Abstract
Changes in coastal upwelling strength have been widely studied since 1990 when Bakun proposed that global warming can induce the intensification of upwelling in coastal areas. Whether present wind trends support this hypothesis remains controversial, as results of previous studies seem to depend on the study area, the length of the time series, the season, and even the database used. In this study, temporal and spatial trends in the coastal upwelling regime worldwide were investigated during upwelling seasons from 1982 to 2010 using a single wind database (Climate Forecast System Reanalysis) with high spatial resolution (0.3°). Of the major upwelling systems, increasing trends were only observed in the coastal areas of Benguela, Peru, Canary, and northern California. A tendency for an increase in upwelling-favourable winds was also identified along several less studied regions, such as the western Australian and southern Caribbean coasts.
Wind-driven coastal upwelling results from the action of winds along a coast that generate an Ekman drift directed offshore. This causes pumping of cool and nutrient-rich water towards the sea surface along a narrow region close to the coast, which enhances primary production. Thus, coastal upwelling systems are among the most productive marine regions in the world’s oceans.
Due to the ecological and economic importance of these regions, changes in upwelling strength and timing have attracted considerable scientific interest in recent decades. In several studies, researchers have primarily focussed on analysing trends in wind strength due to climate variability and the resultant changes in the coastal upwelling process. In 1990, Bakun1 reported the strengthening of upwelling intensity along the major coastal upwelling systems of the world from 1945 to 1985. He proposed that this increase was due to global warming, which would create an intensification of the land-sea thermal contrast. This intensification would be reflected in increased land-sea pressure gradients, which in turn would cause the strengthening of upwelling-favourable winds that would result in cooling of the ocean surface.
Studies focused on different upwelling regions have been conducted to investigate the Bakun hypothesis through an analysis of available wind data. However, these studies reported contradictory results, which indicate that wind estimates from different databases can differ in trends and variability2. In addition, existing time-series data are limited in duration, quality, and spatial extent, and results obtained from different data products in the same area may vary because they are highly dependent on the length of the time series. Recently, Sydeman et al.3 conducted an analysis of the literature on upwelling-favourable winds along the major eastern boundary current systems to test the Bakun hypothesis. They synthesized results from more than 20 studies published between 1990 and 2012 based on time series ranging in duration from 17 to 61 years. Most of published data support general wind intensification in the California, Benguela, and Humboldt upwelling systems and weakening in the Iberian system. This study highlighted the dependence of the results on the length of the time series and season, and it revealed contradictory results between observational data and model-data reanalysis. In addition, numerous available time series present a spatial resolution that is too coarse to accurately resolve conditions at the scale of coastal upwelling in intense and localized upwelling zones. Thus, higher-resolution temporal scales and greater spatial-resolution studies are needed.
The aim of this study was to identify the temporal and spatial trends in coastal upwelling regimes worldwide using wind stress data from the National Centers for Environmental Prediction (NCEP) Climate Forecast System Reanalysis (CFSR)4 database. This database provides high spatial resolution (approximately 0.3°) with data available from 1982 to 2010. The length of this database allows detailed estimation of upwelling trends over the recent period of strong global warming, and the same database can be used for all areas of interest.
Methods
Wind data were acquired from the NCEP CFSR database at http://rda.ucar.edu/pub/cfsr.html developed by the National Oceanic and Atmospheric Administration (NOAA). Data were retrieved from the NOAA National Operational Model Archive and Distribution System, which is maintained by the NOAA National Climatic Data Center. Detailed information about the CFSR database can be found in Saha et al.4. This worldwide database has a spatial resolution of approximately 0.3 × 0.3° and a temporal resolution of 6 hours from January 1982 to December 2010. The reference height of the wind data is 10 m. Coastal upwelling analysis requires the use of pixels as close to shore as possible to represent coastal processes. To avoid land contamination, only coastal pixels with less than 25% of land were used.
The process used to identify upwelling areas and to calculate trends is summarized below:
Wind data were initially averaged at a daily scale to smooth the effect of high frequency events such as breezes. In addition, upwelling events typically last 3–14 days5, so a daily scale seems accurate to describe them.
Alongshore wind stress
was calculated
using the equation
, where
is the air density,
is the drag coefficient, and
is the upwelling-favourable wind.
can be calculated as
+
, where
is the
latitude,
is the zonal wind
component,
is the meridional wind
component,
is the angle defined by
an unitary vector normal to the shoreline and pointing seaward and
abs means absolute value. Alongshore wind stress has been
previously used to estimate variations in upwelling intensity1,6,7. This variable provides information about
upwelling intensity spreading both in time and in space without gaps, even
in regions close to the Equator were other variables such as Ekman transport
diverge.
and
were stored at the daily scale for each
coastal pixel over the period 1982–2010.
and
were averaged at a monthly scale to obtain
and
because the study was not focused on particular events
but rather on identifying regions that show well-developed upwelling
conditions lasting for long periods.
and
climatology (
and
) was calculated for the
whole period. Different conditions were imposed on these variables to
identify upwelling areas. First,
must be higher than 5.4 ms–1, which
corresponds to the transition from a gentle to a moderate breeze on the
Beaufort scale. García-Reyes et al.5
defined upwelling events as periods of time with alongshore winds stronger
5 ms–1 following Cury and
Roy8. Sensibility tests have shown that results are
independent of the particular value of the threshold within the range 5 to
5.5 ms–1. This condition must be
fulfilled for at least three consecutive months. Second, the area is
considered to be an upwelling region only if at least 10 consecutive points
(about three degrees) fulfil the previous condition. This second condition
discards the appearance of small local areas.Trends were calculated using only the months under strong upwelling conditions. Those months were selected from the climatology data considering
values higher than the 50%
percentile. As a consequence, the number of months per year to be used in
the analysis differed from zone to zone. This number varied from five to
seven months, dependent on the area, with six months being the most
consistently found value.Trends were calculated at each pixel as the slope of the linear regression of the alongshore monthly wind stress anomalies versus time. Monthly anomalies were calculated by subtracting from the alongshore wind stress of a certain month (
) the mean
alongshore wind stress of that month over the period
1982–20109,10. All trends were
calculated using raw data without any filter or running mean. The Spearman
rank correlation coefficient was used to analyse the significance of trends
due to its robustness to deviations from linearity and its resistance to the
influence of outliers9,10. The significance level of
each pixel is shown in the figures for those points that exceed 90% (circle)
or 95% (square) of significance.All figures herein were generated using Matlab.
Results and discussion
The present study investigated trends in coastal upwelling for coastal regions of the world using the CFSR wind database with high spatial resolution (approximately 0.3°). This database facilitates the analysis of wind behaviour at a small scale, which is a key factor when considering coastal mesoscale effects as upwelling. Recent studies have compared this database and different wind products with wind measured by several buoys along the Iberian Peninsula coast11,12,13. Statistical results confirmed that datasets with finer spatial resolution, such as CFSR, gave better results, especially near the coast.
In this study, 3025 coastal points worldwide were analysed to select the major upwelling regions and evaluate upwelling trends from 1982 to 2010. Under our terms of selection, ten upwelling systems were evaluated: Benguela, Canary, the southern Caribbean Sea, Chile, Peru, California (north and south), West Australia, Java, North Kenya, and Somalia–Oman. These systems were grouped together into several macroscopic zones, namely the eastern and western coasts of the Atlantic, Pacific, and Indian Oceans. No upwelling systems along the western Pacific Ocean were assessed. Alongshore wind stress was calculated over more than 600 points along this coast, and no region fulfilled the conditions required to be considered a coastal upwelling area.
Eastern Atlantic Ocean
Two upwelling systems were analysed along this coast from south to north: Benguela (South 30.13–23.26°S; North 20.76–16.39°S) and Canary (18.89–32.63°N) (Fig. 1). Along the Benguela upwelling system, which is one of the major upwelling regions of the world, two different areas (south and north) were assessed based on the results of the calculated alongshore wind stress (Fig. 1). Previous studies were focused mainly on the southern area from the southern tip of Africa to about 20°S. Nevertheless, several studies evaluated the entire area from south of 15°S. The results of the present study for the southern and northern areas will be described below, and then a comparison with results from previous studies will be presented.
Figure 1. Wind stress along the Eastern Atlantic Ocean.
Annual cycle of alongshore wind stress (Nm–2) for the period 1982–2010. Red points on the map show the coastal points studied. Black lines indicate those regions considered to be coastal upwelling areas. This figure has been performed using Matlab.
Benguela
At the southern coast of the Benguela system, alongshore wind stress had positive
values (upwelling-favourable conditions) throughout the year, but the highest
values occurred during the austral spring and summer months (Fig.
1, points 16–38). The upwelling season was defined as
September to March based on the annual cycle of alongshore wind stress
meridionally averaged over these points.
trends were calculated during the upwelling season (Fig.
2a). Non-significant trends were identified south of 24
°S, and only the three northernmost grid boxes (–23.3 to
24°S) displayed a significant positive trend. These significant
positive trends continued throughout the Northern Benguela Zone (Fig. 3), although the defined upwelling season differed for this
zone (from July to November). A significant positive trend was observed for the
entire region, with values ranging from 4
10−3 Nm–2 dec–1
in the northern area to
10−3 Nm–2 dec–1
in the southern one.
Figure 2. Upwelling trends in the selected areas along the Eastern Atlantic Ocean.
(a) Alongshore wind stress trends along the southern Benguela coast calculated from September to March. (b) Alongshore wind stress trends along the northern Benguela coast calculated from July to November. (c) Alongshore wind stress trends along the Canary coast calculated from April to September. Those points with significance greater than 90% are marked with a circle, and those greater than 95% are marked with a square. A negative (positive) trend means a decrease (increase) in upwelling-favourable winds. This figure has been performed using Matlab.
Figure 3. Wind stress along the Western Atlantic Ocean.
Annual cycle of alongshore wind stress (Nm–2) for the period 1982–2010. Red points on the map show the coastal points analysed. Black lines indicate those regions considered to be coastal upwelling areas. This figure has been performed using Matlab.
Previous studies reported similar results. For example, Patti et al.14 analysed data from the Comprehensive Ocean-Atmosphere Data
Set (COADS) and found an increase in annual wind stress (
10
10−3 Nm–2 dec–1)
for the area extending from 20 to 30°S, indicating upwelling
reinforcement from 1958 to 2007. Narayan et al.15
described a significant increase (
5
10−3 Nm–2 dec–1)
in the COADS and National Center for Environmental Prediction/National Center
for Atmospheric Research (NCEP/NCAR Reanalysis) meridional wind stress across
26–36°S from 1960 to 2001 using annual data. On the
other hand, annual wind stress data from European Center for Medium range
Weather Forecasting (ECMWF) Re-Analysis (ERA-40 Reanalysis) used in the same
study15 showed a non-significant trend for the same
period. Analysis of upwelling trends along the Benguela Upwelling Ecosystem was
also conducted using a derived upwelling index in terms of Ekman transport to
represent the estimated potential effects of wind stress on the ocean
surface9,16. Pardo et al.16 and Santos et al.9 found a general increase
in upwelling intensity over the last four decades for the areas
20–32°S and 16–30°S,
respectively, using the NCEP/NCAR Reanalysis annual data.
Canary
Along the Canary coast, positive values of alongshore wind stress (
were observed throughout the year, with the
highest values occurring in spring and summer months (Fig.
1, points 222–266). The upwelling season was considered
to be April to September.
trends over
this period were calculated (Fig. 2c), and positive trends
were detected over almost the entire region. However, significant values were
found only around 22–24°N (
8
10−3 Nm–2 dec–1)
and 27–29°N (
10−3 Nm–2 dec–1).
Published results regarding trends in upwelling along the Canary coast are
controversial. Trends in upwelling can be highly dependent on the length of the
time series, the selected area, and the season evaluated in the analysis.
Results similar to those found in the present study were reported by Cropper
et al.17 using meridional wind speed from CFSR
over the period 1981–2012 during summer (June-August). These authors
found a non-significant increase in upwelling-favourable winds off Northwest
Africa (11–35°N). On the other hand, different wind
databases such as NCEP/Department Of Energy (NCEP/DOE II), ERA-Interim, 20
Century, and National Aeronautics and Space Administration-Modern Era
Retrospective-Analysis for Research and Applications (NASA-MERRA) used in the
same study for the same period showed a statistically significant increase north
of 21°N and a generally significant decrease in upwelling-favourable
winds south of 19°N. Results of previous studies are also in
agreement with our finding of increasing trends in upwelling along the Canary
coast. For example, McGregor et al.18 described
increasing trends in upwelling around 31°N using annual wind stress
data from COADS for the period 1950–1992. Narayan et al.15 and Patti et al.14 also found
significant increasing trends (
4-5
10−3 Nm–2 dec–1)
using the same database across 24–32°N considering
annual wind stress over the last four decades. Narayan et al.15 reported a significant increase (
2
10−3 Nm–2 dec–1)
in the ERA-40 Reanalysis meridional wind stress for the same period. In
contrast, when they used the NCEP/NCAR reanalysis these authors15 identified a reduction in meridional wind stress (
–4
10−3 Nm–2 dec–1)
over the last four decades (1960–2001) in the same region
(24–32 °N), indicating a reduction in coastal upwelling.
More recently, Barton et al.2 conducted an extensive
study of wind-induced upwelling trends along the whole Canary current upwelling
system. Using monthly meridional wind data from the Pacific Fisheries
Environmental Laboratory (PFEL), NCEP/NCAR, ECMWF, ICOADS, and Wave and
Anemometer-based Sea Surface Wind (WASWind) plus data from coastal
meteorological stations over 40 years (1967–2007), these authors
found that trends varied among different data products in the same area, as both
negative and positive trends were evident. In addition, not statistically
significant changes in meridional wind components were found. Contradictory
results were also obtained using Ekman transport data in numerous upwelling
trend studies conducted along the Canary Upwelling Ecosystem. Gomez-Gesteira
et al.19 detected a significant decreasing trend
in upwelling strength for all seasons across 20–32°N
from 1967 to 2006 using data from the PFEL. Pardo et al.16 also found a general weakening of the upwelling intensity along the
Iberian/Canary (26–43°N) and NW African
(10–24°N) regions from 1970 to 2009 using the NCEP/NCAR
Reanalysis. These trends were clearly observed in winter and autumn for both
regions, and a weakening in the upwelling intensity was also detected in summer
in the northwest African region. In contrast, Santos et al.10 confirmed a spring-summer increasing trend across
22–33°N when they used the same database (NCEP/NCAR)
from 1982 to 2010 in accordance with the present study. Opposite results
observed in some of the studies described above using the same database
(NCEP/NCAR) emphasize that linear trends are strongly dependent on the length of
the time series and the season evaluated2,20.
Western Atlantic Ocean
Only one region along the coast of the western Atlantic Ocean fits the conditions
required to be considered an coastal upwelling area: the southern Caribbean Sea
(62.19–76.56°W) (Fig. 3). In the
southern Caribbean upwelling region, alongshore wind stress had positive values
throughout the year, with the highest values during the boreal winter months
(Fig. 3, points 261–307). The upwelling
season was considered to occur from December to April, and
trends were calculated for this period
(Fig. 4). The eastern and western regions exhibited
different behaviours. A negative trend was detected east of 71.25°W,
with a significance level higher than 90% (
– 4 10−3 to
– 8
10−3 Nm–2 dec–1)
for almost all points. In the western region (71.25–76.56
°W) a non-significant positive trend was observed in most of the
area, with maximum values of around 4
10−3 Nm–2 dec–1.
This region was previously studied mainly in terms of upwelling occurrence using
wind and sea surface temperature data21,22,23,24,25. As
far as we know, no studies of upwelling trends in terms of wind have been
conducted along the southern Caribbean upwelling system.
Figure 4. Upwelling trends in the selected areas along the Western Atlantic Ocean.

Alongshore wind stress trends in the southern Caribbean Sea calculated from December to April. Those points with significance greater than 90% are marked with a circle, and those greater than 95% are marked with a square. A negative (positive) trend means a decrease (increase) in upwelling-favourable winds. This figure has been performed using Matlab.
Eastern Pacific Ocean
Three upwelling systems were evaluated along this coast from south to north: Chile (37.62–28.88 °S), Peru (16.39–10.15 °S), and California (South 33.88–36.06 °N; North 37.94–42. 31 °N) (Fig. 5).
Figure 5. Wind stress along the Eastern Pacific Ocean.
Annual cycle of alongshore wind stress (Nm–2) for the period 1982–2010. Red points on the map show the coastal points analysed. Black lines indicate those regions considered to be coastal upwelling areas. This figure has been performed using Matlab.
Chile
Along the coast of Chile, positive values of alongshore wind stress were observed
throughout the year, with the highest values during the austral spring and
summer months (Fig. 5, points 78–106). The
upwelling season was considered to last from October to April, and
trends were calculated for these months
(Fig. 6a). Significant negative trends were observed
south of 34 °S and north of 31 °S, with values between
–4 10−3 and –8
10−3 Nm–2 dec–1.
Non-significant positive trends were detected at midlatitudes. Previous studies
along this coast have reported different results. For example, Garreaud and
Falvey26 analysed changes in the coastal winds along
the west coast of subtropical South America (20–55°S;
70–85°W) using future climate scenarios. Different
simulations were performed using the Providing REgional Climate for Impact
Studies (PRECIS) regional climate model, and a significant trend in the coastal
wind was absent during the late twentieth century (1961–1990).
Similar results were observed by Goubanova et al.27,
who used a statistical downscaling method to refine the representations of
coastal winds for a global-coupled general circulation model (Institut Pierre
Simon Laplace Climate Model (IPSL-CM4)) from 1970 to 1999. More recently, Rahn
and Garreaud28 used CFSR over the period
1979–2010 to present a synoptic climatology of the coastal wind
along the Chile/Peru coast, paying special attention to prominent upwelling
regions. Points located along the Chile coast (30 and 36.4°S) showed
unclear trend over the last 30 years. Finally, Aravena et al.29 used anomalies of Ekman transport data from 1980 to 2010
to assess the interannual evolution of upwelling along the northern-central
coast of Chile (29–34°S). These Ekman transport
anomalies obtained from PFEL showed a positive trend throughout the area. As
previously mentioned, trends in upwelling can be highly dependent on factors
such as the season evaluated in the analysis. This could explain the observed
weakening in upwelling in most of the region in the present study, which we
calculated using alongshore wind stress from October to April. When we
recalculated
trends using annual data,
the observed trend was unclear, which is in accordance with most of the studies
previously conducted along this upwelling system. The dependence of trends on
the season studied was also reported by Sydeman et al.3, who analysed more than 20 studies related to upwelling trends along
the five major upwelling systems published over the last two decades. They found
that some of the disagreement in previous studies could be resolved by
considering winds during only the active upwelling seasons.
Figure 6. Upwelling trends in the selected areas along the Eastern Pacific Ocean.
(a) Alongshore wind stress trends along the Chile coast calculated from October to April. (b) Alongshore wind stress trends along the Peru coast calculated from May to October. (c) Alongshore wind stress trends along the southern California coast calculated from April to September. (d) Alongshore wind stress trends along the northern California coast calculated from April to October. Those points with significance greater than 90% are marked with a circle, and those greater than 95% are marked with a square. A negative (positive) trend means a decrease (increase) in upwelling-favourable winds. This figure has been performed using Matlab.
Peru
Along the Peru coast, alongshore winds had positive values throughout the year,
with maxima from May to October (Fig. 5, points
146–166). The upwelling season was considered to occur during these
months, and
trends were calculated for
this time period (Fig. 6b). Small and non-significant
positive trends were observed for almost the entire region except at the
southernmost point (16.4°S), where a significance level higher than
95% was identified (
10−3 Nm–2 dec–1).
A non-significant negative trend with small values was observed at
14°S. Previous studies have shown
that trends in upwelling along the Peru coast are contradictory. Results similar
to those obtained in our study were reported by Rahn and Garreaud28, who analysed annual alongshore winds from CFSR from 1979 to 2010.
These authors found a positive trend in alongshore wind from 1995 to 2010
(
ms–1) at
15°S, which is a prominent upwelling region along the Peru coast.
Gutierrez et al.30 used ERA-40 Reanalysis in a
region around 14°S and also found an increase in
upwelling-favourable winds from 1958 to 2001 for the spring season and using
annual data. Bakun et al.31 reported an increase in
upwelling at ~10.5°S using monthly wind stress data from
COADS from 1948 to 2006. In contrast, Goubanova et al.27 suggested the existence of a weakening of alongshore wind near
15°S from 1970 to 1999 based on statistical downscaling of the sea
surface wind. Previous studies conducted over a wider region have also shown
different results. Patti et al.14 described an
increase in annual wind stress using data from COADS for the area extending from
6 to 16°S and demonstrated the existence of upwelling reinforcement
from 1958 to 2007. However, the trend they reported (
10−3 Nm–2 dec–1)
was much higher than that found in the present study. Narayan et al.15 also analysed the same region from 1960 to 2001 using
different datasets. Annual wind stress data from COADS (
5
10−3 Nm–2 dec–1)
and ERA-40 Reanalysis (
0.9
10−3 Nm–2 dec–1)
revealed a significant increasing trend in upwelling, in agreement with the
results reported by Patti et al.14, although in the
latter case the trend value was much smaller. The general trend14,15,31 is a similar to that observed in the present
study. In contrast, Narayan et al.15 identified a
statistically non-significant decrease (
–0.7
10−3 Nm–2 dec–1)
at the Peruvian upwelling region (6–16°S) using
meridional wind stress from the NCEP/NCAR reanalysis. Pardo et al.16 analysed annual Ekman transport using data from the
NCEP/NCAR Reanalysis and found a general weakening of the upwelling intensity in
the Peru region (6.7–16.2°S) from 1970 to 2009.
California
For the California upwelling region (Fig. 5), two different areas were assessed: South (33.88–36.06 °N) and North (37.94–42.31 °N). Almost all published reports about trends in upwelling along this system include the entire coast of California (32–42 °N). The results of the present study for the southern and northern areas will be described below, and then a comparison with results from previous studies will be presented.
Along the southern California coast, the highest values of alongshore wind stress
were observed during the spring and summer months (Fig. 5,
points 350–359). The upwelling season was considered to occur from
April to September based on the annual cycle of wind stress meridionally
averaged over these points, and
trends
were calculated (Fig. 6c). Negative trends were observed
for the entire region, but they were significant (
8
10−3 Nm–2 dec–1)
only at the three southernmost points and at the northernmost one. Along the
northern California coast, alongshore wind stress showed a similar behaviour,
although the highest values were mainly observed in summer (Fig.
5, points 365–379). Thus,
trends were calculated between April and October (Fig. 6d). Non-significant negative trends were detected for
the three southernmost points, with maximum values around –3
10−3 Nm–2 dec–1.
Positive trends were observed north of 38.5 °N with a significance
level higher than 90% for the northernmost region (4-6
10−3 Nm–2 dec–1).
Controversial results in relation to the long-term variability in coastal
upwelling were also found in the California upwelling system. In terms of wind
speed, Mendelssohn and Schwing32 reported trends of
stronger upwelling-favourable winds along 32–40°N based
on April–September COADS data from 1946 to 1990. Patti et
al.14 analysed a similar area between 34 and
40°N using annual wind stress data from the same database over the
period 1958 to 2007. They described an increasing trend of around 4
10−3 Nm–2 dec–1.
Narayan et al.15 also found a statistically
significant increase in upwelling-favourable winds (
3
10−3 Nm–2 dec–1)
using annual wind stress data from the same dataset from 1960 to 2001 for the
same region. Although the southern area evaluated in the present study
(33.88–36.06°N) is included in the region studied by
Mendelssohn and Schwing32, Patti et al.14, and Narayan et al.15, the
general trend observed in these three works and the present one is
contradictory. In contrast, Narayan et al.15
identified a significant decreasing trend in upwelling from the ERA-40
Reanalysis of annual wind stress data (
–0.6
10−3 Nm–2 dec–1)
from 34 to 40°N over the last four decades (1960–2001).
This decrease is in good agreement with the results of the present study,
although the trend value was much higher in our case (
8
10−3 Nm–2 dec–1).
Different results were also reported in several studies that covered a wider
region. For example, Garcia-Reyes and Largier33 studied the
California region from 33 to 42°N from 1982 to 2008 using wind speed
data during the upwelling season (March–July) from the National Data
Buoy Center (NDBC) buoys. They found significant increasing trends in upwelling
winds north of 35°N and a decreasing trend in the southern region
(33–35°N). Similar results were observed when data from
the NDBC for June-August over the period 1980 to 201034
were used. The decreasing trend along the southern coast of California
(33–35°N) reported in these two works is in agreement
with the results of our study. On the other hand, positive trends were only
observed north of 38.5°N in our case.
Ekman transport data also have been evaluated in different studies conducted along the California Upwelling Ecosystem. Rykaczewski and Checkley35 found a positive summer trend around 34.5°N for the period 1948–2004 using Ekman transport data from the California Reanalysis Downscaling (CaRD10), which is a dynamically downscaled analysis of the NCEP/NCAR Reanalysis. Seo et al.34 found similar results using the same database over the entire California coast (32–42°N) from 1980 to 2010. Garcia-Reyes and Largier33 detected significant increasing trends in upwelling strength during March-July north of 34.5°N from 1982 to 2008 using data from the PFEL. Pardo et al.16 also studied the California region from 33 to 45°N using NCEP/NCAR Reanalysis Ekman transport data from 1970 to 2009, and they reported an unclear annual trend. In contrast, Iles et al.36 found an increasing trend in Ekman transport annual data from PFEL from 1967 to 2010 over the same region.
Considering that ENSO (www.esrl.noaa.gov) can be an important source of variability
along the Pacific upwelling systems, its influence on the estimated trends of
was analysed. No correlations
were found between the variability of ENSO and
.
Eastern Indian Ocean
Two upwelling systems were assessed along this coast: West Australia (31.69–21.39 °S) and Java (105.62–116.87 °E) (Fig. 7).
Figure 7. Wind stress along the Eastern Indian Ocean.

Annual cycle of alongshore wind stress (Nm–2) for the period 1982–2010. Red points on the map show the coastal points analysed. Black lines indicate those regions considered to be coastal upwelling areas. This figure has been performed using Matlab.
West Australia
Along the western Australian coast, maximum values of alongshore wind stress were
observed from October to March, which corresponds to the austral spring and
summer months (Fig. 7, points 108–142). The
upwelling season was considered to occur from October to March, and
trends were calculated over these months
(Fig. 8a). Positive trends were detected for almost
the whole region, with significant values between 4-8
10−3 Nm–2 dec–1
south of 25.5°S. Non-significant negative trends were found at the
northernmost latitudes (21.4–22.9°S). As far as we know,
no studies regarding upwelling trends in terms of wind have been conducted along
the western coast of Australia. Previous studies have shown the absence of
persistent upwelling off this coast despite a prevailing summer wind system
favouring upwelling. This absence of upwelling has been attributed to the
presence of the Leewin Current (LC), a warm poleward flow transporting
nutrient-poor waters from the tropics37,38. Unlike other
eastern boundary currents (e.g., the Benguela and Humboldt Currents at similar
latitudes), the poleward flow of the LC suppresses the persistent upwelling of
cool, nutrient-rich, subsurface water onto the western Australia continental
shelf39,40. Thus, large-scale upwelling is
incompatible with the poleward flowing LC. Nevertheless, localized seasonal
upwelling associated with inner shelf wind-driven currents can appear along some
regions, such as the Ningaloo (23–25°S) and Capes
Currents (26–28°S), due to variations in the LC41,42,43,44,45,46,47.
Figure 8. Upwelling trends in the selected areas along the Eastern Indian Ocean.

(a) Alongshore wind stress trends along the Western Australia coast calculated from October to March. (b) Alongshore wind stress trends along the Java coast calculated from May to October. Those points with significance greater than 90% are marked with a circle, and those greater than 95% are marked with a square. A negative (positive) trend means a decrease (increase) in upwelling-favourable winds.
Java
Along the Java coast, values of alongshore wind stress were higher during the
austral winter (Fig. 8, points 227–263). The
upwelling season was considered to last from May to October, and
trends were calculated for this time period
(Fig. 8b). Significant negative trends were detected
for almost the entire coast, with values between –4
10−3 Nm–2 dec–1
at the easternmost region and –10
10−3 Nm–2 dec–1
at the westernmost one. The existence of upwelling along the Java coast and its
basic features have been documented in previous studies, mainly in terms of
upwelling occurrence determined using wind and SST data, whereas upwelling
trends have not been considered. Different researchers have found that upwelling
occurs between June and November and is mostly forced both locally by the
alongshore winds associated with the southeast monsoon and remotely by
atmosphere-ocean circulation associated with ENSO48,49,50,51,52,53.
Western Indian Ocean
Two upwelling systems were evaluated along this coast from south to north: North Kenya (2.03–1.40°N) and Somalia-Oman (1.72–22.01°N) (Fig. 9).
Figure 9. Wind stress along the Western Indian Ocean.
Annual cycle of alongshore wind stress (Nm–2) for the period 1982–2010. Red points on the map show the coastal points analysed. Black lines indicate those regions considered to be coastal upwelling areas. This figure has been performed using Matlab.
North Kenya
Along the northern Kenya coast, positive values of alongshore wind stress were
observed from November to April (Fig. 9, points
125–136). The upwelling season was considered to occur from November
to April, and
trends were calculated
over this period (Fig. 10a). Significant negative trends
were detected for the entire region, with values of around –2
10−3 Nm–2 dec–1.
The coast of northern Kenya is characterized by the occurrence of an irregular
upwelling linked to the northeast monsoon, which normally develops from November
to March. Several researchers have related the occurrence of this upwelling to
higher productivity in the area, although the fact that upwelling events are not
regular has attracted relatively little scientific interest about upwelling
trends in terms of wind. This region has been studied mainly in terms of changes
in chemical and biological oceanographic parameters related to the occurrence of
the northeast and southeast monsoons, which lead to important differences
between the Kenya and Somalia coasts in terms of upwelling54,55,56,57,58,59,60.
Figure 10. Upwelling trends in the selected areas along the Western Indian Ocean.

(a) Alongshore wind stress trends along the Northern Kenya coast calculated from November to April. (b) Alongshore wind stress trends along the Somalia-Oman coast calculated from April to October. Those points with significance greater than 90% are marked with a circle, and those greater than 95% are marked with a square. A negative (positive) trend means a decrease (increase) in upwelling-favourable winds. This figure has been performed using Matlab.
Somalia-Oman
Along the Somalia-Oman coast, positive values of alongshore wind stress were
found from April to October (Fig. 9, points
136–193). Using the annual cycle of the alongshore wind stress, the
upwelling season was considered to last from April to October, and
trends were calculated for these months
(Fig. 10b). Negative trends were observed for almost
the whole region except at the southernmost coast of Somalia
(2–6°N) and the northernmost coast of Oman
(18–22°N). Significant trends were observed mainly along
the Somalia coast (6.5–10.5°N), with values between
–1.5
10−3 Nm–2 dec–1
and –3.5
10−3 Nm–2 dec–1.
Upwelling is induced by an alongshore current driven by the southwest monsoon in
summer. With the onset of the northeast monsoon the circulation pattern
reverses, causing a cessation of the upwelling. This region has been widely
studied in terms of SST and biodiversity related to the occurrence of these
upwelling events61,62,63,64,65. Nevertheless, few
studies have focused on upwelling trends in terms of wind. Goes et
al.66 reported an interannual escalation in the
intensity of summer monsoonal winds accompanied by enhanced upwelling along the
coast of Somalia (47–55°E,
5–10°N) using wind data from NCEP-NCAR reanalysis from
1997 to 2004. In contrast, using the same database and an advanced coupled
atmosphere-ocean general circulation model, Izumo et al.67 detected a decrease in upwelling from 1979 to 2006 caused by
anomalously weak southwesterly winds in late spring over the Arabian Sea. More
recently, Piontkovski et al.68 described a declining
trend in the zonal component of wind speed over the Sea of Oman
(22–25°N) during summer monsoons from the late 1950s to
2010.
Results obtained for different upwelling systems around the world illustrate that it is not possible to describe a homogenous behaviour among them because trends change substantially, even in regions with similar oceanographic processes. Of the five major upwelling regions worldwide, increasing trends in upwelling were observed in the coastal areas of Benguela, Peru, Canary, and northern California, and the increases were statistically significant only for the two last systems. A general decrease in upwelling intensity was observed along the Chile, southern and central California, and central Somalia coasts, with significant values in all regions. Thus, no evidence for a general intensification of upwelling along these systems was observed.
The general trends found in our study were similar to those reported in studies in which wind stress data were used (Tables 1 and 2). It is important to note that controversial results were also obtained by different authors using the same variable and even the same period of time2,15, which indicates a dependence of results on the database used.
Table 1. Studies in which upwelling trends were analysed in terms of wind along the Benguela and Canary coasts.
| Zone | Author | Variable | Database (region) | Period (Upw. Season) | Trend |
|---|---|---|---|---|---|
| Benguela | Patti et al. (2010) | WSt | COADS (30-20°S) | 1958-2007 (Annual) | + |
| Narayan et al. (2010) | WSt | COADS (36-26°S) | 1960-2001 (Annual) | + | |
| Narayan et al. (2010) | WSt | NCEP/NCAR (36-26°S) | 1960-2001 (Annual) | + | |
| Narayan et al. (2010) | WSt | ERA-40 (36-26°S) | 1960-2001 (Annual) | 0 | |
| Pardo et al. (2011) | ET | NCEP/NCAR (32-20°S) | 1970-2009 (Annual) | + | |
| Santos et al. (2012) | ET | NCEP/NCAR (30-16°S) | 1970-2009 (Annual) | + | |
| This work | WSt | CFSR (30.1-23.3°S) | 1982-2010 (SEP-MAR) | + | |
| This work | WSt | CFSR (20.8-16.4°S) | 1982-2010 (JUL-NOV) | + | |
| Canary | Cropper et al. (2014) | WSp | CFSR (11-35°N) | 1981-2012 (JUN-AUG) | + |
| Cropper et al. (2014) | WSp | NCEP/DOE II (11-35°N) | 1981-2012 (JUN-AUG) | + | |
| Cropper et al. (2014) | WSp | ERA-Interim (11-35°N) | 1981-2012 (JUN-AUG) | + | |
| Cropper et al. (2014) | WSp | 20 Century (11-35°N) | 1981-2012 (JUN-AUG) | + | |
| Cropper et al. (2014) | WSp | NASA-MERRA (11-35°N) | 1981-2012 (JUN-AUG) | + | |
| McGregor et al. (2007) | WSt | COADS (35°N) | 1950-1992 (Annual) | + | |
| Patti et al. (2010) | WSt | COADS (24-32°N) | 1958-2007 (Annual) | + | |
| Narayan et al. (2010) | WSt | COADS (24-32°N) | 1960-2001 (Annual) | + | |
| Narayan et al. (2010) | WSt | NCEP/NCAR (24-32°N) | 1960-2001 (Annual) | − | |
| Narayan et al. (2010) | WSt | ERA-40 (24-32°N) | 1960-2001 (Annual) | + | |
| Barton et al. (2013) | WSp | PFEL (15.5-41.5°N) | 1967-2007 (Annual) | − | |
| Barton et al. (2013) | WSp | NCEP/NCAR (15-42.5°N) | 1967-2007 (Annual) | − | |
| Barton et al. (2013) | WSp | ECMWF (15-40°N) | 1967-2007 (Annual) | + | |
| Barton et al. (2013) | WSp | ICOADS (15-41°N) | 1967-2007 (Annual) | + | |
| Barton et al. (2013) | WSp | WASWind (16-44°N) | 1967-2007 (Annual) | − | |
| Gomez-Gesteira et al. (2008) | ET | PFEL (20-32°N) | 1967-2006 (Monthly) | − | |
| Pardo et al. (2011) | ET | NCEP/NCAR (10-43°N) | 1970-2009 (Annual) | − | |
| Santos et al. (2012) | ET | NCEP/NCAR (22-33°N) | 1982-2010 (MAY-SEP) | + | |
| This work | WSt | CFSR (18.9-32.6°N) | 1982-2010 (APR-SEP) | + |
Variable abbreviations: WSt (Wind Stress), Ekman Transport (ET), WSp (Wind Speed).
Table 2. Studies in which upwelling trends were analysed in terms of wind along the Chile, Peru, and California coasts.
| Zone | Author | Variable | Database | Period (Upw. Season) | Trend |
|---|---|---|---|---|---|
| Chile | Garreaud and Falvey (2009) | WSp | PRECIS (55-20°S) | 1961-1990 (Annual) | 0 |
| Goubanova et al. (2011) | WSp | IPSL-CM4 (40-0°S) | 1970-1999 (Annual) | 0 | |
| Rahn and Garreaud (2013) | WSp | CFSR (36.4-30°S) | 1979-2010 (Annual) | 0 | |
| Aravena et al. (2014) | ET | PFEL (34-29°S) | 1980-2010 (Annual) | + | |
| This work | WSt | CFSR (37.6-28.9°S) | 1982-2010 (OCT-APR) | - | |
| Peru | Rahn and Garreaud (2013) | WSp | CFSR (15°) | 1979-2010 (Annual) | + |
| Gutierrez et al. (2011) | WSp | ERA-40 (14°S) | 1958-2001 (Annual) | + | |
| Bakun et al. (2010) | WSt | COADS (10.5°S) | 1948-2006 (Monthly) | + | |
| Goubanova et al. (2011) | WSp | IPSL-CM4 (15°S) | 1970-1999 (Annual) | − | |
| Patti et al. (2010) | WSt | COADS (16-6°S) | 1958-2007 (Annual) | + | |
| Narayan et al. (2010) | WSt | COADS (16-6°S) | 1960-2001 (Annual) | + | |
| Narayan et al. (2010) | WSt | NCEP/NCAR (16-6°S) | 1960-2001 (Annual) | − | |
| Narayan et al. (2010) | WSt | ERA-40 (16-6°S) | 1960-2001 (Annual) | + | |
| Pardo et al. (2011) | ET | NCEP/NCAR (16-6.7°S) | 1970-2009 (Annual) | − | |
| This work | WSt | CFSR (16.4-10.1°S) | 1982-2010 (MAY-OCT) | + | |
| California | Mendelssohn and Schwing (2002) | WSp | COADS (32-40°N) | 1946-1990 (APR-SEP) | + |
| Patti et al. (2010) | WSt | COADS (34-40°N) | 1958-2007 (Annual) | + | |
| Narayan et al. (2010) | WSt | COADS (34-40°N) | 1960-2001 (Annual) | + | |
| Narayan et al. (2010) | WSt | ERA-40 (34-40°N) | 1960-2001 (Annual) | − | |
| Garcia-Reyes and Largier (2010) | WSp | NDBC (33-35°N) | 1982-2008 (MAR-JUL) | − | |
| Garcia-Reyes and Largier (2010) | WSp | NDBC (35-42°N) | 1982-2008 (MAR-JUL) | + | |
| Garcia-Reyes and Largier (2010) | ET | PFEL (34.5-42°N) | 1982-2008 (MAR-JUL) | + | |
| Seo et al. (2012) | WSp | NDBC (33-35°N) | 1980-2010 (JUN-AUG) | − | |
| Seo et al. (2012) | WSp | NDBC (35-42°N) | 1980-2010 (JUN-AUG) | + | |
| Seo et al. (2012) | ET | CaRD10 (32-42°N) | 1980-2010 (JUN-AUG) | + | |
| Rykaczewski and Checkley (2008) | ET | CaRD10 (34.5°N) | 1948-2004 (Summer) | + | |
| Pardo et al. (2011) | ET | NCEP/NCAR (33-45°N) | 1970-2009 (Annual) | 0 | |
| Iles et al. (2012) | ET | PFEL (33-45°N) | 1967-2010 (Annual) | + | |
| This work | WSt | CFSR (33.9-36.1°N) | 1982-2010 (APR-SEP) | − | |
| This work | WSt | CFSR (37.9-42.3°N) | 1982-2010 (APR-OCT) | + |
Variable abbreviations: WSt (Wind Stress), Ekman Transport (ET), WSp (Wind Speed).
Different trends were also detected along the less studied upwelling regions. For example, significant decreasing trends were observed along the coast of Java and northern Kenya, whereas a tendency to an increase in upwelling-favourable winds was detected in western Australia. In the southern Caribbean upwelling region, a significant negative (positive) trend was found east (west) of 71.25°W.
Our analysis covered the last three decades (1982–2010), which is the recent period of strongest global warming, thus it allowed detailed analysis of the influence of warming processes on upwelling trends. In another study, Lima and Wethey69 estimated changes in coastal SST by exploring monthly warming patterns along the world’s coastline at a scale of 0.25° for the period 1982–2010. They found that even though most coastal areas worldwide have been warming, the magnitude of change has been highly heterogeneous in both space and season. They described a coastal SST decrease nearly year-round in the areas influenced by the California and Humboldt currents, which could be related to a tendency for intensification of upwelling following Bakun’s hypothesis. Nevertheless, our results revealed an increasing trend in upwelling along the northern California (38–42°N) and Peru coasts and negative trends along the Chile and southern-central California coasts (Table 2). On the other hand, Lima and Wethey69 found a general SST increase in the areas of the Canary, Benguela, and Somali currents, which could indicate a decrease of upwelled, cooler waters linked to an upwelling reduction. Our results only revealed a decrease in upwelling-favourable winds along the Somalia coast.
Among the upwelling systems analysed in the present study, Lima and Wethey69 found that coastal temperatures have been warming almost homogeneously throughout the year along the southern Caribbean upwelling region and along the Java and northern Kenya coasts. The western Australia coast has become colder from January to September. These results can be linked to the upwelling trends found in the present work. We detected decreasing trends in upwelling along the southern Caribbean, Java, and northern Kenya coasts, whereas a general upward trend was found along the western Australia coast.
These results delve into a possible discussion about whether the Bakun hypothesis is being fulfilled or not taking into account the present study and those mentioned in Tables 1 and 2. Even in regions where previously not many studies regarding upwelling trends existed, like the Java coast or the southern Caribbean upwelling region, different behaviours can be observed contradicting the general upward trend predicted by Bakun due to global warning.
Author Contributions
Conceived and designed the experiments: R.V., I.A., F.S., M.dC. and M.G-G. Performed the experiments: R.V. Analyzed the data: R.V., I.A., F.S., M.dC. and M.G-G. Contributed reagents/materials/analysis tools: R.V., F.S. and M.G-G. Wrote the paper: R.V., I.A., M.dC. and M.G-G. All authors reviewed the manuscript.
Additional Information
How to cite this article: Varela, R. et al. Has upwelling strengthened along worldwide coasts over 1982-2010? Sci. Rep. 5, 10016; doi: 10.1038/srep10016 (2015).
Acknowledgments
Funding: This work is partially supported by Xunta de Galicia under projects 10PXIB 383169PR and Programa de Consolidación e Estruturación de Unidades de Investigación (Grupos de Referencia Competitiva) funded by European Regional Development Fund (FEDER) and under the project EM2013/003. I. Alvarez is supported by the Ramón y Cajal Program. The funders had no role in study design, data collection and analysis, decision to publish, or preparation of the manuscript. F. Santos is supported by the Portuguese Science Foundation through a post-doctoral grant (SFRH/BPD/97320/2013).
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