Abstract
Purpose
To evaluate automated multicriteria optimization (MCO) – designed for intensity modulated radiation therapy (IMRT), but invoked with limited segmentation – to efficiently produce high quality 3D conformal radiation therapy (3D-CRT) plans.
Methods
Ten patients previously planned with 3D-CRT to various disease sites (brain, breast, lung, abdomen, pelvis), were replanned with a low-segment inverse multicriteria optimized technique. The MCO-3D plans used the same beam geometry of the original 3D plans, but were limited to an energy of 6 MV. The MCO-3D plans were optimized using fluence-based MCO IMRT and then, after MCO navigation, segmented with a low number of segments. The 3D and MCO-3D plans were compared by evaluating mean dose for all structures, D95 (dose that 95% of the structure receives) and homogeneity indexes for targets, D1 and clinically appropriate dose volume objectives for individual organs at risk (OARs), monitor units (MUs), and physician preference.
Results
The MCO-3D plans reduced the OAR mean doses (41 out of a total of 45 OARs had a mean dose reduction, p<<0.01) and monitor units (seven out of ten plans have reduced MUs; the average reduction is 17%, p=0.08) while maintaining clinical standards on coverage and homogeneity of target volumes. All MCO-3D plans were preferred by physicians over their corresponding 3D plans.
Conclusion
High quality 3D plans can be produced using MCO-IMRT optimization, resulting in automated field-in-field type plans with good monitor unit efficiency. Adopting this technology in a clinic could improve plan quality, and streamline treatment plan production by utilizing a single system applicable to both IMRT and 3D planning.
Keywords: 3D-CRT, MCO, Pareto, IMRT
1 Introduction
3D planning is a standard approach for delivering conformal radiotherapy to a variety of cancers. The simplicity, low cost, low maintenance and well documented outcomes of 3D planning have made it the preferred choice for many disease sites. In 3D planning, dose distribution changes are generated by manually modifying treatment parameters such as field shapes, beam weights, beam modifiers, and scaling.
The 2000s saw a growing interest in IMRT (intensity modulated radiation therapy), a computer optimized method of delivering radiation [1] which modulates radiation from each field using a multi-leaf collimator (MLC), permitting greater conformality and better OAR sparing. However IMRT comes with its own challenges including greater sensitivity to motion [2, 3], more complex dosimetry, potentially higher monitor units and treatment time [4], increased quality assurance (QA) complexity and greater machine wear-and-tear [5]. IMRT can cost anywhere from 1.5 to four times the amount of a 3D plan [6, 7, 8], and in the United States resistance from insurance companies to reimburse for IMRT may add to the persistence of 3D conformal therapy. [9]. Some disease sites, notably prostate and head-and-neck, have moved to IMRT planning for the majority of their cases, but many common sites such as breast and lung remain in the 3D planning realm.
Due to the manual manipulation required in 3D planning it can be time-consuming to find a desirable dose distribution. Also, once a plan is created there is no way of confirming whether the plan is fully optimized. By ‘fully optimized’ we refer to a plan where any improvement of one criteria – eg. homogeneity or OAR dose – must come at the expense of worsening another planning criteria. This requirement is known as Pareto optimality. The set of Pareto optimal plans is called the Pareto surface and navigating this surface has become a valuable technique for IMRT planning [10, 11].
Pareto navigation hinges on averaging multiple plans, making IMRT an ideal modality since fluence maps can be averaged, which leads to the averaging of dose distributions. Because common 3D conformal sites require only a small amount of intensity modulation, we hypothesize that using fluence map based MCO and a low number of segments will allow us to use the MCO-IMRT planning technique to generate high quality 3D plans, achieving the best of two worlds: the relative simplicity of 3D plans with the power of numerical optimization of MCO-IMRT.
2 Methods and materials
2.1 Case selection
Ten recently planned patients of brain, breast, lung, abdomen and pelvis disease sites were selected from our institutional clinical database. The clinically treated 3D plans were used as our baseline comparison. These plans are described in Table 1, along with the relevant planning information including prescriptions and beam information.
Table 1.
Case descriptions, prescriptions, and beam settings for the ten patient cases.
| Site | Case # | Sub-site | Prescription (Gy) | # of Beam Angles | Beam Arrangement | # of Field-in-Fields (FIF) used in 3D Plan | # of High Energy (HE, >6MV) beams used in 3D Plan | # of Wedges (W) used in 3D Plan | HE+W |
|---|---|---|---|---|---|---|---|---|---|
| Brain | Case 1 | Cerebellum | 20 | 4 | coplanar | 2 | 6 | 4 | 12 |
| Case 2 | Left Parietal | 60 | 5 | 4 coplanar, 1 superior vertex | 0 | 1 | 3 | 4 | |
| Breast | Case 1 | Right Breast | 50 | 2 | tangents | 0 | 0 | 0 | 0 |
| Case 2 | Left Breast | 50 | 2 | tangents w/FIF | 2 | 2 | 0 | 2 | |
| Thoracic | Case 1 | Right Lung + Mediastinum | 42 | 5 | 1 AP, 4 obliques | 0 | 5 | 4 | 9 |
| Case 2 | Esophagus | 55 | 4 | 4 posterior-lateral obliques | 0 | 4 | 4 | 8 | |
| Abdomen | Case 1 | Pancreas | 30 | 4 | various obliques | 0 | 4 | 3 | 7 |
| Case 2 | Pancreas | 45 | 5 | various obliques | 0 | 5 | 2 | 7 | |
| Pelvis | Case 1 | Prostate Fossa | 64.8 | 4 | 4 field box | 0 | 3 | 0 | 3 |
| Case 2 | Bladder Bed | 39.6 | 3 | 1 PA and 2 laterals | 0 | 3 | 2 | 5 |
The final column, the number of segments used in the MCO-3D plans, is derived from the FIF and HE+W columns, using the logic as described in section 2.4.
2.2 Structure Definitions
Physician-drawn target volumes and OARs as well as the original dosimetrist-generated target expansion volumes were used to plan and evaluate all plans. For the MCO-3D cases additional planning structures were created. Each MCO-3D plan contained a structure expanded from the PTV radially to the edge of the CT scan but only 4cm superiorly and inferiorly, creating a wide cylindrical volume. This structure, called 'falloff', was used to promote dose conformality. Some MCO-3D plans used an additional 2-3cm wall expansion around the PTV, called ‘PTVwall’, for additional sharpening of the high-dose conformality.
2.3 Planning Parameters
XiO (v4.4; Elekta, Stockholm, Sweden) was used for the original 3D plans, which were the clinically used plans. RayStation (v2.5; RaySearch Laboratories, Stockholm, Sweden) was used to optimize and calculate all MCO-3D plans. The MCO-3D plans matched the original 3D plans in terms of machine (Varian or Elekta) and beam geometry. The MCO-3D plans did not use any wedges and were limited to an energy of 6 MV. All dose computations were done in their respective planning systems, which both employ heterogeneity corrections, and are sent through the same set of commissioning tests, which include heterogeneity phantoms, MLC transmission tests, and IMRT specific tests such as picket fence irradiations. Additionally, during the clinical commissioning of RayStation, plans from XiO were imported and recomputed in RayStation to verify that the dose differences between the two systems are negligible (within 2%).
Pareto surface-based MCO uses the paradigm of objectives and constraints. Constraints are criteria which cannot be violated, while objectives are functions which are minimized or maximized subject to the constraints. All OARS were assigned a ‘minimize the equivalent uniform dose (EUD)’ objective [12, 13]. EUD for an organ with n equi-sized voxels, each receiving di dose, is given by
where a is a parameter generally chosen to be greater than or equal to 1. If a = 1, the EUD is the mean dose to the organ. In the limit of a→∞, the EUD approaches the maximum dose of the organ. We used a = 2 which is a standard approach to controlling both the mean dose and the hotspots.
For the falloff structure we used the ‘dose-falloff’ objective. This objective penalizes doses outside the target by specifying a desired dose falloff rate (as a linear function of distance to the target). Voxels which violate this dose falloff are penalized quadratically based on their deviation.
All MCO-3D plans were optimized with the original 3D plan's goals in mind. In the cases where the PTVwall structure was used, this structure was given an EUD objective with an a value ranging from 20-30. Targets were given both objectives and constraints. The target objectives consisted of a minimum dose objective, which is a quadratic penalty on voxel underdosage, and a uniform dose objective (the standard two-sided quadratic penalty), both at the prescription dose. The target constraints included a dose-volume constraint of at least 95% of the volume receiving the prescription dose and a minimum target dose of 95% of the prescription. Lastly, a constraint was given on the falloff volume as a maximum dose equal to 105% of the prescription dose.
RayStation computes a user-specified number of plans that optimize different weighted sums of the objectives in order to create a representation of the Pareto surface. We used 4*(number of objectives) plans for each Pareto surface. After navigation, RayStation's direct machine parameter optimization is invoked to determine jaw placement and MLC segment shapes/weights to best create the navigated-to dose.
2.4 Determination of the number of segments
We opted to allow the MCO-3D plans additional segments to allow the MCO-3D plans to compete more fairly with the standard 3D conformal plans, determined as follows:
One segment per beam angle in the original 3D plan
One segment per field-in-field used in the original 3D plan.
- We added the number of fields using higher energies (HE) than 6 MV to the number of wedges (W) to get “HE+W”, then added additional segments to the MCO-3D plan based on the following.
- If the HE+W = 1-2, we added 1 additional segment
- If the HE+W = 3-5, we added 2 additional segments
- If the HE+W = 6+, we added 3 additional segments
2.5 Evaluation
We evaluated each plan by comparing mean dose for all structures. Additionally, for targets, D95 (defined below) and homogeneity indexes were compared. For OARs where maximum dose is important, D1 is also reported; if OARs have standard dose-volume criteria, those values are reported. The homogeneity index (HI) is defined as:
where Dx is the dose to x% of the PTV and p is the prescription dose. MUs and physician preference were also compared.
The doses were exported to MiMVista (Version 6.0, Cleveland, OH) for evaluation in order to eliminate differences in DVH computations by the two planning systems.
3 Results
3.1 Case results
For each case we highlight notable planning aspects. Dose and MU comparison data for all cases are summarized in Table 2. We display dose distributions and DVH comparisons for four of the cases (brain case 2, breast case 2, thoracic case 1, pelvis case 1), selected to show a range of results, not necessarily the best results.
Table 2.
Dosimetric and monitor unit (MU) comparisons for all ten patient cases.
| ORIG-3D | MCO-3D | % decrease | ||
|---|---|---|---|---|
| Brain 1 | HI | 0.03 | 0.05 | −66.7 |
| (Posterior Fossa) | Target D95 | 20.34 | 19.96 | 1.9 |
| Target mean | 20.64 | 20.57 | 0.34 | |
| Left Cochlea | 16.66/D1=18.95 | 11.21/D1=12.10 | 32.7/36.1 | |
| Right Cochlea | 14.39/D1=16.60 | 10.82/D1=11.05 | 24.8/33.4 | |
| Combined OARs | 15.68 | 11.04 | 29.6 | |
| MU | 303.6 | 209.2 | 31.1 | |
| Brain 2 | HI | 0.04 | 0.06 | −50 |
| Target D95 | 60.92 | 60.05 | 1.4 | |
| Target mean | 62.35 | 61.79 | 0.9 | |
| (Left Parietal) | Brainstem | 17.97/D1=54.49 | 14.48/D1=54.34 | 19.4/.28 |
| Chiasm | 9.61/D1=11.43 | 3.5/D1=4.64 | 63.6/59.4 | |
| Left Cochlea | 3.16/D1=4.77 | 4.56/D1=5.28 | −44.3/10.7 | |
| Right Cochlea | 9.38/D1=9.58 | 2.87/D1=3.05 | 69.4/68.2 | |
| Right Optic Nerve | 4.58/D1=9.24 | 1.52/D1=2.74 | 66.8/70.3 | |
| Left Optic Nerve | 1.99/D1=4.87 | 2.5/D1=3.06 | −25.6/37.2 | |
| Combined OARs | 11.38 | 9.09 | 20.1 | |
| MU | 348 | 158 | 54.6 | |
| Breast 1 | HI | 0.31 | 0.18 | 41.9 |
| Target D95 | 42.04 | 47.69 | −13.4 | |
| Target mean | 50.13 | 51.8 | −3.3 | |
| (Right) | Right Lung | 5.88/V20=10.64 | 5/V20=8.40 | 14.9/21.1 |
| MU | 180.9 | 185.8 | −2.7 | |
| Breast 2 | HI | 0.43 | 0.21 | 51.2 |
| Target D95 | 38.61 | 47.54 | −23.1 | |
| Target mean | 50.63 | 52.26 | −3.2 | |
| (Left) | Left Lung | 5.63/V20=10.23% | 4.35/V20=7.81% | 22.7/23.7 |
| Heart | 0.78 | 0.56 | 28.2 | |
| LAD | 2.85 | 1.86 | 34.7 | |
| Combined OARs | 4.2 | 3.23 | 23.1 | |
| MU | 191.9 | 189.2 | 1.4 | |
| Thoracic 1 | HI | 0.13 | 0.15 | −15.4 |
| Target D95 | 39.68 | 38.97 | 1.8 | |
| Target mean | 42.34 | 42.58 | −0.57 | |
| Right Lung | 23.73/V20=61.15 | 20.8/V20=54.43 | 12.3/10.99 | |
| Left Lung | 12.84/V20=27.43 | 11.22/V20=23.90 | 12.6/12.87 | |
| Total Lung - GTV | 16.39/V20=38.56 | 14.32/V20=33.91 | 12.6/12.06 | |
| Atria | 19.1/V25=29.53 | 14.47/V25=15.01 | 24.2/49.2 | |
| Ventricles | 9.92/V25=8.13 | 7.83/V25=2.38 | 21.1/70.7 | |
| Spinal cord | 15.19/D1=31.53 | 12.63/D1=33.35 | 16.9/−5.8 | |
| Combined OARs | 15.62 | 13.43 | 14 | |
| MU | 336.7 | 359.2 | −6.7 | |
| Thoracic 2 | HI | 0.1 | 0.12 | −20 |
| Target D95 | 55.32 | 55.01 | 0.56 | |
| Target mean | 58.32 | 58.46 | 0.24 | |
| (Esophagus) | Right Lung | 8.59/V20=16.82 | 7.73/V20=14.10 | 10/16.2 |
| Left Lung | 9.41/V20=24.08 | 7.92/V20=19.52 | 15.8/18.9 | |
| Total Lung - GTV | 8.98/V20=20.26 | 7.82/V20=16.67 | 12.9/17.7 | |
| Esophagus | 32.34/V50=50.83 | 31.76/V50=50.4 | 1.8/.85 | |
| Atria | 23.17/V25=36.06 | 19.05/V25=24.92 | 17.8/30.9 | |
| Ventricles | 10.14/V25=3.63 | 9.87/V25=2.40 | 2.7/33.9 | |
| Spinal cord | 1.69/D1=12.94 | 1.33/D1=5.32 | 21.3/58.9 | |
| Combined OARs | 11.68 | 10.5 | 10.1 | |
| MU | 488.6 | 359.9 | 26.3 | |
| Abdomen 1 | HI | 0.06 | 0.07 | −16.7 |
| Target D95 | 29.04 | 29.15 | −0.38 | |
| Target mean | 30.14 | 30.29 | −0.5 | |
| (Pancreas) | Small Bowel | 11.76/D1=26.09 | 10.08/D1=23.57 | 14.3/9.7 |
| Large Bowel | 7.22/D1=27.39 | 7.09/D1=25.79 | 1.8/5.8 | |
| Spinal cord | 4.38/D1=12.25 | 6.63/D1=18.78 | −51.4/−53.3 | |
| Left Kidney | 2.68 | 2.74 | −2.2 | |
| Right Kidney | 8.32 | 7.31 | 12.1 | |
| Combined Kidneys | 5.55/V10=17.78/V18=4.40 | 5.07/V10=10.34/V18=4.02 | 8.6/41.8/8.6 | |
| Stomach | 3.35/D1=28.17/V40=0 | 3.62/D1=28.83/V40=0 | −8.1/−2.3 | |
| Combined OARs | 5.33 | 4.9 | 8.1 | |
| MU | 529.9 | 405 | 23.6 | |
| Abdomen 2 | HI | 0.05 | 0.08 | −60 |
| Target D95 | 46.14 | 45 | 2.5 | |
| Target mean | 47.37 | 46.94 | 0.91 | |
| (Pancreas) | Small Bowel | 2.98/D1=35.31 | 1.98/D1=20.71 | 33.6/41.3 |
| Large Bowel | 3.31/D1=24.51 | 2.44/D1=20.8 | 26.3/15.1 | |
| Spinal cord | 13.81/D1=34.26 | 10.1/D1=31.24 | 26.9/8.8 | |
| Esophagus | 21.59/V35=43.41/V50=0 | 20.37/V35=41.45/V50=0 | 5.7/4.5/ | |
| Stomach | 23.72/D1=48.51/V40=36.89 | 21.05/D1=49.07/V40=29.04 | 11.3/−1.2/21.3 | |
| Heart | 13.59/V20=29.39 | 9.46/V20=18.9 | 30.4/35.7 | |
| Liver | 15.11/V30=17.87 | 13.11/V30=11.08 | 13.2/38 | |
| Combined OARs | 10.41 | 8.78 | 15.7 | |
| MU | 259.5 | 254.9 | 1.8 | |
| Pelvis 1 | HI | 0.04 | 0.04 | 0 |
| Target D95 | 65.83 | 64.74 | 1.7 | |
| Target mean | 67.33 | 65.89 | 2.1 | |
| (Prostate Fossa) | Bladder | 64.55 | 57.74 | 10.5 |
| Rectum | 50.85/V55=38.01/V60=31.98 | 41.29/V55=21.75/V60=18.42 | 18.8/42.8/42.4 | |
| Right Femur | 31.63/V50=0 | 30.86/V50=0 | 2.4 | |
| Left Femur | 31.91/V50=.03 | 30.78/V50=0 | 3.5 | |
| Combined OARs | 44.05 | 39.95 | 9.3 | |
| MU | 218.5 | 252.5 | −15.6 | |
| Pelvis 2 | HI | 0.05 | 0.09 | −80 |
| Target D95 | 39.34 | 39.25 | 0.23 | |
| Target mean | 40.4 | 41.19 | −2 | |
| (Bladder Bed) | Small bowel | 14.2/D1=40.01 | 12.64/D1=40.26 | 11/−.62 |
| Rectum | 27.92 | 25.94 | 7.1/7.1 | |
| Left Femur | 15.92/V50=0 | 11.71/V50=0 | 26.4 | |
| Right Femur | 27.85/V50=0 | 22.58/V50=0 | 18.9 | |
| Combined OARs | 14.67 | 12.73 | 13.2 | |
| MU | 273.9 | 224.6 | 18 |
For OARS, mean dose in Gy is the first value reported. For some of the organs, additional organ-specific dose-volume points follow, in Gy or percentage (for volume measurements). For the targets, D95, mean dose, and homogeneity index HI – as defined in the text – is reported.
Brain cases
In brain case 1, MCO-3D lowered the left and right cochlea mean dose by 5.5Gy and 3.6Gy, respectively. D1 values were also lowered for left and right cochleas by 6.9Gy and 5.6Gy, respectively. This sparing came at the price of a reduction in homogeneity, an HI of 0.07 compared to 0.03 for the original plan.
In brain case 2, the D1 and mean doses of the chiasm, right cochlea and right optic nerve each were lowered by roughly a factor of three. As in brain case 1, the OAR sparing came at the price of an increase in the homogeneity index, from 0.04 to 0.06. The comparison between the original 3D plan and the MCO-3D plan for brain case 2 is shown in Figure 1.
Figure 1.
Axial dose distribution and DVH comparison for brain case 2. The red arrows highlight MCO-3D pushing low dose away from critical organs.
Breast cases
In breast case 1, the MCO-3D plan was able to improve breast coverage at prescription dose by 15%, while simultaneously reducing lung dose. The HI was improved from 0.31 to 0.18.
Similar to case 1, in breast case 2 the MCO-3D demonstrated superior breast coverage while simultaneously lowering whole heart, left ventricle, left anterior descending artery (LAD) and lung dose. Once again, hotspots remained similar to the original plan and HI improved from 0.43 to 0.21. The plan comparison is shown in Figure 2.
Figure 2.
Axial dose distribution and DVH comparison for breast case 2.
Thoracic cases
In thoracic case 1, the MCO-3D reduced every OAR, most notably the right lung V20, which decreased by 6.7 percentage points (pp), and the atria V25 which decreased by 14.5pp. The plan comparison is shown in Figure 3.
Figure 3.
Axial dose distribution and DVH comparison for thoracic case 1. The circled regions indicate areas where MCO-3D sculpts the dose distribution to conform to the PTV.
In thoracic case 2, the MCO-3D lowered the mean dose of every OAR, although not as significantly as in thoracic case 1. Atria V25 decreased from 36.1% to 24.9%. MCO-3D increased the homogeneity index by 0.02, however difficulties were encountered with high dose building up near the skin. A 2cm inner wall contour helped control this.
Abdomen cases
In abdomen case 1, the MCO-3D plan lowered the mean dose of most OARs. The combined kidney V10 was lowered from 17.8% to 10.3%. The spinal cord D1 increased from 12.3Gy to 18.8Gy, which is still well below spinal cord tolerance doses, and allows for the other OAR improvements. HI increased from 0.06 to 0.07.
In abdomen case 2, MCO-3D significantly lowered all OAR mean doses. The homogeneity index rose from 0.05 to 0.08.
Pelvis cases
In pelvis case 1, the rectum V55 was lowered 16.3pp, from 38% to 21.8% in the MCO-3D plan. The bladder mean dose was lowered from 64.6Gy to 57.7Gy. Femoral head mean doses were also lower in the MCO-3D plan, although the femoral head volume receiving doses above 40 Gy went up in the MCO-3D plans due to the higher lateral entrance doses. HI was unchanged. The comparison between the plans for pelvis case 1 is shown in Figure 4. Table 2 shows that the original 3D plan's PTV mean dose could be scaled down by about 1.5Gy to better match the MCO-3D PTV mean dose. This would reduce the improvement seen by the MCO-3D plan, but the MCO plan would still outperform the original plan in all of the above criteria.
Figure 4.
Axial dose distribution and DVH comparison for pelvis case 1. The red arrows show that the MCO-3D plans are able to push dose out of the rectum.
In pelvis case 2, the MCO-3D was able to reduce the mean dose to all OARs, especially the femoral heads. The HI increase in this plan was the greatest, from 0.05 to 0.09.
3.2 Statistical analysis
In both planning methods we intentionally maintain target coverage at the clinical requirements, thus we apply statistical analyses to the OAR doses. Since the data set contains only two of each case type, and even within the same case type the OARs are not consistent, we use the following for our statistical hypotheses: Null: there is no systematic change regarding OAR doses, Alternate: the MCO-3D method improves OAR doses. Due to the varieties of OARs and dose levels to those OARs, a t-test is not a valid approach (both normality and independence are violated), so we use a binary outcome measure (did the OAR do better or worse with MCO-3D). Under the null hypothesis any given OAR has a 50% chance of doing better or worse under MCO-3D planning, which gives rise to binomial statistics. While this necessarily ignores the magnitudes of the dose improvement, these are found in Table 2. Taken as one data set and considering the mean dose to all OARs (using instead the dose-volume criteria in Table 2 does not change the results) the null hypothesis is rejected at a p-value << .001. We can look at each site individually (here we must use mean doses since there are not enough dose-volume criteria if sites are examined individually) and there we find statistically significant results for the thoracic (p<< .001), abdominal (p=0.046) and pelvic (p=0.004) cases. For the breast, although all OARs improved, the small number of OARs involved (a total of 4) is not large enough to produce statistical significance (p=.06). For the brain, case 2 saw a slight (but clinically insignificant) increase in mean doses to the left cochlea and left optic nerves, which led to a p-value of 0.14. Note however that brain case 1 saw improvements in all OARs.
3.3 Physician preferences and Monitor Units
After the MCO-3D plans were generated they were coupled with their original 3D plans and sent back to the treating physician to ask which plan they preferred. In all ten cases the physicians selected the MCO-3D plans over the original 3D plans.
IMRT is typically associated with higher MUs than 3D conformal planning. In our ten cases however, this trend did not occur. Although not statistically significant at the p=0.05 level, we find that our MCO-3D plans, produced via IMRT optimization, had overall fewer monitor units (p=0.08) than the original 3D plans. The average MU of the original 3D plans was 313 while the average MU of the MCO-3D plans was 259, a 17.3% decrease. This average MU was taken from the average of all cases ten cases (five different anatomical sites) and is presented to show the reduction that may be achieved with MCO-3D. Among the five sites, the brain site had the most significant total reduction in MUs for MCO-3D, with a combined total of 284 fewer MUs (43.6% decrease). The least change in MUs was for the breast site, which had a combined total of 2 more MUs (0.8% increase) for MCO-3D. For a single case, the most significant reduction in MUs was for brain case 2 which showed a reduction of 190 MUs (54.6% decrease) using MCO-3D. The highest increase we observed in a single case was for pelvis case 1, where the MCO-3D plan increased MUs by 34 (15.6% increase). Seven of the ten cases saw an improvement in MUs using the MCO-3D technique. See Table 2 for details.
4 Discussion and Conclusions
Photon treatments are typically classified as either 3D conformal or IMRT. However it is more useful to think of these modalities as lying along a span of treatment possibilities, from simple to complex [15]. Although IMRT lies on the complex end of this spectrum and has historically been considered more difficult than 3D planning, IMRT planning can often be easier since software and computation power have improved dramatically in the last decade. Considering this, we speculated and showed that if IMRT optimization were used – in particular MCO – we would be able to derive good 3D solutions from the selected IMRT plan if that plan would not require much intensity modulation.
We observed that MCO-3D generally reduced OAR mean doses, achieved comparable target doses and homogeneity, and reduced MUs compared to manual 3D planning. However due to the fact that only two cases per anatomical site were planned, we recognize that this work can only be considered a pilot investigation, and that clinics considering adopting this technique should validate it on a site by site basis to determine its applicability.
If able to be billed and quality assured as 3D (in the United States there are insurance and reimbursement differences between these modalities), we recommend MCO-3D for all 3D cases which utilize three or more fields and for which there is a well defined target. Though we planned a limited number of sites/cases, we were most impressed by the result of Pelvis case 1 (4-field box type treatment). Another excellent and very relevant fit for MCO-3D would be patients who would benefit from IMRT, but cannot receive it – because of financial, technological or patient-specific limitations – and therefore must receive standard 3D.
A single planning system used for both 3D and IMRT would be beneficial from the perspectives of plan production streamlining, training and QA. Fewer systems means an overall operation that is easier to monitor and less prone to error [16, 17]. Currently the full spectrum of complexity between 3D plans and IMRT plans is not fully explored in the clinic, but our approach indicates that it could be, since we use the same underlying algorithm for MCO-3D as we do for IMRT. A plan should be as complex as necessary to achieve a desired level of dose quality. QA procedures should be standardized and take the form of independent software – such as a Monte Carlo system – in order to verify all plans [18, 19], thus eliminating the QA distinction between 3D and IMRT.
In modern clinics, IMRT has become the clinical standard for sites which most strongly benefit from being able to shape the dose distribution to avoid nearby OARs. However, all sites could benefit from some intensity modulation, which is why 3D therapy has evolved to include FIFs, wedges and higher energies, which provide dose control similar to IMRT [20]. For all of the sites studied in this paper, IMRT has been explored [9, 21, 22, 23] and is often used, but 3D remains a common modality. One likely reason is that IMRT may seem overly complex, more costly and less efficient for the treatment goals in mind. Our technique on the other hand depends on the idea that a little intensity modulation goes a long way, as brought to light by studies which point out the diminishing returns one gets from more complexity [24, 25, 26, 27]. Our planning method allows the customizability and dosimetric benefits of MCO-IMRT with the simple and robust delivery of 3D conformal therapy.
Acknowledgments
The authors thank Tarek Halabi, Thomas Bortfeld, and Stephen Zieminski for their valuable input during the preparation of this manuscript.
David Craft is partially funded by a research collaboration with RaySearch Laboratories and NCI grant R01 CA103904-01A1: Multi-criteria IMRT Optimization.
Footnotes
Publisher's Disclaimer: This is a PDF file of an unedited manuscript that has been accepted for publication. As a service to our customers we are providing this early version of the manuscript. The manuscript will undergo copyediting, typesetting, and review of the resulting proof before it is published in its final citable form. Please note that during the production process errors may be discovered which could affect the content, and all legal disclaimers that apply to the journal pertain.
COI: Fazal Khan, nothing to declare.
References
- 1.Webb S. The physical basis of IMRT and inverse planning. British Journal of Radiology. 2003;76:678–689. doi: 10.1259/bjr/65676879. [DOI] [PubMed] [Google Scholar]
- 2.Coolens C, Evans P, Seco J, Webb S, Blackall J, Rietzel E, Chen G. The susceptibility of IMRT dose distributions to intrafraction organ motion: An investigation into smoothing filters derived from four dimensional computed tomography data. International Journal of Medical Physics and Research and Practice. 2006;33:2809. doi: 10.1118/1.2219329. [DOI] [PubMed] [Google Scholar]
- 3.Gierga D, Chen G, Kung J, Betke M, Lombardi J, Willett C. Quantification of respiration-induced abdominal tumor motion and its impact on IMRT dose distributions. Int. J. Radiation Oncology Biol. Phys. 2004;58:1584–1595. doi: 10.1016/j.ijrobp.2003.09.077. [DOI] [PubMed] [Google Scholar]
- 4.Ruben J, Davis S, Evans C, Jones P, Gagliardi F, Haynes M, Hunter A. The effect of intensity-modulated radiotherapy on radiation-induced second malignancies. Int. J. Radiation Oncology Biol. Phys. 2008;70:1530–1536. doi: 10.1016/j.ijrobp.2007.08.046. [DOI] [PubMed] [Google Scholar]
- 5.Sutton J, Kabiru D, Neu M, Turner L, Balter P, Palmer M. Define baseline levels of segments per beam for intensity-modulated radiation therapy delivery for brain, head and neck, thoracic, abdominal, and prostate applications. Medical Dosimetry. 2012;37:15–19. doi: 10.1016/j.meddos.2010.12.006. [DOI] [PubMed] [Google Scholar]
- 6.Nguyen P, Gu X, Lipsitz S, Choueiri T, Choi W, Lei Y, Hoffman K, Hu J. Cost implications of the rapid adoption of newer technologies for treating prostate cancer. Journal of Clinical Oncology. 2011;29(12):1517–1524. doi: 10.1200/JCO.2010.31.1217. [DOI] [PMC free article] [PubMed] [Google Scholar]
- 7.Strauss J, Chen S, Dickler A, Griem K. Cost effectiveness of whole breast imrt for reduction of moist desquamation. J Clin Oncol. 2007;25:17004. [Google Scholar]
- 8.Pearson S, Ladapo J, Prosser L. Intensity modulated radiation therapy (imrt) for localized prostate cancer. Institute for Clinical and Economic Review; [Google Scholar]
- 9.Smith B, Pan I, Shih Y, Smith G, Harris J, Punglia R, Pierce L, Jagsi R, Hayman J, Giordano S, et al. Adoption of intensity-modulated radiation therapy for breast cancer in the United States. Journal of the National Cancer Institute. 2011;103(10):798–809. doi: 10.1093/jnci/djr100. [DOI] [PubMed] [Google Scholar]
- 10.XXX
- 11.Fredriksson A, Bokrantz R. Tech. rep., TRITA-MAT-2013-OS4. Department of Mathematics, Royal Institute of Technology; Stockholm, Sweden: 2013. Deliverable navigation for multicriteria intensity-modulated radiation therapy planning by combining shared and individual apertures. [Google Scholar]
- 12.Niemierko A. A generalized concept of equivalent uniform dose. Medical Physics. 1999;26:1100. doi: 10.1118/1.598063. [DOI] [PubMed] [Google Scholar]
- 13.Wu Q, Djajaputra D, Liu H, Dong L, Mohan R, Wu Y. Dose sculpting with generalized equivalent uniform dose. Medical Physics. 2005;32(5):1387–1396. doi: 10.1118/1.1897464. [DOI] [PubMed] [Google Scholar]
- 14.Bokrantz R. Distributed approximation of Pareto surfaces in multicriteria radiation therapy treatment planning. Physics in Medicine and Biology. 2013;58(11):3501. doi: 10.1088/0031-9155/58/11/3501. [DOI] [PubMed] [Google Scholar]
- 15.Meng B, Zhu L, Widrow B, Boyd S, Xing L. A unified framework for 3D radiation therapy and IMRT planning: plan optimization in the beamlet domain by constraining or regularizing the fluence map variations. Physics in Medicine and Biology. 2010;55(22):N521. doi: 10.1088/0031-9155/55/22/N01. [DOI] [PMC free article] [PubMed] [Google Scholar]
- 16.Nolan T. System changes to improve patient safety. British Medical Journal. 2000;320(7237):771. doi: 10.1136/bmj.320.7237.771. [DOI] [PMC free article] [PubMed] [Google Scholar]
- 17.Leveson N, Dulac N, Marais K, Carroll J. Moving beyond normal accidents and high reliability organizations: a systems approach to safety in complex systems. Organization Studies. 2009;30(2-3):227–249. [Google Scholar]
- 18.Luo W, Li J, Price L, Jr, Chen R. and, Yang J, Fan J, Chen Z, McNeeley S, Xu X, Ma C-M. Monte carlo based IMRT dose verification using mlc log files and R/V outputs. Medical physics. 2006;33:2557. doi: 10.1118/1.2208916. [DOI] [PubMed] [Google Scholar]
- 19.Leal A, Sánchez-Doblado F, Arráns R, Roselló J, Pavón E, Lagares J. Routine IMRT verification by means of an automated monte carlo simulation system. International Journal of Radiation Oncology* Biology* Physics. 2003;56(1):58–68. doi: 10.1016/s0360-3016(03)00067-1. [DOI] [PubMed] [Google Scholar]
- 20.Smith B, Pan I, Shih Y, Smith G, Harris J, Punglia R, Pierce L, Jagsi R, Hayman J, Giordano S, Buchholz T. Adoption of intensity-modulation radiation therapy for breast cancer in the United States. Jounrnal of the National Cancer Institute. 2011;103:798–809. doi: 10.1093/jnci/djr100. [DOI] [PubMed] [Google Scholar]
- 21.Fenkell L, Kaminsky I, Breen S, Huang S, Van Prooijen M, Ringash J. Dosimetric comparison of IMRT vs. 3d conformal radiotherapy in the treatment of cancer of the cervical esophagus. Radiotherapy and Oncology. 2008;89(3):287–291. doi: 10.1016/j.radonc.2008.08.008. [DOI] [PubMed] [Google Scholar]
- 22.Muren L, Smaaland R, Dahl O. Conformal radiotherapy of urinary bladder cancer. Radiotherapy and Oncology. 2004;73(3):387–398. doi: 10.1016/j.radonc.2004.08.009. [DOI] [PubMed] [Google Scholar]
- 23.Hermanto U, Frija EK, Lii MJ, Chang EL, Mahajan A, Woo SY. Intensity-modulated radiotherapy (IMRT) and conventional three-dimensional conformal radiotherapy for high-grade gliomas: does IMRT increase the integral dose to normal brain? Int. J. Radiation Oncology Biol. Phys. 2007;67(4):1135–1144. doi: 10.1016/j.ijrobp.2006.10.032. [DOI] [PubMed] [Google Scholar]
- 24.XXX
- 25.Sun X, Xia P. A new smoothing procedure to reduce delivery segments for static MLC-based IMRT planning. Medical Physics. 2004;31(5):1158–1165. doi: 10.1118/1.1713279. [DOI] [PubMed] [Google Scholar]
- 26.Webb S, Convery D, Evans P. Inverse planning with constraints to generate smoothed intensity-modulated beams. Physics in Medicine and Biology. 1998;43:2785–2794. doi: 10.1088/0031-9155/43/10/008. [DOI] [PubMed] [Google Scholar]
- 27.Alber M, Nüsslin F. Intensity modulated photon beams subject to a minimal surface smoothing constraint. Physics in Medicine and Biology. 2000;45:N49–N52. doi: 10.1088/0031-9155/45/5/403. [DOI] [PubMed] [Google Scholar]




