Abstract
Purpose
Cancer survivors are at an increased risk for fractures, but lack of effective and economical biomarkers limits quantitative assessments of marrow fat (MF), bone mineral density (BMD) and their relation in response to cytotoxic cancer treatment. We report dual energy CT (DECT) imaging, commonly used for cancer diagnosis, treatment and surveillance, as a novel biomarker of MF and BMD.
Methods
We validated DECT in pre-clinical and Phase I clinical trials and verified with water-fat MRI (WF-MRI), quantitative CT (QCT) and dual-energy X-ray absorptiometry (DXA). Basis material composition framework was validated using water and small-chain alcohols simulating different components of bone marrow. Histologic validation was achieved by measuring percent adipocyte in cadaver vertebrae and compared with DECT and WF-MRI. For a Phase I trial, sixteen patients with gynecologic malignancies (treated with oophorectomy, radiotherapy or chemotherapy) underwent DECT, QCT, WF-MRI and DXA before and 12 months after treatment. BMD and MF percent and distribution were quantified in lumbar vertebrae and the right femoral neck.
Results
Measured precision (3 mg/cm3) was sufficient to distinguish test solutions. Adiposity in cadaver bone histology was highly correlated with MF measured using DECT and WF-MRI (r = 0.80 and 0.77, respectively). In the clinical trial, DECT showed high overall correlation (r = 0.77, 95% CI: 0.69, 0.83) with WF-MRI. MF increased significantly after treatment (p<0.002). Chemotherapy and radiation caused greater increases in MF than oophorectomy (p<0.032). L4 BMD decreased 14% by DECT, 20% by QCT, but only by 5% by DXA (p<0.002 for all). At baseline, we observed a statistically significant inverse association between MF and BMD which was dramatically attenuated after treatment.
Conclusion
Our study demonstrated that DECT, similar to WF-MRI, can accurately measure marrow adiposity. Both imaging modalities show rapid increase in MF following cancer treatment. Our results suggest that MF and BMD cannot be used interchangeably to monitor skeletal health following cancer therapy.
Keywords: Dual energy CT, water-fat MRI, Quantification, visualization of bone marrow
INTRODUCTION
Cancer survivors experience a greater risk of fracture compared to the general population (1–6). However, the effect of cancer treatment, especially the relationship between marrow fat (MF) and bone mineral density (BMD), are not well known. Mesenchymal stem cells (MSC) are non-hematopoietic, pluripotent marrow progenitor cells which give rise primarily to osteoblasts and adipocytes. Bone and marrow (B&M) represent a functional biological entity, with evidence of bi-directional co-regulation of bone and marrow components (7,8). Under the influence of radiotherapy or chemotherapy, MSCs demonstrate enhanced commitment to adipogenesis (9,10), resulting in reduced osteogenic potential (11) and increased MF, one source of circulating adiponectin (12). Bone marrow fat was associated with vertebral fracture in older adults and postmenopausal women (13). The rapid increase in marrow fat after cytotoxic cancer therapy in pre-clinical studies (14,15) and a recent retrospective clinical study revealing post treatment early fracture events (16) emphasizes the need to assess MF along with bone in cancer patients. However, changes in MF are not readily detected by a traditional dual-energy X-ray absorptiometry (DXA) scan, since DXA only calculates average BMD by superimposing cortical and cancellous BMD. Indeed, we demonstrated that radiation-induced increases in MF were not reflected in equivalent loss of cancellous bone in ovariectomized compared with intact mice (14).
Increased MF could also affect the BMD since the physical density of fat/yellow marrow (YM) and red marrow (RM) are different (17,18). The BMD could be lower by up to 10.8 mg/cc in the presence of 10% marrow fat. The apparent BMD of red marrow is approximately 50 mg/cm3 higher than the BMD of yellow marrow (19,20). Since cancellous bone is composed mostly of marrow (70% at the age of 25) (21), change in marrow composition may confound true change in trabecular bone density if they are not distinguished. Dual energy CT (DECT) uses differential attenuation from two energies for marrow correction (22), but has never been translated into osteoporosis clinical care. This may be due to the high radiation dose exposure from multiple CT scans using older scanners, or because age-related osteoporosis typically results in only modest changes in marrow composition. In contrast, cancer treatment induces large changes in marrow composition (23–25). Moreover, water-fat MRI (WF-MRI) could also measure volumetric marrow composition (26). However, MRI use is limited in cancer patients after diagnosis, perhaps due to its high cost. Furthermore, MRI alone cannot accurately measure bone mineral density and therefore assess risk. In contrast, CT scan is part of routine cancer diagnosis, radiotherapy treatment planning and disease surveillance. DECT could provide multiple time points of measurement without requiring additional CT scans and the additional cost or radiation burden. Furthermore newly developed iterative reconstruction technology has significantly reduced the radiation dose to patients and improved imaging quality of DECT (27). Thus DECT is economically viable and advantageous. However, DECT has never been used to measure marrow fat and it is also unknown if the DECT-predicted MF will be equivalent to MF measured using WF-MRI. In this trial, we hypothesized that DECT and WF-MRI could reliably measure changes in MF associated with cancer treatments.
The ultimate goal is to develop clinically useful biomarkers to predict, measure, and monitor cancer-therapy induced bone loss, thereby individualizing therapy to decrease bone morbidity and ultimately enhancing quality of life for cancer survivors. The aims of this pilot translational study consisted of two-steps: reporting pre-clinical validation of DECT predicting MF simulating in physical space with basis material composition and correlating imaging modalities with histology in cadavers. With these results, a clinical feasibility study was conducted with Aim 1) to assess the possibility of DECT as a biomarker to quantify the effects of cancer treatments on MF by comparing with the simultaneously measured and previously established WF-MRI method. Secondary aims of this study were to assess effects of cancer treatment modalities (oophorectomy, chemotherapy and radiation) on MF expansion and mapping of MF distribution, and Aim 2) to test if commonly known inverse correlations between MF and BMD holds true in patients undergoing cancer treatment (14). Secondary aim was to measure sensitivity of BMD comparing DECT, QCT and DXA.
METHODS
Pre-clinical validation of DECT
Somatom Definition Flash (Siemens, Germany) is used for DECT (at 140 and 80kVp) scan and 80kVp energy in single energy or QCT scan. For pre-clinical validation of DECT, basis material composition estimates for bone regions were derived relative to the manufacturer-reported basis material compositions for the CT calibration phantom. XCOM, an X-ray attenuation database, was used to estimate basis material compositions calculations for the following series of five compounds: water, methanol (50%), ethanol (95%), 2-propanol (70%) and 1-butanol (100%) (28,29). Basis material compositions were also estimated for yellow marrow and red marrow using average atomic compositions from International Commission on Radiation Units & Measurements (ICRU)-46 report in XCOM for these marrow types with assumed physical densities of 0.93 g/cm3 and 1.03 g/cm3, respectively (30). Basis material density estimates were observed to have a precision on the order of 3 mg/cm3. Measurement precision was sufficient to distinguish the series of test solutions in the two dimensional basis material spaces. More details are in the supplement section.
Pre-clinical correlation between DECT and WF-MRI
Detailed methodology of physiological verification is communicated separately (31). Briefly, five female donors (mean age of 56.8 ± 8.2 years) were scanned by DECT (1mm slice thickness at 140 and 80kVp energy in single scan) and WF-MRI (3 Tesla MRI scanner, Tim TRIO, Siemens Medical Solutions, Malvern, PA, USA) imaging sequentially, within 24 hours postmortem. Seventeen lumber vertebrae samples were then removed, decalcified, paraffin embedded, and stained with hematoxylin and eosin (H&E). The ratio of adipocyte volume per tissue volume (AV/TV) was extracted from the histology sample and a correlation between DECT and WF-MRI MF calculation was obtained. Taking a histologic section from the center of the vertebral body ensured that the AV/TV was taken from a representative section of the imaging ROI. In order to test intra-sample variability, histologic examinations were also performed at 0.5cm superior and 0.5cm inferior to the middle in three vertebral bodies and the average coefficient of variation between the sections was found to be 0.08. Inter-user variability between the two users as seen by an intraclass correlation coefficient of r = 0.984.
Clinical feasibility trial
Women >18 years old with newly diagnosed ovarian and endometrial cancer who planned to receive chemotherapy or radiation therapy following oophorectomy were considered eligible for the study. We excluded women with osteoporosis, hyperparathyroidism and those who had received chemotherapy, radiation or hormonal therapy within the prior year. The study was approved by the University of Minnesota Institutional Review Board and subjects provided written consent. Thirty one patients were recruited for this study.
Twelve women with early stage ovarian or endometrial cancer who underwent surgical oophorectomy but not adjuvant chemotherapy or radiation therapy served as the control group.
Ovarian cancer patients (n=13) were treated with carboplatin and paclitaxel 175 mg/m2 every 21 days for ≥6 cycles. Endometrial cancer patients (n=6) were primarily treated using external beam radiation therapy (EBRT) to the pelvis (median dose, 45–50 cGy in 25–28 fractions) and additional radiation at the vaginal surface using high dose rate (HDR) brachytherapy. The radiation window encompassed the pelvis up to ~L5. Though radiation fields covered up to L5 with a dose of 45 Gy, L4 and L3 fell in a dose gradient region. Thus, to include the radiation dose gradient, we chose to include the L3–L5 spine for this study.
DECT (at 140 and 80kVp energy in single scan) scanning (Somatom Definition Flash, Siemens, Germany) was performed on 31 patients at baseline, 6 and 12 months after treatment. A CT calibration phantom (Mindways Software, Austin, TX), commonly used for bone densitometry, was positioned under each patient and spanned the scanned volume which extended from L3 through the right femoral neck. QCT Pro (Mindways Software, Austin, TX) was used to derive single-energy (140 kVp) volumetric BMD estimates. DXA (GE Healthcare Lunar Prodigy, Madison, WI) was also performed at 0 and 12 months. To validate DECT as a imaging biomarker, to measure treatment induced change in MF, simultaneous to DECT imaging, 16 patients also unerwent WF-MRI scans at 0, 6 and 12 months using a 3 T Siemens TRIO scanner (TIM Trio, Siemens, Erlangen, Germany). Images were obtained at L3–L5 and the right femoral neck (FN). Detail on the WF-MRI method is given elsewhere (32). Briefly, three consecutive 3D images were acquired with TR=9 ms, TE=2, 3, and 4 ms, parallel imaging acceleration 3×2 and nominal resolution of 1.1 × 1.1 × 2.45 mm. The WF reconstruction was performed using the method of Berglund et al. (20). The 3D fat fraction image was calculated as MF = fat/(fat+water) and exported in DICOM format for analysis.
Patient measurements were projected onto the line in the basis material space connecting the basis material composition of yellow marrow and that of water using a minimum distance projection, P, parameterized such that the position P=100% corresponded to yellow marrow and the position P=0% corresponded to water. We performed linear transformation of the DECT fat-fraction estimates to the MRI fat-fraction scale, taking into account average BMD among the study subjects. The CT-derived estimate of MF was calculated using: MF = 0.348 * P + 85.7%. The transformation did not impact measurement correlation, supporting its use in detection of longitudinal changes in fat fraction.
Statistical analysis
Statistical models were used to evaluate BMD and MF trends over time by treatment, skeletal region, and imaging modality. Graphical methods such as scatterplots and boxplots identified important relationships, such as measurement distributions and within-patient correlation over time, which informed analysis methods. Linear regression was used to estimate the functional relationship between DECT and WF-MRI MF measurements. Differences in MF or BMD based on treatment or skeletal region were analyzed using generalized estimating equations (GEE*) models (33), with each model employing one outcome measured by a single imaging modality. Each model had main effects for age, time (0, 6 and 12 months) and treatment (or region), an interaction effect of time and treatment (or region) and modeled within-subject correlation using an exchangeable structure. Wilcoxon signed rank tests were applied to evaluate changes over time for individual factor levels, such as a particular treatment or skeletal region. Region models included all patients who received oophorectomy, radiation, or chemotherapy, and treatment models use measurements fixed at a single region, either L4 or L5 considering skeletal heterogeneity and radiation dose heterogeneity in spine regions. Reported p-values were not adjusted for multiple testing. Unless otherwise stated, results are in terms of the mean or difference in means between groups or times, and differences are given in absolute, not relative, units. All analyses were performed using R version 2.10.1.
RESULTS
Basis material density estimates were observed to have a precision on the order of 3 mg/cm3. Measurement precision was sufficient to distinguish the series of test solutions in the two dimensional basis material spaces (see supplemental data). In cadaver based physiological verification, the AV/TV was correlated with marrow fat measured using DECT (r=0.80) and WF-MRI (r=0.77). Table 1 summarizes demographic characteristics of all subjects participating in the clinical trial. MF was higher by (estimated change ± standard error) 0.32 ± 0.12 absolute percentage points for each additional year of age (p=0.005). Likewise, BMD was lower by 1.1 ± 0.3 mg/cm3 for each additional year of age (p<0.001).
Table 1. Demographic Characteristics of Subjects.
Treatment modalities (cancer type) | |||
---|---|---|---|
Variable | Chemotherapy | Radiation Therapy | Oophorectomy |
Sample Size | 13 | 6 | 12 |
Age, years | 55 ± 17 | 52 ± 7 | 53 ± 6 |
Body Mass Index, kg/m2 | 27 ± 5 | 32 ± 6 | 35 ± 6 |
DXA % Fat at baseline | 42 ± 8 | 46 ± 7 | 48 ± 6 |
DXA % Fat at 12 months | 43 ± 7 | 44 ± 10 | 49 ± 5 |
We observed a high overall correlation (r = 0.77, 95% CI: 0.69, 0.83) between DECT and WF-MRI based MF quantification at L3, L4, and L5 for 15 subjects (Figure 1) with r = 0.80 (95% CI: 0.65, 0.89) at baseline; r = 0.68 (95% CI: 0.47, 0.81) at 6 months; r = 0.66 (95% CI: 0.44, 0.80) at 12 months. Likewise, changes in MF from 0 to 12 months were highly correlated by both imaging methods (r = 0.91, 95% CI: 0.84, 0.95).
Figure 2 shows the effect of all treatments on individual skeletal regions. At baseline, absolute percent difference in MF by DECT (Figure 2A) varied. MF in L3 and L4 were equivalent, whereas L5 MF was lower by 4% (p<0.001) and FN MF was higher by 13% (p<0.001), relative to L3 and L4. MF increased in all regions over time (p<0.001), with an estimated mean change of 7% from baseline to 12 months. The degree of change was similar among the four regions imaged (p=0.27). Using WF-MRI (Figure 2B), MF also increased in all four regions over time (p<0.002). L3–L5 MF increased by 15% from baseline to 12 months. The increase in FN MF was approximately half the increase of L3–L5 (p=0.025).
We next measured absolute percent change in MF at L4 and L5 after oopherectomy, radiation, and chemotherapy using DECT and WF-MRI (Figure 3). The majority of radiation treatment was localized to tissues overlying the L5 vertebral body. L4 MF by DECT increased by 9% after radiation, 9% after chemotherapy, and 4% after oophorectomy (p<0.032). The degree of increase in MF was larger for chemotherapy and radiation relative to oophorectomy (interaction p=0.004). Changes in L5 MF by DECT (Figure 3B) were similar to those seen in L4, although the radiation group had a larger increase in MF at L5. From 0 to 12 months, L5 MF increased by 17% with radiation, 8% with chemotherapy and 4% with oophorectomy (p<0.032). The increase in L5 MF was greater for radiation and chemotherapy, relative to oophorectomy (interaction p<0.001). Likewise, increased L4 and L5 MF from 0 to 12 months was observed by WF-MRI (Figure3C and 3D). Changes in L4 MF varied by treatment (interaction p<0.001), with smallest increases following oophorectomy (6%) compared to chemotherapy (24%) or radiation (19%).
Mapping of MF distribution was developed using DECT and WF-MRI. Figure 4 is a representative figure showing longitudinal changes in MF distribution in the spine associated with chemotherapy. An increase in MF throughout all marrow regions were observed at both 6 and 12 months, long after treatment completion, suggesting systemic and sustained increases in MF resulting from chemotherapy.
Figure 5 shows absolute differences in BMD in mg/cm3 over one year by skeletal region, treatment and imaging modality. DECT-derived BMD was significantly different between skeletal regions (p<0.01), suggesting inherent skeletal heterogeneity (Figure 5A). At baseline, L4 was higher by 12 mg/cm3 and L5 by 25 mg/cm3, relative to L3. FN was lower by 47 mg/cm3. BMD decreased in L3–L5 over time (p<0.02), but not FN (p=0.24). BMD decreased in all regions over time (p<0.02), but the degree of change differed among the regions (interaction p=0.03). The decrease in mean BMD from baseline to 12 months was 7 mg/cm3 at L3, 14 mg/cm3 at L4, and 13 mg/cm3 at L5. Likewise, decreases in BMD differed by treatment. Over twelve months, L4 BMD decreased by 23 mg/cm3 (p=0.01) with chemotherapy, by 10 mg/cm3 with radiation therapy (p=0.09) and by 8 mg/cm3 with oophorectomy (p=0.24, Figure 5B). Likewise, L5 BMD decreased by 26 mg/cm3 (p=0.01) with chemotherapy, by 13 mg/cm3 with radiation therapy (p=0.44) and by 3 mg/cm3 with oophorectomy (p=0.52). One patient with a large BMD increase confounded the results for the radiation group at L5.
We next compared changes in L4 BMD by imaging modality and treatment (Figure5C and 5D). Relative decreases were considered for this comparison due to a different measurement scale for DXA. The median per patient relative decrease in L4 BMD was 14% by DECT, 20% by QCT, and only 5% by DXA (p<0.002 for all). For QCT, the median decrease in L4 BMD was 23% with radiation or chemotherapy and 11% with oophorectomy (p=0.01). For DECT, the corresponding reductions were 15% with radiation or chemotherapy and 9% with oophorectomy (p=0.16), and for DXA, 6% and 4% (p=0.29) with the respective cancer treatments.
Figure 6 shows correlations between L4 MF and BMD. At baseline, there was negative correlation between MF and BMD (Figure 6A, 6B). The degree of correlation varied depending on imaging modality; correlation was high when MF and BMD were measured using DECT and WF-MRI, and lower when BMD was measured using DXA. Correlations of changes of MF and BMD due to treatment effects were substantially reduced or absent (Figure 6C, 6D).
DISCUSSION
Cancer survivors’ bone health is an emerging problem due to continued improvements in cancer survival rates worldwide. Appropriate predictive biomarkers are needed to identify patients at high risk of treatment induced bone injury, permitting individualized therapy to reduce bone marrow damage and long-term bone loss. We observed dramatic increases in MF in ovariectomized mice after radiation, without an equivalent loss of either bone or hematopoietic cellularity (14). Since bone surfaces are generally quiescent following ovariectomy (34), and rapidly dividing cells are radiosensitive, we expected cytotoxic cancer treatment to have greater adverse effects on marrow than bone. We therefore designed the current study to investigate changes in MF following treatment with radiation and chemotherapy, using oophorectomy as our control.
Age related osteoporosis is associated with a strong inverse correlation between MF and BMD. In our study, the most striking observation was the lack of a strong inverse correlation between MF and BMD after cancer treatment. Instead, we observed rapid expansion of MF which did not correspond to an equivalent decrease in BMD. This phase I study stimulates the rationale for future multistep studies a) to evaluate observed phenomenon in a larger clinical trial, and b) to initiate studies to follow patients for fracture incidence. If MF and BMD are not inversely correlated following cancer therapy, BMD and MF should be measured separately. Furthermore, DECT and not DXA might be more reliable to measure BMD in cancer survivors until the potential value of MF is established in predicting fractures.
To our knowledge, ours is the first study to measure and image MF in ovarian and endometrial cancer patients using DECT and WF-MRI. Histologic verification of cadaveric bone marrow provided a foundation for clinical translation. Also, physical verification with short chain alcohols offers a possibility to use the alcohols to measure and maintain quality of prediction in clinic. Our clinical study confirms that DECT can measure changes in both MF and BMD after cancer treatment. MF increased significantly more following radiation and chemotherapy, relative to oophorectomy (interaction p<0.001). We therefore conclude that increased MF in cancer patients is not due to loss of ovarian function alone. Kugel et al. measured vertebral MF using magnetic resonance spectroscopy; MF increased by <1% per year between ages 30–60 in women (35). By contrast, cancer survivors in our study experienced large (9–32%) increases in MF over one year. Interestingly, regions demonstrated heterogeneity in MF at baseline. Additionally, changes in MF varied by both treatment and time. This is possibly due to differing treatment schedules for chemotherapy (several months) versus radiation (one month). In the case of radiation, the 6 to 12 month increase in MF was relatively smaller than the 0 to 6 month increase. Difference could also be due to mechanistic difference on how chemotherapy or radiation causes marrow damage and self-repair. In in vitro human MSCs commitment to adipogenesis are initiated very early after radiation due to increased oxidative stress and activated peroxisome proliferator-activated receptor gamma (PPAR-γ). We previously showed that chemotherapy increased marrow adipogenesis with an additional direct effect on bone (36). Whether this adipogenic process continuously increases (or stabilizes) with time with chemotherapy or radiation or chemotherapy and radiation requires further studies. Moreover, the function of marrow adipocytes is not currently known, although in some models MF may inhibit hematopoiesis, while in other studies, MF may have a protective effect on the skeleton (37).
Our study had several limitations. This is a phase I biomarker development study. Thus the sample size was relatively small and the study period was limited to one year. Subgroup analysis was limited, as numbers in each treatment group were small. Since the field of view of second energy source was smaller than the first in DECT scanner (30 cm vs. 50 cm, respectively), one may need to be careful while deriving parameters such as MF and BMD. The measured MRI fat fraction used in this study included some bias from T1 and T2*, which could be corrected in future work with more sophisticated acquisition and reconstruction techniques (38).
Conclusions
In summary, we established the feasibility of DECT and WF-MRI to measure the impact of cancer treatment on MF and BMD. Because CT is routinely used to diagnose cancer and monitor response to therapy, DECT could characterize changes in skeletal health (MF and BMD) with little or no additional cost or radiation exposure. We suggest that MF and BMD should be considered independently, when monitoring the adverse effects of cancer therapy. Future longitudinal studies in cancer survivors are needed to determine how long increased MF persists following cancer therapy and how changes in MF associate with changes in BMD.. Most importantly, researchers need to evaluate whether measuring MF helps to predict fractures in cancer survivors, before such measurements are widely obtained in clinical practice.
Supplementary Material
Highlights.
Dual energy CT (DECT), similar to WF-MRI, can measure change in marrow fat (MF)
This study reveals rapid increase in MF following radiation or chemotherapy
Lack of a strong inverse correlation between MF and BMD after cancer treatment
MF and BMD may be monitored independently to assess skeletal damage from treatment
Acknowledgement
This work was supported by the NIH (RO3 AR055333-02, 1K12-HD055887-01, NIH 8UL1TR0001114, P41 RR008079, P41 EB015894, NIH R24 DK092759, and P30 CA77398). Other grant support includes University of Minnesota seed grants (the Minnesota Medical Foundation, Academic Health Center, Grant in Aid, Breast Cancer Research). We acknowledge Matthew H Gerber for supporting recruitment.
Footnotes
Publisher's Disclaimer: This is a PDF file of an unedited manuscript that has been accepted for publication. As a service to our customers we are providing this early version of the manuscript. The manuscript will undergo copyediting, typesetting, and review of the resulting proof before it is published in its final citable form. Please note that during the production process errors may be discovered which could affect the content, and all legal disclaimers that apply to the journal pertain.
Disclosures: KB is a stockholder and employee of Mindways Software.
Authors’ roles: Study design: SH, DY, AM, LD, PB, RG, JF, CL, YZ. Study conduct and data collection: LA, SH, TS, PB, RG, MG, MR, YT, MY, LD. Data analysis: SH, LA, RS, YZ, KB, KH. Data interpretation: SH, DY, CR, KH, KB, BZ, AB, RS. Drafting manuscript: SH, DY, KH, CR, KB, PB, RS.
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