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. Author manuscript; available in PMC: 2015 May 4.
Published in final edited form as: Neurobiol Aging. 2014 Mar 11;35(8):1958.e3–1958.e12. doi: 10.1016/j.neurobiolaging.2014.03.005

Heritability and genetic association analysis of cognition in the Diabetes Heart Study

Amanda J Cox a,b,c, Christina E Hugenschmidt d, Laura M Raffield a,b, Carl D Langefeld e, Barry I Freedman f, Jeff D Williamson d, Fang-Chi Hsu e, Donald W Bowden a,b,c,*
PMCID: PMC4418030  NIHMSID: NIHMS676162  PMID: 24684796

Abstract

Cognitive performance is an important component of healthy aging. Type 2 diabetes (T2D) is associated with negative outcomes for the brain and cognition, although causal mechanisms have not been definitely determined. Genetic risk factors warrant further consideration in this context. This study examined the heritability of cognitive function as assessed by (1) the Digit Symbol Substitution Task; (2) the Modified Mini-Mental State Examination; (3) the Stroop Task; (4) the Rey Auditory-Verbal Learning Task; and (5) the Controlled Oral Word Association Task for Phonemic and Semantic Fluency, in the family-based, T2D-enriched, Diabetes Heart Study sample (n = 550 participants from 257 families). The genetic basis of these cognitive measures was further evaluated by association analysis with candidate single-nucleotide polymorphisms (SNPs) and genome-wide SNP data. Measures of cognitive function were significantly heritable (ĥ2 = 0.28–0.62) following adjustment for age, gender, and education. A total of 31 SNPs (from 26 genes/regions) selected to form an a priori set of candidate SNPs showed limited evidence of association with cognitive function when applying conservative metrics of significance. Genome-wide assessment of both noncoding and coding variants revealed suggestive evidence of association for several coding variants including rs139509083 in CNST (p = 4.9 × 10−9), rs199968569 in PLAA (p = 4.9 × 10−9) and rs138487371 in PCDH8 (p = 3.7 × 10−8). The identification of a heritable component to cognitive performance in T2D suggests a role for genetic contributors to cognitive performance even in the presence of metabolic disease and other associated comorbidities and is supported by the identification of genetic association signals in functionally plausible candidates.

Keywords: Cognitive function, Heritability, Genetics, Type 2 diabetes

1. Introduction

Over the past 10 years, research has revealed that type 2 diabetes (T2D) is associated with negative outcomes for the brain and cognition. This ranges from relatively mild decline in a variety of cognitive domains (Arvanitakis et al., 2006; Awad et al., 2004; Brands et al., 2007), akin to acceleration of typical aging-related cognitive declines, to an increased risk for dementia (Ott et al., 1999; Peila et al., 2002), a pathologic process. In the brain T2D is linked with decreased brain volume and increased white matter lesion burden (Manschot et al., 2006; Tiehuis et al., 2008). A definitive causal link between T2D and poorer cognitive function is currently lacking, but brain insulin resistance (Awad et al., 2004; Baker et al., 2011) and cardiovascular disease (CVD) (Hugenschmidt et al., 2013; Warsch and Wright, 2010) have both been implicated. However, one risk factor that has been little explored is the potential contribution of genetic risk to cognitive decline in people with T2D.

The genetic influence on general cognition has been evaluated on a global basis by estimating the heritability of measures of cognitive function and at the level of individual genetic variation by genetic association studies. While the heritability of cognitive performance has been estimated previously (Cirulli et al., 2010; Giubilei et al., 2008; Sleegers et al., 2007), few, if any, studies have involved populations affected by extensive metabolic disease and the associated comorbidities of T2D. Equally, genetic association studies have revealed evidence for association of single-nucleotide polymorphisms (SNPs) in a variety of genes with diverse measures of cognitive function in largely healthy population groups (Davies et al., 2014; Houlihan et al., 2009; Luciano et al., 2011; Need et al., 2009; Papassotiropoulos et al., 2006). However, these associations have proven difficult to replicate in subsequent studies. Moreover, there is a dearth of information as to whether these genetic variants may also underpin a heritable risk for cognitive decline in populations at increased risk, such as in individuals with T2D.

The Diabetes Heart Study (DHS) is a single-site family-based study that provides a useful starting point for exploring genetic contributions to cognition in a population enriched for T2D. The DHS collected abundant data on cardiovascular risk factors from 1998 to 2006, and a follow-up study from 2008 to 2013 collected cognitive testing and neuroimaging data on 550 of the original cohort. Here, we first examined the heritability of cognitive function in this T2D-enriched sample. This analysis was then extended by analysis of a number of candidate SNPs, reported in prior publications, for association with available measures of cognitive function. Subsequently, we extended the genetic analysis with an unbiased genome-wide association study (GWAS) using both genome-wide and exome-wide array data in the DHS cohort.

2. Methods

2.1. Study design and sample

The DHS is a family-based study examining risk for macro-vascular and other complications in T2D. Briefly, the DHS includes siblings concordant for T2D but without advanced renal insufficiency. When possible, unaffected siblings were also recruited. T2D was clinically defined as diabetes developing after the age of 35 years and initially treated with oral agents and/or diet and exercise, in the absence of historical evidence of ketoacidosis. Diagnoses were confirmed by measurement of fasting blood glucose and glycosylated hemoglobin (HbA1c). Extensive measurements of CVD risk factors were obtained during baseline exams, which occurred from 1998 to 2006. Ascertainment and recruitment have been previously described in detail (Bowden et al., 2008, 2010).

The DHS-Mind study is an ancillary study to the DHS initiated in 2008 that included a cognitive testing component to investigate the relationships between cognitive function and vascular disease in T2D. Participants returning from the original DHS investigation were re-examined on average 6.7 ± 1.6 years after their initial visit. Participant examinations were conducted in the General Clinical Research Center of the Wake Forest Baptist Medical Center. The current analyses are based on a subset of 550 participants returning from the baseline DHS exam with measured phenotypes from the DHS-Mind study visit and available genotype data. For these analyses level of educational attainment was classified as less than high school, high school, or greater than high-school based on self-report by participants. Study protocols were approved by the Institutional Review Board at Wake Forest School of Medicine and all study procedures were carried out in accordance with the Declaration of Helsinki. All participants provided written informed consent before participation.

2.2. Cognitive testing

Participants were administered a battery of cognitive tests as described previously (Hugenschmidt et al., 2013). This included: (1) the Digit Symbol Substitution Task (DSST), a test of processing speed and to a lesser extent, working memory (Wechsler, 1981); (2) the Modified Mini-Mental State Examination (3MSE), a test of global cognitive function often used clinically in assessment of dementia (Teng and Chui, 1987); (3) the Stroop Task (Stroop), a test of executive function (Houx et al., 1993) (reported here as the difference in response times between subtest 2 and subtest 3); (4) the Rey Auditory-Verbal Learning Task (RAVLT), a word-list recall task (Lezak et al., 2004) (reported here as the total number of words recalled across the first 5 trials); and (5) the Controlled Oral Word Association Task (COWA) for phonemic fluency (reported here as the sum of words generated for 3 different letters [F, A, S]) and semantic fluency (reported here as the sum of words generated for 2 different categories [kitchen, animals]), accepted as testing another aspect of executive function (Benton et al., 1994; Strauss et al., 2006). As the aim of the study was to examine cognition in a T2D-affected population, subjects were not excluded for 3MSE scores or other indices of cognitive function indicative of mild cognitive impairment or dementia, however individuals with color blindness were excluded from the Stroop task.

2.3. Heritability analysis

Heritability estimates for measures of cognitive function were assessed in 526 related individuals from 188 families; unrelated individuals were excluded from this analysis. The measurements of cognition were transformed to approximate the normality assumptions of the analysis if necessary. To determine the contribution of genetic factors to cognition, the data in family members were analyzed using Sequential Oligogenic Linkage Analysis Routines (SOLAR) version 6.3.4 (Texas Biomedical Research Institute, San Antonio, TX, USA). SOLAR performs a variance components analysis of family data where the total phenotypic variation is partitioned into genetic and nongenetic sources of variation. This approach has been used previously in the DHS (Hsu et al., 2005; Lange et al., 2006). To minimize the bias associated with shared environmental factors, the estimates of heritability (ĥ2) were based on all available family data and were controlled for covariates related to cognition. Three models were developed that incorporated an increasing number of covariates to determine the extent that genetic factors contribute to variation in cognition independent of other confounding variables. The first model was an unadjusted model. The second model was adjusted for age and gender. The third model was adjusted for age, gender, and education. The significance of the heritability estimates was obtained by likelihood ratio tests.

2.4. Genetic data

Genetic association analysis was performed to investigate the relationships between previously reported cognition-associated genetic variants and the measures of cognitive function available in the DHS. To perform these analyses genotype data for SNPs of interest was obtained from genetic data sets available in the DHS derived from (1) the Affymetrix Genome-wide Human SNP Array 5.0 (Affymetrix, CA, USA) (the GWAS set; predominately common variants); (2) the Illumina Infinium Human Exome Beadchip v1.0 (Illumina, CA, USA) (the Exome set; predominately low-frequency and rare coding variants); (3) GWAS Imputed data (the Imputed set) imputed from the 1000 Genomes Project SNPs using IMPUTE2 (http://mathgen.stats.ox.ac.uk/impute/impute_v2.html) and the Phase I v2, cosmopolitan (integrated) reference panel, build 37 (Howie et al., 2009). Genotype data for one SNP (rs429358, in APOE) was not available from the array-based data sets and was directly genotyped using the MassARRAY SNP Genotyping System as described previously (Buetow et al., 2001; Cox et al., 2013).

The genetic data sets were processed as follows. For the GWAS set, genotype calling was completed using the BRLLM-P algorithm in Genotyping Console v4.0 (Affymetrix). Samples failing to meet an intensity quality control threshold were not included for genotype calling and those failing to meet a minimum acceptable call rate of 95% were excluded from further analyses. An additional 39 samples were included as blind duplicates within the genotyping set to serve as quality controls; the concordance rate for these blind duplicates was 99.0 ± 0.72% (mean ± standard deviation). For the GWAS set, exclusion criteria for SNP performance included call rate <95% (n = 11,085), Hardy–Weinberg equilibrium p < 1 × 10−6 (n = 332), and minor allele frequency <0.01 (n = 57,382); 371,951 SNPs were retained for analysis. For imputed data only SNPs with a confidence score >0.90 and information score >0.50 were used.

For the Exome set, genotype calling was completed using Genome Studio Software v1.9.4 (Illumina). Samples failing to meet a minimum acceptable call rate of 98% were excluded from further analyses. An additional 58 samples were included as blind duplicates within the genotyping set to serve as quality controls; the concordance rate for blind duplicates was 99.9 ± 0.0001% (mean ± standard deviation). For the Exome set, exclusion criteria for SNP performance included call rate <99% (n = 972), monomorphic SNPs (n = 157,754), and Hardy–Weinberg equilibrium p < 1 × 10−6 (n = 26); 88,483 SNPs were retained for analysis.

Following genotype calling, exploratory analyses of genotype data were performed using PLINK v1.07 (http://pngu.mgh.harvard.edu/purcell/plink/) and identified samples with poor quality genotype calls, gender errors, or unclear and/or unexpected sibling relationships; all of these were excluded from further analysis.

Targeted genetic association analyses were performed using a set of 31 SNPs selected a priori based on an extensive search of the existing literature (Cirulli et al., 2010; Davies et al., 2014; De Jager et al., 2012; Houlihan et al., 2009; Luciano et al., 2011; Marioni et al., 2011; Need et al., 2009; Papassotiropoulos et al., 2006; Sedille-Mostafaie et al., 2012; Seshadri et al., 2007; Sigmund et al., 2008). SNPs were selected from previous studies examining genetic associations with specific indices of cognitive function in studies of largely healthy population groups, encompassing both young and elderly adults, mixed ethnicities, and ranging in size from several hundred to several thousand participants. Studies reporting genetic associations with measures of cognitive function in Alzheimer’s disease and/or dementia or neuropsychiatric disease were not included. In addition, genome-wide discovery analyses were performed using the entire GWAS and Exome data sets. All analyses were performed using variance components methods as implemented in SOLAR version 6.4.1 (Texas Biomedical Research Institute, San Antonio, TX, USA) to account for family relationships. Association analyses were performed assuming an additive model of inheritance with adjustment for age, sex, T2D affected status, and education. For the candidate SNPs statistical significance was accepted at p < 0.002 based on a Bonferroni correction. For the discovery analyses, genome-wide significance was accepted at p < 5 × 10−8 and exome-wide significance was accepted at p < 2 × 10−7.

Gene-based tests of polymorphic exonic variants from the Exome set were also performed using the sequence kernel association test (SKAT) program with default weights using minor allele frequency. SKAT is a variance components based test that aggregates weighted test statistics for all variants in a gene which is applicable to family data for continuous traits, incorporating a kinship matrix into the models (Chen et al., 2013; Lee et al., 2013). All analysis were adjusted for age, sex, T2D affected status, and education.

3. Results

The demographic and clinical characteristics of the DHS-Mind cohort are summarized in Table 1. As anticipated in a T2D-enriched sample, a predominance of traditional CVD risk factors were evident including high body mass index, prevalent hypertension, and self-reported history of prior CVD events. The cognitive tests demonstrate substantial heterogeneity in cognitive function with scores ranging from levels indicative of mild dementia (3MSE < 77), to scores above average. Overall, mean, and median scores on cognitive tests are slightly lower than would be expected in the general population.

Table 1.

Demographic characteristics for the DHS-Mind participants

Mean ± SD or % Median (range)
Demographic information
  Age (y) 67.3 ± 8.8 64.4 (41.3–89.2)
  Gender (% female) 55.3%
  BMI (kg/m2) 31.5 ± 6.5 30.4 (17.6–58.4)
  % Smoking (current or past) 55.1%
  Hypertension (%) 78.8%
  Self-reported history of prior CVD 30.9%
Type 2 diabetes
  Type 2 diabetes affected (%) 76.9%
  Diabetes duration (y) 16.6 ± 6.6 14.6 (4.9–44.3)
  Glucose (mg/dL) 134 ± 50 121 (40–349)
  Hemoglobin A1C (%) 7.1 ± 1.3 6.8 (4.9–14.8)
Medication use
  Anti-diabetic medicationa 74.0%
  Cholesterol-lowering medication 67.4%
  Anti-hypertensive medication 81.8%
Education
  Less than high school 18%
  High school 54%
  Greater than high school 28%
Cognitive function test scores
  Modified mini mental state exam (3MSE) 90.4 ± 7.2 92 (43–100)
  Digit symbol substitution (DSST) 47.5 ± 15.3 47 (10–98)
  Stroop 36.2 ± 20.6 30 (−8–161)
  Phonemic fluency 29.8 ± 7.9 28 (2–67)
  Semantic fluency 28.7 ± 11.7 29 (11–60)
  Rey auditory-verbal learning task (RAVLT) 41.6 ± 10.3 42 (11–66)

Key: BMI, body mass index; CVD, cardiovascular disease; DHS, diabetes heart study; SD, standard deviation.

a

Either oral hypoglycemic medications or insulin.

Results from the heritability analysis support a statistically significant heritable component of all measures of cognitive function in this T2D-enriched cohort (Table 2). Heritability estimates decreased after adjustment for covariates, including education but remained statistically significant. The various cognitive measures differed dramatically in the magnitude of estimated heritability (Table 2); the DSST had the highest calculated heritability (ĥ2 = 0.62 in the fully adjusted model), whereas the Stroop appeared the least heritable (ĥ2 = 0.28).

Table 2.

Heritability estimates for cognitive variables in related individuals from the Diabetes Heart Study Cohort

Covariates Stroop DSST 3MSE RAVLT Semantic fluency Phonemic fluency






ĥ2 (SE) ĥ2 (SE) ĥ2 (SE) ĥ2 (SE) ĥ2 (SE) ĥ2 (SE)
None 0.43 (0.11) 0.89 (0.10) 0.54 (0.10) 0.60 (0.11) 0.68 (0.11) 0.84 (0.11)
Age, gender 0.33 (0.11) 0.80 (0.11) 0.49 (0.10) 0.45 (0.11) 0.59 (0.11) 0.80 (0.11)
Age, gender, education 0.28 (0.10) 0.62 (0.12) 0.31 (0.10) 0.31 (0.11) 0.40 (0.11) 0.58 (0.12)

All p-values were <0.05.

Key: DSST, digit symbol substitution task; 3MSE, modified mini-mental state examination; RAVLT, rey auditory-verbal learning task; SE, standard error.

A total of 31 SNPs (from26 genes/regions; Table 3) were selected from prior reports to form an a priori set of candidate SNPs to examine association with measures of cognitive function. Broadly speaking, the previously reported cognition-associated SNPs were not significantly associated with the measures of cognitive function available in the DHS using the Bonferonni corrected significance threshold (Table 3). That said, the strongest association was observed between rs4420638, which is downstream of the apolipoprotein C-1 (APOC1) gene, and phonemic fluency (p = 0.002). Trends for association (0.002 < p < 0.05) were noted between rs7547519 (calmodulin binding transcription activator 1 [CAMTA1], p = 0.005) and rs1130214 (v-akt murine thyoma viral oncogen homolog 1 [AKT1], p = 0.03) and the Stroop task, and between rs429358 (apolipoprotein E [APOE], p = 0.01), rs6265 (brain derived neurotrophic factor [BDNF], p = 0.03), and rs10769565 (olfactory receptor family 56 subfamily A member4/member 1 [OR56A4/OR56A1], p = 0.03) and the RAVLT. Statistically significant associations were not observed between the APOE risk haplotype (Davies et al., 2014) and measures of cognitive function (p = 0.05–0.87). Further, results for the candidate SNP associations were essentially unchanged following additional adjustment for the APOE haplotype (Supplementary Table 1).

Table 3.

Genetic association (assuming an additive model of inheritance) between candidate SNPs and measure of cognitive function

Chromosome Position SNP Gene Location DHS analysis Association p-values (covariates: age, sex, affected,
education)
Reference


Source Alleles
(major/minor)
MAF Stroop DSST 3MSE RAVLT Semantic
fluency
Phonemic
fluency
1 7316136 rs7547519 CAMTA1 Intronic GWAS G/A 0.243 0.005 0.49 0.34 0.81 0.06 0.71 (Cirulli et al., 2010)
1 88802012 rs2179965 PKN2 Upstream Exome A/G 0.160 0.77 0.55 0.42 0.60 0.27 0.42 (Seshadri et al., 2007)
1 160321065 rs12239747 NCSTN Exonic Imputed A/G 0.048 0.34 0.67 0.38 0.81 0.87 0.51 (Houlihan et al., 2009)
1 160321180 rs2274185 NCSTN Intronic Imputed C/G 0.058 0.07 0.80 0.47 0.23 0.66 0.61 (Houlihan et al., 2009)
1 160323903 rs7528638 NCSTN Intronic Imputed C/G 0.045 0.66 0.96 0.55 0.43 0.62 0.73 (Houlihan et al., 2009)
1 160327820 rs17370539 NCSTN Intronic Imputed G/C 0.058 0.29 0.64 0.36 0.76 0.95 0.74 (Houlihan et al., 2009)
3 139682495 rs6439886 CLSTN2 Intronic Imputed A/G 0.137 0.32 0.76 0.85 0.56 0.10 0.50 (Need et al., 2009; Papassotiropoulos et al., 2006; Sedille-Mostafaie et al., 2012)
4 67733857 rs1155865 Intergenic GWAS A/G 0.150 0.60 0.40 0.43 0.76 0.05 0.48 (Seshadri et al., 2007)
4 155491759 rs4220 FGB Exonic Exome G/A 0.153 0.08 0.19 0.71 0.77 0.33 0.49 (Marioni et al., 2011)
5 167845791 rs17070145 KIBRA (WWC1) Intronic GWAS C/T 0.310 0.70 0.97 0.51 0.69 0.70 0.61 (Cirulli et al., 2010; Need et al., 2009; Papassotiropoulos et al., 2006; Sedille-Mostafaie et al., 2012)
7 136592969 rs2350780 CHRM2 Intronic Imputed A/G 0.332 0.66 0.69 0.58 0.07 0.89 0.93 (Cirulli et al., 2010)
8 31474141 rs35753505 NRG1 Upstream Imputed T/C 0.345 0.93 0.55 0.94 0.96 0.58 0.98 (Need et al., 2009)
8 66644713 rs10808746 PDE7A Intronic GWAS G/A 0.459 0.53 0.22 0.14 0.11 0.43 0.71 (De Jager et al., 2012)
10 16689683 rs7087965 RSU1 Intronic Imputed G/A 0.301 0.62 0.60 0.90 0.16 0.44 0.16 (Luciano et al., 2011)
10 117512588 rs10490919 ATRNL1 Intronic GWAS T/G 0.500 0.87 0.14 0.92 0.61 0.82 0.26 (Luciano et al., 2011)
11 1782594 rs17571 CTSD Exonic Exome G/A 0.097 0.14 0.34 0.92 0.76 0.43 0.76 (Cirulli et al., 2010; Need et al., 2009)
11 6034259 rs10769565 OR56A4/ Intergenic Imputed T/C 0.326 0.78 0.18 0.89 0.03 0.06 0.55 (De Jager et al., 2012)
11 27679916 rs6265 BDNF/BDNF-AS Exonic Exome G/A 0.201 0.54 1.00 0.17 0.03 0.39 0.17 (Cirulli et al., 2010; Houlihan et al., 2009; Need et al., 2009)
12 30451040 rs10506065 Intergenic Imputed C/A 0.358 0.63 0.25 0.18 0.75 0.57 0.64 (Seshadri et al., 2007)
13 33628138 rs9536314 KL Exonic Exome A/C 0.169 0.27 0.28 0.75 0.65 0.81 0.50 (Houlihan et al., 2009)
13 47409034 rs6314 HTR2A Exonic Imputed G/A 0.081 0.07 0.25 0.49 0.48 0.58 0.97 (Cirulli et al., 2010; Need et al., 2009; Sigmund et al., 2008)
13 106185749 rs3918342 DAOA Downstream Imputed C/T 0.494 0.45 0.24 0.65 0.99 0.87 0.45 (Need et al., 2009)
13 106198235 rs1421292 DAOA Downstream Imputed T/A 0.472 0.41 0.22 0.61 0.62 0.59 0.41 (Need et al., 2009)
14 105259734 rs1130214 AKT1 3′ UTR GWAS C/A 0.302 0.03 0.29 0.90 0.20 0.71 0.36 (Need et al., 2009)
19 45395619 rs2075650 TOMM40 Intronic Exome A/G 0.136 0.10 0.64 0.92 0.05 0.47 0.06 (Davies et al., 2014)
19 45411941 rs429358 APOE Exonic Genotyped T/C 0.047 0.26 0.56 0.22 0.01 0.40 0.12 (Davies et al., 2014)
19 45412079 rs7412 APOE Exonic Exome G/A 0.080 0.86 0.13 0.15 0.57 0.52 0.07 (Davies et al., 2014)
APOE_hapa 0.21 0.79 0.88 0.06 0.75 0.01 (Davies et al., 2014)
19 45422946 rs4420638 APOC1 Downstream Exome A/G 0.190 0.17 0.45 0.89 0.14 0.10 0.002 (De Jager et al., 2012)
21 30141021 rs2832077 Intergenic Exome G/A 0.184 0.16 0.13 0.51 0.43 0.08 0.14 (Luciano et al., 2011)
21 32216253 rs7283316 KRTAP7-1 Upstream Exome G/A 0.413 0.29 0.13 0.65 0.72 0.33 0.96 (Luciano et al., 2011)
22 19951271 rs4680 COMT Exonic Exome G/A 0.473 0.91 0.62 0.06 0.36 0.94 0.35 (Cirulli et al., 2010; Houlihan et al., 2009; Need et al., 2009)

Key: DSH, diabetes heart study; DSST, digit symbol substitution task; GWAS, genome-wide association study; MAF, minor allele frequencies; 3MSE, modified mini-mental state examination; RAVLT, rey auditory-verbal learning task; SNPs, single-nucleotide polymorphisms.

a

Association reported for the E4 haplotype.

Genome-wide analyses were performed using array-based SNP genotype data (i.e., largely common noncoding variants). This analysis revealed no SNP associations with any of the cognitive traits at a level of conventional genome-wide significance (p > 5 × 10−8). However, there were multiple loci with evidence of nominal association (Fig. 1A–F). The top 50 SNPs associated with each of the measures of cognitive function are included in Supplementary Table 2A–F. Among the most strongly associated loci, a number of SNPs were intergenic and as such, possible functional relationships underpinning genetic risk for cognitive function are more difficult to discern. However, other genes had multiple associated variants and are therefore of potential interest for subsequent consideration including: WD repeat domain 19 (WDR19; 8 SNPs associated with 3MSE 5.62 × 10−7 < p < 4.91 × 10−6); paralemmin (PALM2; 12 SNPs associated with the DSST 3.32 × 10−6 < p < 1.50 × 10−5); membrane protein palmitoylated 2 (MPP2; 7 SNPs associated with phonemic fluency 7.99 × 10−6 < p < 1.10 × 10−5); activin A receptor type IIA (ACVR2A; 6 SNPs associated with the Stroop 2.0 × 10−5 < p < 9.8 × 10−5); acid sensing proton gated ion channel 2 (ACCN1; 4 SNPs associated with RAVLT 2.1 × 10−5 < p < 9.8 × 10−5) and radixin/feredoxin 1 (RDX/FDX1; rs7945071, rs7931910 associated with RAVLT p = 6.73 × 10−6 and p = 7.86 × 10−6, respectively).

Fig. 1.

Fig. 1

Manhattan plots for GWAS associations with (A) Stroop (B) DSST, (C) 3MSE, (D) RAVLT (E) Semantic Fluency (F) Phonemic Fluency. Association analyses were performed assuming an additive model of inheritance with adjustment for age, sex, T2D affected status, and education. Abbreviations: DSST, digit symbol substitution task; 3MSE, modified mini-mental state examination; GWAS, genome-wide association study; RAVLT, rey auditory-verbal learning task; T2D, type 2 diabetes.

Additional analysis was also completed using an array-derived Exome set of approximately 88,000 less common and rare, predominantly coding variants. For the purposes of the present study, associated variants with only a single observation of the rare allele were excluded from further consideration. The top 50 SNPs associated with each of the measures of cognitive function are included in Supplementary Table 3A–F. Manhattan plots for each phenotype (Fig. 2A–F) suggest there were a number of coding variants associated with given cognitive traits at a level consistent with the corrected exome-wide significance threshold (p < 2 × 10−7). The most strongly associated signals included variants in: consortin connexin sorting protein (CNST; rs139509083), phospholipase A2-activiating protein (PLAA; rs199968569), pleckstrin homology domain containing family A member 6 (PLEKHA6; rs139222464), and protocadherin 8 (PCDH8; rs138487371) for 3MSE (p < 3.8 × 10−8); cardiomyopathy associated 5 (CMYA5; rs201459496) and N-acetylated alpha-linked acidic dipeptidase-like 1 (NAALADL1; rs201741811) for Stroop (p = 1.1 × 10−8); keratin 34 (KRT34; rs149344143) for DSST (p = 1.8 × 10−7); and MCL.2 cell line derived transforming sequence like (MCF2L; rs74949017) for semantic fluency (p = 6.8 × 10−8). Full association statistics for these significantly associated variants are listed in Table 4. The minor allele frequencies for all these significantly associated variants was <1%.

Fig. 2.

Fig. 2

Manhattan plots for exome associations with (A) Stroop (B) DSST, (C) 3MSE, (D) RAVLT (E) Semantic Fluency (F) Phonemic Fluency. Association analyses were performed assuming an additive model of inheritance with adjustment for age, sex, T2D affected status and education. Abbreviations: DSST, digit symbol substitution task; 3MSE, modified mini-mental state examination; RAVLT, rey auditory-verbal learning task; T2D, type 2 diabetes.

Table 4.

Statistically significant associations with measures of cognitive function for exome variants

Phenotype Chromosome Position Gene Gene name Variant impact Alleles
(major/minor)
MAF B (SE) p
Stroop 5 79024833 CMYA5 Cardiomyopathy associated 5 Missense -G82E G/A 0.0018 −1.81 (0.31) 1.08 × 10−8
11 64813784 NAALADL1 N-acetylated alpha-linked acidic dipeptidase-like 1 Missense -R578W G/A 0.0027 −1.81 (0.31) 1.08 × 10−8
DSST 17 39534363 KRT34 Keratin 34 Missense -S420T G/C 0.0018 41.99 (7.92) 1.78 × 10−7
3MSE 1 246810819 CNST Consortin connexin sorting protein Missense -C493F C/A 0.0018 −26.15 (4.41) 4.85 × 10−9
3 46658737 LOC100132146 Missense -H33R G/A 0.0018 −26.15 (4.41) 4.85 × 10−9
9 26935046 PLAA Phospholipase A2-activating protein Missense -M103T A/G 0.0018 −26.15 (4.41) 4.85 × 10−9
1 204217977 PLEKHA6 Plexkstrin homology domain containing, family A member 6 Missense -I599S A/C 0.0037 −18.98 (3.25) 6.84 × 10−9
13 53419568 PCDH8 Protocadherin 8 Missense -M944T A/G 0.0073 −13.28 (2.39) 3.73 × 10−8
Semantic fluency 13 113718663 MCF2L MCL.2 cell line derived transforming sequence like Missense -K179E A/G 0.0018 25.02 (4.55) 6.78 × 10−8

Exome-wide significance was accepted at p < 2 × 10−7. Effect size (β) and standard error (SE) are shown along with association p-value.

Key: DSST, digit symbol substitution task; MAF, minor allele frequency; 3MSE, modified mini-mental state examination; RAVLT, rey auditory-verbal learning task.

Gene-based association test for all genes with 2 or more polymorphic exonic variants (n = 10,636 genes) revealed additional regions with significant evidence of association when using a Bonferroni corrected p-value threshold of p < 4.7 × 10−6. The top 25 associated genes from SKAT analyses are displayed in Supplementary Table 4A–F.

4. Discussion

Trajectories of age-related cognitive decline have been shown to vary considerably between individuals (De Jager et al., 2012) and, as with other diabetes-associated complications, risk for cognitive decline is likely to vary, perhaps to an even greater extent, between individuals with T2D. As such, identifying individuals at elevated risk is crucial for targeting future treatment and management strategies aimed at reducing the burden of cognitive impairment and disability in individuals with T2D, as well as helping patients and families plan for the impact of cognitive frailty and dysfunction on daily life. Genetic data may be an important component in this context and quantifying the heritability of measures of cognitive function and identifying genetic associations are an important first step in this process. To this end, the present study evaluated the heritability of measures of cognitive function in the T2D-enriched Diabetes Heart Study sample and also examined both specific and more global genetic associations with these indices of cognitive function. Specific measures of cognitive function were found to be highly and significantly heritable in this cohort. This represents an important finding when considering risk for cognitive performance in individuals with extensive metabolic disease. While associations with candidate SNPs were not strongly replicated in the DHS, using genome-wide genetic data as a discovery tool, several previously implicated SNPs showed nominal association and several exonic SNPs showed evidence of chip-wide significant association. Thus, genetic risk loci were identified that may represent potential regions underpinning heritable risk for cognitive performance individuals with T2D.

The heritability of cognitive performance, assessed using an array of cognitive tests, has been examined previously. Heritability estimates for specific cognitive abilities are highly variable, ĥ2 = 0.2–0.7 (Cirulli et al., 2010; Giubilei et al., 2008; Sleegers et al., 2007), likely the result of varying study designs and ascertainment criteria. Whether metabolic disease and associated comorbidities in T2D may confound the full impact of the heritable component of cognitive function has not been extensively studied. However, findings from this study support the presence of a heritable component of cognitive function in the presence of metabolic disease. The DSST, a test of processing speed, was found to have the highest estimated heritability (ĥ2 = 0.62 in adjusted models) in the DHS cohort followed by measures of phonemic and semantic fluency, global cognitive function (3MSE), verbal memory (RAVLT), and executive function (Stroop; ĥ2 = 0.28 in adjusted models). These heritability estimates are in line with previous estimates in relatively healthy aging populations (Haworth et al., 2010) and suggest that genetic factors are also an important contributor to cognitive performance in people with T2D.

Recognizing the heritability of cognitive function in a T2D-enriched sample, we also examined the genetic association of 31 SNPs selected from previous studies examining relationships with specific indices of cognitive function in studies of predominately healthy population groups (Cirulli et al., 2010; Houlihan et al., 2009; Need et al., 2009; Papassotiropoulos et al., 2006). In the DHS, this set of SNPs was largely not associated with the available measures of cognitive function at the conservative level of statistical significance, which we applied to these results. However, several trends for association were noted. Of most interest, the SNP rs4420638 downstream from APOC1, was the most strongly associated variant (p = 0.002 for its association with phonemic fluency) and has recently been reported as associated with rate of cognitive decline (De Jager et al., 2012) and longevity (Beekman et al., 2013). While the SNPs selected for candidate gene analysis represent the most promising variants from the literature examining genetic associations with cognitive function, the challenge of replicating genetic associations with cognition has been acknowledged by others previously and is likely a result of the small sample sizes of the early genetic association studies (Need et al., 2009), complex genetic regulation of cognition (Cirulli et al., 2010) and residual confounding by environmental factors. Some subtle differences in methods of reporting cognitive test performance coupled with the history of extensive disease in the DHS cohort may be additional factors here.

To further understand the genetic underpinning of cognition in T2D we used genome-wide data from both a conventional GWAS array (i.e., largely common noncoding SNPs) and Exome array data (i.e., primarily rare and low frequency coding variants) to identify additional genetic association signals that may warrant further follow-up. While variants from the GWAS array were not associated with measures of cognitive function at a level of traditional genome-wide significance, a number of coding variants from the Exome array were associated with various measures of cognitive function at a level meeting the set exome-wide significance threshold (Table 4). Among these, the missense variant (rs138487371) in PCHD8 is of particular interest given the reported expression of protocadherin family members in the central nervous system and functions as synaptic components (Yagi and Takeichi, 2000). Given the rare nature of these variants (minor allele frequencies <1%), further replication of these findings is required. The use of gene-based analysis methods provides a set of additional targets that could also be considered in subsequent studies.

Although not statistically significant, association results for the common variants do allow for further insight into potential mechanisms underpinning the influence of T2D on cognition. Of the genes containing multiple associated variants, several have biological plausibility with regard to potential roles in cognitive function. For example PALM2 (with >10 intronic SNPs from a region of linkage disequilibrium; associated here with DSST) is part of the paralemmin gene family, which is highly expressed in the nervous system (Hultqvist et al., 2012); variants in this gene have previously been associated with general cognitive ability in school-age children (Davis et al., 2010). Similarly, ACCN1 (with the intronic SNPs from a region of linkage disequilibrium; associated here with RAVLT) is expressed in central and peripheral neurons and has suggested roles in neurotransmission (Chai et al., 2007). WDR19 (with multiple variants from a region of linkage disequilibrium in the last intron and downstream of the gene; associated here with 3MSE) is also of interest in this population given the expression of this transmembrane protein in the pancreas and its suggested roles in vesicular trafficking (Lin et al., 2003). ACVR2A (with multiple variants from a region of linkage disequilibrium upstream of the gene; associated with the Stroop) with demonstrated expression patterns in the hypothalamus and basal forebrain (Miller et al., 2012) represents another functionally plausible candidate. Last, variants lying upstream of RDX, associated here with RAVLT, are also of interest; RDX encodes the cytoskeletal protein Radixin, which has recently been suggested as playing a role in signal transduction pathways (Neisch and Fehon, 2011).

Other SNP associations among the 50 most strongly associated loci (both GWAS and Exome) for each of the different cognitive measures revealed additional promising functional candidate genes including: astrotactin 2 (ASTN2; rs9695439 and rs1415377 associated with the Stroop), which has reported associations with hippocampal volume (Bis et al., 2012); chromodomain helicase DNA binding protein 5 (CHD5; rs731975 associated with semantic fluency), which has suggested roles in nervous system development (Thompson et al., 2003); and protocadherin gamma subfamily A 1 (PCDHGA1; rs115370042 and rs202113404 associated with 3MSE), a member of protocadherin gene family expressed in synaptic junctions within the brain (Wu and Maniatis, 1999). Confirmation of these associations in additional cohorts is required. Further, some of the observations in the DHS provide additional support for the existing literature examining cognitive function in a range of different contexts and include: low density lipoprotein receptor-related protein 1B (LRP1B), associated previously with maintained cognitive function in an elderly population (Poduslo et al., 2010) and associated here with the Stroop (rs493102); and phosphotyrosine interaction domain containing 1 (PID1), previously associated with processing speed in a schizophrenic cohort (McClay et al., 2011) and associated with here with the RAVLT (rs6739369, rs31276, rs16825626). Despite the different settings, these observations further support the likelihood of genetic mechanisms underpinning cognitive performance and its change in individuals with T2D.

In conclusion, the present study, focused on a cognitively heterogenous T2D-enriched cohort with overall poorer cognitive function than anticipated in a similar population without T2D, demonstrated a heritable component to cognitive performance in T2D. Genetic analysis revealed a number of functionally plausible loci that warrant further consideration. This suggests a role for including genetic contributors in approaches to identify a subgroup of individuals with T2D at the highest risk for cognitive decline and cognition-related disability. Such identification is critical to understanding new pathways to prevent and treat this insidious complication of this increasingly prevalent disease.

Supplementary Material

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Acknowledgements

This study was supported in part by the National Institutes of Health through R01 HL67348, R01 HL092301, R01 NS058700 (to Donald W. Bowden), 1F32DK083214-01 (to Christina E. Hugenschmidt), NIA F31AG044879 (to Laura M. Raffield), and the General Clinical Research Centre of the Wake Forest School of Medicine (M01 RR07122, F32 HL085989). The authors thank the other investigators, the staff, and the participants of the Diabetes Heart Study for their valuable contributions.

Appendix A

Supplementary data

Supplementary data associated with this article can be found, in the online version, at http://dx.doi.org/10.1016/j.neurobiolaging.2014.03.005.

Footnotes

Disclosure statement

The authors declare no conflicts of interest in relation to this work.

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