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. 2015 Apr 10;112(15):262–270. doi: 10.3238/arztebl.2015.0262

The Indications for Allogeneic Stem Cell Transplantation in Myeloid Malignancies

Lutz P Müller 1,*, Carsten Müller-Tidow 1,*
PMCID: PMC4419367  PMID: 25920358

Abstract

Background

The overall incidence of myeloid malignancies is 8.6 per 100 000 persons. Allogeneic stem-cell transplantation (SCT) is a major therapeutic option despite its risks, which include graft-versus-host disease (GvHD) and infection. In Germany, about 1600 patients with myeloid malignancies undergo SCT each year. The indications for SCT have changed since the introduction of tyrosine kinase inhibitors (TKI) and improved methods of SCT.

Methods

This article is based on relevant guidelines from Germany and abroad and on a selective review of the literature from 2010 onward.

Results

The individual indication for SCT is based on the risk of disease progression, accompanying illnesses, the probability that SCT will result in cure, and the risk of complications. There is good evidence favoring allogeneic SCT in the following situations affecting 20% to 50% of patients with the respective disease: advanced chronic myeloid leukemia (CML) or CML that does not respond to TKI, Philadelphia chromosome–negative myeloproliferative neoplasm (Ph- MPN) or myelodysplastic syndrome (MDS) with a high risk of progression, and acute myeloid leukemia (AML) that has high-risk cytogenetic features or is recurrent. Good evidence is accumulating in favor of allogeneic SCT in older patients as well.

Conclusion

The prognosis of patients with myeloid neoplasm can now be assessed more accurately than before. This facilitates well-founded clinical decision-making about SCT, which is the only potentially curative treatment for most patients with myeloid neoplasm. Patients up to about age 75 should be referred to a transplantation center for consultation at an early stage of their disease so that the treatment options can be evaluated. A major goal of current research is to reduce toxicity with innovative forms of treatment.


The proliferation rate of hematopoietic precursor cells is associated with a high risk of malignant myeloid diseases. These include conditions whose presentation is initially chronic, such as chronic myeloid leukemia (CML), Philadelphia chromosome– negative myeloproliferative neoplasm (PhMPN), and myelodysplastic syndrome (MDS). They may switch to a more aggressive form and manifest as acute myeloid leukemia (AML) or a blast crisis. AML may also occur de novo. Myeloid diseases are found in every age group, with an overall incidence of 8.6/100 000 (1). However, the incidence increases with age.

In allogeneic stem cell transplantation (SCT) (Box) the patient first undergoes so-called conditioning and then receives an infusion of hematopoietic stem cells from another person. After maturation, the infused cells begin hematopoiesis. Thanks to the size and quality of today’s donor registries a suitable donor can be found for around 90% of all patients in Germany (e2).

Box. Typical course and essential characteristics of allogeneic stem cell transplantation (SCT)*.

  • HLA typing/search for donor (circa days –90 to –60)

    • In siblings (related donors); if unsuccessful, registry search (unrelated donor)

    • Typing of five genes: HLA-A, -B, -C, -DRB1, -DQB1; two alleles per gene, i.e., ten traits

    • Donor well matched if at least nine of ten traits identical (≥ 9/10)

    • If no matching donor found (<9/10), consider haploidentical donor (e.g. patient’s child)

  • Selection/preliminary investigation of donor (circa days –40 to –20)

    • Primarily on basis of HLA identity

    • Further factors (e.g., CMV constellation) if two or more HLA-identical donors available

  • Preliminary investigation of patient (circa days –40 to –15)

    • Risk of TRM on basis of risk scores (e.g., HCT-CI)

  • Conditioning (circa days –12 to –1)

    • TBI and/or chemotherapy to suppress hematopoiesis and patient’s immune system

    • Forms: myeloablative (cytopenia irreversible without SCT)

      • nonmyeloablative (cytopenia always reversible even without SCT)

      • reduced intensity (neither myeloablative nor nonmyeloablative; cytopenia may be reversible without SCT)

  • Stem cell harvesting from donor (day –1)

    • Apheresis of peripheral blood stem cells after G-CSF treatment or by bone marrow extraction

  • Transplantation (day 0)

    • Transfusion of stem cell preparation into patient

  • Engraftment (circa days +10 to +20)

    • “;Proliferation” of transplanted cells in patient’s body with regeneration of blood count

  • Medicinal immunosuppression (day –3 to circa day +100/+180)

    • Depending on GvHD risk, administration of anti-T-cell antibodies in context of conditioning

    • After transplantation, medication (e.g., cyclosporin A) until circa day +100/+180

  • GvHD

    • Reaction of donor’s immune system to recipient tissue

    • Risk depends among other factors on HLA identity and donor provenance (higher risk with unrelated donor)

  • Transplantation-associated morbidity and mortality

    • Cause: particularly GvHD, infections, and organ toxicity

    • Risk depends among other factors on patients’ conditioning, age, and comorbidities

*The stated times relate to the time of allogeneic SCT. The forms of conditioning are classified according to (e1).

HLA, human leukocyte antigen; CMV, cytomegalovirus; TRM, transplantation-related morbidity; HCT-CI, hematopoietic cell transplantation-specific comorbidity index; TBI, total-body irradiation; G-CSF, granulocyte colony-stimulating factor; GvHD, graft-versus-host disease

The graft-versus-malignancy (GvM) effect is decisive for the curative potential of the transplantation. This phenomenon involves an immune response of the donor’s immune system to the malignant cells of the transplant recipient.

The risks entailed in allogeneic SCT include infections during the phase of stem cell maturation and drug-induced immune suppression. Another danger is graft-versus-host disease (GvHD), i.e., an immune reaction of the transplant to the tissues of the recipient (2).

The risks of transplantation-associated morbidity and mortality is correlated both with patient age and with the comorbidities present. The indications and contraindications for transplantation therefore rest essentially on three factors that have to be weighed against each other (Figure). Partly because of the complexity of the treatment, only a limited number of randomized trials have been conducted. To a large extent, the data on allogeneic SCT for myeloid malignancies come from retrospective analyses. As far as possible, therefore, allogeneic SCT should be performed in the framework of a prospective study.

Figure.

Figure

Benefit–risk analysis to decide the indication for allogeneic SCT

The indication is determined on an individual basis for each patient and should be discussed with the patient and his/her family members. GvM, graft-versus-malignancy; HCT-CI, hematopoietic cell transplantation-specific comorbidity index; SCT, stem cell transplantation

With the aim of reducing toxicity, reduced-intensity conditioning protocols have been developed. Furthermore, new drug treatments, e.g., tyrosine kinase inhibitors (TKI), have enhanced the treatment options in certain myeloid neoplasms. These two factors have combined to change the indications for allogeneic SCT: on one hand, patients of advanced age or with comorbidities can be treated with allogeneic SCT; on the other, effective TKI treatment means that SCT is less frequently indicated.

In general, the earlier the stage and the greater the success of conventional treatment in achieving remission, the better the chances that transplantation will result in cure.

Methods

A selective survey of the literature was carried out, using the search terms “;allogeneic,” “;transplantation,” and the respective disease.

The well-substantiated list of indications published by the European Society for Blood and Marrow Transplantation (EBMT) in 2010, which includes earlier studies, served as a starting point (3). Taking account of the new indication list of the German Study Group for Bone Marrow and Hematopoietic Stem Cell Transplantation (Deutsche Arbeitsgemeinschaft für Knochenmark- und Blutstammzelltransplantation, DAG-KBT) (4), the literature survey covered the period 2010–2014, so that changes and the current status could be included.

Chronic myeloid leukemia

Prior to the introduction of TKI, allogeneic SCT was a standard treatment for patients with CML. CML is considered a prime example of the action of the GvM effect (5).

Long-term remissions can be achieved with the help of TKI (6). However, allogeneic SCT remains the only treatment that regularly attains long-term molecular remission without the necessity for continued drug intake. Treatment-associated mortality is higher for allogeneic SCT than for TKI, so TKI treatment is standard for newly diagnosed CML (7).

Patients in whom TKI achieves no long-term benefit must be identified at an early stage and redirected to treatment by transplantation. According to the currently prevailing guidelines, the search for a donor and the evaluation of allogeneic SCT should ensue after initial diagnosis and also during the disease course, depending on individual risk profile (7, 8) (Table 1).

Table 1. Indication for donor search and allogeneic stem cell transplantation in chronic myeloid leukemia*1.

Following diagnosis During disease course
HLA-typing of patient and search for family donor
  • AP or BC

  • Mutation T315I

  • Major route aberrations*2

  • Failure of first-line TKI

  • Failure of two TKI

  • Progress with AP, BC, or mutation T315I

Search for unrelated donor
  • Mutation T315I

  • AP or BC

  • Failure of nilotinib or dasatinib as first-line TKI

  • Failure of two TKI

  • Progress with AP, BC, or mutation T315I

Indication for allogeneic SCT
  • Mutation T315I

  • BC

  • AP without optimal response to TKI

  • Failure of nilotinib or dasatinib as first-line TKI

  • Failure of two TKI

  • Progress with AP, BC, or mutation T315I

*1A tiered approach is recommended, depending on initial risk constellation and disease course.

*2Clonal chromosomal aberrations in Philadelphia chromosome-positive cells, e.g., trisomy 8, trisomy Ph (+der(22)t(9;22)(q34;q11)), isochromosome 17 (i(17)(q10)), trisomy 19 and ider(22)(q10)t(9;22)(q34;q11)

SCT, stem cell transplantation; HLA, human leukocyte antigen; AP, accelerated phase; BC, blast crisis; TKI, tyrosine kinase inhibitor(s)

Both after initial diagnosis and during the later disease course, failure of TKI treatment or the presence of advanced disease or a T315I mutation, which induces resistance to the majority of licensed TKI, should prompt an urgent search for a donor and transplantation at the earliest possible time. Discovery of any other genetic aberrations associated with a poor prognosis (e3) should also trigger evaluation of the indication for allogeneic SCT (Table 1).

In an accelerated phase or if blast crisis is present, a second chronic phase should be induced whenever possible, either by means of the TKI that remain available or with chemotherapy. This distinctly increases the prospect of long-term survival after transplantation (9) (Table 2). If the blast crisis is uncontrolled, the prognosis is poor even after allogeneic SCT, with a 3-year survival rate of around 15% (12). Nevertheless, transplantation offers a chance of cure to a certain proportion of these patients (7).

Table 2. Selected results of allogeneic stem cell transplantation (SCT) in acute myeloid leukemia and myeloproliferative neoplasm including chronic myeloid leukemia*1.

Inclusion criteria Study design Treatment (patients, N) Median age (years)*2 SCT regimen OS (p-value)*2 TRM (%)*2 Reference
AML
<60 years,
first cr
Matched pair Allo SCT (185)
vs. conventional
CTx (185)
45 vs. 46 MAC/RIC 7 years:
58%vs. 46%
(0.037)
7 years:
24% vs. 6%
(<0.001)
(10)
<61 years,
first cr, high risk
Post-hoc analysis,
prospective,
multicenter
Allo SCT (45)
vs. conventional
CTx (62)
48 vs. 54 MAC/RIC 5 years:
19% vs. 9%
(0.02)
5 years:
15% vs. 2%
(0.003)
(e4)
<61 years,
first cr
Prospective,
multicenter
MAC (96)
vs. RIC (99)
45 vs. 44 MAC/RIC 3 years:
58% vs. 61%
(NS)
3 years:
18% vs. 13%
(NS)
(e5)
≥ 50–70
years, first CR
Retrospective,
multicenter
Allo SCT (152)
vs. conventional
CTx (884)
55 vs. 61 MAC/RIC 3 years:
62% vs. 51%
(0.012)
3 years:
21% vs. 3%
(<0.001)
(e6)
≥ 60 years,
first CR
Prospective,
multicenter
Allo SCT (123) 65 RIC 2 years:
46%
2 years:
14%
(* 3)
CML and Ph– MPN
PMF/post-ET and post-PV MF Prospective,
multicenter
Allo SCT (103) 55 RIC 5 years:
67%
1 year:
16%
(e11)
PV or ET
with progression
(MF or AML)
Retrospective,
register
Allo SCT (250) 56 RIC/MAC 3 years:
55%
3 years:
28%
(e7)
CML with TKI failure Prospective,
multicenter
Allo SCT in first CP (37) and
allo SCT after BC/AP (28)
38 and 38 RIC/MAC 3 years:
94% and 59%
3 years:
5% and 18%
(9)
CML, AP Prospective,
single-center
Allo SCT (45)
vs. imatinib (87)
34 vs. 44 MAC 6 years:
83% vs. 51%
(0.023)
6 years:
11%
(only SCT)
(e8)

*1Selected recent studies on the role of SCT in general and in older patients. With regard to myelodysplastic syndrome (MDS) we refer to a recent publication (e9).

*2Results for treatments or patient groups in same order as in "Treatment" column.

*3Devine S, Owzar K, Blum W, et al.: A phase II study of allogeneic transplantation for older patients with AML in first complete remission using a reduced intensity conditioning regimen: results from CALGB 100103/BMT CTN 0502. Blood, ASH Annual Meeting Abstracts 2012; 120: abstract 230.

Allo SCT, allogeneic stem cell transplantation; AML, acute myeloid leukemia; AP, accelerated phase; BC, blast crisis; CML, chronic myeloid leukemia; CP, chronic phase;

CR, complete remission; CTx, chemotherapy; ET, essential thrombocythemia; MAC, myeloablative conditioning; MF, myelofibrosis; MPN, myeloproliferative neoplasm; NS, nonsignificant;

OS, overall survival; Ph – MPN, Philadelphia chromosome-negative myeloproliferative neoplasms; PMF, primary myelofibrosis; PV, polycythemia vera; RIC, reduced-intensity conditioning;

TKI, tyrosine kinase inhibitors; TRM, transplantation-associated mortality

Myeloablative conditioning is standard for allogeneic SCT in CML, but can be carried out only in younger patients in whom the risk is acceptable. It seems justified to set the age limit at 45–55 years. The age distribution of CML means there is a need for conditioning strategies with reduced toxicity. These enable high rates of long-term remission (13). There is thus no absolute upper age limit for allogeneic SCT in CML.

Philadelphia chromosome–negative neoplasms

In view of the good prognosis of polycythemia vera and essential thrombocythemia, allogeneic SCT is indicated only if the disease is progressing to myelofibrosis or AML (14). This is the case in around 2 to 15% of patients (15).

In contrast, allogeneic SCT is the only curative treatment option for primary myelofibrosis. Its use is limited, however, by high transplantation-associated mortality in the mostly elderly patients. Transplantation is recommended if median survival of less than 5 years can otherwise be expected (14).

This risk can be estimated with the aid of various models. The recently refined version of the Dynamic International Prognostic Scoring System Plus (DIPSS plus) takes account of transfusion requirement as well as cytogenetics and enables assessment of disease dynamics (16). According to this model, patients classed as intermediate and high risk can be expected to die of their disease within 5 years (Table 3). The greatest risk is the development of a blast crisis. Therefore, patients at risk should undergo allogeneic SCT at the earliest possible time. The same holds for patients with secondary myelofibrosis after polycythemia vera or essential thrombocythemia. The JAK2V617F mutation that is often found in PhMPN does not correlate with survival (17) and has no relevance, to date, with regard to the indications for transplantation.

Table 3. Indication in primary myelofibrosis and other Philadelphia chromosome-negative myeloproliferative neoplasms*.

Primary myelofibrosis Polycythemia vera/ essential thrombocythemia
On diagnosis DIPSS plus score ≥ 2 None
During course DIPSS plus score ≥ 2
Blast crisis
Blast crisis
Secondary myelofibrosis
IPSS – 1 point for each of the following:
  • age >65 years

  • constitutional symptoms (e.g. weight loss, night sweats, fever)

  • hemoglobin <6.2 mmol/l

  • leukocytes >25 Gpt/L

  • blasts in peripheral blood >1%


DIPSS plus – in addition, 1 point each for:
  • thrombocytes <100 gpt/l

  • requirement for regular erythrocyte transfusion

  • unfavorable cytogenetics (e.g., complex karyotype or +8, –7/7q-, –5/5q-)


median survival by dipss plus score (16):
0 points (low risk) 15.4 years 1 point (intermediate-1 risk) 6.5 years
2 or 3 points (intermediate-2 risk) 2.9 years ≥ 4 points (high risk) 1.3 years

*While in polycythemia vera and essential thrombocythemia the indication may arise during the course of the disease, in primary myelofibrosis the indication should be evaluated on initial diagnosis, depending on prognostic risk stratification.

IPSS, International Prognostic Scoring System; DIPSS, Dynamic International Prognostic Scoring System

The 5-year survival rate for intermediate- and high-risk patients with myelofibrosis after allogeneic SCT is circa 30 to 40% (11, 18). The results of reduced-intensity conditioning are comparable to those attained with myeloablative protocols (11) (Table 2). There is no formal age limit for transplantation in patients with primary or secondary myelofibrosis.

JAK1/2 inhibitors represent a new treatment for some patients with Ph MPN. Good control of symptoms can be achieved, and in some cases survival can be extended (19). The survival advantage appears much smaller, however, than that attained with TKI in CML. Therefore, the decision to carry out allogeneic SCT in suitable patients should not be postponed by treatment with JAK1/2 inhibitors. Since JAK inhibitors relieve constitutional symptoms, however, treatment can improve the patient’s general condition before transplantation.

If a blast crisis occurs in Ph MPN the prognosis without SCT is extremely poor, with median survival of 3 months (20). Remission-inducing chemotherapy should be considered in such cases, with the aim of achieving a second chronic phase and performing allogeneic SCT (14). This strategy yields 2-year survival of >40% (21) (Table 2). The prognosis is poorer if remission cannot be realized, but even then allogeneic SCT attains long-term remission in around 20% of cases (e10).

Acute myeloid leukemia

The treatment goal in newly diagnosed AML is, in suitable patients, the induction of remission by means of intensive chemotherapy. Consolidation treatment is necessary, as without it the risk of recurrence is as high as 90% (22). Options for consolidation are conventional chemotherapy and allogeneic SCT.

The risk of recurrence of AML is determined mainly by the patient’s age and genetic factors (23). Several studies have shown that allogeneic SCT represents the only realistic chance of long-term remission in patients with a high cytogenetic risk (e11). Patients with acute promyelocytic leukemia, which can be cured with modern treatments in more than 95% of cases, do not undergo transplantation in first remission.

For the large number of patients with intermediate cytogenetic risk, it is unclear whether allogeneic SCT in first remission is beneficial or not. In Germany, this is currently being investigated by the ETAL-1 study. The data from previous studies support the hypothesis that allogeneic SCT can increase by 10% the proportion of patients in this group who survive for 5 years (10, e11).

Apart from cytogenetics, molecular markers such as the FLT3 and the NPM1 mutation are associated with the prognosis. Because of their uncertain predictive value, these markers so far play a minor role in the decision-making process for transplantation in AML. Further risk factors for recurrence are lack of complete remission after first induction treatment and a high initial leukocyte count.

Independent of other risk factors, the patient’s age is decisive for the prognosis of AML. Even with intensive chemotherapy, fewer than 20% of patients over the age of 65 survive for 5 years without allogeneic SCT (24). Transplantation with reduced-intensity conditioning should therefore be evaluated on an individual basis with no firm age limit.

Thus an increasingly sophisticated decision-making strategy has emerged for allogeneic SCT in patients with AML in first remission. Table 4 shows a risk stratification based on current recommendations (25). Transplantation, if indicated, should be carried out as early as possible in first complete remission.

Table 4. Indication for allogeneic stem cell transplantation in acute myeloid leukemia*.

Risk of recurrence with conventional consolidation depending on selected disease characteristics Acceptable risk of transplantation-associated mortality for SCT _(e.g.. according to HCT-CI)
Indication for allogeneic SCT in first complete remission
Low risk of recurrence (35–40%). e.g.:
  • t(8;21) with leukocytes <20 gpt/l

  • inv(16)/t(16;16)

  • mutation of npm1 gene without tandem duplication of flt3 gene

  • (molecular) complete remission after first induction

Low
(SCT justified only in absence of comorbidities)
Moderate risk of recurrence (50–55%). e.g.:
  • t(8;21) with leukocytes >20 Gpt/L

  • cytogenetically normal (including with loss of X or Y chromosome)

  • Leukocytes <100 gpt/l with complete remission after first induction

Moderate
(SCT justified only with low number of comorbidities)
High risk of recurrence (70–80%). e.g.:
  • any good or intermediate cytogenetic risk. but no complete remission after first induction chemotherapy

  • cytogenetically normal with leukocytes >100 Gpt/L

  • any other cytogenetic aberration

High
(consider SCT even in presence of comorbidities)
Very high risk of recurrence (>90%). e.g.:
  • monosomal karyotype

  • overexpression of Evi-1 gene

Very high
(consider SCT even in presence of comorbidities)
Indication for allogeneic SCT in recurrence
All constellations According to individual assessment

*Allogeneic SCT in AML in first complete remission is always an individual decision. There is good evidence particularly for AML with high risk of recurrence. In cases with moderate or low risk of recurrence. assessment of the risks entailed in SCT is of special importance.

AML. acute myeloid leukemia; Evi-1. ectropic viral integration site 1; HCT-CI. hematopoietic cell transplantation-specific comorbidity index; FLT3. Fms-like tyrosine kinase receptor 3; _NPM1. nucleophosmin; SCT. stem cell transplantation

The role of allogeneic SCT in patients with low genetic risk is unclear, particularly in those who only have an NPM1 mutation. Recent data show that the prognosis of these patients is poorer if the NPM1 mutation can still be demonstrated in bone marrow after induction chemotherapy (26). In these cases transplantation may be advisable even on first remission.

On first diagnosis and in recurrences, one option for treatment of patients with refractory AML is cytoreductive chemotherapy followed immediately by conditioning in the aplasia phase. This achieves long-term survival in 30 to 50% of such cases (27).

Allogeneic SCT remains the standard treatment in patients with recurrent AML. It is unclear whether remission should first be induced by means of chemotherapy, as is practiced in many centers, or whether the goal should be prompt transplantation regardless of remission status. The latter option can avoid toxicity.

Myelodysplastic syndrome

The International Prognostic Scoring System (IPSS) can be used to estimate the prognosis of patients with MDS, particularly the risk of secondary AML. The newly developed IPSS-R score enables finer classification by taking account of cytogenetic aberrations (28). Most study data are based on the IPSS, which therefore continues to be used to determine the indication for allogeneic SCT (29). Recent data confirm the recommendation for transplantation in patients whose risk according to the IPSS is intermediate-2 or high (Table 5) (30). In patients with low-risk MDS, transplantation should generally not be carried out immediately; rather, one should wait until the disease progresses. Remission-inducing chemotherapy before scheduled allogeneic SCT should be carried out only if secondary AML has developed.

Table 5. Indication for allogeneic stem cell transplantation in myelodysplastic syndrome*.

Risk (IPSS score) Indication for allogeneic SCT
Low (0) None
Intermediate-1 (0.5 or 1) In special cases: high-risk cytogenetics or severe cytopenias
Intermediate-2 (1.5 or 2) Standard
High (2.5 to 3.5) Standard
IPSS
Variable Score
0 0.5 1 1.5 2
BM blasts
Cytogenetics
Cytopenia
<5
Good
0 or 1
5–10
Intermediate
2 or 3
Poor 11–20 21–30
Cytogenetics Good
Intermediate
Poor
Normal. only del(5q). only del(20q). only –Y
All others
Complex with >2 aberrations; anomalies of chromosome 7

*The indication for allogeneic SCT is based on models for estimation of the risk of transformation into AML. To date the IPSS has been used. but the IPSS-R will offer an improved system in future.

IPSS. International Prognostic Scoring System; BM. bone marrow; SCT. stem cell transplantation

Because of their usually advanced age, only a small proportion of patients with MDS are suitable for myeloablative conditioning. Reduced-intensity conditioning entails a somewhat higher risk of recurrence but has a lower rate of transplant-associated mortality; overall, the long-term survival is similar (31). Randomized trials comparing reduced-intensity and myeloablative conditioning have taken place, but the final results have not yet been published. Transplantation, the only curative option, should therefore also be considered on an individual basis in older patients.

The data on chronic myelomonocytic leukemia (CMML)—classified in the MDS/MPN group of diseases by the World Health Organization (WHO)— are sparse. The indication for SCT should currently continue to be determined analogous to the risk stratification for MDS. New analyses show that apart from patient age and changes in blood composition, the prognosis is also affected by specific genetic aberrations (32). Accordingly, the indication for allogeneic SCT is decided on the merits of each individual case in patients with CMML. Around 30 to 40% of those treated survive for at least 3 years after transplantation (33).

Patients over 70 years old or with comorbidities

The use of allogeneic SCT in the elderly is restricted by its toxicity. However, optimization of conditioning, supportive treatment, immune suppression, and choice of donor have greatly improved the results (34, e12).

One challenge is individual determination of the risks in a given patient. Transplantation-associated mortality can be estimated with the aid of various scoring systems, e.g., the HCT-CI (Box) (35, 36). However, analyses in specific categories of patients have shown the limitations of this system (37). The rates of transplantation-associated mortality between 2 and 5 years after SCT have been reported as 10 to 30% in recent studies (34, e12) (Table 2). In view of the enhanced treatment options, the numerical age is merely a guide. This is particularly relevant for myeloid neoplasms, the incidence of which rises with increasing age. Patients over age 40–55 years treated with allogeneic SCT should receive reduced-intensity conditioning. Depending on the prognosis, allogeneic SCT may be justified in patients over 70.

Dependence of indication on donor availability

High agreement of HLA characteristics between patient and donor is associated with low transplant-related mortality (38). Data in AML patients show that in the event of HLA identity the result of allogeneic SCT is almost the same with sibling donors and unrelated donors (39). The indication for transplantation should therefore not depend primarily on differentiation between related and unrelated donors.

If no HLA-identical donor is available, transplantation from a haploidentical family member can be considered. The transplant-associated mortality of haploidentical SCT is higher than that of HLA-identical transplantation but has been reduced by refinement of the SCT procedure (40, e13). Umbilical cord blood is a further option but is rarely used in adults in Germany.

Conclusions

The results of randomized trials and large retrospective analyses of registry data yield high evidence in favor of the use of allogeneic SCT in the following situations:

  • CML in an advanced stage or after failure of TKI

  • High-risk Ph MPN and MDS

  • High-risk and recurrent AML.

On the basis of single-center and registry-based studies, together with early randomized trials, there is increasingly better evidence in favor of allogeneic SCT in patients >60 years.

The decision with regard to transplantation is taken after consideration of the danger of recurrence and the risks entailed in SCT. To facilitate the decision-making process, all patients with myeloid neoplasms up to an age of circa 75 years should be referred to a transplantation center immediately after diagnosis, without recourse to any further preliminary investigations. A decision for or against allogeneic SCT can then be taken with the involvement of the patient, his/her relatives, the treating hematologist, and the primary care physician. The transplantation center staff then determine what measures are necessary before transplantation, and the appropriate investigations are carried out in cooperation with the referring physician. In this way the best approach for each patient is determined on an individual basis.

Key Messages.

  • Allogeneic stem cell transplantation (SCT) should be considered above all in patients with any of the following: acute myeloid leukemia, myelodysplastic syndrome or myelofibrosis with high risk of progression, and advanced chronic myeloid leukemia.

  • For many patients with these diseases, allogeneic SCT is the only curative treatment.

  • The indication is determined by weighing the risks of the disease and the patient’s comorbidities against the curative potential and the risks inherent in SCT.

  • Allogeneic SCT should be evaluated in patients up to the age of 75 years.

  • Patients should be referred to a transplantation center at an early stage so that the advisability of treatment by means of SCT can be assessed together with the patient, his/her relatives, the treating hematologist, and the primary care physician.

Acknowledgments

Translated from the original German by David Roseveare.

Footnotes

Conflict of interest statement

Dr. Müller has received congress registration fees and reimbursement of travel costs from Astellas, Janssen, Sanofi, Gentium, and Gilead. He has received honoraria for lectures from Novartis, Celgene, and Pfizer. He has acted as a consultant for Celgene and CTI Life Sciences.

Prof. Müller-Tidow has received honoraria for consultancy (advisory board) from Janssen and for authorship or co-authorship of a publication on the topic covered in this article from Celgene. He has received reimbursement of congress registration costs from Novartis, and Novartis and Celgene have assumed travel costs on his behalf. He has received honoraria for lectures from Celgene and Janssen. His research has been supported by Novartis and Celgene (third-party funding of commissioned clinical trials and materials).

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