Abstract
Background
Exposure to ongoing political violence and stressful conditions increases the risk of posttraumatic stress disorder (PTSD) in low resource contexts. However, much of our understanding of the determinants of PTSD in these contexts comes from cross-sectional data. Longitudinal studies that examine factors associated with incident PTSD may be useful to the development of effective prevention interventions and the identification of those who may be most at-risk for the disorder.
Methods
A 3-stage cluster random stratified sampling methodology was used to obtain a representative sample of 1196 Palestinian adults living in Gaza, the West Bank and East Jerusalem. Face-to-face interviews were at two time points conducted 6-months apart. Logistic regression analyses were conducted on a restricted sample of 643 people who did not have PTSD at baseline and who completed both interviews.
Results
The incidence of PTSD was 15.0% over a 6-month period. Results of adjusted logistic regression models demonstrated that talking to friends and family about political circumstances (aOR=0.78, p=.01) was protective, and female sex (aOR=1.76, p=.025), threat perception of future violence (aOR=1.50, p=.002), poor general health (aOR=1.39, p=.005), exposure to media (aOR=1.37, p=.002), and loss of social resources (aOR=1.71, p=.006) were predictive of incident cases of PTSD.
Conclusions
A high incidence of PTSD was documented during a 6-month follow-up period among Palestinian residents of Gaza, the West Bank, and East Jerusalem. Interventions that promote health and increase and forestall loss to social resources could potentially reduce the onset of PTSD in communities affected by violence.
Keywords: PTSD, social resources, incidence, political violence, Israel, Palestine, conflict
Identifying key risk and resiliency factors for posttraumatic stress disorder (PTSD) in contexts of political violence and instability is an important public health priority. Within the Palestinian Authority, loss of life and freedoms due to political conflict is extreme. During the first and second Intifadas, over 6,200 Palestinians were killed1,2 and more than 65,000 were detained3. Palestinians are also exposed to internecine violence from within factious Palestinian groups.1 These exposures are associated with ratings of poor general health4, loss of valued economic and social resources5-7, and prevalence estimates of PTSD in the West Bank, Gaza and East Jerusalem range from 6.6 to 25.4%6,8-12.
Direct exposure to conflict and violence are important potentially traumatic events (PTEs), but Palestinians are also exposed to the downstream consequences of political violence and military occupation. Stressors associated with poverty, lack of resources and marginalization may modify, and potentiate, the effect of PTEs on PTSD in conflict-affected populations13. Within the Palestinian Authority, detainment, harassment and the punitive destruction of homes by the Israeli military create another category of stresses that may contribute to PTSD incidence.
It is critical to understand the role of potentially modifiable exposures that contribute to psychiatric morbidity in conflict-affected regions. Utilizing the framework provided by Hobfoll's conservation of resources theory14, the present study extends prior research by evaluating the central role of psychosocial resources and losses to these resources, while also considering potentially traumatic event (PTE) exposures, stressors, and candidate individual-level characteristics for PTSD onset.
Conservation of resource theory (COR) posits that one consequence of PTEs is the actual or threatened loss of psychosocial resources, which in turn creates stress that can lead to poor mental health outcomes15. Studies in Israel and the Palestinian Authority repeatedly demonstrated the relationship between psychosocial resource loss and poor mental health6,11,15,16. Losses of economic resources are also associated with poorer functioning and worse PTSD-related outcomes11,12,17. COR theory posits that psychosocial resource loss begets further losses via a ‘loss spiral’ whereby declining psychosocial resources lead to mental health problems, which in turn, lead to greater psychosocial resource loss7,18, indicating the need to intervene before losses accrue. Our own longitudinal analyses of this study population showed that social resource loss was related to worse trajectories of PTSD symptoms7,19. We therefore expect that resource loss will contribute to PTSD incidence.
In this paper we centrally consider the role of psychosocial resource loss while taking into consideration other factors known to be associated with the development and maintenance of PTSD. Individual-level factors associated with increased prevalence of PTSD include ethnicity11, and factors related to residency such as degree of urbanization, settlement conditions, and geographical region6,10,17. Demographic characteristics associated with prevalent PTSD in Israeli and Palestinian populations include older age17 and female sex6,8,17. Individual variation in the way PTEs are experienced may also alter susceptibility to PTSD. Ongoing perceived threat of violence to family members20,21 can increase risk of PTSD. The perception of future oriented threat within the context of ongoing political instability would therefore be expected to confer increased risk for PTSD. Indirect exposure to violence via media outlets was shown to affect prevalent PTSD following the September 11, 2001 terror attacks in the United States22. However, the effects of this exposure have not yet been evaluated as a factor associated with incident PTSD.
Factors associated with prevalent PTSD extend beyond the individual to community and social networks. A meta-analysis found statistically significant effects of lower social support on PTSD symptoms and diagnosis23. This relationship is evidenced in populations exposed to trauma24,25 and within the Palestinian Authority4,11 specifically. Alternatively, high levels of social support have demonstrated a protective effect against poor mental health outcomes25,26. In one of few longitudinal studies of PTSD completed in Israel, low levels of social support were found to moderate the impact of immediate emotional response to PTEs on PTSD among Jewish residents9. In other studies of community-wide disasters, social support was longitudinally associated with less severe PTSD symptoms27. Together this evidence suggests that social support may be related to PTSD incidence.
To our knowledge no study has examined risk factors for incident PTSD in a multiply exposed population experiencing continued threat of political violence. The purpose of the current investigation is to evaluate the role of psychosocial resource losses as potentially modifiable risk factors that can specifically be targeted by prevention efforts in resource limited, conflict-affected settings.
Methods
Baseline interviews were conducted from September 16th to October 16th, 2007 and 6-month follow-up interviews from April 24, 2008 to May 17, 2008. All structured interviews were conducted face-to-face and participants and interviewers were of the same sex. A stratified 3-stage cluster random sampling strategy was utilized such that 60 clusters were selected with populations of 1,000 or more individuals (after stratification by district and type of community – urban, rural, and refugee camp) with probabilities proportional to size. Within each cluster, 20 households were selected and then one individual in each household was selected using Kish Tables. To ensure a high response rate, three attempts were made to complete the interview. Written informed consent was obtained and participants were provided compensation equivalent to approximately $5 (U.S.D.). The study was approved by the institutional review boards of Kent State University, Rush University Medical Center, and the University of Haifa.
Of the 1,902 people approached for the first study wave, 702 refused to participate and 4 terminated the interview early, yielding a sample of 1196 people (a response rate of 63%). Of this number, 889 people participated in the 6-month follow-up interview. Non-contact was accounted for by change of address (18), refusals (249), unavailability (36), being in prison (2), or being “martyred,” (2), yielding a response rate of 89% that mirrored census and population demographics by age, region (the West Bank, Gaza and East Jerusalem), type of locality (cities, villages and refugee camps) and sex,28,29 suggesting that we were successful in contacting a representative sample of the target population. At baseline, 918 people did not meet algorithmic criteria for PTSD and a total of 673 of these people participated in the 6-month follow-up. Of this number, 643 (70% of total baseline sample) provided complete data and were included in the multivariable analysis. We restricted our analysis to only people who did not meet criteria for PTSD at baseline in order to evaluate the incidence of PTSD within the 6-month follow-up period and to evaluate the predictors of these incident cases. Our subsample (n=643) was similar to the overall sample of those free of PTSD at baseline (n=918), except they were less likely to in the highest income category (p=.01) (please see the description of the income measure below) and were 1.44 times more likely to experience financial loss (p=.02).
Study Instruments
Incident Posttraumatic stress disorder occurring within the past month was assessed with the 17-item PTSD Symptom Scale Interview format which demonstrated 86% sensitivity and 78% specificity when compared to clinician interviews (PSS-I)30. The extent these symptoms were experienced were rated from 0 (not at all) to 3 (very much). Diagnosis consistent with DSM-IV-TR31 criteria was given when moderate or severe symptom severity was reported for at least one re-experiencing symptom, three avoidance symptoms, two hyperarousal symptoms, and symptoms were found to at least moderately impair functioning. This algorithmic scoring was applied at baseline and 6-month follow-up to identify cases.
Loss of psychosocial resources
Loss of social resources related to socio-political stressors and political violence was assessed using a 4-item average scale score from the Conservation of Resources Evaluation (COR-E)32. Participants were asked “To what extent have you lost any of the following resources in the past year as a result of the occupation or violence among factions?” Items included: “Feeling that you are a person of great value to other people,” “Stability of your family,” “Intimacy with at least one friend, and “Intimacy with at least one family member.”
Losses to faith in government was assessed by asking whether participants lost faith in the ability of the Palestinian governing authorities to protect their family. Participants indicated the degree of their loss to social resources and loss to faith in government on a 4-point scale with item responses ranging from 0 (did not lose at all) to 3 (lost very much).
Economic resource loss was assessed by asking participants whether they suffered significant financial losses (e.g., to money or property) as a result of either violence among Palestinian factions or Israeli attacks. Responses were coded 0 = no, 1 = yes.
Exposure to political violence was assessed for five events occurring in the past year as a result of Israeli attacks or violence among Palestinian factions: 1) death of a family member or friend, 2) injury to a family member or a friend, 3) injury to themselves, 4) torture, or 5) witnessed Israeli attacks or violence among Palestinian factions. Items were summed and responses were trichotomized into three groups roughly equal in size: “no exposure,” “exposure to 1 event,” and, “exposure to 2 or more events.”
Experiencing socio-political stressors during the past year was assessed by four dichotomous items accounting for whether: 1) their family's home was demolished 2) they were forced to leave their home, 3) they experienced physical harassment by military or paramilitary forces, and if 4) they had been incarcerated for political activity. These four items were summed and dichotomized into a total scale due to few reported experiences.
Media exposure was assessed by asking participants how often they followed political affairs through television, radio or newspapers. Responses ranged from 0 (never) to 5 (very high frequency).
Indirect exposure to events through friends and family was assessed by asking how frequently participants talked to friends and family about political conditions. Responses ranged from 0 (never) to 5 (very high frequency).
Social support satisfaction
Participants were asked about how satisfied they were with the support available from friends and family. These two items were rated from 0 (not at all satisfied) to 3 (very satisfied).
Perceived threat of future attacks was measured by averaging responses to two items: “In general, how concerned are you about the possibility (1) that you or a family member will be victims of a large scale attack on the Palestinians and (2) that you or a family member will be will be victims of violence among Palestinian factions?” Responses ranged from 0 (not at all) to 3 (very much).
Subjective health was assessed by asking participants “How would you rate your overall health during the past 30 days.” The scale ranges from 1 (very good) to 5 (poor).
Demographic and personal characteristics included: sex, marital status (single, divorced/separated, widowed; married), age, education (less than high school, high school graduate, some college, college graduate), religiosity (not religious, somewhat religious, and very religious) and income. Participants reported their income in relation to the average monthly household income (i.e., 2,500 New Israeli Shekel) in the Palestinian Authority (low: much lower than average or a little lower than average; medium: average; high: a little higher than average or much higher than average).
Statistical Analysis
We examined incident cases of PTSD by restricting our study sample to only people who did not have PTSD at baseline (n=918). Utilizing multivariable logistic regression, we included predictors that have been found to be associated with PTSD diagnosis in past studies, or were thought to be potential confounders. Our final analysis included theoretically related independent variables representing five categories of risk and protective factors: loss of resources (e.g., faith in government, economic, and social), direct exposure to PTEs (i.e., political violence and socio-political stressors occurring during the year leading up to baseline assessment); indirect exposure to PTEs (i.e., talking to friends and family, amount of exposure to media coverage about political conditions); personal characteristics (i.e., sex, age, income, education, marital status, religiosity, perceived threat of future political violence, health status); and social resources (i.e., family and friend social support). All analysis were conducted using STATA version 12.1MP33.
Results
Table 1 characterizes study participants at baseline. Our study population included similar numbers of men and women and the average age was 34.65 (SD=12.62). The majority reported having a lower than average income (52.13%) high school or less than high school education (65.46%) and were married (67.76%). The majority of participants did not report exposure to political violence (58.6%) or socio-political stressors (90.7) in the past year. The cumulative incidence of PTSD was 15% at 6-month follow-up.
Table 1.
Participant characteristics and means and standard deviations of study variables.
| % | M | SD | Range | |
|---|---|---|---|---|
| Sex | ||||
| Female | 52.07 | |||
| Age | 34.65 | 12.62 | 18 – 80 | |
| Income | ||||
| High | 23.04 | |||
| Medium | 24.83 | |||
| Low | 52.13 | |||
| Education | ||||
| College | 23.72 | |||
| Some College | 10.82 | |||
| High School | 32.35 | |||
| Less than HS | 33.11 | |||
| Marital Status | ||||
| Married | 67.76 | |||
| Not married | 32.24 | |||
| Location | ||||
| City | 53.76 | |||
| Refugee camp | 15.49 | |||
| Village | 30.75 | |||
| Religiosity | 1.58 | 0.60 | 0 – 3 | |
| Threat perception | 1.74 | 1.02 | 0 – 3 | |
| Health status | 2.05 | 0.99 | 0 – 5 | |
| Political violence | ||||
| No exposure | 58.6 | |||
| 1 exposure | 21.1 | |||
| 2 or more | 20.3 | |||
| Socio-political stressors | ||||
| No stressors | 90.7 | |||
| 1 or more | 9.3 | |||
| Media exposure | 3.51 | 1.42 | 0 – 5 | |
| Talking to friends/family | 4.25 | 1.47 | 0 – 5 | |
| Support from family | 2.38 | 0.87 | 0 – 3 | |
| Support from friends | 1.98 | 1.00 | 0 – 3 | |
| Financial loss | ||||
| No loss | 68.35 | |||
| Faith in government loss | 1.61 | 1.13 | 0 – 3 | |
| Loss of social resources | 0.60 | 0.62 | 0 – 3 |
The bivariate and multivariable logistic regression analyses for incident PTSD are displayed in Table 2. Results from unadjusted analysis demonstrated that less than high school education, (OR=2.04, [1.10,3.76], p=.022), threat perception (OR=1.47, [1.18,1.84], p<.001), poor health status (OR=1.52, [1.25,1.85], p<.001), and loss of social resources (OR=1.74, [1.26,2.40], p=.001), increased the odds of developing PTSD. Family support satisfaction (OR=0.76, [0.61,0.95], p<.001) was protective against incident PTSD.
Table 2.
Crude and adjusted logistic regression analysis for predictors of incident PTSD at 6-month follow-up (N = 643).
| Characteristic | Crude OR | 95% CI | p value | Adjusted OR | 95% CI | p – value |
|---|---|---|---|---|---|---|
| Personal characteristics | ||||||
| Sex | ||||||
| Male | 1.00 | Referent | 1.00 | Referent | ||
| Female | 1.48 | 0.96, 2.28 | .073 | 1.76 | 1.07, 2.90 | .025 |
| Age | 1.01 | 0.99, 1.03 | .207 | 1.00 | 0.98, 1.02 | .902 |
| Income | ||||||
| High | 1.00 | Referent | 1.00 | Referent | ||
| Medium | 1.30 | 0.67, 2.51 | .427 | 1.67 | 0.80, 3.48 | .171 |
| Low | 1.30 | 0.72, 2.34 | .368 | 1.19 | 0.61, 2.31 | .605 |
| Education | ||||||
| College | 1.00 | Referent | 1.00 | Referent | ||
| Some College | 1.55 | 0.68, 3.53 | .300 | 1.05 | 0.41, 2.67 | .921 |
| High School | 1.29 | 0.68, 2.48 | .436 | 1.02 | 0.50, 2.06 | .962 |
| Less than HS | 2.04 | 1.10, 3.76 | .022 | 1.28 | 0.62, 2.62 | .497 |
| Marital Status | ||||||
| Married | 1.00 | Referent | 1.00 | Referent | ||
| Not married | 0.89 | 0.56, 1.43 | .639 | 1.15 | 0.67,1.97 | .607 |
| Location | ||||||
| City | 1.00 | Referent | 1.00 | Referent | ||
| Refugee camp | 1.05 | 0.58, 1.89 | .876 | 0.92 | 0.47, 1.80 | .808 |
| Village | 0.75 | 0.46, 1.23 | .255 | 0.84 | 0.47, 1.49 | .548 |
| Religiosity | 1.08 | 0.75, 1.56 | .727 | 1.34 | 0.89, 2.03 | .159 |
| Threat perception | 1.47 | 1.18, 1.84 | .001 | 1.50 | 1.15, 1.94 | .002 |
| Health status | 1.52 | 1.25, 1.85 | .001 | 1.39 | 1.10, 1.76 | .005 |
| Direct exposure | ||||||
| Political violence | ||||||
| No exposure | 1.00 | Referent | 1.00 | Referent | ||
| 1 exposure | 1.37 | 0.82, 2.31 | .223 | 1.21 | 0.67, 2.20 | .522 |
| 2 or more | 1.49 | 0.88, 2.52 | .136 | 1.73 | 0.92, 3.30 | .091 |
| Socio-political stressors | ||||||
| No stressors | 1.00 | Referent | 1.00 | Referent | ||
| 1 or more | 0.71 | 0.32,1.62 | .420 | 0.50 | 0.20, 1.24 | .136 |
| Indirect exposure | ||||||
| Media exposure | 1.10 | 0.94, 1.28 | .220 | 1.37 | 1.12, 1.68 | .002 |
| Talking to friends/family | 0.93 | 0.81, 1.07 | .302 | 0.78 | 0.65, 0.94 | .010 |
| Social Resources | ||||||
| Support from family | 0.76 | 0.61, 0.95 | .016 | 0.78 | 0.58, 1.03 | .081 |
| Support from friends | 0.86 | 0.70, 1.05 | .138 | 1.00 | 0.78, 1.29 | .986 |
| Loss to resources | ||||||
| Financial loss | ||||||
| No | 1.00 | Referent | 1.00 | Referent | ||
| Yes | 1.18 | 0.76, 1.84 | .461 | 1.09 | 0.74, 1.15 | .736 |
| Faith in government | 1.03 | 0.85, 1.24 | .765 | 0.92 | 0.74, 1.15 | .463 |
| Social resource loss | 1.74 | 1.26, 2.40 | .001 | 1.71 | 1.67, 2.52 | .006 |
Results from the adjusted multivariable model showed that female sex (aOR=1.76, [1.07,2.90], p=.025), threat perception (aOR=1.50, [1.15,1.94], p=.002), poor health status (aOR=1.39, [1.10,1.76], p=.005), media exposure (aOR=1.50, [1.15,1.94], p=.002), and loss to social resources (aOR=1.71, [1.67,2.52], p=.002) increased the odds of PTSD, while talking to friends and family decreased the odds of PTSD (aOR=0.78, [0.65,0.94], p=.01).
To assess the effect of using list-wise deletion to account for missing data, a sensitivity analysis was conducted using multiple imputation by chained equations to account for item missingness and inverse probability weighting33 to account for loss to follow up. This approach led to no major qualitative difference in results or changes in statistical inference, so the simple model without weighting or imputation is reported.
Discussion
This study tested the association between the loss of individual and social resources on incident PTSD within a large longitudinal sample of conflict affected Palestinians living in the West Bank, Gaza, and East Jerusalem while adjusting for a number of confounding factors. To our knowledge, this is the first study exploring factors associated with PTSD incidence within a context of ongoing political violence.
Among the losses we evaluated, economic loss and loss of faith in government did not predict incident PTSD as expected. Economic resource loss may not be important in this context given that economic deprivation is ongoing and existed years before this study was conducted. The loss of faith in government may have similarly eroded over the course of internal Palestinian violence, and therefore may not be a salient predictor of PTSD. However, loss of social resources significantly predicted incident PTSD.
The loss of social resources within low- and middle-income contexts is particularly important as it increases the vulnerability for continued or worsening psychological distress7. Our present finding contributes to the larger PTSD and trauma literature by bringing into focus the importance of the post-trauma social environment to recovery from PTSD24. Indeed, with the lack of social support being implicated as a primary predictor of PTSD23, it is surprising that leading evidence based interventions remain focused at the level of the individual, while seeming to ignore vital interpersonal and community-level processes clearly implicated in the onset, development, and maintenance of PTSD. Research on interventions that can improve the social resources and social environments of trauma-affected communities is needed.
Exposure to political violence and socio-political stressors were not significantly associated with incident PTSD. This may be related to measurement of these exposures being limited to only the previous year. However, exposure through the media conferred an increased risk. This was consistent with a previous study conducted in the United States following the terrorist attacks of 9/1122. Media exposure was only significant in the adjusted models suggestive that this effect could be due to negative confounding.34 A limited sensitivity analysis to test whether the media effect was present in the absence of the talking to friends/family variable. Indeed, when the talking to friends/family variable was removed from the analysis, the media effect was non-significant. This suggests that when people do not talk to loved ones about the events, media coverage can increase PTSD risk. Conversely, when people do not watch media coverage, talking to loved ones decreases PTSD risk.
A number of included covariates were related to incident PTSD. Significant individual-level factors predictive of PTSD were female sex, threat perception of future attacks, and poor health. Women's vulnerability to in their risk for PTSD may be attributable to differential measurement35 and the degree to which men and women express psychopathology36. Continued work to understand sex differences in trauma-related symptoms is needed.
Studies show that increased threat perception of future violence is associated with exposure to political violence and psychological distress37. This is supported by the shattered assumptions model38 that suggests trauma poses challenges to basic assumptions about the world as meaningful, predictable, and safe. Psychological distress resulting from traumatic events is thus associated with an unrealistic shift toward perceiving the world as malevolent, dangerous, and threatening.
Consistent with our previous analysis, poor health leads to increased risk for PTSD in this study4. A growing literature supports the association between poor physical health and PTSD39. According to the shared vulnerability model, somatic hypervigilance may account for a shared vulnerability to PTSD and poor general health, by creating a bias toward threatening external stimuli and exaggerated starle40 Another possibility is that under conditions of ongoing stress and adversity, allosatic load, the body's response to ongoing stressors, may lead to physical disease and disability41.
Social support resources were not protective against PTSD in the adjusted models. This finding contrasts with previous findings in this study population that showed initial levels of social support predicted whether participants were in moderate or severe symptom trajectories19. However the previous study did not control for the same model covariates, and in the present study, the unadjusted models demonstrated this inverse association. Moreover, talking to friends and family about political events did significantly mitigate the risk of incident PTSD in the adjusted model. This suggests that enacted support rather than perceived support is a more potent in buffering against PTSD in this context.
Limitations
The present study has several important limitations. Many of the risk factors included were measured using single items, which limits reliability and may fail to capture the multidimensional nature of some of these constructs. Lay in-person interviews may not be as accurate as clinician diagnosis of PTSD. Dropouts and refusals may be a concern in our sample (26.69%), but this concern is lessened given that sensitively analysis did not reveal qualitative differences in our study estimates.
Conclusions
Our findings identify key risk factors for incident PTSD that could be modified through intervention. Poor health, threat perceptions and social resource loss can all be targeted with community-based prevention strategies. Future research specifically examining potential mediators of resource loss could yield especially important insights into how to prevent or delay losses from accruing by targeting these mechanisms. Targeted cognitive therapy interventions for trauma in low-resource contexts show efficacy for reducing fear based cognitions and improving social resources42. Although our study offers useful insights into the role of social resource loss and PTSD, future research is needed to further unpack the social support construct and allow for a finer-grained analysis of the role of these resources to promote mental health. Rather than relying on broad measures of social support satisfaction, specifically examining the composition and quality of social networks of trauma survivors can also further understanding of how and why losses to social resources occur.
Acknowledgments
This research was made possible in part by a grant from the National Institute of Mental Health (RO1MH073687) and the Ohio Board of Regents. Dr. Hall was supported by the National Institute of Mental Health T32 in Psychiatric Epidemiology (T32MH014592-35) and through the Fogarty Global Health Fellows Program (1R25TW009340-01). Sarah Murray was supported by National Institute of Mental Health National Research Service Award (F31 5F31MH099959-02).
Footnotes
On behalf of all authors, the corresponding author states that there is no conflict of interest.
Contributor Information
Brian J. Hall, The University of Macau
Sarah M. Murray, Johns Hopkins Bloomberg School of Public Health
Sandro Galea, Columbia University Mailman School of Public Health.
Daphna Canetti, University of Haifa.
Stevan E. Hobfoll, Rush University Medical Center
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