of the 12 procedural groups during 2010 and 2011 were eligible for inclusion in the analysis. Patients with missing data on hospital discharge status or complications were excluded from analysis, as were centers with greater than 15% missing data for complications. Standard STS-CHSDB definitions (STS-CHSDB Version 3.0) are used for the individual complications coded in the STS-CHSDB. In this study, analysis of the rates of the 6 major complications that contribute to the STS Morbidity Score [7] is likewise based on STS-CHSDB Version 3.0 codes. Summary statistics were expressed as counts and percentage frequency of occurrence for the indicated procedures.

Table 1.

Complications

Code Complication Abbreviation
16 No complications during the intraoperative and postoperative time periods (no complications prior to discharge and no complications within ≤ 30 days of surgery) None
350 Intraoperative death or intraprocedural death Intraoperative death
360 Unplanned readmission to the hospital within 30 days of surgery or intervention Readmission
370 Multi-system organ failure (MSOF) = multi-organ dysfunction syndrome (MODS) MSOF
30 Cardiac arrest, timing = cardiac arrest (myocardial infarction) during or following procedure (perioperative/periprocedural = intraoperative/intraprocedural and/or postoperative/postprocedural) Cardiac arrest
80 Cardiac dysfunction resulting in low cardiac output Cardiac dysfunction+C22
384 Cardiac failure (severe cardiac dysfunction) Cardiac failure
280 Endocarditis-postprocedural infective endocarditis Endocarditis
110 Pericardial effusion, requiring drainage Pericardial effusion
390 Pulmonary hypertension Pulmonary hypertension
140 Pulmonary hypertensive crisis (pulmonary artery pressure > systemic pressure) Pulmonary hypertensive crisis
130 Pulmonary vein obstruction Pulmonary vein obstruction
120 Systemic vein obstruction Systemic vein obstruction
240 Bleeding, requiring reoperation Reoperation-bleeding
102 Sternum left open, planned Sternum open-planned
104 Sternum left open, unplanned Sternum open-unplanned
22 Unplanned cardiac reoperation during the postoperative or postprocedural time period, exclusive of reoperation for bleeding Cardiac reoperation-not for bleeding
24 Unplanned interventional cardiovascular catheterization procedure during the postoperative or postprocedural time period Unplanned interventional catheterization
26 Unplanned noncardiac reoperation during the postoperative or postprocedural time period Noncardiac reoperation
40 Postoperative/postprocedural mechanical circulatory support (IABP, VAD, ECMO, or CPS) Mechanical support
71 Arrhythmia Arrhythmia
72 Arrhythmia requiring drug therapy Arrhythmia-drug
73 Arrhythmia requiring electrical cardioversion or defibrillation Arrhythmia-cardioversion/defibrillation
74 Arrhythmia necessitating pacemaker, permanent pacemaker Arrhythmia-permanent pacemaker
75 Arrhythmia necessitating pacemaker, temporary pacemaker Arrhythmia-temporary pacemaker
210 Chylothorax Chylothorax
200 Pleural effusion, requiring drainage Pleural effusion
180 Pneumonia Pneumonia
190 Pneumothorax, requiring intervention Pneumothorax
150 Postoperative/postprocedural respiratory insufficiency requiring mechanical ventilatory support > 7 days Respiratory insufficiency-prolonged
160 Postoperative/postprocedural respiratory insufficiency requiring reintubation Respiratory insufficiency-reintubation
170 Respiratory failure, requiring tracheostomy Tracheostomy
230 Renal failure - acute renal failure, acute renal failure requiring dialysis at the time of hospital discharge Renal failure-dialysis at discharge
223 Renal failure - acute renal failure, acute renal failure requiring temporary dialysis with the need for dialysis not present at hospital discharge Renal failure-temporary dialysis
224 Renal failure - acute renal failure, acute renal failure requiring temporary hemofiltration with the need for dialysis not present at hospital discharge Renal failure-hemofiltration
290 Sepsis Sepsis
320 Neurologic deficit, neurologic deficit persisting at discharge Neurologic deficit-at discharge
325 Neurologic deficit, transient neurologic deficit not present at discharge Neurologic deficit-transient
300 Paralyzed diaphragm (possible phrenic nerve injury) Paralyzed diaphragm
400 Peripheral nerve injury, neurologic deficit persisting at discharge Peripheral nerve injury
331 Seizure Seizure
410 Spinal cord injury, neurologic deficit persisting at discharge Spinal cord injury
420 Stroke Stroke
310 Vocal cord dysfunction (possible recurrent laryngeal nerve injury) Vocal cord dysfunction
250 Wound dehiscence (sterile) Wound dehiscence
255 Wound dehiscence (sterile), median sternotomy Wound dehiscence-sternotomy
261 Wound infection Wound infection
262 Wound infection-deep wound infection Wound infection-deep
270 Wound infection-mediastinitis Mediastinitis
263 Wound infection-superficial wound infection Wound infection-superficial
900 Other complication Other
901 Other operative/procedural complication Other-operative

CPS = cardiopulmonary support; ECMO = extracorporeal membrane oxygenation; IABP = intraaortic balloon pump; VAD = ventricular assist device.

Table 2.

Inclusion Criteria

Benchmark Operations STS Procedural Codes
Isolated coarctation 1210 = Coarctation repair, end to end
1220 = Coarctation repair, end to end, Extended
1230 = Coarctation repair, subclavian flap
1240 = Coarctation repair, patch aortoplasty
1250 = Coarctation repair, interposition graft
ASD (only collected for operations with primary diagnosis = 20 = ASD, Secundum) 20 = ASD repair, primary closure
30 = ASD repair, patch
VSD 100 = VSD repair, primary closure
110 = VSD repair, patch
120 = VSD repair, device
TOF 350 = TOF repair, no ventriculotomy
360 = TOF repair, ventriculotomy, nontransanular patch
370 = TOF repair, ventriculotomy, transanular patch
380 = TOF repair, RV-PA conduit
AVC 170 = AVC (AVSD) repair, complete (CAVSD)
Modified Blalock-Taussig Shunt 1590 = Shunt, systemic to pulmonary, Modified Blalock-Taussig Shunt (MBTS)
Superior cavopulmonary anastomosis(es) 1670 = Bidirectional cavopulmonary anastomosis (BDCPA) (bidirectional Glenn)
1690 = Bilateral bidirectional cavopulmonary anastomosis (BBDCPA) (bilateral bidirectional Glenn)
1700 = HemiFontan
2130 = Superior cavopulmonary anastomosis(es) + PA reconstruction
Fontan 950 = Fontan, atriopulmonary connection
960 = Fontan, atrioventricular connection
970 = Fontan, TCPC, lateral tunnel, fenestrated
980 = Fontan, TCPC, lateral tunnel, nonfenestrated
1000 = Fontan, TCPC, external conduit, fenestrated
1010 = Fontan, TCPC, external conduit, nonfenestrated
1030 = Fontan, other
Arterial switch 1110 = Arterial switch operation (ASO)
Arterial switch + VSD 1120 = Arterial switch operation (ASO) and VSD repair
Truncus 230 = Truncus arteriosus repair
Norwood 870 = Norwood procedure

ASD = atrial septal defect; AVSD = atrioventricular septal defect; CAVSD = complete AVSD; RV-PA = right ventricle-pulmonary artery; STS = Society of Thoracic Surgeons; TCPC = total cavopulmonary connection; TOF = tetralogy of Fallot; VSD = ventricular septal defect.

Results

Tables 3 to 14 list complications that occurred in greater than 0.5% of patients undergoing these 12 types of operations. Arrhythmia was the most frequent complication for ventricular septal defects (VSD; 6%), tetralogy of Fallot (9%), and atrioventricular septal defect (15%) repairs. There was a high rate of sternum left open (planned, unplanned) for arterial switch operation (ASO; 26%, 7%), ASO-VSD (29%, 10%), truncus repair (41%, 11%), and Norwood (63%, 7%). The most frequent complications for other procedures include the following: atrial septal defect (unplanned readmission, 2%), BiGlenn (chylothorax, 7%), Fontan (pleural effusion, 16%), systemic to pulmonary artery/modified Blalock Taussig shunt (reintubation, 11%), and coarctation (reintubation, 5%). Figure 1 displays the frequency of the 6 major complications previously defined [7].

Table 3.

Coarctation Repair (n = 1,861)

Complications Rate, n (%)
Respiratory insufficiency-reintubation 96 (5.16)
Chylothorax 66 (3.55)
Respiratory insufficiency-prolonged 63 (3.39)
Vocal cord dysfunction 59 (3.17)
Readmission 54 (2.90)
Non-cardiac reoperation 51 (2.74)
Cardiac reoperation-not for bleeding 42 (2.26)
Arrhythmia-drug 33 (1.77)
Pleural effusion 30 (1.61)
Wound dehiscence 28 (1.50)
Sepsis 28 (1.50)
Sternum open-planned 24 (1.29)
Unplanned interventional catheterization 23 (1.24)
Arrhythmia 21 (1.13)
Pneumothorax 18 (0.97)
Cardiac dysfunction 17 (0.91)
Pulmonary hypertension 17 (0.91)
Cardiac arrest 15 (0.81)
Seizure 14 (0.75)
Wound infection-superficial 13 (0.70)
Paralyzed diaphragm 10 (0.54)
Patients with no complications 1185 (63.68)
Patients with no major [7] complications 1,740 (93.50)

Table 14.

Norwood (n = 1,151)

Complications Rate, n (%)
Sternum open-planned 724 (62.90)
Respiratory insufficiency-prolonged 313 (27.19)
Respiratory insufficiency-reintubation 178 (15.46)
Mechanical support 175 (15.20)
Arrhythmia-drug 162 (14.07)
Cardiac dysfunction 160 (13.90)
Cardiac arrest 138 (11.99)
Cardiac reoperation-not for bleeding 136 (11.82)
Vocal cord dysfunction 118 (10.25)
Non-cardiac reoperation 114 (9.90)
Chylothorax 98 (8.51)
Reoperation-bleeding 94 (8.17)
Cardiac failure 87 (7.56)
Arrhythmia-temporary pacemaker 87 (7.56)
Pleural effusion 81 (7.04)
Sepsis 81 (7.04)
Sternum open-unplanned 77 (6.69)
Unplanned interventional catheterization 70 (6.08)
Arrhythmia 67 (5.82)
Seizure 57 (4.95)
Readmission 50 (4.34)
Pneumothorax 46 (4.00)
Renal failure-temporary dialysis 40 (3.48)
Paralyzed diaphragm 35 (3.04)
Pulmonary hypertension 34 (2.95)
Stroke 28 (2.43)
Multi-system organ failure 26 (2.26)
Wound infection-superficial 25 (2.17)
Neurologic deficit-at discharge 24 (2.09)
Systemic vein obstruction 23 (2.00)
Tracheostomy 21 (1.82)
Wound dehiscence 19 (1.65)
Arrhythmia-cardioversion/defibrillation 19 (1.65)
Wound dehiscence-sternotomy 17 (1.48)
Renal failure-hemofiltration 17 (1.48)
Renal failure-dialysis at discharge 16 (1.39)
Wound infection 16 (1.39)
Pericardial effusion 13 (1.13)
Pneumonia 12 (1.04)
Arrhythmia-permanent pacemaker 12 (1.04)
Mediastinitis 11 (0.96)
Intraoperative death 8 (0.70)
Wound infection-deep 8 (0.70)
Postoperative endocarditis 7 (0.61)
Neurologic deficit-transient 6 (0.52)
Patients with no complications 117 (10.17)
Patients with no major [7] complications 713 (61.95)

Fig 1.

Fig 1

Graphs display the frequency of 6 major complications categories [7]. The Society of Thoracic Surgeons Congenital Heart Surgery Database Version 3.0 complication codes for these 6 major complications are as follows: (A) Renal failure requiring temporary/permanent dialysis: 223, 224, 230; (B) Postoperative neurologic deficit persisting at discharge: 320; (C) Arrhythmia requiring permanent pacemaker: 74; (D) Postoperative mechanical circulatory support: 40; (E) Phrenic nerve injury/paralyzed diaphragm: 300; (F) Unplanned cardiac reoperation or catheterization intervention: 22, 24, 26, 240. (ASD = atrial septal defect; ASO = arterial switch operation; AVC = atrioventricular canal; MBTS = modified Blalock Taussig shunt; TOF = tetralogy of Fallot; VSD = ventricular septal defect.)

Comment

This inquiry was undertaken to provide congenital heart surgeons with empirically derived data, based on multi-institutional experience, which together with data from personal and institutional experience may help to guide discussions of procedural complications during the informed consent process.

The comprehensive list of complications, in its entirety, is cumbersome to review with patients or parents. We report complications (Tables 3 to 14) in each procedure category that had a rate of 0.5% or greater. As expected, patients undergoing neonatal surgery were more likely to experience sternum left open (ASO, ASO-VSD, truncus arteriosus, Norwood), while those patients who required extensive superior vena cava or transverse arch dissection (BiGlenn, Fontan, coarctation) were more likely to have pleural effusions or chylothorax. For the most part, the rate of the 6 major complications [7] (Fig 1) demonstrates the increasing occurrence rates with increasing complexity across the procedure categories that were surveyed. The major complication, “Unplanned reoperation or cardiac catheterization reintervention” exhibited the highest rates (0% to 18%) among the procedure groups. Similar trends are noted for the other major complication categories, with the exception of “arrhythmia requiring permanent pacemaker,” which is more likely to occur in patients who had VSD closure as part of their repair.

An awareness of the rate of occurrence and gravity of these complications can help guide the surgeon’s interaction with the parents or patients. Some authors [5, 6] have performed survey studies and have concluded that minor and major complications that occur in over 5% and 0.1% of patients, respectively, are worthy of discussion. The comprehensive list is a supportive document for structured questions that demand more knowledge. Practical wisdom can guide the surgeon in certain specific conditions. For instance, one would discuss risk of paraplegia when discussing coarctation repair, but not in the context of most open heart procedures that do not involve arch reconstruction. The same can be said of other enduring complications such as heart block, nerve injury, and renal failure. Importantly, this discussion can also explore the concept of relative risk and long-term outcome, which places into opposition the untreated natural history of the disease process with the risks of the proposed reparative operation. Such a dialogue can form the rational basis for proceeding with what may be termed a “high risk” operation, when all options are considered. In a broader sense, the idea of learning how to perform informed consent has historical significance and dates back to antiquity [10]. The essential question was whether moral virtue can be taught. This issue would be taken up again by Aristotle, who described moral virtue as, “The habit of choosing the golden mean, between extremes, as it pertains to an emotion or an action” [11]. Informed consent therefore condenses into a virtuous way of presenting empirical data to the patient. This tension between scientific evidence and moral authority has been heretofore delegated to the “art of medicine,” a concept grounded in paternalism and practical wisdom. Some authors, based on physician surveys, have suggested certain thresholds to guide the informed consent process. The question arises, is it possible to look at a complication list and categorically state that anything over 5% occurrence rate is worth discussing and anything below is not? Obviously, this is not possible, at least not in the purist rational sense. What is possible is to invoke the “habit of choosing” [11], namely that we acquire a set of principles over a lifetime of study and learn from others who we feel match up with virtuous habits. We physicians then engage our acquired practical wisdom and knowledge of empirical data to do the right thing; namely to engage in a rational, sympathetic, and informative dialogue with our patients and venture to find the right balance of informed consent based on mutual trust, beneficence, and finding the “Golden Mean,” which may be something today and something else tomorrow based on the circumstances. The common threads are being aware of the empirical data and achieving moral virtue.

We should engage in the informed consent process more so for moral reasons based on Aristotelian [11] and Kantian [12] ethical tenets than for legal reasons established by the courts [4]. In a substantial way, being informed of potential complications solidifies the doctor-patient relationship by open discussion that recognizes the reality of human behavior, error, and disclosure. The process is meant to convey confidence, hope, and acceptance throughout the hospitalization and beyond.

The limitations of this study include all issues relating to a large registry database without long-term follow-up. In addition, reporting of frequencies of specific complications was constrained by the terms and definitions used in the STS-CHSDB. Consideration was given to grouping individual complications into categories (eg, arrhythmias). Because of the possibility of instances of dual entry and the uncertainty whether these represent unique events, we decided not to condense the data in this fashion. We therefore report the data as they are and leave to the reader to choose the golden mean as to what to tell the family in the informed consent process.

The informed consent process for congenital heart surgery may be enhanced by availability of accurate contemporary data on occurrence of complications associated with a given procedure. While complication rate thresholds may guide the clinician, rare but important debilitating complications, such as paraplegia after coarctation repair, should also be discussed irrespective of frequency. Our analysis should better inform the process of informed consent by providing the clinician with objective data about complications for each type of procedure.

Table 4.

Atrial Septal Defect Closure (n = 1,472)

Complications Rate, n (%)
Readmission 28 (1.90)
Arrhythmia 19 (1.29)
Pneumothorax 14 (0.95)
Arrhythmia-temporary pacemaker 14 (0.95)
Arrhythmia-drug 12 (0.82)
Patients with no complications 1,201 (81.59)
Patients with no major [7] complications 1,459 (99.12)

Table 5.

Ventricular Septal Defect Closure (n = 3,056)

Complications Rate, n (%)
Arrhythmia-temporary pacemaker 178 (5.82)
Arrhythmia 125 (4.09)
Arrhythmia-drug 98 (3.21)
Respiratory insufficiency-reintubation 70 (2.29)
Cardiac dysfunction 60 (1.96)
Pleural effusion 60 (1.96)
Readmission 60 (1.96)
Respiratory insufficiency-prolonged 50 (1.64)
Chylothorax 40 (1.31)
Arrhythmia-permanent pacemaker 38 (1.24)
Pneumothorax 34 (1.11)
Cardiac reoperation-not for bleeding 32 (1.05)
Noncardiac reoperation 28 (0.92)
Pulmonary hypertension 30 (0.98)
Pericardial effusion 22 (0.72)
Pneumonia 22 (0.72)
Sepsis 22 (0.72)
Cardiac arrest 20 (0.65)
Reoperation-bleeding 20 (0.65)
Arrhythmia-cardioversion/defibrillation 17 (0.56)
Patients with no complications 2,026 (66.30)
Patients with no major [7] complications 2,941 (96.23)

Table 6.

Tetralogy of Fallot Repair (n = 1,862)

Complications Rate, n (%)
Arrhythmia-temporary pacemaker 166 (8.92)
Arrhythmia-drug 162 (8.70)
Pleural effusion 122 (6.55)
Arrhythmia 101 (5.42)
Respiratory insufficiency-reintubation 82 (4.40)
Respiratory insufficiency-prolonged 81 (4.35)
Chylothorax 81 (4.35)
Cardiac dysfunction 70 (3.76)
Cardiac reoperation-not for bleeding 44 (2.36)
Sternum open-planned 44 (2.36)
Noncardiac reoperation 43 (2.31)
Readmission 43 (2.31)
Sternum open-unplanned 38 (2.04)
Sepsis 32 (1.72)
Mechanical support 27 (1.45)
Paralyzed diaphragm 26 (1.40)
Cardiac arrest 25 (1.34)
Pneumothorax 25 (1.34)
Pneumonia 22 (1.18)
Seizure 22 (1.18)
Reoperation-bleeding 21 (1.13)
Arrhythmia-permanent pacemaker 20 (1.07)
Pericardial effusion 17 (0.91)
Pulmonary hypertension 17 (0.91)
Unplanned interventional catheterization 16 (0.86)
Wound infection-superficial 16 (0.86)
Cardiac failure 13 (0.70)
Vocal cord dysfunction 12 (0.64)
Neurologic deficit-at discharge 11 (0.59)
Arrhythmia-cardioversion/defibrillation 11 (0.59)
Wound infection 10 (0.54)
Patients with no complications 1,005 (53.97)
Patients with no major [7] complications 1,710 (91.84)

Table 7.

Atrioventricular Canal Repair (n = 1,172)

Complications Rate, n (%)
Arrhythmia-temporary pacemaker 172 (14.68)
Respiratory insufficiency-reintubation 95 (8.11)
Chylothorax 94 (8.02)
Respiratory insufficiency-prolonged 89 (7.59)
Arrhythmia 80 (6.83)
Pulmonary hypertension 78 (6.66)
Pleural effusion 74 (6.31)
Arrhythmia-drug 63 (5.38)
Cardiac dysfunction 53 (4.52)
Cardiac reoperation-not for bleeding 51 (4.35)
Readmission 50 (4.27)
Sepsis 39 (3.33)
Sternum open-unplanned 34 (2.90)
Pneumonia 33 (2.82)
Cardiac arrest 31 (2.65)
Arrhythmia-permanent pacemaker 28 (2.39)
Noncardiac reoperation 26 (2.22)
Sternum open-planned 22 (1.88)
Mechanical support 21 (1.79)
Pneumothorax 18 (1.54)
Pericardial effusion 15 (1.28)
Seizure 14 (1.19)
Tracheostomy 12 (1.02)
Reoperation-bleeding 11 (0.94)
Wound infection-superficial 11 (0.94)
Vocal cord dysfunction 10 (0.85)
Cardiac failure 10 (0.85)
Neurologic deficit-at discharge 9 (0.77)
Multi-system organ failure 9 (0.77)
Unplanned interventional catheterization 9 (0.77)
Pulmonary hypertensive crisis 8 (0.68)
Wound infection 7 (0.60)
Patients with no complications 550 (46.93)
Patients with no major [7] complications 1,053 (89.85)

Table 8.

Modified Blalock-Taussig Shunt (n = 857)

Complications Rate, n (%)
Respiratory insufficiency-reintubation 91 (10.62)
Cardiac reoperation-not for bleeding 89 (10.39)
Respiratory insufficiency-prolonged 86 (10.04)
Cardiac dysfunction 75 (8.75)
Cardiac arrest 71 (8.28)
Noncardiac reoperation 53 (6.18)
Sternum open-planned 44 (5.13)
Readmission 42 (4.90)
Arrhythmia-drug 40 (4.67)
Pleural effusion 29 (3.38)
Mechanical support 26 (3.03)
Arrhythmia 26 (3.03)
Wound infection-superficial 26 (3.03)
Chylothorax 25 (2.92)
Sepsis 24 (2.80)
Unplanned interventional catheterization 21 (2.45)
Sternum open-unplanned 19 (2.22)
Cardiac failure 18 (2.10)
Arrhythmia-temporary pacemaker 17 (1.98)
Pulmonary hypertension 16 (1.87)
Pericardial effusion 13 (1.52)
Reoperation-bleeding 13 (1.52)
Paralyzed diaphragm 12 (1.40)
Vocal cord dysfunction 12 (1.40)
Renal failure-temporary dialysis 12 (1.40)
Pneumothorax 10 (1.17)
Seizure 10 (1.17)
Wound dehiscence 9 (1.05)
Wound dehiscence-sternotomy 9 (1.05)
Multi-system organ failure 9 (1.05)
Tracheostomy 8 (0.93)
Mediastinitis 8 (0.93)
Pneumonia 7 (0.82)
Systemic vein obstruction 5 (0.58)
Neurologic deficit-at discharge 5 (0.58)
Wound infection 5 (0.58)
Patients with no complications 320 (37.34)
Patients with no major [7] complications 681 (79.46)

Table 9.

Bidirectional Glenn (n = 1,694)

Complications Rate, n (%)
Chylothorax 120 (7.08)
Respiratory insufficiency-reintubation 89 (5.25)
Pleural effusion 87 (5.14)
Unplanned interventional catheterization 70 (4.13)
Readmission 65 (3.84)
Respiratory insufficiency-prolonged 63 (3.72)
Noncardiac reoperation 54 (3.19)
Paralyzed diaphragm 53 (3.13)
Cardiac dysfunction 51 (3.01)
Pulmonary hypertension 51 (3.01)
Cardiac reoperation-not for bleeding 48 (2.83)
Arrhythmia-temporary pacemaker 46 (2.72)
Arrhythmia 43 (2.54)
Pneumothorax 36 (2.13)
Arrhythmia-drug 33 (1.95)
Sepsis 27 (1.59)
Reoperation-bleeding 23 (1.36)
Mediastinitis 22 (1.30)
Pneumonia 20 (1.18)
Mechanical support 18 (1.06)
Cardiac arrest 16 (0.94)
Sternum open-planned 16 (0.94)
Cardiac failure 14 (0.83)
Seizure 14 (0.83)
Wound infection-superficial 14 (0.83)
Sternum open-unplanned 11 (0.65)
Wound infection 11 (0.65)
Pericardial effusion 10 (0.59)
Systemic vein obstruction 10 (0.59)
Arrhythmia-permanent pacemaker 9 (0.53)
Stroke 9 (0.53)
Patients with no complications 933 (55.08)
Patients with no major [7] complications 1,483 (87.54)

Table 10.

Fontan (n = 1,696)

Complications Rate, n (%)
Pleural effusion 272 (16.04)
Arrhythmia-temporary pacemaker 171 (10.08)
Chylothorax 159 (9.38)
Readmission 102 (6.01)
Cardiac dysfunction 81 (4.78)
Arrhythmia 78 (4.60)
Arrhythmia-drug 58 (3.42)
Cardiac reoperation-not for bleeding 57 (3.36)
Reoperation-bleeding 45 (2.65)
Unplanned interventional catheterization 44 (2.59)
Respiratory insufficiency-reintubation 39 (2.30)
Noncardiac reoperation 38 (2.24)
Respiratory insufficiency-prolonged 37 (2.18)
Arrhythmia-permanent pacemaker 31 (1.83)
Pneumothorax 30 (1.77)
Pericardial effusion 26 (1.53)
Neurologic deficit-at discharge 24 (1.42)
Sepsis 23 (1.36)
Cardiac arrest 21 (1.24)
Mechanical support 20 (1.18)
Paralyzed diaphragm 19 (1.12)
Seizure 19 (1.12)
Stroke 18 (1.06)
Pulmonary hypertension 17 (1.00)
Sternum open-unplanned 15 (0.88)
Wound infection-superficial 13 (0.77)
Mediastinitis 12 (0.71)
Cardiac failure 12 (0.71)
Multi-system organ failure 11 (0.65)
Wound infection 11 (0.65)
Arrhythmia-cardioversion/defibrillation 10 (0.59)
Renal failure-temporary dialysis 10 (0.59)
Systemic vein obstruction 9 (0.53)
Pneumonia 9 (0.53)
Wound infection-deep 9 (0.53)
Patients with no complications 745 (43.93)
Patients with no major [7] complications 1,485 (87.56)

Table 11.

Arterial Switch (n = 727)

Complications Rate, n (%)
Sternum open-planned 189 (26.00)
Arrhythmia-drug 103 (14.17)
Cardiac dysfunction 67 (9.22)
Respiratory insufficiency-prolonged 65 (8.94)
Arrhythmia 59 (8.12)
Arrhythmia-temporary pacemaker 52 (7.15)
Chylothorax 51 (7.02)
Sternum open-unplanned 50 (6.88)
Reoperation-bleeding 42 (5.78)
Pleural effusion 41 (5.64)
Respiratory insufficiency-reintubation 33 (4.54)
Mechanical support 29 (3.99)
Paralyzed diaphragm 28 (3.85)
Cardiac reoperation-not for bleeding 27 (3.71)
Wound infection-superficial 23 (3.16)
Noncardiac reoperation 21 (2.89)
Pulmonary hypertension 19 (2.61)
Sepsis 17 (2.34)
Readmission 17 (2.34)
Cardiac failure 17 (2.34)
Unplanned interventional catheterization 16 (2.20)
Pneumothorax 14 (1.93)
Wound dehiscence 14 (1.93)
Wound infection 14 (1.93)
Cardiac arrest 13 (1.79)
Seizure 13 (1.79)
Systemic vein obstruction 12 (1.65)
Vocal cord dysfunction 12 (1.65)
Pericardial effusion 9 (1.24)
Neurologic deficit-at discharge 9 (1.24)
Arrhythmia-cardioversion/defibrillation 9 (1.24)
Multi-system organ failure 7 (0.96)
Wound dehiscence-sternotomy 6 (0.83)
Mediastinitis 5 (0.69)
Neurologic deficit-transient 5 (0.69)
Pneumonia 4 (0.55)
Renal failure-hemofiltration 4 (0.55)
Stroke 4 (0.55)
Patients with no complications 234 (32.19)
Patients with no major [7] complications 607 (83.49)

Table 12.

Arterial Switch and Ventricular Septal Defect (n = 346)

Complications Rate, n (%)
Sternum open-planned 102 (29.48)
Arrhythmia-temporary pacemaker 50 (14.45)
Respiratory insufficiency-prolonged 44 (12.72)
Arrhythmia-drug 43 (12.43)
Arrhythmia 40 (11.56)
Sternum open-unplanned 36 (10.40)
Chylothorax 29 (8.38)
Cardiac dysfunction 28 (8.09)
Mechanical support 27 (7.80)
Pleural effusion 26 (7.51)
Cardiac reoperation-not for bleeding 24 (6.94)
Cardiac arrest 22 (6.36)
Respiratory insufficiency-reintubation 22 (6.36)
Reoperation-bleeding 18 (5.20)
Cardiac failure 16 (4.62)
Noncardiac reoperation 16 (4.62)
Pneumothorax 12 (3.47)
Pulmonary hypertension 11 (3.18)
Arrhythmia-permanent pacemaker 10 (2.89)
Vocal cord dysfunction 9 (2.60)
Renal failure-temporary dialysis 9 (2.60)
Wound dehiscence 7 (2.02)
Sepsis 7 (2.02)
Unplanned interventional catheterization 7 (2.02)
Arrhythmia-cardioversion/defibrillation 7 (2.02)
Wound infection-superficial 7 (2.02)
Pericardial effusion 6 (1.73)
Systemic vein obstruction 6 (1.73)
Mediastinitis 5 (1.45)
Paralyzed diaphragm 5 (1.45)
Neurologic deficit-at discharge 4 (1.16)
Readmission 4 (1.16)
Renal failure-hemofiltration 4 (1.16)
Wound infection-deep 4 (1.16)
Pneumonia 3 (0.87)
Multi-system organ failure 3 (0.87)
Seizure 3 (0.87)
Renal failure-dialysis at discharge 2 (0.58)
Wound infection 2 (0.58)
Patients with no complications 82 (23.70)
Patients with no major [7] complications 267 (77.17)

Table 13.

Truncus (n = 224)

Complications Rate, n (%)
Sternum open-planned 92 (41.07)
Respiratory insufficiency-prolonged 40 (17.86)
Cardiac dysfunction 27 (12.05)
Sternum open-unplanned 24 (10.71)
Arrhythmia-drug 22 (9.82)
Respiratory insufficiency-reintubation 21 (9.38)
Cardiac reoperation-not for bleeding 19 (8.48)
Noncardiac reoperation 19 (8.48)
Cardiac arrest 18 (8.04)
Arrhythmia-temporary pacemaker 18 (8.04)
Reoperation-bleeding 17 (7.59)
Pulmonary hypertension 16 (7.14)
Arrhythmia 16 (7.14)
Mechanical support 13 (5.80)
Unplanned interventional catheterization 13 (5.80)
Paralyzed diaphragm 12 (5.36)
Pleural effusion 11 (4.91)
Chylothorax 11 (4.91)
Vocal cord dysfunction 9 (4.02)
Cardiac failure 7 (3.13)
Tracheostomy 6 (2.68)
Seizure 6 (2.68)
Readmission 5 (2.23)
Pneumonia 4 (1.79)
Pneumothorax 4 (1.79)
Wound dehiscence-sternotomy 4 (1.79)
Wound infection-superficial 4 (1.79)
Pericardial effusion 3 (1.34)
Systemic vein obstruction 3 (1.34)
Sepsis 3 (1.34)
Multi-system organ failure 3 (1.34)
Arrhythmia-cardioversion/defibrillation 3 (1.34)
Wound dehiscence 2 (0.89)
Mediastinitis 2 (0.89)
Neurologic deficit-at discharge 2 (0.89)
Renal failure-temporary dialysis 2 (0.89)
Patients with no complications 42 (18.75)
Patients with no major [7] complications 159 (70.98)

Abbreviations and Acronyms

ASD

atrial septal defect

ASO

arterial switch operation

AVC

atrioventricular canal

AVSD

atrioventricular septal defect

BBDCPA

bilateral bidirectional cavopulmonary anastomosis or bilateral bidirectional Glenn

BDCPA

bidirectional cavopulmonary anastomosis or bidirectional Glenn

CAVSD

complete atrioventricular septal defect

CPS

cardiopulmonary support

ECMO

extracorporeal membrane oxygenation

IABP

intraaortic balloon pump

MBTS

modified Blalock Taussig shunt

MI

myocardial infarction

MODS

multi-organ dysfunction syndrome

MSOF

multi-system organ failure

PA

pulmonary artery

RV

right ventricle

S-P

systemic to pulmonary artery

STAT

Society of Thoracic Surgeons-European Association of Cardio-Thoracic Surgery Congenital Heart Surgery risk categories

STS-CHSDB

Society of Thoracic Surgeons Congenital Heart Surgery Database

TCPC

total cavopulmonary connection

TOF

tetralogy of Fallot

VAD

ventricular assist device

VSD

ventricular septal defect

Footnotes

Presented at the Sixtieth Annual Meeting of the Southern Thoracic Surgical Association, Scottsdale, AZ, Oct 30–Nov 2, 2013.

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