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. Author manuscript; available in PMC: 2015 Dec 15.
Published in final edited form as: Psychiatry Res. 2014 Jul 19;220(0):376–383. doi: 10.1016/j.psychres.2014.07.020

Posttraumatic stress disorder in African Americans: A two year follow-up study

Carlos I Pérez Benítez a,*, Nicholas J Sibrava b, Laura Kohn Wood a, Andri S Bjornsson c, Caron Zlotnick b, Risa Weisberg b, Martin B Keller b
PMCID: PMC4351655  NIHMSID: NIHMS620697  PMID: 25086766

Abstract

The present study was a prospective, naturalistic, longitudinal investigation of the two year course of posttraumatic stress disorder (PTSD) in a sample of African Americans with anxiety disorders. The study objectives were to examine the two year course of PTSD and to evaluate differences between African Americans with PTSD and anxiety disorders and African Americans with anxiety disorders but no PTSD with regard to comorbidity, psychosocial impairment, physical and emotional functioning, and treatment participation. The participants were 67 African Americans with PTSD and 98 African Americans without PTSD (mean age 41.5 years, 67.3% female). Individuals with PTSD were more likely to have higher comorbidity, lower functioning, and they were less likely to seek treatment than those with other anxiety disorders but no PTSD. The rate of recovery from PTSD over two years was .10 and recovery from comorbid Major Depressive Disorder was .55. PTSD appears to be persistent over time in this populattion. The rates of recovery were lower than what has been reported in previous longitudinal studies with predominantly non-Latino Whites. It is imperative to examine barriers to treatment and factors related to treatment engagement for this population.

Keywords: African Americans, minority mental health, posttraumatic stress disorder, longitudinal study, clinical course

1.) Introduction

Few studies have examined the relationship between posttraumatic stress disorder (PTSD) and racial group status, and the limited research that has been conducted has produced mixed findings (Norris, 1992; Frueh et al., 2004; Seng et al., 2005; C'De Baca et al., 2012). There is some evidence to suggest that African Americansi may experience higher rates of PTSD than individuals from other racial/ethnic groups (Kulka et al., 1990; Kessler et al., 1999; Breslau et al., 2004; Himle et al., 2009; Roberts et al., 2011). For example, a study using data from the National Epidemiologic Survey on Alcohol and Related Conditions (NESARC) (Roberts et al., 2011) found that African Americans had significantly higher lifetime prevalence rates of PTSD (8.7%) than Whites (7.4%), and that the risk for developing PTSD was 1.2 times higher among African Americans compared to Whites, after adjusting for characteristics of trauma. While comparative studies can provide group estimates of risk, within group studies can provide important information with regard to factors related to illness among members of a specific demographic.

Several studies have examined the factors associated with racial differences for PTSD. Combining two epidemiological surveys (National Comorbidity Survey-Replication [NCS-R] and National Survey of American Life [NSAL]), Himle, et al. (2009) reported that increased risk for African Americans developing PTSD in comparison to Whites was attributable, at least in part, to increased exposure to major trauma such as crime. Similarly, a study of pregnant women found that higher rates of both lifetime and current PTSD among African Americans in comparison to Whites were explained by greater trauma exposure (Seng et al., 2011). Recent results from the Detroit Neighborhood Health Study showed that 87.2% of a predominantly African American sample reported at least one Diagnostic and Statistical Manual of Mental Disorders (DSM-IV)(APA, 1994) criteria A type lifetime traumatic event and that 17% of those who experienced a trauma met criteria for probable lifetime PTSD (Goldmann et al., 2011). Other studies of PTSD that have included comparisons between African Americans and Whites have also found that African Americans were exposed to more serious traumatic events (e.g., assaultive violence) (Roberts et al., 2011), and had fewer economic resources than Whites to cope with these events (Norris, 1992). The NESARC study (Roberts et al., 2011) showed that African Americans had significantly higher exposure to child maltreatment (due primarily to higher rates of witnessing domestic violence) and to assaultive violence (e.g., unwanted sex, physical attacks/beatings, or kidnappings); 14.0% and 29.3% respectively, compared to Whites (11.4% and 26.1% respectively). Therefore, greater prevalence of severe traumatic events among African American (vs. White) individuals may be one factor that accounts for higher rates of PTSD within this population.

Overall, little is known about within-group clinical characteristics of PTSD in African Americans. For example, in the general population, PTSD is associated with high rates of comorbid major depression and other anxiety disorders such as generalized anxiety disorders, panic disorder, social anxiety, and agoraphobia (Kessler et al., 1995; Kessler et al., 2003), but there is scarce evidence about PTSD comorbidity in the African American population, especially with major depressive disorder (MDD). The NSAL study showed that the lifetime prevalence estimate of MDD in African Americans is 10.4% and that it is a chronic and debilitating disorder for this population (Williams et al., 2007). In an earlier epidemiological study, African Americans were found to be significantly less likely to have a mood disorder than White Americans but had higher odds of persistence of the disorder than their counterparts (Breslau et al., 2005). Exploration of within-group differences regarding MDD in African American individuals is also needed (Lincoln et al., 2011). A comprehensive framework of multilevel factors (e.g., socioeconomic status, stressors, kinship and social support, quality healthcare) influencing depression in African Americans, especially men, have been recently proposed (Watkins, 2012). Most of the studies examining comorbid PTSD and depression among African Americans combine this group with other minority groups (generally because African American samples are usually small) to allow meaningful analyses (Alim et al., 2006a). An exception to this is a study conducted with Vietnam War veterans showing that although rates of PTSD were similar for White and African American veterans, White veterans were significantly more likely to receive a diagnosis of a depressive disorder than African Americans (Frueh et al., 1997).

To our knowledge, there is no extant study that prospectively evaluates the course of PTSD in an African American sample with a longitudinal design with the exception of a study of posttraumatic stress symptoms (PTSS) after Hurricane Katrina in a predominantly African American sample (83.5%) (Paxson et al., 2012). The study revealed that 45.4 % of low-income mothers reported severe PTSS in the first survey (between 7 and 19 montsh after the hurricane) compared to 32.7% in the second survey (between 43 and 54 months after the hurricane), and the sample with scores suggesting probably PTSD was 33% (Paxson et al., 2012). Examining the course of a disorder using a longitudinal design is needed to better understand the natural course of the disorder and the clinical predictors of rates of recovery and recurrence. Most longitudinal studies with mostly White participants have used self-report scales to assess the severity and persistence of PTSD symptoms (Dirkzwager et al., 2001; Koren et al., 2001; Heinrichs et al., 2005). A more accurate assessment of the course of a mental disorder requires rigorous structured clinical interviews (Blacker, 2005). A within-group longitudinal study of PTSD among African Americans that utilizes clinical interview data with multiple time points and short intervals would provide specific evidence necessary to understand how the illness unfolds in this population. This type of study also may help unpack some of the questions raised by comparative, correlational data on race differences.

Although there is little evidence about the course of PTSD in African Americans, it is reasonable to expect a low recovery rate from PTSD and comorbid conditions for this population given some evidence that African Americans have decreased resources for mental health treatments (Roberts et al., 2011); ineffective coping strategies to handle traumatic experiences (Seng et al., 2011); high likelihood of exposure to severe traumas, especially child abuse (Seng et al., 2011); high levels of stress in traumatized individuals (Norris, 1992), and over representation in lower socioeconomic and disadvantaged communities (Cutrona et al., 2005). Crime-related traumas are more likely to occur in urban areas where minority populations are overrepresented (Census-Bureau, 2007). Furthermore, experiences of negative life events in neighborhoods high in social disorder and economic disadvantages, have a higher impact in individuals’ mental health (Cutrona et al., 2005)

In the current study, we provide the first prospective report of the course of PTSD in African Americans. The study objectives were to examine the two year course of PTSD and to evaluate differences between African Americans with PTSD and anxiety disorders and African Americans with anxiety disorders but no PTSD. This comparison included comorbidity, psychosocial impairment, physical and emotional functioning, and treatment participation. This comparison is important because it may help guide treatment planning for anxiety disorders in this population by advancing the understanding of their complexities and by strategizing integrative treatments for individuals experiencing more than one anxiety disorder. The study examines the course of PTSD in comparison with the course of MDD. These comparisons will allow contrasting clinical characteristics and course of PTSD with other disorders in this population. Because this was an exploratory study and the literature did not support a strong directional statement about the course of PTSD in African Americans, we thought that we did not have enough of a foundation to formulate hypotheses. Together, these analyses provide a more complete clinical picture of PTSD among African Americans than has been available in the literature to date and offer guidance to the diagnosis and treatment of PTSD for this population.

2.) Method

2.1. Participants

The current sample included 165 African Americans diagnosed with an anxiety disorder at baseline and participating in HARP-II, which is a prospective, naturalistic, and longitudinal study of 439 adults with a current or past history of anxiety disorders. Inclusion criteria included at least 18 years of age at intake and a past or current diagnosis of at least one of following index disorders: PTSD, panic disorder, panic disorder with agoraphobia, agoraphobia without history of panic disorder, generalized anxiety disorder, or social anxiety disorder. Exclusion criteria included the presence of an organic brain syndrome, a history of schizophrenia, or current psychosis at intake. Participants were recruited via referral by local mental health providers, advertisements in newspapers, Internet postings, and on mass transportation. Potential participants were first briefly screened over the telephone. Those endorsing anxiety symptoms were invited for an intake interview and paid $60.00 following the interview as compensation for their participation. Each participant who completed a follow-up interview was similarly compensated. All participants provided informed consent before the intake interview. The study was fully approved by the Institutional Review Board of Brown University. The methods are described in detail elsewhere (Weisberg et al., 2012).

2.2. Procedure

All intake assessments were conducted in person after participants were briefly screened over the telephone. Data were collected via structured diagnostic interviews administered at intake that included assessment of current and lifetime history of relevant psychiatric conditions using the Structured Clinical Interview of DSM-IV Axis I Disorders, Non-Patient Version (SCID-NP) (First et al., 1996). Traumatic events at baseline were assessed using a revised version of the Trauma Assessment for Adults (Resnick et al., 1993). Participants were asked about lifetime traumatic events and to identify their most stressful trauma. PTSD symptoms were assessed in response to that event with the SCID-NP.

Interviews were conducted by clinical interviewers with a bachelor's or master's degree in psychology or a related field. Interviewers completed a rigorous training program (Warshaw et al., 2001), before being certified to conduct intake and follow-up interviews. After certification, all clinical interviewers remained closely supervised. HARP-II clinical staff reviewed each diagnosis for each case enrolled in the study at a weekly team meeting. Further, all interviews underwent a rigorous clinical editing process to ensure accuracy of diagnoses.

2.3. Measures

Follow-up interviews were conducted at six-month intervals for the first two years using the Longitudinal Interval Follow-Up Evaluation-Upjohn (LIFE-UP; (Keller et al., 1987), which is a structured interview that uses a change-point method with a six point psychiatric status rating (PSR) scale that is scored for each week of the follow-up interval. A PSR of 5 or 6 indicates that the participant meets full DSM-IV diagnostic criteria for a disorder with moderate or severe functional impairment, respectively (i.e., in episode). A PSR of 3 or 4 indicates the participant does not meet full DSM-IV diagnostic criteria for the disorder but still exhibits notable residual symptoms and impairment to a mild or moderate degree, respectively. A PSR of 1 or 2 indicates that the participant is either completely without symptoms of the disorder, or experiences a negligible number of symptoms on an occasional and transient basis (i.e., full recovery). The LIFE-UP employs a change-point method to anchor participant reports of symptom levels to relevant life events such as birthdays, holidays, etc., resulting in weekly ratings of psychiatric symptom severity. Inter-rater reliability and long-term test-retest reliability for the LIFE-UP PSR ratings have been found to be good to excellent for all anxiety disorders and major depressive disorder (Warshaw et al., 1994). The LIFE-UP is also used to collect monthly information on functioning in a variety of areas including family relationships, role functioning, life satisfaction, global social adjustment, and global assessment of functioning (GAF), with good inter-rater reliability for those items with intraclass correlation coefficients ranging from .59 to .91 (Keller et al., 1987). In a paper exploring the long-term inter-rater reliability of the LIFE-UP in the HARP-I study (Warshaw et al., 2001), which employed the same rater training and fidelity monitoring procedures as the current study, the intraclass correlation coefficients were good to excellent across disorders, as well as across different raters over time.

In the present study, recovery was defined as a period of eight consecutive weeks at a PSR of 1 or 2 (i.e., being virtually asymptomatic for 2 months). This definition of recovery has been widely used in longitudinal studies examining the course of PTSD (e.g.,(Benítez et al., 2012), MDD (e.g.,(Lara et al., 2000; Mischoulon et al., 2011), other anxiety and mood disorders (Yonkers et al., 2000; Bruce et al., 2005a; Eisen et al., 2013), and personality disorders (Skodol et al., 2005).

LIFE-UP. Psychosocial functioning was used to collect monthly information on functioning in a variety of areas. Participants were asked about overall degree of satisfaction in areas such as employment, schoolwork, household activities, relationships with friends and family, and recreation. Global social adjustment was the examiner's rating of participants’ functioning in these areas. Both ratings refer to the month prior to intake assessment. This measure has good inter-rater reliability for items with intraclass correlation coefficients ranging from .59 to .91 (Keller et al., 1987). Intraclass correlation coefficients were found to be good to excellent across disorders, as well as across different raters over time in a study using HARP-I cohort, which employed the same rater training and fidelity monitoring procedures as the current study (Warshaw et al., 2001)

The RAND-36-Item Health Survey. The RAND-36-Item Health Survey (RAND-36; (Hays et al., 1993) was used to assess functional status. This is a self-report measure that assesses physical functioning, bodily pain, role limitation due to physical and mental health concerns, general mental health, social functioning, energy/fatigue (vitality), and general health perceptions. All items are scored so that the lowest and highest possible scores are set at 0 and 100, respectively. Items in the same domain are averaged together to create the 8 scale scores. These domains were combined into two component scales, the Mental Component Summary (MCS) and the Physical Component Summary (PCS) reported in z scores to facilitate comparison with national norms (Ware, 2004). Reliability and validity of the instrument is well established (Hays et al., 1993). Cronbach's alpha for the different domains is excellent, ranging from .78 to .90 (Hays et al., 1994). For the current same, Cronbach's alpha for the domains ranged from .63 (Social Functioning) to .93 (Physical Functioning), with a mean alpha of .83 across all domains, indicating good reliability for this measure in the African American sample.

Psychiatric and physical disability status, along with sources of financial support (e.g., disability payments), was assessed with the HARP-II Intake Democratic Questionnaire, created for the HARP project. Psychosocial treatment status, including lifetime history of treatment utilization and psychiatric hospitalizations, was measured on the Types of Treatment Form, an interviewer administered form designed for the HARP study. Suicide history was assessed using the LIFE Suicide History Assessment (Keller et al., 1987; Warshaw et al., 1994).

Statistical Analyses

Descriptive statistics were calculated for participants with and without PTSD. Chi-square analyses (for categorical variables) and two tailed independent t tests for continuous variables were calculated to compare both groups on demographic, clinical, and functioning variables. Effect sizes are reported as Cramer's V for chi-square analyses and r for t-tests (0.10 = small, 0.30 = medium, 0.50 = large for both measures of effect size). All analyses were conducted with SPSS 16.0. Longitudinal data were analyzed using standard survival analysis techniques (Kalbfleisch and Prentice, 1980). Kaplan-Meier life tables were constructed for time to recovery analysis. Data for participants who were lost to follow-up were censored.

3.) Results

3.1. Demographic and Clinical Characteristics

Of the 165 African Americans in HARP-II, 67 (40.6%) were diagnosed with PTSD. At intake, the study sample had a mean age of 41.54 (SD 10.57); 111 (67.3%) were female, 97 (58.8%) were single, separated, or divorced, 89 (53.9%) had at least some college education, 118 (71.5%) were unemployed, and 108 (65.4%) had an annual income of less than $20,000. Table 1 compares demographic characteristics between participants with PTSD (mean age = 41.4, range = 19-60) and those with anxiety disorders but no PTSD (mean age = 41.6, range = 18-75), t = .13, p =0.896. No demographic differences were found except that African Americans with PTSD were more likely to have physical and psychiatric disabilities than individuals without PTSD.

Table 1.

Demographic Characteristics at Intake for the African American Sample With and Without PTSD

African Americans without PTSD (N=98) African American without PTSD (N=67) PTSD vs. non-PTSD
Variable N % N % χ 2 df p Va
Gender 2.77 1 0.096 0.13
    Male 37 37.76 17 25.37
    Female 61 62.24 50 74.63
Marital Status 1.49 2 0.474 0.10
    Single 58 59.18 39 58.21
    Married 11 11.22 5 7.46
    Widowed/separated/divorced 29 29.59 23 34.33
Education 0.002 1 0.965 0.003
    High school or less 45 45.92 31 46.27
    At least some college 53 54.08 36 53.73
Physical disability 20 20.41 22 32.84 3.24 1 0.072 0.14
Psychiatric disability 17 17.35 27 40.30 10.72 1 0.001 0.26
Physical and psychiatric 8 8.16 16 23.88 7.91 1 0.005 0.22
Employment 2.06 1 0.151 0.11
    Employed 32 32.65 15 22.39
    Unemployed 66 67.35 52 77.61
Annual income b 1.22 1 0.270 0.09
    Equal/Less than $20,000/year 61 62.89 47 70.15
    Greater than $20,000/year 37 36.73 20 29.85

Note. M = Mean; SD = Standard Deviation; PTSD = posttraumatic stress disorder.

a

Effect Size measure; Cramer's V for chi-square analyses and r for t-tests (0.10 = small, 0.30 = medium, 0.50 = large for both measures of effect size)

b

Income data were missing for one participant in the Non-PTSD Group.

The average age of PTSD onset was 20.1, SD = 12.74, range = 4-56. The duration of PTSD in years had a mean of 21.3, SD = 13.20. Sixty-three (94%) participants reported that their first PTSD episode (no prior history of PTSD) remained current. With regard to current Axis I disorders at intake in the total sample, 94 (57%) participants had GAD, 85 (51.5%) had social anxiety, 77 (46.6%) had panic disorder with agoraphobia, 10 (0.6%) had panic disorder without agarophobia, 78 (47.3%) had MDD, 13 (7.8%) had a substance use disorder, and 6 (3.6%) had a dysthymic disorder. Sixty-one (36.7%) of the total sample were in psychosical treatment at intake, 46 (27.9%) had a history of suicide attemtps, and 60 (36.4%) had a history of psychiatric hospitalizations.

The mean age of earliest trauma for both subgroups was almost identical, 17.2 and 17.1, respectiveley. The PTSD subgroup had a significantly higher number of Axis I disorders (M = 4.4, SD = 1.61) than the subgroup with no PTSD, M = 2.84, SD = 1.41, t (163) = -6.50, p <.001, e.s. = .45, which represents a medium to large effect size. Table 2 shows clinical characteristics of both subgroups. At intake, the PTSD group was more likely to have comorbid panic disorder with agoraphobia, MDD, and substance use disorder and, overall, a higher number of Axis I disorders than individuals without PTSD with moderate effect sizes (e.s. range = 0.17-0.20) . Individuals with PTSD reported higher rates of history of suicide attempts and of psychiatric hospitalization than the rest of the sample (e.s = 0.26 and 0.32 respectively).

Table 2.

Clinical Characteristics at Intake for the African American Sample With and Without PTSD

African Americans without PTSD (N = 98) African Americans with PTSD (N = 67) PTSD vs. non-PTSD
Variable N % N % χ 2 df p e.s.a
    Other comorbid anxiety disorder 98 100.00 64 95.52 4.47 1 0.065 .17
HARP index disorders
    GAD 57 58.16 37 55.22 0.14 1 0.708 0.03
    Panic disorder w/Ag 39 39.80 38 56.72 4.58 1 0.032 0.17
    Panic disorder wo/Ag 6 6.12 4 5.97 0.09 1 0.764 0.00
    Social anxiety disorder 53 54.08 32 47.76 0.64 1 0.424 0.06
    Specific phobia 38 38.78 28 41.79 0.15 1 0.699 0.03
Other comorbid disorders
    MDD 39 39.80 39 58.21 5.41 1 0.020 0.18
    Dysthymia 4 4.08 2 2.99 0.00 1 1.00 0.03
    Substance abuse d 1 1.03 0 0.00 0.68 1 0.407 0.07
    Substance dependence d 3 3.06 9 13.43 6.35 1 0.015 0.20
Psychosocial treatment at intake e 31 31.63 30 44.78 2.95 1 0.086 0.13
    History of suicide attempt 18 18.37 28 41.79 10.86 1 0.001 0.26
    History of psychiatric hospitalization 23 23.47 37 55.22 17.34 1 <0.001 0.32

Note. M = mean; SD = standard deviation; PTSD = posttraumatic stress disorder; GAD = generalized anxiety disorder; MDD = major depressive disorder; w/Ag = with agoraphobia; wo/Ag = without agoraphobia.

a

Effect size; Cramer's V for chi-square analyses and r for t-tests (0.10 = small, 0.30 = medium, 0.50 = large for both measures of effect size).

bN = 27 non-PTSD participants reported Criterion A traumas on the SCID.

cComorbid disorders were current at intake.

d

Includes alcohol and drug use combined.

e

Psychosocial treatment includes individual, group, and family therapy modalities.

Table 3 shows means and standard deviations for the age of first trauma and number of traumas in both groups as well as the frequency and percentages of type of trauma by group. As was expected, individuals with PTSD reported a higher number of traumas than individuals with no PTSD. Most of participants with PTSD, 56 (83.6%) and without PTSD, 59 (60.2%), reported three or more traumas, but the difference was still significant, χ2 (1) = 10.29, p = 0.001, e.s = .34.

Table 3.

Type of Traumas for the PTSD and Non-PTSD African American Samples With Anxiety Disorders

African Americans without PTSD (N= 98) African Americans with PTSD (N = 67) PTSD vs. non-PTSD
Variable M SD M SD t df p r a
Age of first trauma 17.78 9.67 17.10 13.23 0.24 91 .810 .03
Number of traumas 3.03 1.64 4.19 1.49 −4.64 163 <0.001 .34
N % N % χ 2 df p V a
Unwanted sexual contact 30 30.61 49 73.13 28.28 1 <0.001 0.42
Rape 18 18.37 37 55.22 3.15 1 0.076 0.20
Serious accident 45 45.92 31 46.27 .002 1 0.965 0.03
Attacked with or w/o weapon 66 67.35 61 91.04 12.61 1 <0.001 0.28
Injury/fear of injury 23 23.47 11 16.42 1.21 1 0.271 0.09
Witnessing violence 57 58.16 46 68.66 1.87 1 0.172 0.11
Military combat 4 4.08 2 2.99 0.14 1 0.712 0.03
Heard of violent acts to family/friends 54 55.10 44 65.67 1.84 1 0.175 0.11

Note. M = mean; SD = standard deviation; PTSD = posttraumatic stress disorder.

a

Effect size; Cramer's V for chi-square analyses and r for t-tests (0.10 = small, 0.30 = medium, 0.50 = large for both measures of effect size).

N = 27 Non-PTSD participants reporting traumas.

In regards to specific types of trauma, more than three quarters of the study sample reported being attacked (with or without a weapon; 127; 77.0%), 103 (62.4%) reported witnessing violence, 98 (58.7%) reported having heard of violent acts, 79 (47.9%) reported unwanted sexual contact, 76 (46.1%) had serious accidents, and 55 (33%) reported rape. Interestingly, there was no statistically significant difference between the two groups with regard to age of first trauma. Individuals with PTSD reported significantly higher rates of unwanted sexual contact and being attacked (without or without a weapon) than the rest of the sample. Overall, there were high rates of traumatic events among the African Americans in this sample, regardless of whether they met full criteria for PTSD.

3.2. Psychosocial and Physical Functioning

Table 4 shows that participants with PTSD had significantly lower rates of functioning in the employement/school area and in social adjustment than participants with other anxiety disorders but no PTSD with effect sizes in the small to moderate range. Scores on the life satisfaction subscale were marginally significant. African Americans with PTSD scored significantly lower than the normative population on overall mental health functioning (as measured by the RAND) but not on overall physical functioning, nor were they significantly different from those without PTSD.

Table 4.

Functional Characteristics at Intake for the African American Sample

African Americans without PTSD (N = 98) African Americans with PTSD (N = 67) PTSD vs. non-PTSD
Variable M SD M SD t df p r a
LIFE psychosocial functioning scalesb
    Employment/school 4.93 1.84 5.65 1.40 −2.68 140 0.008 0.22
    Household activities 3.28 1.37 3.49 1.44 −0.95 161 0.343 0.07
Relationship w/family/friends 3.27 0.98 3.18 0.83 0.62 162 0.538 0.05
    Life satisfaction 3.08 0.87 3.36 0.88 −1.98 162 0.050 0.15
    Global social adjustment 3.70 0.83 4.10 0.72 −3.21 163 0.002 0.24
RAND health survey
    Mental component Summary (z-score) −1.87 1.58 −2.38 1.39 1.75 117 0.083 0.16
    Physical component Summary (z-score) −0.01 1.29 −0.33 1.32 1.31 117 0.194 0.12
a

Effect size; r for t-tests (0.10 = small, 0.30 = medium, 0.50 = large); PTSD = posttraumatic stress disorder; LIFE = longitudinal interval follow-up evaluation.

b

LIFE subscales range from 1 = very good to 5 = very poor functioning.

3.3. Course of PTSD and comorbid MDD.

We analyzed two year follow-up data available for 62 of the 67 participants who had PTSD at intake. One participant dropped out of the study and the other four had not reached the two year follow-up because they entered the study late. Kaplan-Meier survival estimates showed that participants with PTSD had a 0.10 probabilty of achieving recovery over two years (see Figure 1). There were a total of only 6 participants who recovered from PTSD. None of the participants who recovered experienced a relapse during the follow-up. The overall probability of MDD recovery was 0.55. Of the 34 participants with comorbid MDD at intake, 17 (50%) experienced a recovery over two years (see Figure 1).

Figure 1.

Figure 1

Survival Curves for PTSD and MDD in African Americans Over Two-Year Follow-Up. PTSD = Posttraumatic stress disorder, MDD = Major depressive disorder.

3.4. Course of PTSD and other anxiety disorders.

A previous study from our group using same sample and methodology calculated recovery rates for GAD, 0.23, for social anxiety, 0.07, and for panic disorder with agoraphobia, 0.0 in the same two year period (Sibrava et al., 2013). For this current study, we conducted separate survival analyses comparing the rates of GAD, social anxiety and panic disorders with agoraphobia for those with PTSD with those with no PTSD to examine if PTSD affects the outcome for these disorders. Although the recovery rates were slightly lower in GAD and SAD for those with PTSD, none were significantly different. In regards to panic disorder there were no observed recoveries in the entire sample (see Sibrava et al., 2013), therefore follow-up analyses comparing recovery rates between those with and without PTSD could not be calculated.

4.) Discussion

This study revealed high rates of chronicity among African Americans with PTSD, along with high rates of comorbidity and very low psychosocial functioning. Of the 165 African Americans with anxiety disorders, 40.6% had PTSD. The rates of full recovery of the disorder during the two years of follow-up was very low, 0.10; with only 6 individuals reaching recovery during that period. To our knowledge, this is the first study that prospectively evaluated the course of PTSD in an African American sample with a short-interval, longitudinal design. In previous studies with a HARP-I sample (predominantly non-Latino Whites), using similar methodologies, the likelihood of PTSD recovery was 0.18 after five years of follow-up (Zlotnick et al., 1999) and 0.20 after 15 years of follow up (Perez Benitez et al., 2012). It is important to clarify that PTSD was not one of the index anxiety disorders in the HARP-I project and that it used the DSM-III clasificiation of PTSD. In another longitudinal study with 84 predominantly White primary care patients with DSM-IV PTSD as an inclusion criterion, and with a similar methodology to HARP-I, the probability of recovery was also similar to HARP-I; 0.18 in a two year follow-up (Zlotnick et al., 2004) but 0.38 during a five year follow-up (Benítez et al., 2012). Taken together, it is possible that the course of PTSD in African Americans is more chronic than in non-Latino Whites, but this hypothesis requires further research.

We found that the likelihood of recovery over two years of follow-up was lower for PTSD than for comorbid MDD. In this sample, recovery for MDD was 0.55. Although this difference may be explained by the comorbid status of MDD, other explanations are possible. In longitudinal studies, many patients with MDD tend to remit in the first few months of the disorder (Keller et al., 1992; O'Leary et al., 2000; Riihimaki et al., 2011). However, we also know that MDD patients with comorbid anxiety disorders show worse clinical outcomes (Sherbourne and Wells, 1997). On the other hand, as shown in longitudinal (Zlotnick et al., 1999; Zlotnick et al., 2004) and epidemiological studies (Kessler et al., 1995), the course of PTSD is pervasive and chronic and the recovery rate is, in general, low. Another possibility is that although MDD in African Americans may be more persistent than in non-Latino Whites (Williams et al., 2007), it is possible that PTSD may be more chronic than MDD in this particular population. The NSAL study showed that MDD for African Americans was persistent in about 56.5% of the sample, as defined by the ratio of individuals with 12 months of MDD in a sample of lifetime MDD cases (Williams et al., 2007). Furthermore, the rate of recovery of comorbid MDD in the current study was only sligtly higher than what was reported in the first wave of the HARP study (HARP I), in which the majority of the participants with anxiety disorders (PTSD was not an inclusion criterion) were non-Latino Whites (.48 during two years of follow-up and .73 during 12 years; (Bruce et al., 2005b). It is possible that there is something unique about PTSD in African Americans, whereas MDD appears to recover at about the same rate as it does in non-Latino White samples. Furthermore, a recent study about predictors of suicidal ideations and attempts in homeless veterans (Goldstein et al., 2012) showed significantly lower odds ratio for African Americans, in comparison with Whites, indicating that ethinicity may be a protective factor for depression in this ethnic subgroup. Studies with larger samples may be able to confirm the likelihood of PTSD and MDD recovery. In relation to recovery rates of PTSD in comparison with other anxiety disorders, a previous study using the same sample and methodology showed that social anxiety disorder had a very low rate as well (0.07) and that the recovery for individuals with panic disorder with agoraphobia was 0.0 in the same two year period (Sibrava et al., 2013). These findings suggest that for this population PTSD (0.10) along with social anxiey and painc disorder have a very insdious and chronic course.

Current findings show that individuals with PTSD were more likely to have a higher number of Axis I disorders, past suicide attempts, and psychiatric hospitalizations than individuals without PTSD, with moderate to high effect sizes. These findings are consistent with a previous study with low-income African Americans seeking help in an inner-city community mental health clinic that found that participants with PTSD were more likley to have multiple comorbidities (number of comorbid conditions, rates of MDD and nonschizophrenic psychotic disorder), history of attempted suicides, and substance use disorders than African Americans without PTSD (Schwartz et al., 2005).

The current study sample included a highly traumatized group of individuals regardless of whether they had a PTSD diagnosis (60.2% of people with no PTSD reported three or more traumas versus 83.6% of individuals with PTSD). Exposure to assaultive violence and witnessing violence were very high (77.0% and 62.4% respectively). Overall, elevated rates of PTSD in this population have been associated with exposure to high trauma environments (Carter et al., 1996). Current findings are similar to cross-sectional studies with predominantly African American samples (Alim et al., 2006b; Davis et al., 2008; Gillespie et al., 2009; Goldmann et al., 2011; Nugent et al., 2012). For example, the Detroit Neighborhood Health Study reported that 87.2% of the 1,306 Detroit residents had at least one lifetime traumatic event, and more than half had experienced assaultive violence (Goldmann et al., 2011). Another study with a large primary sample of African Americans reported a high rate of lifetime traumatic events, 87.8% (Goldmann et al., 2011). Although in this study the most frequent traumatic experience was serious accidents or injury (46.7%), being violently attacked by someone other than an intimate partner or by an intimate partner were also common (34.2% and 29.7% respectively).

Our study found that African Americans with PTSD had significantly lower functioning in the area of employment and school performance and lower life satisfaction and social adjustment than African Americans without PTSD. These differences were in the mild to moderate range of effect sizes. These findings are partially consistent with a six year follow-up study of treatment seeking male veterans with combat-related PTSD that revealed that psychosocial functioning variables including overall life satisfaction improved over time after treatment, except employment (Johnson et al., 2004). Our findings also revealed that individuals with PTSD show higher rates of psychiatric disability than anxiety disordered individuals without PTSD, which may be associated with the chronicity of the disorder regardless of treatment received (Kessler et al., 1995).

In our sample, 32% of individuals with PTSD were in psychosocial treatment. This is consistent with previous literature documenting poor treatment utilization by African Americans (Schwartz et al., 2005; Davis et al., 2008; Roberts et al., 2011). For example, in a cross-sectional study of more than 200 patients receiving services at an urban hospital, less than 14% with PSTD had ever received trauma-focused treatment, citing barriers such as transportation, finances, lack of family approval, and lack of information about how to access services (Davis et al., 2008). In a more recent study in primary care, of the 91 participants diagnosed with current PTSD, 69.2% had never received treatment from a mental health provider (Graves et al., 2011). Overall, in comparison to non-Latino Whites, African Americans with PTSD have less consistent contact with medical professionals (Seng et al., 2005) and are less likely to receive treatment for PTSD (Roberts et al., 2011). Data reviewed in the Surgeon General's Report, Mental Health: Culture, Race and Ethnicity (US Department of Health and Human Services, 2001), indicates racial disparities in treatment seeking and utilization of mental health services, with ethnic minorities receiving diagnoses less often, seeking treatment less often, having lower access to treatment, less coverage for services, and receiving less treatment.

The HARP-II study is not an epidemiological study but an observational, longitudinal study of a convenience sample. These findings may not be generalizable to other samples other than African Americans with low socioeconomic status who live an urban northeastern region of the United States. Given that the number of participants in recovery was extremely low, we did not have the statistical power to calculate potential demographics and clinical predictors of recovery. HARP-II will follow participants over five years, which will allow assessment not only of the likelihood of recovery but also of recurrence in order to examine clinical predictors. Also, this study did not consider potential new traumatic events during follow-up, which may have impeded recovery even more from PTSD or intensified the existing PTSD symptoms.

This study revealed that PTSD in African Americans is likely chronic, and that the experience of PTSD is associated with high comorbidity with other anxiety and mood disorders and low psychosocial functioning. Nevertheless, less than 30% of our study sample was receiving psychosocial treatment. It is imperative to examine barriers to treatment and factors related to treatment engagement in this population. Given that this population is exposed to a large number of traumatic events, such as accidents and violence related traumas, in addition to discrimination related to racism, prevention programs designed to decrease the likelihood of traumatic events and to develop coping skills that may decrease the likelihood of PTSD development should be implemented.

Highlights.

African Americans with PTSD had high comorbidity and low psychosocial functioning.

The liklyhood of PTSD recovery for African Americans were very low, 0.10

The likelihood of recovery from MDD was 0.55

African Americans with PTSD experience high number of traumas

Most of African Americans with PTSD do not receive treatment

Acknowledgements

Dr. Carlos Pérez Benitez is supported by NIMH Grant MH080942. HARP-II is funded by the National Institute of Mental Health (NIMH; 5R01MH51415-14). HARP was supported in the past, in part by Upjohn Co, Wyeth-Ayerst Laboratories, Eli Lilly, and NIMH (MH-51415). Since 2008, HARP has been funded solely by NIMH. This study was conducted with the participation of the following collaborators: M.B. Keller, M.D. (Chairperson); R.B. Weisberg, Ph.D.; R.L. Stout, Ph.D.; I.R. Dyck, M.P.H.; P. Leduc; B.F. Rodriguez, Ph.D.; C. Pérez Benítez, Ph.D.; B.A. Marcks; Ph.D; H.J. Ramsawh, Ph.D.; L.A. Uebelacker, Ph.D.; C. Beard, Ph.D.; A.S. Bjornsson, Ph.D.; N.J. Sibrava, Ph.D.; E. Moitra, Ph.D.; and, R.G. Vasile, M.D. This manuscript has been reviewed by the Publication Committee of HARP and has its endorsement. The original principal and co-investigators included M.B. Keller, M.D. (Chairperson); J. Eisen, M.D.; E. Fierman, M.D.; R.M. Goisman, M.D.; I. Goldenberg, Psy.D.; G. Mallya, M.D.; A. Massion, M.D.; T. Mueller, M.D.; K. Phillips, M.D.; F. Rodriguez-Villa, M.D.; M.P. Rogers, M.D.; C. Salzman, M.D.; M.T. Shea, Ph.D.; G. Steketee, Ph.D.; R.L. Stout, Ph.D.; R.G. Vasile, M.D.; M.G. Warshaw, M.S.S., M.A.; R.B. Weisberg, Ph.D.; K. Yonkers, M.D.; and, C. Zlotnick, Ph.D. Additional contributions from: P. Alexander, M.D.; J. Cole, M.D; J. Ellison, M.D., M.P.H.; A. Gordon, M.D.; R. Hirschfeld Ph.D.; P. Lavori, Ph.D.; J. Perry, M.D.; L. Peterson; S. Rasmussen, M.D.; J. Reich, M.D., M.P.H.; J. Rice, Ph.D.; H. Samuelson, M.A.; D. Shear, M.S.; N. Weinshenker, M.D.; M. Weissman, Ph.D.; and K. White, M.D.

Footnotes

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i

Different researchers use different terms but for the sake of clarity and uniformity we use the term “African American” throughout.

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