Abstract
Background
Fragile X-associated tremor/ataxia syndrome (FXTAS), which occurs in some premutation carriers of the fragile X mental retardation 1 (FMR1) gene, is a neurodegenerative disorder characterized by action tremor, gait ataxia, and impaired executive cognitive functioning.
Objective
To evaluate the nature and severity of functional limitations among male carriers of the fragile X premutation, both with and without FXTAS.
Methods
Forty-two subjects with FXTAS and 24 asymptomatic premutation carriers were compared to 32 control subjects on measures of physical functioning, activities of daily living (e.g., eating, bathing), and instrumental activities of daily living (e.g., shopping, managing medications). Ordinary least squares regression, controlling for age, education, medical comorbidity, and pain, was used to examine group differences in physical and functional performance.
Results
Men with FXTAS performed significantly worse than control subjects on all dependent measures, showing greater limitations in physical functioning, as well as ADL and IADL performance (p < 0.05). Subsequent analyses suggested that physical and functional impairments among men with FXTAS result largely from deficits in motor and executive functioning and that CGG repeat length is associated with functional impairment. Asymptomatic carriers of the fragile X premutation performed similarly to control subjects on all measures.
Conclusions
This study provides the first comprehensive evaluation of functional status among male premutation carriers. Although carriers without FXTAS performed similarly to control subjects, men with FXTAS showed evidence of significant physical and functional impairment, which appears to result largely from motor deficits characteristic of the syndrome.
Keywords: Fragile X, Fragile X-Associated Tremor/Ataxia Syndrome, FXTAS, functional status, activities of daily living, instrumental activities of daily living
INTRODUCTION
Fragile X-associated tremor/ataxia syndrome (FXTAS; Hagerman et al., 2001) affects a subset of individuals with the fragile X premutation. The premutation is characterized by 55–200 CGG repeats in the 5′ untranslated region of the fragile X mental retardation 1 (FMR1) gene. Symptoms of FXTAS include action tremor and gait ataxia, and often are accompanied by parkinsonism, dysautonomia, peripheral neuropathy, weakness, and other neurologic signs (Jacquemont et al., 2003; Leehey et al., 2007). FXTAS involves substantial impairment of the executive cognitive functions (ECF; Berry-Kravis et al., 2007a,b; Brega et al., 2008; Grigsby et al., 2006, 2007, 2008; Leehey et al., 2007), including deficits in behavioral self-regulation, attention, and working memory. A majority of males with the premutation are likely to develop FXTAS (Jacquemont et al., 2004).
We studied physical limitations, and deficits in activities of daily living (ADLs) and instrumental ADLs (IADLs), among male carriers of the premutation. Whereas ADLs (e.g., eating, bathing) represent simple aspects of self-care, IADLs (e.g., meal preparation) are cognitively more complex. We expected that men with FXTAS would suffer impairment of functional status as a result of the motor and ECF deficits characteristic of the disorder.
METHODS
Subjects
Participants provided written informed consent and HIPAA authorization. The research was approved by IRBs at the University of Colorado Denver and the University of California Davis. The authors have no financial or personal interests to disclose.
Participants were 98 men aged 53 to 89, each of whom was assigned to one of three study groups. The FXTAS group included 42 subjects with definite or probable FXTAS (Jacquemont et al., 2003). Men with the FMR1 premutation without signs of FXTAS (n=24) were classified as asymptomatic premutation carriers (APC). The control group included 32 men with normal FMR1 alleles. Participants were native English speakers with no history of any neurologic disorder other than FXTAS. Each subject had a family member or friend who was knowledgeable and willing to answer questions about the individual’s functional status. Premutation carriers were identified through earlier studies, fragile X meetings or support groups, and the clinical practices of study co-investigators; control subjects were recruited from the families of carriers, medical clinics, and advertisements.
Of the 124 men enrolled in the study, 14 were excluded from these analyses because of missing functional status data. One man, a mosaic having a “smear” CGG repeat pattern ranging from the normal to the full mutation range, also was excluded. In the remaining sample of 109 participants, men with FXTAS were older than controls (mean age 68.6 versus 64.2 years; p < 0.05). Although asymptomatic carriers were three years younger than controls (mean age 60.9 versus 64.2 years), this difference was not significant (p > 0.10). To eliminate confounding by age, all men under the age of 53–the age of the youngest FXTAS participant–were excluded. Omitting these subjects (four APCs and seven controls) eliminated the significant age difference between FXTAS and controls.
Assessment of Functional Status
ECF deficits have been reported among premutation carriers (e.g., Brega et al., 2008; Grigsby et al., 2006, 2007, 2008), and because such individuals may have limited insight and be unable to evaluate their functional status accurately, we report data collected from informants. For 91% of cases, the informant was a spouse or significant other who lived with the subject. An additional 4% of informants were siblings or adult children of participants.
Physical limitations were measured using the Nagi and Rosow/Breslau physical disability items (Nagi, 1976), which assess ability to walk 1/4 mile; climb 10 steps without resting; stoop, crouch, or kneel; reach overhead; use fingers to grasp objects; and carry up to 10 pounds. Informants indicated whether the subject had difficulty completing each activity by himself, without special equipment. The mean of yes/no (1/0) responses across the six items, reflecting the proportion of the physical activities for which difficulty was reported, was used as a measure of physical limitations.
Measures from the Longitudinal Study on Aging (Katz et al., 1963; Duke University, 1988) were used to assess ADL/IADL independence. Informants indicated whether the subject had difficulty completing seven ADLs by himself, without special equipment: bathing/showering; dressing; eating; using the toilet; transferring in and out of bed or chair; walking across a small room; getting outside. The ADL limitations score, the mean of these seven dichotomous yes/no (1/0) variables, represents the proportion of ADLs performed with difficulty.
The IADL limitations score provides a measure of subjects’ difficulty engaging in eight IADLs independently (without special equipment): meal preparation; driving; shopping; using the phone; managing medications; managing money; strenuous housework; light housework. As with ADLs, the score reflects that proportion of IADLs performed with difficulty. IADL items included an additional response option indicating that a subject does not perform a task for reasons other than disability (e.g., wife always does the cooking). Such responses were coded as missing.
To examine subtle deficits in functional status, informants were asked to indicate whether subjects had changed either: (a) the frequency of performing an individual ADL/IADL, or (b) the manner of performance (Fried et al., 2000; Guralnik et al., 1999). There three frequency response options were no; yes, less frequently; and yes, doesn’t do it anymore). The two “yes” responses were collapsed to yield dichotomous (yes/no) variables and the average value for ADL and IADL variables, respectively, were computed. The degree to which a subject had changed the way he completed ADL/IADLs was computed as the mean of the yes/no (1/0) method change variables. The ADL/IADL frequency change variables and the ADL/IADL method change variables represent the proportion of ADLs or IADLs, respectively, for which a subject had changed frequency or method.
Motor and Executive Impairments
We hypothesized that tremor and ataxia would contribute to group difference in physical limitations and ADL/IADL performance. Although not all functional tasks depend on fine motor skills, several are likely to be impaired as a result of tremor (e.g., dressing, eating). The Purdue Pegboard Test (PPT; Tiffin and Asher, 1948) was used to quantify motor impairment. The PPT is a test of motor function in which subjects rapidly insert small metal pegs into holes on a pegboard. The number of pegs inserted during a 30-second trial using the dominant hand was used to quantify fine motor deficits.
Men with FXTAS have impaired ECF (Brega et al., 2008; Grigsby et al., 2006, 2007, 2008; Leehey et al., 2007). ECF impairment limits an individual’s ability to regulate his/her behavior through planning, initiating appropriate activity, and inhibiting inappropriate behaviors. We hypothesized that ECF deficits would contribute to functional impairment. IADLs, which require planning and step-by-step execution of goal-directed activity, were expected to be particularly affected by ECF deficits. As ADLs are less complex activities, for which behavioral self-regulation over time is less crucial, we expected ADLs as well as physical limitations to be less severely affected by ECF deficits.
The measure of ECF used in this study was the Behavioral Dyscontrol Scale (BDS), a measure of the capacity for behavioral self-regulation (Diesfeldt et al., 2004; Ecklund-Johnson et al., 2004; Grigsby et al., 1992). The BDS has consistently demonstrated deficits among persons with both the fragile X full mutation and FXTAS (Brega et al., 2008; Grigsby et al., 2006, 2007, 2008; Hagerman et al., 2001; Loesch et al., 2005). Higher scores (out of a total of 27) reflect better functioning.
Data Analysis
Regression models compared functional performance across groups. For each dependent variable, separate models examined the impact of two group-comparison variables: a) APC [1] versus control [0], and b) FXTAS [1] versus control [0].
Covariates
We adjusted for age and years of education in all analyses. To evaluate the contribution of motor and ECF deficits to differences in functional performance, regression models comparing FXTAS to control subjects were repeated using PPT dominant hand score as a covariate, and again using BDS as a covariate. Further, because performance of functional tasks can be influenced by comorbidity and pain (Bryant et al., 2007), we controlled for these variables in all analyses as well.
For co-existent medical illness, we used the Charlson Comorbidity Index (CCI), a weighted measure of medical comorbidity (Charlson et al., 1987), based on a set of 17 differently weighted ICD-9 diagnoses. The degree to which pain interfered with subjects’ regular activities (e.g., moving around, work, sleeping), using items from the San Luis Valley Health and Aging Study (SLVHAS; Hamman et al., 1999), controlled for the influence of pain on functional status. The mean of these dichotomous responses, reflecting the proportion of activities negatively affected by pain, was used as a covariate in all analyses.
RESULTS
Sample Descriptives
Table 1 provides descriptive information about the sample. Although truncation of the sample ensured that the two carrier groups did not differ significantly from the control group with regard to age, men with FXTAS were older on average than APCs (p < 0.01). This age difference likely reflects the fact that the prevalence of FXTAS increases with age (Jacquemont et al., 2004). Note that no premutation carrier over the age of 73 was classified as asymptomatic. Because of the marked age difference between APCs and men with FXTAS, we did not compare functional status between the carrier groups, but instead compared each premutation group separately to controls.
Table 1.
Participant Characteristics by Group: Mean (Range)a
| FXTAS (n = 42) | Asymptomatic Premutation (n = 24) | Control (n = 32) | |
|---|---|---|---|
| Age b | 68.6 (53 – 89) | 63.7 (55 – 73) | 67.2 (54 – 89) |
| Years of Education b | 15.3** (8 – 21) | 16.0† (12 – 19) | 17.3 (10 – 21) |
| CGG Repeat c | 95.9 (67 – 142) | 79.2 (60 – 112) | 30.5 (18 – 45) |
Table 1 presents unadjusted means (and ranges) for participants in the three study groups.
When appropriate, significant differences between each premutation group and the control group are indicated:
p < 0.10,
p ≤ 0.01.
Men with FXTAS had significantly higher CGG repeat expansions than did their asymptomatic counterparts (p < 0.0001).
Participants were relatively highly educated. In each study group, subjects had 15 or more years of education on average. Controls had significantly more years of education than did men with FXTAS (p < 0.01) and marginally more than APCs (p < 0.10). Whereas the majority of APCs (71%) and controls (75%) in this sample had 16 or more years of education, only 43% of men with FXTAS had attained a similar degree of education. Analyses therefore controlled for education.
The premutation carrier groups differed with regard to CGG repeat length (Table 1). Men with FXTAS had significantly more repeats than did APCs (p < 0.0001). Although both carrier groups had members with CGG repeats in the 60s, large expansions were more common among men with FXTAS. Whereas only one asymptomatic carrier had a CGG repeat length greater than 94, 22 men with FXTAS (52%) had 95 repeats or more.
Among men with FXTAS, most had both tremor and ataxia (79%). An additional 12% had ataxia only, whereas 10% had tremor only. Age of onset of the two key neurologic signs of FXTAS ranged widely and was not correlated with CGG repeat length (p > 0.10). Although some subjects developed tremor/ataxia as early as their late 40s (minimum age of onset was 47 for ataxia and 48 for tremor), for some subjects, these symptoms first appeared in the late 70s (maximum age of onset was 78 for ataxia and 79 for tremor). Mean age of onset of tremor and ataxia was 61. Men in this sample developed FXTAS symptoms 9.1 years prior to assessment, on average, although duration of disease ranged from 0 to 22 years.
The two defining neurologic signs of FXTAS developed at similar ages for most subjects. Sixty percent of subjects with tremor and ataxia experienced onset of both symptoms within a three year period. Typically, however, tremor predated ataxia. Whereas 40% of FXTAS subjects developed tremor prior to ataxia, 37% developed ataxia first. For 23%, the onset of tremor and ataxia occurred at the same age.
Group Differences in Functional Performance
Regression analyses provided evidence of functional impairment among men with FXTAS (Table 2). In comparison with controls, men with FXTAS showed more physical limitations (p < 0.01). Whereas FXTAS subjects had difficulty with 42% of the six physical limitation items, on average, controls experienced difficulty with only 11%.
Table 2.
Functional Status: Premutation Groups Vs. Controlsa
| FXTAS (Mean) (n = 42) | Asymptomatic Carrier (Mean) (n = 24) | Control (Mean) (n = 32) | |
|---|---|---|---|
| Physical Limitations Score | 0.42** | 0.18^ | 0.11 |
| ADL Limitations Score | 0.19* | 0.03 | 0.03 |
| ADL Frequency Change Score | 0.20* | 0.01 | 0.05 |
| ADL Method Change Score | 0.25** | 0.02 | 0.02 |
| IADL Limitations Score | 0.26** | 0.04 | 0.03 |
| IADL Frequency Change Score | 0.25** | 0.02 | 0.04 |
| IADL Method Change Score | 0.15** | 0.00 | 0.02 |
Table 2 presents mean scores by group as well as the results of separate regression analyses comparing control subjects to subjects in the two premutation groups
p < 0.10,
p ≤ 0.05;
p ≤ 0.01.
ADL performance also was impaired among men with FXTAS. These subjects experienced limitations in a larger proportion of ADLs (p < 0.05) than did controls (19% vs. 3%, respectively). In addition, men with FXTAS were more likely than controls to have changed the frequency of ADL performance (p < 0.05) as well as their method for performing these tasks (p < 0.01). FXTAS subjects had changed the frequency with which they performed 20% of ADLs and had changed the method for completing 25%. In contrast, controls had changed the frequency for completing 5% of ADLs and the method for completing 2% of these activities.
Compared with controls, FXTAS subjects scored significantly worse on IADLs ( p < 0.01). Whereas controls had difficulty with 3% of the eight IADLs, on average, men with FXTAS had difficulty with 26% of IADLs. FXTAS subjects also were more likely than controls to have changed the frequency (p = 0.01) and method with which IADLs were performed (p < 0.01). Whereas men with FXTAS had changed the frequency with which they conducted 25% of IADLs and the method with which they completed 15%, controls had changed frequency or method for only a small percentage of tasks (4% and 2%, respectively).
Regression analyses examining group differences in functional status controlled for age, education, comorbidities, and pain. The degree to which pain interfered with daily activities was a significant predictor of physical limitations (p < 0.001, r2 = 0.23), ADL limitations (p < 0.01, r2 = 0.20), ADL frequency change (p < 0.01, r2 = 0.21), ADL method change (p < 0.05, r2 = 0.14), and IADL method change (p < 0.05, r2 = 0.16). Age was a significant predictor of ADL method change (p < 0.05, r2 = 0.08) and was marginally related to ADL limitations (p < 0.10). Comorbidity predicted ADL frequency change (p < 0.05, r2 = 0.07) and was marginally associated with IADL limitations and IADL method change (p < 0.10). Education was marginally associated with IADL method change.
Among men with FXTAS, CGG repeat length predicted functional status. Post-hoc analyses regressing functional measures on CGG repeat length found that men with larger repeat expansions scored significantly worse on ADL frequency change (p < 0.05), IADL limitations (p < 0.01), and IADL frequency change (p < 0.001), and marginally worse on physical and ADL limitations (p < 0.10).
APCs showed little evidence of the functional limitations experienced by FXTAS subjects. Although there was a trend for APCs to experience greater physical limitations than controls (p < 0.10), this difference was not significant. APCs performed similarly to controls on all other measures of functional status.
Table 3 provides information about impairment of specific ADLs and IADLs by group. Among ADLs, men with FXTAS were particularly likely to experience difficulty transferring to or from a bed or chair (36%). Further, about one-fifth of FXTAS subjects were reported to have difficulty with ambulation (i.e., crossing a room, getting outdoors) and dressing. Changes in the frequency for completing the transferring, ambulation, and bathing ADLs were common among men with FXTAS (19.0% – 40%). A substantial proportion of men with FXTAS had changed their method for bathing, dressing, eating, transferring, and crossing a room (21% – 36%).
Table 3.
Impairment of Specific ADLs and IADLs
| Limitations Reported (%) | Frequency Has Changed (%) | Method Has Changed (%) | |||||||
|---|---|---|---|---|---|---|---|---|---|
| FXTAS | Asymptomatic Carrier | Control | FXTAS | Asymptomatic Carrier | Control | FXTAS | Asymptomatic Carrier | Control | |
| ADLs | |||||||||
| Bathing | 14.3% | 0.0% | 0.0% | 19.0% | 0.0% | 3.2% | 28.6% | 0.0% | 3.2% |
| Dressing | 19.0% | 8.7% | 3.2% | 9.5% | 0.0% | 3.2% | 33.3% | 4.4% | 3.2% |
| Eating | 11.9% | 0.0% | 6.4% | 7.3% | 0.0% | 6.4% | 21.4% | 0.0% | 3.2% |
| Toileting | 9.5% | 4.4% | 3.2% | 10.0% | 0.0% | 0.0% | 14.3% | 0.0% | 0.0% |
| Transferring | 35.7% | 8.7% | 6.4% | 21.4% | 0.0% | 6.4% | 35.7% | 8.7% | 3.2% |
| Crossing a Room | 21.4% | 0.0% | 0.0% | 26.2% | 4.4% | 6.4% | 24.4% | 4.4% | 0.0% |
| Getting Outside | 21.4% | 0.0% | 3.2% | 40.5% | 0.0% | 9.7% | 14.6% | 0.0% | 0.0% |
| IADLs | |||||||||
| Meal Preparation | 15.2% | 4.6% | 0.0% | 11.9% | 0.0% | 6.4% | 2.6% | 0.0% | 0.0% |
| Driving | 31.0% | 0.0% | 0.0% | 33.3% | 0.0% | 0.0% | 18.0% | 0.0% | 0.0% |
| Shopping | 27.5% | 4.6% | 3.4% | 21.4% | 4.6% | 3.2% | 22.5% | 0.0% | 0.0% |
| Telephone | 4.8% | 0.0% | 3.2% | 9.5% | 0.0% | 3.2% | 5.0% | 0.0% | 0.0% |
| Managing Medication | 19.0% | 0.0% | 0.0% | 7.1% | 0.0% | 0.0% | 9.8% | 0.0% | 0.0% |
| Managing Money | 23.5% | 4.8% | 0.0% | 19.0% | 4.4% | 0.0% | 15.0% | 0.0% | 0.0% |
| Strenuous Housework | 62.2% | 17.4% | 18.5% | 59.5% | 4.4% | 22.6% | 37.5% | 0.0% | 12.9% |
| Light Housework | 18.9% | 0.0% | 0.0% | 34.2% | 0.0% | 0.0% | 14.6% | 0.0% | 0.0% |
With respect to IADLs, strenuous housework was particularly problematic for men with FXTAS, with difficulty reported for over one-half. Approximately one-fifth to one-third experienced difficulty with driving, shopping, managing medications, managing money, and light housework. A substantial proportion of FXTAS subjects had changed the frequency for activities related to driving, shopping, managing money, and housework. Changing the method for driving, shopping, and completing strenuous housework was common.
Table 4 shows the number of functional items with which members of each group had difficulty. Whereas 50% of men with FXTAS experienced no difficulty with ADLs, 87% and 84% of APCs and controls, respectively, had no ADL limitations. Difficulty with multiple ADLs was more common among men with FXTAS. Whereas 24% of individuals with FXTAS had difficulty with three or more ADLs, this was true for only 4.4% of APCs and none of the controls.
Table 4.
Number of Impaired ADLs and IADLs: Percentages by Groupa
| FXTAS (n = 42) | Asymptomatic Carrier (n = 24) | Control (n = 32) | |
|---|---|---|---|
| ADLs | |||
| 0 | 50.0% | 87.0% | 83.9% |
| 1 | 11.9% | 8.7% | 9.7% |
| 2 | 14.3% | 0.0% | 6.4% |
| 3 | 14.3% | 4.4% | 0.0% |
| 4 or more | 9.5% | 0.0% | 0.0% |
| IADLs | |||
| 0 | 38.1% | 73.9% | 80.6% |
| 1 | 23.8% | 21.7% | 16.1% |
| 2 | 4.8% | 4.4% | 3.2% |
| 3 | 14.3% | 0.0% | 0.0% |
| 4 or more | 19.0% | 0.0% | 0.0% |
Not all totals equal 100% due to rounding.
A similar pattern of results was found related to IADLs. The percentage of men with no IADL limitations was lower in the FXTAS group (38%) than the APC (74%) and control (81%) groups. One-third of men with FXTAS experienced limitations with three or more IADLs, but no APCs or controls did so.
Motor and Executive Impairment
In secondary sets of analyses, we explored the degree to which motor and ECF impairment contribute to functional limitations among men with FXTAS (Table 5). We recomputed regression models reported previously, controlling for motor performance in one set of models and BDS score in a second set of models. When motor functioning was controlled, group differences became nonsignificant for all dependent measures except ADL and IADL method change variables, for which the group effect was reduced but not eliminated. Similarly, inclusion of BDS score eliminated group differences for all dependent measures except the physical limitations score and the ADL and IADL method change variables.
Table 5.
Mediating Role of Motor and Executive Functioning: FXTAS Vs. Control Subjectsa
| Effect of Group (t) | Independent Effect of Mediator (t, r2) | ||||
|---|---|---|---|---|---|
|
| |||||
| No Mediators Controlled | Motor Score Controlled | BDS Score Controlled | Motor Score | BDS Score | |
| Physical Limitations | 3.01** | 1.91^ | 3.17** | −1.75^ (0.10) | 1.08 (0.00) |
| ADL Limitations | 2.18* | 0.87 | 1.47 | −2.27* (0.11) | −0.98 (0.04) |
| ADL Frequency Change | 2.12* | 1.08 | 1.52 | −1.51 (0.07) | −0.76 (0.03) |
| ADL Method Change | 3.04** | 2.06* | 2.47* | −1.22 (0.08) | −0.44 (0.03) |
| IADL Limitations | 2.82** | 1.26 | 1.44 | −2.42* (0.14) | −2.47* (0.14) |
| IADL Frequency Change | 2.59** | 1.29 | 1.15 | −1.72^ (0.10) | −2.69** (0.15) |
| IADL Method Change | 2.91** | 2.35* | 2.07* | 0.02 (0.02) | −1.08* (0.06) |
Table 5 presents the results of regression analyses comparing the impact of the group comparison variable (FXTAS vs. control) when motor functioning and executive functioning are controlled and are not controlled. T values and significance for the group variable as well as t values, significance, and effect sizes for the motor and executive functioning variables are reported:
p < 0.10,
p ≤ 0.05,
p ≤ 0.01.
Motor and ECF scores were not always independent predictors of the dependent measures. Motor score was a significant predictor of ADL and IADL limitations scores, and was marginally related to physical limitations and IADL frequency change. As expected, ECF was more closely related to IADL than ADL functioning, serving as a significant predictor of all three IADL scores. Even when not significantly related to dependent measures, however, the addition of these mediating variables had a strong effect on the relationship between group and functional performance. These results suggest that functional limitations among men with FXTAS result largely from impairment in motor and executive functioning.
DISCUSSION
The results provide a comprehensive picture of the nature and severity of functional impairment in FXTAS. Men with FXTAS had significantly more physical and functional limitations than did control subjects. Both ADL and IADL performance was affected, although men with FXTAS showed impairment of a greater proportion of IADLs than ADLs. Among men with FXTAS, larger CGG repeat expansions were associated with greater functional impairment.
It is possible that IADL impairment was more common than ADL deficits because the former category of functional activities relies somewhat more on complex motor skills. Bivariate correlations showed a slightly stronger relationship between motor score and IADL limitations (r = −0.51, p < 0.0001) than between motor score and ADL limitations (r = −0.46, p < 0.0001). Further, perhaps IADLs are cognitively more demanding than ADLs. Previous research has demonstrated that ECF, is consistently a stronger predictor of IADLs than ADLs (Suchy et al., 1997; Grigsby et al., 1998, 2000, 2002; Kaye et al., 1990).
Functional impairment among men with FXTAS was heavily influenced by deficits in motor and executive functioning. As expected, motor functioning, but not ECF, accounted for some of the physical limitations experienced by men with FXTAS. Both motor ability and ECF accounted for group differences in ADL and IADL limitations as well as ADL and IADL frequency change. Impairment of fine motor skills and of the capacity for behavioral self-regulation each contributed to these functional impairments among men with FXTAS. Although controlling for motor and executive functioning did reduce group differences in the ADL and IADL method change variables, FXTAS subjects still performed significantly worse than their healthy counterparts. These results suggest that functional impairment among men with FXTAS is largely a result of the motor symptoms and executive dysfunction that accompany the syndrome.
This finding of a contribution by both ECF and motor impairment is reasonable given that fine motor control is necessary for performance of most ADL/IADLs. Importantly, ECF fundamentally represents the capacity to plan, initiate, monitor, adjust, and complete purposeful activity. Hence, significant ECF deficits may affect functional status even when one has the motor capacity to perform ADLs and IADLs (Grigsby et al., 1998).
APCs demonstrated no significant functional impairment. Although they had marginally higher physical limitations scores, average performance on the ADL and IADL dependent measures in this group was similar to that of control subjects. Given that motor functioning–which is normal in this group–is a key contributor to physical and functional deficits, it is reasonable that APCs would show no ADL/IADL deficits.
Our data are consistent with those of Mioshi et al. (2007), who studied ADLs in persons with frontotemporal dementia (FTD) and Alzheimer disease. In particular, they noted significant problems in functional status among individuals with the behavioral variant (bv-FTD) of FTD. Interestingly, they noted that bv-FTD subjects scored well on the Mini Mental State Exam (MMSE; Folstein et al., 1975), a finding similar to what we have reported in FXTAS (Brega et al., 2008; Grigsby et al., 2007).
Individuals with FXTAS may have significant needs for assistance with ADLs and IADLs as the syndrome progresses, although both the present study and that of Mioshi and associates, were limited to cross-sectional data. Longitudinal studies will provide more useful and compelling data on the nature and progression of FXTAS. This study complements the work of Leehey et al. (2007), who found that in FXTAS, tremor creates considerable disability within approximately 13 years from onset of motor symptoms. By 16 years post-onset, half of patients with FXTAS show significant ADL difficulty.
CONCLUSION
This study provides the first detailed description of the nature and severity of functional impairment among male carriers of the fragile X premutation. Although men with FXTAS experience significant functional deficits, asymptomatic carriers show no significant sign of physical or functional limitations. Impaired motor and ECF appear to be key contributors to functional impairment among men with FXTAS.
Key Points.
Men with FXTAS demonstrate significant impairment of physical and functional abilities.
Asymptomatic carriers of the fragile X premutation perform similarly to control subjects with regard to physical and functional status.
Motor and executive impairment are key contributors to physical and functional impairment among men with FXTAS.
Acknowledgments
Funding Source: Funding for this study was provided by National Institute of Neurological Disorders and Stroke (NINDS) grant number NS044299 (JG).
We would like to express our gratitude to the participants and their families for taking part in this study.
Footnotes
Conflict of Interest
None known.
References
- Berry-Kravis E, Abrams L, Coffey SM, Hall DA, Greco C, Gane LW, Grigsby J, Bourgeois JA, Finucane B, Jacquemont S, Brunberg JA, Zhang L, Lin J, Tassone F, Hagerman PJ, Hagerman RJ, Leehey MA. Fragile X-associated tremor/ataxia syndrome: Clinical features, genetics, and testing guidelines. Mov Disord. 2007a;22 :2018–30. doi: 10.1002/mds.21493. [DOI] [PubMed] [Google Scholar]
- Berry-Kravis E, Goetz CG, Leehey MA, Hagerman RJ, Zhang L, Li L, Nguyen D, Hall DA, Tartaglia N, Cogswell J, Tassone F, Hagerman PJ. Neuropathic features in fragile X premutation carriers. Am J Med Genet A. 2007b;143 :19–26. doi: 10.1002/ajmg.a.31559. [DOI] [PubMed] [Google Scholar]
- Brega AG, Goodrich G, Bennett RE, Hessl D, Engle K, Leehey MA, Bounds LS, Paulich MJ, Hagerman RJ, Hagerman PJ, Cogswell JB, Tassone F, Reynolds A, Kooken R, Kenny M, Grigsby J. The primary cognitive deficit among males with fragile X-associated tremor/ataxia syndrome (FXTAS) is a dysexecutive syndrome. J Clin Exp Neuropsychol. 2008 Feb;15 :1–17. doi: 10.1080/13803390701819044. [DOI] [PMC free article] [PubMed] [Google Scholar]
- Bryant LL, Grigsby J, Swenson C, Scarbro S, Baxter J. Chronic pain increases the risk of decreasing physical performance in older adults: The San Luis Valley Health and Aging Study. J Gerontol A Biol Sci Med Sci. 2007;62 :989–96. doi: 10.1093/gerona/62.9.989. [DOI] [PubMed] [Google Scholar]
- Charlson ME, Pompei P, Ales KL, Mackenzie CR. A new method of classifying prognostic comorbidity in longitudinal studies: development and validation. J Chronic Dis. 1987;40 :373–83. doi: 10.1016/0021-9681(87)90171-8. [DOI] [PubMed] [Google Scholar]
- Diesfeldt HF. Executive functioning in psychogeriatric patients: Scalability and construct validity of the Behavioral Dyscontrol Scale (BDS) Int J Geriatr Psychiatry. 2004;19 :1065–1073. doi: 10.1002/gps.1212. [DOI] [PubMed] [Google Scholar]
- Duke University Center for the Study of Aging and Human Development. Multidimensional functional assessment: The OARS Methodology. Duke University Press; Durham, NC: 1988. [Google Scholar]
- Ecklund-Johnson E, Miller SA, Sweet JJ. Confirmatory factor analysis of the behavioral dyscontrol scale in a mixed clinical sample. Clin Neuropsychol. 2004;18 :395–410. doi: 10.1080/1385404049052415. [DOI] [PubMed] [Google Scholar]
- Folstein MF, Folstein SE, McHugh PR. “Mini-mental state”. A practical method for grading the cognitive state of patients for the clinician. J Psychiatr Res. 1975;12 :189–98. doi: 10.1016/0022-3956(75)90026-6. [DOI] [PubMed] [Google Scholar]
- Fried LP, Bandeen-Roche K, Chaves PH, Johnson BA. Preclinical mobility disability predicts incident mobility disability in older women. J Gerontol A Biol Sci Med Sci. 2000;55 :M43–52. doi: 10.1093/gerona/55.1.m43. [DOI] [PubMed] [Google Scholar]
- Grigsby J, Brega AG, Engle K, Leehey MA, Hagerman RJ, Tassone F, Hessl D, Hagerman PJ, Cogswell JB, Bennett RE, Cook K, Hall DA, Bounds LS, Paulich MJ, Reynolds A. Cognitive profile of fragile X premutation carriers with and without fragile X-associated tremor/ataxia syndrome. Neuropsychology. 2008;22 :48–60. doi: 10.1037/0894-4105.22.1.48. [DOI] [PubMed] [Google Scholar]
- Grigsby J, Brega AG, Jacquemont S, Loesch DZ, Leehey MA, Goodrich GK, Hagerman RJ, Epstein J, Wilson R, Cogswell JB, Jardini T, Tassone F, Hagerman PJ. Impairment in the cognitive functioning of men with fragile X-associated tremor/ataxia syndrome (FXTAS) J Neurol Sci. 2006;248 :227–33. doi: 10.1016/j.jns.2006.05.016. [DOI] [PubMed] [Google Scholar]
- Grigsby J, Brega AG, Leehey MA, Goodrich GK, Jacquemont S, Loesch DZ, Cogswell JB, Epstein J, Wilson R, Jardini T, Gould E, Bennett RE, Hessl D, Cohen S, Cook K, Tassone F, Hagerman PJ, Hagerman RJ. Impairment of executive cognitive functioning in males with fragile X-associated tremor/ataxia syndrome. Mov Disord. 2007;22 :645–50. doi: 10.1002/mds.21359. [DOI] [PubMed] [Google Scholar]
- Grigsby J, Kaye K, Baxter J, Shetterly SM, Hamman RF. Executive cognitive abilities and functional status among community-dwelling older persons in the San Luis Valley Health and Aging Study. J Am Geriatr Soc. 1998;46 :590–6. doi: 10.1111/j.1532-5415.1998.tb01075.x. [DOI] [PubMed] [Google Scholar]
- Grigsby J, Kaye K, Eilertsen TB, Kramer AM. The Behavioral Dyscontrol Scale and functional status among elderly medical and surgical rehab patients. Journal of Clinical Geropsychology. 2000;6 :259–268. [Google Scholar]
- Grigsby J, Kaye K, Kowalsky J, Kramer AM. Relationship between functional status and the capacity to regulate behavior among elderly persons following hip fracture. Rehabilitative Psychology. 2002;47 :291–307. [Google Scholar]
- Grigsby J, Kaye K, Robbins LJ. Reliabilities, norms and factor structure of the Behavioral Dyscontrol Scale. Percept Mot Skills. 1992;74 :883–892. doi: 10.2466/pms.1992.74.3.883. [DOI] [PubMed] [Google Scholar]
- Guralnik JM, Ferrucci L, Penninx BW, Kasper JD, Leveille SG, Bandeen-Roche K, Fried LP. New and worsening conditions and change in physical and cognitive performance during weekly evaluations over 6 months: The Women’s Health and Aging Study. J Gerontol A Biol Sci Med Sci. 1999;54 :M410–22. doi: 10.1093/gerona/54.8.m410. [DOI] [PubMed] [Google Scholar]
- Hagerman RJ, Leehey M, Heinrichs W, Tassone F, Wilson R, Hills J, Grigsby J, Gage B, Hagerman PJ. Intention tremor, parkinsonism, and generalized brain atrophy in male carriers of fragile X. Neurology. 2001;57 :127–30. doi: 10.1212/wnl.57.1.127. [DOI] [PubMed] [Google Scholar]
- Hamman RF, Mulgrew CL, Baxter J, Shetterly SM, Swenson C, Morgenstern NE. Methods and prevalence of ADL limitations in Hispanic and non-Hispanic white subjects in rural Colorado: The San Luis Valley Health and Aging Study. Ann Epidemiol. 1999;9 :225–35. doi: 10.1016/s1047-2797(98)00036-2. [DOI] [PubMed] [Google Scholar]
- Jacquemont S, Hagerman RJ, Leehey M, Grigsby J, Zhang L, Brunberg JA, Greco C, Des Portes V, Jardini T, Levine R, Berry-Kravis E, Brown WT, Schaeffer S, Kissel J, Tassone F, Hagerman PJ. Fragile X premutation tremor/ataxia syndrome: Molecular, clinical, and neuroimaging correlates. Am J Hum Genet. 2003;72 :869–78. doi: 10.1086/374321. [DOI] [PMC free article] [PubMed] [Google Scholar]
- Jacquemont S, Hagerman RJ, Leehey MA, Hall DA, Levine RA, Brunberg JA, Zhang L, Jardini T, Gane LW, Harris SW, Herman K, Grigsby J, Greco CM, Berry-Kravis E, Tassone F, Hagerman PJ. Penetrance of the fragile X-associated tremor/ataxia syndrome in a premutation carrier population. J Am Med Assoc. 2004;291 :460–9. doi: 10.1001/jama.291.4.460. [DOI] [PubMed] [Google Scholar]
- Katz S, Ford AB, Moskowitz RW, Jackson BA, Jaffe MW. Studies of illness in the aged. The index of ADL: A standardized measure of biological and psychosocial function. J Am Med Assoc. 1963;185 :94–101. doi: 10.1001/jama.1963.03060120024016. [DOI] [PubMed] [Google Scholar]
- Kaye K, Grigsby J, Robbins LJ, Korzun B. Prediction of independent functioning and behavior problems in geriatric patients. J Am Geriatr Soc. 1990;38 :1304–10. doi: 10.1111/j.1532-5415.1990.tb03452.x. [DOI] [PubMed] [Google Scholar]
- Leehey MA, Berry-Kravis E, Min SJ, Hall DA, Rice CD, Zhang L, Grigsby J, Greco CM, Reynolds A, Lara R, Cogswell J, Jacquemont S, Hessl DR, Tassone F, Hagerman R, Hagerman PJ. Progression of tremor and ataxia in male carriers of the FMR1 premutation. Mov Disord. 2007;22:203–6. doi: 10.1002/mds.21252. [DOI] [PubMed] [Google Scholar]
- Loesch DZ, Churchyard A, Brotchie P, Marot M, Tassone F. Evidence for, and a spectrum of, neurological involvement in carriers of the fragile X pre-mutation: FXTAS and beyond. Clin Genet. 2005;67 :412–417. doi: 10.1111/j.1399-0004.2005.00425.x. [DOI] [PubMed] [Google Scholar]
- Mioshi E, Kipps CM, Dawson K, Mitchell J, Graham A, Hodges JR. Activities of daily living in frontotemporal dementia and Alzheimer disease. Neurology. 2007;68 :2077–84. doi: 10.1212/01.wnl.0000264897.13722.53. [DOI] [PubMed] [Google Scholar]
- Nagi S. An epidemiology of disability among adults in the United States. Milbank Mem Fund Q. 1976;54 :439–468. [PubMed] [Google Scholar]
- Suchy Y, Blint A, Osmon DC. Behavioral Dyscontrol Scale: Criterion and predictive validity in an inpatient rehabilitation unit population. Clin Neuropsychol. 1997;11 :258–265. [Google Scholar]
- Tiffin J, Asher EJ. The Purdue Pegboard: Norms and studies of reliability and validity. J Appl Psychol. 1948;32 :234–247. doi: 10.1037/h0061266. [DOI] [PubMed] [Google Scholar]
