Are self-ligating brackets related to less formation of Streptococcus mutans colonies? A systematic review

Abstract

Objective

To verify, by means of a systematic review, whether the design of brackets (conventional or self-ligating) influences adhesion and formation of Streptococcus mutans colonies.

Methods

Search strategy: four databases (Cochrane Central Register of Controlled Trials, Ovid ALL EMB Reviews, PubMed and BIREME) were selected to search relevant articles covering the period from January 1965 to December 2012. Selection Criteria: in first consensus by reading the title and abstract. The full text was obtained from publications that met the inclusion criteria. Data collection and analysis: Two reviewers independently extracted data using the keywords: conventional, self-ligating, biofilm, Streptococcus mutans, and systematic review; and independently evaluated the quality of the studies. In case of divergence, the technique of consensus was adopted.

Results

The search strategy resulted in 1,401 articles. The classification of scientific relevance revealed the high quality of the 6 eligible articles of which outcomes were not unanimous in reporting not only the influence of the design of the brackets (conventional or self-ligating) over adhesion and formation of colonies of Streptococcus mutans, but also that other factors such as the quality of the bracket type, the level of individual oral hygiene, bonding and age may have greater influence. Statistical analysis was not feasible because of the heterogeneous methodological design.

Conclusions

Within the limitations of this study, it was concluded that there is no evidence for a possible influence of the design of the brackets (conventional or self-ligating) over colony formation and adhesion of Streptococcus mutans.

INTRODUCTION

Increased oral microbiota of Streptococcus mutans and Lactobacillus is associated with the onset of tooth demineralization and periodontal disease, especially in orthodontic patients who present greater risk of colonization by these microrganisms.^1-4 It seems that the main factor behind the increase in the accumulation of dental plaque and inflammatory response is the appearance of new locations of retention around the components of fixed orthodontic appliance.⁵ The devices used in orthodontic appliances (bands, wires, ligatures or brackets) can promote changes in the oral environment, such as pH, amount of Streptococcus mutans, biofilm^6-9 and enamel decalcification.^10-16 The clinical characteristics and the physical properties of the bracket types are very different,¹⁷ and, thus, can directly influence the amount of biofilm adhesion and, consequently, gingivitis.^5,18-22 The characteristics of both the surface of the teeth and the gingiva influence the spontaneous formation of plaque, not only in quantity, but also in quality.^18,23-30 Saliva composition and secretion rate also influence plaque formation.²⁷

Conventional brackets (C) are associated with the use of either elastomeric or stainless steel ligature to keep the orthodontic wire inside the slot.⁸ In Orthodontics, the term self-ligating (SL) refers to orthodontic brackets that have their own mechanism for opening and closing the slot, and do not require any metal or elastomeric ligature as a method for wire ligation.^31,32 All these methods have advantages and disadvantages, but in relation to biofilm retention, the literature^8,33 suggests that it is greater with elastomeric ligatures. Orthodontic treatment with C brackets usually presents some periodontal changes as side effects caused by difficulty in periodontal hygiene and also by greater accumulation and qualitative alteration of plaque.^{3,5,6,8,19,20} Thus, in order to improve the deficiency of conventional brackets systems, SL were developed so as to, according to the manufacturers and some studies,^8,34-38 allow better hygiene. They claim that SL brackets are less susceptible to bacterial colonization due to their shape and absence of elastomeric and metal ligatures.³³ It is questionable, however, if the adhesion of microorganisms and the development of biofilm is reduced by the removal of ligatures of conventional brackets and with the use of the opening and closing mechanism of SL systems. Even with the changes in modern bracket types, the problem of plaque accumulation around the brackets is still persistent in daily orthodontic practice.^37,39

Over the years, many publications^{6-11,33,34,38-41} have reported different results concerning microorganism adhesion and biofilm development for C and SL brackets. Biofilm adhesion on brackets is measured by different systems, which hinders the evaluation of scientific quality. Therefore, it was proposed to verify, through a systematic review, whether bracket design (conventional or self-ligating) influences adhesion and formation of Streptococcus mutans colonies. Additionally, the methodological soundness of the studies included in the review was assessed in terms of quality.

MATERIAL AND METHODS

Search strategy

The strategy of this review was based on the National Health Service Center for Reviews and Dissemination.⁴² Four databases (Cochrane Central Register of Controlled Trials; Ovid ALL EMB Reviews, PubMed and Bireme) were selected to find relevant articles published between January 1965 and December 2012. The search used the keywords "conventional" and/or "self-ligating" crossed with combinations of the terms biofilm and / or Streptococcus mutans and / or systematic review. Two reviewers separately sought additional relevant publications, which may not have been in the searched databases, by manually searching for papers in libraries and contacting authors. There were no language restrictions. As a first step, the reviewers selected the articles by reading titles and abstracts. Full texts were obtained from publications that met the inclusion criteria. After the articles were selected, their scientific relevance was independently assessed by the reviewers, and in case of divergence, the technique of consensus was adopted. This review used the PICO (Population Intervention Comparator Outcomes) strategy⁴³ to develop both the research and the bibliography (Table 1).

Table 1.

Description of the PICO (Population Intervention Comparator Outcomes) strategy used to develop the research and the bibliography.

Acronym	Description
Population	Patients with fixed orthodontic appliance with conventional or self-ligating edgewise brackets.
Intervention	Assessment of the amount of biofilm and microbiota attached to conventional or self-ligating brackets.
Comparison	Through the levels of biofilm accumulation on conventional or self-ligating brackets.
Outcomes	Measurement of colonies of Streptococcus mutans and/or their effects on periodontal tissues.

Inclusion and exclusion criteria

The inclusion criteria for the selected studies initially aimed at human beings, only: those who were periodontally healthy before the study began and who were at 11 years of age or older. The randomized and controlled clinical trials had to involve conventional edgewise and/or self-ligating brackets prescriptions. Case reports, review articles, abstracts and letters to the Editor were also included. The exclusion criteria comprised studies carried out with animals, in vitro studies, treatment plans that included extractions of premolars as well as studies that included patients younger than 11 years of age, with periodontal problems, who were users of antibiotics and oral antiseptic solutions, alcoholics and smokers. Articles mentioning patients who used mechanical and anchoring devices, as well as Hyrax, were also excluded.

Assessment of the scientific relevance of the eligible studies

The following data were collected from each one of the papers selected: author/year of publication, journal, study design, age, teeth involved, bracket type and brand, ligature type, objective and method of analysis, follow-up, statistical analysis and outcome. A quality assessment⁴⁴ was performed on each article, according to the following ten criteria:

1. Study design (randomized clinical trials [RCT], prospective [P] or controlled clinical trials [CCT]) = 2 points.

2. Adequate study description = 1 point.

3. Adequate sample size = 1 point.

4. Adequate sample selection description = 1 point.

5. Drop outs description = 1 point.

6. Adequate description of biofilm measurement method = 0.5 point.

7. Blind study = 0.5 point.

8. Adequate statistics = 1 point.

9. Confounding factors considered = 1 point; and

10. Clinical significance = 1 point.

The ten criteria specified above were used to identify the scientific relevance of the methodological quality of the reviewed papers. The rating was "low" when the points given were less than or equal to 4, "medium" from 5 to 8 points and "high" for 9 or 10 points.

RESULTS

Search strategy outcomes

The search strategy resulted in 1,401 articles, out of which 195 were repeated references. The exclusion criteria used by both independent reviewers excluded 1,194 articles, which were not considered as relevant to the review, thus, totalizing twelve potentially relevant articles.^33,45-55 They were chosen for retrieval and evaluation of the full text, for which a summarized data extraction sheet was used (Table 2). Out of the twelve full-text articles that were retrieved, 6 were excluded because: one article⁴⁵ presented premolar extractions in its sample, three^47,49,51 were in vitro studies, and two^50,53 did not provide a direct comparison between C and SL brackets systems. This resulted in six articles^{33,46,48,52,54,55} that were suitable for the final analysis as they evaluated periodontal and clinical variables originating from bacterial adhesion in patients with C and SL brackets (Fig 1).

Table 2.

Search data, search strategies and number of results for each database.

Database	Search strategies	Results	Selected papers
Cochrane C.R.C. Trials	conventional OR self-ligating	160	2
Ovid ALL EMB Reviews	exp Orthodontic Appliances / OR edgewise.mp. AND exp Orthodontic Appliance Design/ OR exp Orthodontic Brackets/ OR self-ligating.mp. OR exp Orthodontic Appliances/ AND biofilm.mp. OR exp Dental Biofilm Index/ AND streptococcus mutans.mp. OR exp Streptococcus mutans/	53	4
PubMed (NLM)	conventional AND self-ligating, OR biofilm OR Streptococcus mutans	788	5
Bireme	conventional OR self-ligating	400	1
TOTAL		1,401	12

Figure 1.

Review flowchart.

Assessment of the scientific relevance of the eligible studies

The six articles^{33,46,48,52,54,55} included in this review (Table 3) met the inclusion criteria, although with differences among their methods of study, sampling, analysis and follow-up. All the eligible studies^{33,46,48,52,54,55} compared both systems: conventional and self-ligating edgewise brackets. Pandis⁴⁶ also made reference to gingival plaque and calculus index, whereas the article by van Gastel⁴⁸ examined the amount of gingival fluid and anaerobic and aerobic colonies. Another study carried out by Pandis⁵⁴ collected saliva 2-3 months after orthodontic appliances had been bonded. Mitis salivarius culture medium (MS), specific for Streptococcus mutans, was used to count the colony forming units (CFU). Pithon⁵² collected the plaque samples directly from SL and C brackets of different brands, and 3 weeks after bonding, the CFU was carried out in the following culture medium: MS, specific for S. mutans, and BHI (Brain Heart Infusion), not specific for bacteria and fungi. In this study,⁵² CFU was visually performed after 24, 48 and 72 hours of incubation. Pejda et al⁵⁴ collected the plaque samples of subgingival sulcus after 18 weeks of treatment, counting 5 periodontal pathogens by PCR, while Pellegrini et al³³ collected the samples from tooth surfaces surrounding the brackets after 5 weeks of bonding, and the CFU was analyzed by MS and bioluminescence of ATP (adenosine triphosphate).

Table 3.

Summarized data of the six studies included in the review.

Author Year Journal	Pellegrini et al33 2009 AJODO	Pandis et al46 2008 Orthod Craniofac Res	van Gastel et al48 2007 Journal of Clinical Periodontology	Pithon et al52 2011 Braz J Oral Sci.	Pejda et al54 2012 Angle Orthod	Pandis et al55 2010 Eur J Orthod
Type of study	Randomized controlled trial	Prospective cohort	Randomized controlled trial	Randomized controlled trial	Randomized controlled trial	Randomized controlled trial
Number of patients	18	100	16	5	38	32
Age	11-17 y	12-17 y	17-27 y	20-30 y	11-18 y	11-17 y
Teeth involved	Lateral incisors	Maxilla and mandible	1st and 2nd premolars	Canines; 1st and 2nd premolars and molars (lower)	Maxilla and mandible	Maxilla and mandible
Bracket type/brand	14 p: C – Mini Ovation 14 p: SL – Innovation – R GAC	50 p: C – GAC50 p: SL – In-Ovation – R – GAC	16 C – GAC16 SL – Speed	10 C – Morelli40 SL: GAC; Aditek; Ormco; 3M Unitek	19 p: C – Sprint Forestadent19 p: SL – Damon 3MX, Ormco	16 p: C – GAC16 p: SL – In-Ovation R – GAC
Ligature type	Elastomeric ligatures for the C brackets	Elastomeric ligatures for the C brackets	Elastomeric ligatures for the C brackets	Elastomeric ligatures for the C brackets	Metal ligatures for the C brackets	Elastomeric ligatures for the C brackets
Objective of analysis	Accumulation of bacterial plaque around the brackets. To determine if ATP by bioluminescence may be useful in assessing the plaque index	Index of gingival plaque and calculusof the pocket depth	Crevicular fluid andpocket depth. Aerobic (An) colonies	S. mutans and other microorganisms attachment to C and SL.	Accumulation of different microorganisms on C and SL.	Effect of the type of bracket (C or SL) on the levels of S. mutans in saliva
Method of analysis	MSB specific for S. mutans and determination by bioluminescence	Clinical periodontal parameters	Clinical and microbiological periodontal parameters	MSB specific for S. mutans and BHI, not specific for bacteria and fungus	Clinical periodontal parameters and PCR	MSB specific for S. mutans
Follow-up	5 w	18 m	7 d	21 d	18 w	2-3 m
Statistical analysis	T-tests (1-tailed, with P < 0.05).Chi-squared χ2	χ2WilcoxonStata	ANOVA Tukey-Kramer	SPSS 13.0Wilcoxon (P < 0.05)	T-testsSidak post hocFisher's tests	ANOVAMinitab 14.20χ2
Outcome	SL favor reduced accumulation of S. Mutans and ATP by bioluminescence is useful in assessing plaque index	No advantages of SL over C with respect to the periodontal status of the mandibular anterior teeth	Bracket design can have a significant impact on bacterial load and on periodontal parameters	The hypothesis that self-ligating brackets favor greater aggregation of microorganisms was proved	Bracket design does not seem to have a strong influence on clinical parameters and periodontal pathogens in subgingival plaque.	The total levels of S. mutans do not seem to be significantly different between Cand SL brackets

p = patients

y = years

m = months

w = weeks

d = days

h = hours

C = conventional brackets

SL = self-ligating brackets

S. = Streptococcus

SEM = scanning electron microscopy

ATP = adenosine triphosphate

MSB = Mitis Salivarius agar

BHI = brain heart infusion

PCR = polymerase chain reaction

When evaluating the scientific relevance of the six eligible articles,^{33,46,48,52,54,55} we found that the description of the sample selection was appropriate, however, the number of drop outs was declared in studies by Pellegrini,³³ Pandis,⁴⁶ van Gastel⁴⁸ and Pejda⁵⁴. All studies^33,48,52,54 provided the approval of the Institutional Review Board, except for the articles by Pandis,^46,55 who asked for the consent of patients / parents before starting the study, only. Considering the confounding factors, similar oral routine and hygiene instructions were given to the subjects taking part in these six studies.^{33,46,48,52,54,55} In the papers,^46,54 full alignment of the mandibular arch was necessary to eliminate crowding as a confounding factor, but the clinical variables were assessed by the same periodontist. The examiner in the study carried out by Pandis⁴⁶ was not blinded, which could have influenced the outcome of the research, making the results biased. The study conducted by Pithon⁵² did not describe whether it had a blinded examiner, however, as a confounding factor, randomized participants were asked whether they had already received any kind of orthodontic treatment with fixed appliances, since this can have consequences for the smoothness of the tooth enamel and for microbial adhesion at the beginning of biofilm formation.^5,20,21 All six studies^{33,46,48,52,54,55} used appropriate statistical methods. The examiner's calibration level was reported in one single study,⁵⁴ and only two papers^54,55 identified the sample calculation. Smoking or medical conditions were clearly identified in studies by van Gastel,⁴⁸ Pejda⁵⁴ and Pandis.⁵⁵ As for the other studies,^33,46,52 these conditions were declared only after the authors were requested to do so. The final score of the scientific relevance, in accordance with the Jadad scale,⁴⁴ was 10.0 for Pellegrini³³ and Pejda⁵⁴, 9.5 for van Gastel⁴⁸ and Pandis⁵⁵, and 9.0 for Pandis⁴⁶ and Pithon⁵² (Table 4), which revealed high-quality researches and methodological soundness.

Table 4.

Quality assessment of the six retrieved studies.

	Pellegrini et al33 2009 AJODO	Pandis et al46 2008 Orthod Craniofac Res	van Gastel et al48 2007 Journal of Clinical Periodontology	Pithon et al52 2011 Braz J Oral Sci.	Pejda et al54 2012 Angle Orthod	Pandis et al55 2010 Eur J Orthod
Type of study	2.0	2.0	2.0	2.0	2.0	2.0
Study description	1.0	1.0	1.0	1.0	1.0	1.0
Sample size	1.0	1.0	1.0	0.5	1.0	1.0
Sample selection description	1.0	1.0	1.0	1.0	1.0	1.0
Drop out description	1.0	0.5	0.5	1.0	1.0	0.5
Measurement method	0.5	0.5	0.5	0.5	0.5	0.5
Blind study	0.5	---	0.5	---	0.5	0.5
Statistics	1.0	1.0	1.0	1.0	1.0	1.0
Confounding factors	1.0	1.0	1.0	1.0	1.0	1.0
Clinical significance	1.0	1.0	1.0	1.0	1.0	1.0
Scale score (Jadad44)	10.0	9.0	9.5	9.0	10.0	9.5
Quality standard assessed	high	high	high	high	high	high

Assessment of the eligible studies outcomes

Among the selected studies, four^46,48,54,55 had their outcomes consistent in reporting that (a) SL brackets have no advantages over C in periodontal condition of anterior mandibular teeth;⁴⁶ (b) the design of the brackets can have significant impact on bacterial load and periodontal parameters;⁴⁸ and (c) in subgingival plaque and saliva, there seems to be no significant differences in the total levels of S. Mutans and periodontal pathogens between C and SL.^54,55 However, a study⁵² confirmed the hypothesis that SL brackets favor the accumulation of micro-organisms, while another study³³ reported that SL brackets promote lower retention of S. mutans when compared to C (Table 3). The outcomes of the eligible studies^{33,46,48,52,54,55} were not unanimous in reporting that there is evidence of a possible influence of bracket design (conventional or self-ligating) over adhesion and formation of Streptococcus mutans colonies.

DISCUSSION

A systematic review can confirm the quality of a research as well as the methodological soundness of works selected from the literature. Additionally, it can present them for consideration of the clinical and scientific communities. Evidence-based practice requires the construction of a research question and a literature review.

Conventionally, to attach the wire to the brackets, three methods are used: metal ligature, elastomeric ligatures, and the open-close devices of SL brackets. All these methods have advantages and disadvantages, but with regard to the accumulation of biofilm, the literature^8,33 suggests that elastomeric ligatures favor the retention of biofilm in comparison with the other two methods of ligatures. The question prepared for this review aimed to verify whether bracket design (conventional or self-ligating) influences the formation of Streptococcus mutans colonies. Microorganisms exhibit significant adherence to brackets because there are favorable ecological niches in the porous (rough and irregular surfaces of these brackets).^{39,47,49,51,56} Thus, the characteristics of the bracket surface can be considered as harboring favorable sites for the adhesion of biofilm.

Search strategy outcomes

This research was highly sensitive, addressing evidence of minimum bias. The study carried out by Jordan and LeBlanc⁵⁰ was excluded due to: (a) having assessed one bracket system only, (b) having a not blinded examiner and (c) presenting unspecified statistical analyses. The in vitro studies that were excluded^47,49,51 did not have the inherent characteristics which contribute to the development of intraoral biofilm, and may provide bias results for clinical periodontal conditions.²² The differences observed between the results of some papers^{33,46,48-50,52} may be related to factors that include: variations in the shape, material and size between SL and C brackets, the individual level of oral hygiene, salivary flow, treatment variables, types of ligatures, bonding procedures and age of the individuals involved.^{24,45,49,51,55} Thus, bracket type itself would not be a deciding factor for biofilm development, but its composition and material type should be included as factors behind Streptococcus mutans colonies formation.⁵⁶

Assessment of the scientific relevance of the eligible studies

The statistical analysis of our results was not feasible, given that the methodological designs of the eligible articles were heterogeneous. However, the scientific relevance assessment revealed high-quality researches and methodological soundness of all six studies,^{33,46,48,52,54,55} as shown in their final scores, according to the Jadad scale.⁴⁴

Although SL brackets do not require ligatures, their opening and closing mechanism may provide sites for biofilm adhesion similarly to conventional brackets.⁴⁶ This mechanism of SL brackets is not renewed, as it occurs with elastomeric modules in conventional brackets. Moreover, plaque calcification in SL leads to a malfunction of the opening and closing mechanisms. Thus, the theoretical advantages of self-ligating over conventional brackets can be eliminated, as confirmed by other studies.^46,52 When using conventional brackets, neither the elastomeric rings nor the metal ligatures seem to affect the distribution of bacterial morphotypes in brackets or on the enamel surface.³ Aged elastomeric surfaces can apparently favor plaque retention in comparison with polished stainless steel ligatures, but there are no differences between periodontal conditions of patients treated with these two types of ligatures.^8,57 Nevertheless, some studies^41,58 report that brackets with elastomeric rings favor damage to gingival conditions, with significant accumulation of biofilm, while the metal ligature had lower retention of biofilm in comparison with other brackets. Some reports^59,60 affirm that C brackets are directly related to the retention of biofilm, however, the study conducted by Pithon et al⁵² suggests that cross-infection caused by replacement of elastomeric rings is controllable with the use of C brackets, because this type of brackets favors lower formation of S. Mutans colonies, which agrees with the study by van Gastel et al⁴⁸ that showed no difference between C and SL in gingival bleeding.

Assessment of the retrieved studies outcomes

The increase in oral microbiota attachment of Streptococcus mutans and Lactobacillus is associated with the use of orthodontic appliances,^6,8,9,33,45 with both C or SL brackets. This increase leads to higher cariogenic plaque, pH low enough to change the clinical periodontal parameters^46,48,54 and increased risk of enamel demineralization.^6,47

Some eligible studies^52,54 evaluated not only the presence of S. mutans, but also of other microorganisms related to periodontal disease in patients with C or SL brackets. The study conducted by Pejda et al⁵⁴ found 23.8 times more chance of finding Aggregatibacter actinomycetemcomitans (AA) in subgingival plaque of patients with C brackets, but the increase in AA does not represent a risk factor for local periodontitis, as studies by Paolantonio et al^61,62 confirm. The differences found between the results of the study by Pithon et al⁵² and the other studies assessed^{33,46,48,54,55} may have been due to methodological differences in some of these studies^46,48,54,55 in which the CFU were counted from material collected from saliva; Pellegrini et al³³ collected it from tooth surfaces surrounding the bracket; and, in the study by Pithon,⁵² it was directly collected from the surface of brackets (winglets, slot and cervical region). That was the reason why this latest study should have found statistically significant differences that reveal greater accumulation of biofilm in SL brackets.

Clinical implications

Some studies^8,33-39 report that SL brackets are less susceptible to bacterial colonization due to their shape and lack of metal or elastomeric ligatures. However, adequate control of biofilm is more strongly influenced by the correct orientation and cooperation of patients^24,55 than by simply choosing one system of brackets instead of another. The outcomes of the eligible studies^{33,46,48,52,54,55} were not unanimous in reporting a possible influence of bracket design (conventional or self-ligating) over the adhesion and formation of Streptococcus mutans colonies.

The decision of orthodontists on prescribing the use of SL instead of C in their clinical routine, aiming at improving hygiene / plaque accumulation, cannot yet be applied due to lack of scientific evidence.^{46,48,52,54,55} After this review, we presume that there is not enough evidence to support the use of fixed appliances with SL brackets in place of systems with C or vice versa, which agrees with the study by Fleming et al.⁶³

Based on the limitations of some works,^64,66 further studies on other types of brackets, for example, esthetic self-ligating ones, must be performed to visualize the periodontal complications arising from different shapes, sizes and material types of brackets, and with that, guide the development of new systems of brackets design in order to reduce the formation of Streptococcus mutans colonies.

CONCLUSIONS

Within the limitations of this study, it was concluded that there is no evidence for a possible influence of bracket design (conventional or self-ligating) over colony formation and adhesion of Streptococcus mutans.