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. Author manuscript; available in PMC: 2016 May 28.
Published in final edited form as: Vaccine. 2015 Apr 21;33(23):2662–2669. doi: 10.1016/j.vaccine.2015.04.024

Longitudinal study on Streptococcus pneumoniae, Haemophilus influenzae and Staphylococcus aureus nasopharyngeal colonization in HIV-infected and -uninfected infants vaccinated with pneumococcal conjugate vaccine

Shabir A Madhi 1,2,3, Alane Izu 2,3, Marta C Nunes 2,3, Avye Violari 4, Mark F Cotton 5, Patrick Jean-Philippe 6, Keith P Klugman 3, Anne von Gottberg 1,3, Nadia van Niekerk 2,3, Peter V Adrian 2,3; on behalf of the CIPRA 4 team
PMCID: PMC4436702  NIHMSID: NIHMS681888  PMID: 25910923

Abstract

Background

Streptococcus pneumoniae, Haemophilus influenzae and Staphylococcus aureus are all potentially pathogenic, which frequently colonize the nasopharynx (NP) prior to causing disease.

We studied bacterial NP-colonization in 321 HIV-infected and 243 HIV-uninfected children vaccinated with 7-valent pneumococcal conjugate vaccine (PCV7) at 6, 10 and 14 weeks of age.

Methods

HIV-uninfected infants included those born to HIV-uninfected (HUU) and HIV-infected women (HEU); HIV-infected children with CD4+ lymphocyte ≥25% were randomised to initiate antiretroviral therapy immediately (ART-Immed) or when clinically indicated (ART-Def). Nasopharyngeal swabs for bacterial culture were taken prior to each PCV7 dose (Visits 1–3) and at 20, 39, 47 and 67 weeks of age (Visits 4–7). Swabs were cultured by standard methods and pneumococcal serotyping done by the Quellung method.

Results

Colonization patterns for pneumococcus, H. influenzae and S. aureus did not differ between HUU and HEU children; and were also generally similar between ART-Def and ART-Immed children. Prevalence of PCV7-serotype colonization was similar between HIV-infected and HIV-uninfected children, however, overall pneumococcal and specifically non-vaccine serotype colonization tended to be lower in HIV-infected children. HIV-infected children also had a 44% lower prevalence of S. aureus colonization at Visit-1 (p=0.010); and H. influenzae colonization was also lower among HIV-infected than HIV-uninfected children at Visit-2, Visit-3, Visit-6 and Visit-7.

Conclusion

Vaccine-serotype colonization is similar in PCV-immunized HIV-infected and HIV-uninfected children. We, however, identified a lower prevalence of overall-pneumococcal and H. influenzae colonization in HIV-infected children post-PCV vaccination, the clinical-relevance of which warrants further study.

Keywords: Streptococcus pneumoniae, Haemophilus influenzae, Staphylococcus aureus, pneumococcal conjugate vaccine, colonization, HIV, HIV exposure

Background

Nasopharyngeal colonization by Streptococcus pneumoniae (pneumococcus) and other potentially pathogenic bacteria such as Haemophilus influenzae and Staphylococcus aureus is a pre-requisite for developing disease.[1] There are limited comparative studies on the effect of HIV infection or HIV-exposure on pneumococcal, [29] Haemophilus influenzae or Staphylococcus aureus nasopharyngeal colonization.[7] Furthermore, past studies in HIV-infected children were mainly cross-sectional, involving children above one year of age, usually not receiving antiretroviral treatment (ART), nor immunized with pneumococcal conjugate vaccine (PCV).[26, 9]

The prevalence of pneumococcal nasopharyngeal colonization in HIV-infected children in previous studies was between 20% and 81%, [4, 7, 8] and similar to HIV-uninfected children.[36] A longitudinal cohort study by Gill et al., [2] enrolling mainly HIV-uninfected children born to HIV-infected mothers (HEU), suggested that HEU children were 1.4-fold (95% confidence interval, [95%CI]: 1.0–1.9) more likely to be colonized by S. pneumoniae than children born to HIV-uninfected mothers (HIV-unexposed). Furthermore, cotrimoxazole prophylaxis has been associated with modest reduction (7%) of pneumococcal colonization without affecting any specific serotypes.[36] Previous studies among HIV-infected children mainly focused on pneumococcal nasopharyngeal colonization, excluding other potentially pathogenic bacteria such as H. influenzae and S. aureus.

PCV reduces the risk of nasopharyngeal colonization acquisition by vaccine-serotypes in healthy HIV-uninfected children, whilst increasing colonization by non-vaccine serotypes.[10] PCV immunization is associated with a temporal increase in S. aureus colonization among children.[11] HIV-infected children have a 40-fold greater risk of invasive pneumococcal disease and 98-fold greater risk of invasive S. aureus disease than uninfected children.[1214] Therefore, comparing nasopharyngeal bacterial ecology in PCV-vaccinated HIV-infected and uninfected children could inform relative predisposition to developing invasive disease.

The aim of this study was to determine the effect of HIV exposure, HIV infection and timing of ART initiation on the dynamics of S. pneumoniae, S. aureus and H. influenzae nasopharyngeal (NP) colonization in infants vaccinated with 7-valent PCV (PCV7).

Methods

This study addressed a secondary-objective in a cohort of HIV-infected and HIV–uninfected children in whom the immunogenicity of a three dose primary series of PCV7 (i.e. Prevnar®; Wyeth Vaccines, NJ, USA), administered at 6, 10 and 14 weeks of age was evaluated.[15, 16] Briefly, PCV7 was administered concurrently with other recommended childhood vaccines in South Africa, including H. influenzae type-b conjugate vaccine (HibCV). Infants were enrolled in Soweto (Gauteng) and Tygerberg (Western Cape) in South Africa from April 2005 to June 2006. Participants included HIV-infected infants with CD4+ T-lymphocyte cells ≥25% randomized to initiate ART immediately (ART-Immed); or when clinically (CDC Stage C or investigator-selected severe Stage B) and/or immunologically indicated as per then WHO recommendations for CD4+ depletion (ART-Def). A convenience sample of HIV-infected children with CD4+ percentage <25% at enrolment and initiated on immediate ART (HIV+/CD4<25%), were also included. All HIV-infected children were co-enrolled in the Children with HIV Early Antiretroviral (CHER) study, in which the first line ART regimen used was zidovudine, lamivudine and lopinavir/ritonavir.[17] Children in the ART-Immed group were randomized to interrupt ART if clinically and immunologically stable at either one- or two-years of age.[18]

Furthermore, 125 infants born to HIV-infected mothers who tested negative for HIV (HEU) and 125 born to HIV-uninfected mothers (HIV-unexposed) were also enrolled. Details of verification of the HIV-infection status of the infants and mothers have been described, including repeat testing of the HEU to confirm their HIV-uninfected status.[15] HIV-infected children received daily trimethoprim-sulfamethoxazole (cotrimoxazole) prophylaxis until at least 12 months age and HEU infants until 6 months of age. Adherence to cotrimoxazole prophylaxis was monitored at scheduled study-visits.

Nasopharyngeal swabs were collected prior to each of the three doses of PCV, which were scheduled for between 6–12 weeks (Visit-1), 9–18 weeks (Visit-2) and 12–24 weeks (Visit-3), respectively. Thereafter, swabs were repeated at 3–6 weeks after the third PCV dose (Visit-4) at 38–42 weeks (Visit-5), 44–52 weeks (Visit-6) and at 64–76 weeks of age (Visit-7). Dacron-tipped swabs on a flexible aluminum shaft (Cat# 151D, Medical Wire Equipment Co. Ltd.; Wiltshire, England) were inserted gently though a nostril and then inoculated into skim milk tryptone-glucose-glycerol transport media (STGG) and stored at −70°C until processing at the National Institute for Communicable Diseases (NICD) laboratory as described.[7] Standard microbiologic tests were used for culture and identification of S. pneumoniae, H. influenzae and S. aureus as described.[7] Serotyping was performed with the Quellung method (Statens Serum Institute, Copenhagen, Denmark) and serotypes 4, 6B, 9V, 14, 18C, 19F or 23F categorized as PCV7 vaccine-serotypes and the rest as non-vaccine serotypes. Serotype 6A isolates were further tested by polymerase chain reaction to discriminate between serotype 6A and 6C as described.[19]

Statistical analysis

Comparisons and adjusted odds ratios of colonization between groups were performed using logistic regression adjusted for study centre, gender, race, receiving cotrimoxazole prophylaxis and for study-group when comparing HIV-infected (including ART-Def, ART-Immed and HIV+/CD4<25% groups) to HIV-uninfected children. To minimize confounding between the groups, children were only included in the analysis at the analysed time-point if PCV vaccination and the study-visits occurred within the protocol defined window periods. To assess statistical significance, p-values are adjusted for multiple comparisons using a method which controls the false discovery rate. Adjusted p-values are reported and compared to alpha=0.05.[20] All analyses were performed in R (R Foundation for Statistical Computing; Vienna, Austria).

Ethics Considerations

The study was approved by the Human Subjects Research Committees of the University of the Witwatersrand, Stellenbosch University, the Medicine Control Council of South Africa and Clinical Science Review Committee of the Division of AIDS. Signed informed consent was obtained from the parents of the children. The clinical trials registry reference number for the study is ClinicalTrials.gov NCT00099658.

Results

Overall, 527 infants were enrolled, including 244 (46.3%) males and 480 (91.1%) Black-Africans. The mean age at time of NP swabs did not differ between groups, being 7.4 (Standard Deviation; S.D. 1.2), 11.4 (S.D 1.2), 15.5 (S.D.:1.4), 19.5 (S.D.:1.3), 39.4 (S.D.:1.1), 47.4 (S.D.:1.8) and 67.4 (S.D.:2.0) weeks at Visit-1 though to Visit-7, respectively (Table 1). The first three study visits coincided with PCV7 vaccination.

Table 1.

Demographic features at various study visits when analyzed for nasopharyngeal bacterial colonization in HIV-infected and –uninfected children vaccinated with pneumococcal conjugate vaccine

Variable Overall HUUa HEUb ART-Immedc ART-Defd HIV+/CD4<25%e
Total number of subjectsf 527 114 122 193 88 10
Male sex (%) 244 (46.3) 62 (54.4) 66 (54.1) 80 (41.5) 32 (36.4) 4 (40.0)
Race: Black African (%) 480 (91.1) 85 (74.6) 114 (93.4) 185 (95.9) 87 (98.9) 9 (90.0)
Mixed ancestry (%) 47 (9.9) 29 (25.4) 8 (6.8) 8 (4.1) 1 (1.1) 1 (10.0)
Mean age (SD) weeks at Visit-1; n= 7.4 (1.2); N=527 7.0(1.0); n=114 7.4 (1.0); n=122 7.5 (1.2); n=193 7.3 (1.2); n=88 8.6 (1.6); n=10
Mean age (SD) weeks at Visit-2; n= 11.4 (1.2); N=524 11.1 (1.1); n=116 11.5 (1.0); n=120 11.6 (1.3); n=192 11.4 (1.3); n=86 12.7 (1.8); n=10
Mean age (SD) weeks at Visit-3; n= 15.5 (1.4); N=518 15.2 (1.2); n=114 15.6 (1.1); n=121 15.7 (1.6); n=189 15.5 (1.3); n=84 16.6 (1.7); n=10
Mean age (SD) week at Vist-4 [1-month post 3rd PCV dose]f; n= 19.5 (1.3); N=483 19.2 (1.2); n=113 19.5 (1.0); n=119 19.6 (1.3); n=170 19.8 (1.5); n=71 20.6 (1.6); n=10
Mean age (SD) weeks at Visit-5 [38–42 weeks age]f; n= 39.4 (1.1); N=446 38.8 (0.8); n=108 39.2 (0.9); n=115 39.5 (1.2); n=154 39.9 (1.3); n=61 40.3 (1.4); n=8
Mean age (SD) weeks at Visit-6 [44–52 weeks]f; n= 47.4 (1.8); N=402 46.9 (1.9); n=100 47.3 (1.9); n=96 47.6 (1.4); n=150 47.8 (1.8); n=49 48.1 (1.4); n=7
Mean age (SD) weeks at Visit-7 [64–76 weeks]f; n= 67.4 (2.0); N=447 66.6 (1.4); n=108 67.1 (2.2); n=114 67.8 (1.8); n=153 68.4 (2.6); n=63 68.0 (1.5); n=9
a

HUU: HIV-uninfected children born to HIV-uninfected mothers.

b

HEU: HIV-uninfected children born to HIV-infected mothers.

c

ART-Immed: HIV-infected children with CD4+ cell count ≥25% started on antiretroviral treatment (ART) at time of first dose of PCV7.

d

ART-Def: HIV-infected children with CD4+ cell count ≥25% at time of first dose of PCV7 that were started on ART based on clinical or immunological indications.

e

HIV+/CD4+<25%: HIV-infected children with CD4+ <25% at enrolment and initiated on immediate ART.

f

Include subjects who received all three PCV doses within protocol-defined window periods.

The median CD4+ T-lymphocyte cell count and percent in HIV-infected infants at Visits 1, 3–7 are indicated in Supplementary Table 1. Generally, CD4+ cell count and CD4+ percent were higher in the ART-Immed compared to ART-Def group from Visit-3 until Vist-6, whilst similar at Visit-7. The proportion of children receiving cotrimoxazole prophylaxis ranged from 95% to100% in ART-Immed and ART-Def children between Visit-1 and Visit-5 and decreased subsequently to 52%-56% by Visit-7 (Supplementary Table 1). Also, 44% to 76% of HEU were receiving cotrimoxazole prophylaxis between Visit-1 and Visit-4, decreasing to 24% and less from Visit-5 onward.

Colonization in HIV-unexposed compared to HEU children

Among HEU children, being on cotrimoxazole prophylaxis was not associated with any difference in prevalence of colonizing organisms throughout the study (data not shown). The prevalence of overall pneumococcal, vaccine-serotype and non-vaccine serotype colonization did not differ between HEU and HIV-unexposed children, throughout the study; Table 2. Vaccine-serotype colonization increased from 6.4% among the composite group of HIV-uninfected children (i.e. HIV-unexposed and HEU) at Visit-1 to 14.7% one-month following the third dose of PCV (Visit-4; p=0.008) and remained similar thereafter (range from 17.6% to 21.4%); Figure 1 and Supplementary Table 2. Colonization by non-vaccine serotypes was at least two-fold greater than vaccine-serotype colonization in HIV-uninfected children (p<0.002 for all time-points), including being 18.9% at Visit-1 and increasing to approximately 40% from Visit-5 (9 months of age) onward (Figure 1 and Supplementary Table 2).

Table 2.

Prevalence of nasopharyngeal (NP) colonization by Streptococcus pneumoniae stratified by vaccine-serotypes and non-vaccine serotypes in HIV-infected and –uninfected children vaccinated with pneumococcal conjugate vaccine

Study time-point
NP swab
analysed for
pneumococcal
colonization
HIV-uninfected children HIV-infected children
HUUa HEUb P-
valuec
ART-Defd P-
valuee
ART-
Immedf
P-
valueg
P-
valueh
Visit-1 N=114 N=122 N=88 N=193
Overall Pnci 33;28.9% (21.4–37.9) 31;25.4% (18.5–33.8) 0.826 22;25% (17.1–35) 0.834 49;25.4% (19.8–32.0) 0.826 0.93
VT-Pncj 7;6.1% (3.0–12.1) 8;6.6% (3.4–12.4) 0.982 9;10.2% (5.5–18.3) 0.555 27;14% (9.8–19.6) 0.150 0.560
NVT-Pnck 23;20.2% (13.8–28.5) 21;17.2% (11.5–24.9) 0.876 11;12.5% (7.1–21.0) 0.426 22;11.4% (7.6–16.7) 0.181 0.888
Visit-2 N=116 N=120 N=86 N=192
Overall Pnc 54;46.6% (37.7–55.6) 49;40.8% (32.5–49.8) 0.698 21;24.4% (16.6–34.5) 0.014 61;31.8% (25.6–38.7) 0.063 0.446
VT-Pnc 17;14.7% (9.4–22.2) 15;12.5% (7.7–19.6) 0.816 12;14% (8.2–22.8) 0.982 36;18.8% (13.9–24.9) 0.560 0.570
NVT-Pnc 34;29.3% (21.8–38.2) 30;25.0% (18.1–33.4) 0.816 8;9.3.0% (4.8–17.3) 0.010 22;11.5% (7.7–16.7) 0.003 0.826
Visit-3 N=114 N=121 N=84 N=188
Overall Pnc 61;53.5% (44.4–62.4) 55;45.5% (36.9–54.3) 0.543 25;29.8% (21–40.2) 0.018 64;34.0% (27.6–41.1) 0.018 0.724
VT-Pnc 18;15.8% (10.2–23.6) 17;14% (9.0–21.4) 0.828 14;16.7% (10.2–26.1) 0.888 30;16.0% (11.4–21.9) 0.970 0.876
NVT-Pnc 42;36.8% (28.6–46.0) 37;30.6% (23.1–39.3) 0.610 9;10.7% (5.7–19.1) 0.002 30;16.0% (11.4–21.9) 0.002 0.364
Visit-4 N=113 N=119 N=70 N=170
Overall Pnc 63;55.8% (46.6–64.6) 59;49.6% (40.8–58.4) 0.626 25;35.7% (25.5–47.4) 0.058 68;40.0% (32.9–47.5) 0.056 0.826
VT-Pnc 17;15% (9.6–22.8) 17;14.3% (9.1–21.7) 0.826 8;11.4% (5.9–21) 0.682 29;17.1% (12.1–23.4) 0.876 0.555
NVT-Pnc 45;39.8% (31.3–49) 38;31.9% (24.2–40.8) 0.560 15;21.4% (13.4–32.4) 0.071 37;21.8% (16.2–28.6) 0.014 0.993
Visit-5 N=108 N=115 N=59 N=154
Overall Pnc 70;64.8% (55.4–73.2) 67;58.3% (49.1–66.9) 0.762 28;47.5% (35.3–60) 0.198 88;57.1% (49.2–64.7) 0.610 0.481
VT-Pnc 24;22.2% (15.4–30.9) 19;16.5% (10.8–24.4) 0.570 15;25.4% (16.1–37.8) 0.727 40;26.0% (19.7–33.4) 0.621 0.993
NVT-Pnc 44;40.7% (31.9–50.2) 47;40.9% (32.3–50.0) 0.888 12;20.3% (12–32.3) 0.060 44;28.6% (22–36.2) 0.187 0.481
Visit-6 N=100 N=96 N=45 N=147
Overall Pnc 69;69.0% (59.4–77.2) 55;57.3% (47.3–66.7) 0.221 21;46.7% (32.9–60.9) 0.056 102;69.4% (61.5–76.3) 0.982 0.042
VT-Pnc 24;24.0% (16.7–33.2) 18;18.8% (12.2–27.7) 0.680 11;24.4% (14.2–38.7) 0.910 44;29.9% (23.1–37.8) 0.481 0.834
NVT-Pnc 41;41.0% (31.9–50.8) 36;37.5% (28.5–47.5) 0.632 7;15.6% (7.7–28.8) 0.012 55;37.4% (30.0–45.5) 0.603 0.023
Visit-7 N=108 N=114 N=54 N=150
Overall Pnc 70;64.8% (55.4–73.2) 75;65.8% (56.7–73.9) 0.826 34;63.0% (49.6–74.6) 0.960 84;56.0% (48.0–63.7) 0.560 0.555
VT-Pnc 18;16.7% (10.8–24.8) 21;18.4% (12.4–26.5) 0.888 14;25.9% (16.1–38.9) 0.371 30;20.0% (14.4–27.1) 0.689 0.624
NVT-Pnc 47;43.5% (34.6–52.9) 48;42.1% (33.4–51.3) 0.982 16;29.6% (19.1–42.8) 0.289 51;34.0% (26.9–41.9) 0.364 0.820
a

HUU= HIV-unexposed, uninfected children.

b

HEU= HIV-uninfected infant born to HIV-infected mother.

c

p-value comparing HEU to HUU.

d

ART-Def= HIV-infected children with CD4+ cell count ≥25% at time of first PCV-7 dose that were started on antiretroviral treatment (ART) based on clinical or immunological indications.

e

p=value comparing ART-Def to HUU.

f

ART-Immed= HIV-infected children with CD4+ cell count ≥25% started on ART at the time of first dose of PCV-7.

g

p-value= comparing ART-Immed to HUU.

h

p-value= comparing ART-Def to ART-Immed.

i

Overall Pnc= all Streptococcus pneumoniae serotypes.

j

VT-Pnc= 7-valent pneumococcal conjugate vaccine serotypes (i.e. 4, 6B, 9V, 14, 18C, 19F, 23F).

k

NVT-Pnc= serotypes not included in pneumococcal conjugate vaccine. Number in the cell refers to number of positive observations, percentage of the total and value in parenthesis are 95% confidence intervals. All p-values have been adjusted for multiple comparisons.

Figure 1.

Figure 1

Pneumococcal colonization prevalence in HIV-infected and HIV-uninfected infants during the first 18 months of life.

* = significant difference (p<0.01) between HIV-infected and HIV-uninfected

The prevalence of H. influenzae colonization did not differ between HIV-unexposed and HEU children at any time-point (Table 3). S. aureus prevalence was higher in HIV-unexposed infants at Visit-2 through Visit-4 (44.3%, 43.0% and 34.8%, respectively) compared to HEU infants (25.0%, 23.1%, 17.9%, respectively; p=0.002 for all), albeit similar thereafter (Table 3). The higher prevalence of S. aureus colonization in HIV-unexposed compared to HEU infants at Visits-3 and 4 was evident independent of whether the HEU infants were receiving cotrimoxazole prophylaxis (data not shown). Among the composite group of HIV-uninfected children, the prevalence of H. influenzae colonization increased steadily from 27.1% at Visit-1 to 59.5% at Visit-7 (chi square for trend p<0.001), whilst conversely the prevalence of S. aureus declined from 52.8% at Vist-1 to 12.7% at Visit-7 (p<0.001) (Figure 2 and Supplementary Table 2).

Table 3.

Prevalence of nasopharyngeal colonization by Staphylococcus aureus and Haemophilus influenzae in HIV-infected and –uninfected children vaccinated with pneumococcal conjugate vaccine

Study time-
point and
organism
HIV-uninfected children HIV-infected children
HUUa HEUb P-
valuec
ART-Defd P-
valuee
ART-Immedf P-
valueg
P-
valueh
Visit-1 N=114 N=122 N=88 N=193
S. aureusi 63;55.8% (46.6–64.6); N=113 61;50% (41.3–58.7) 0.269 30;34.5% (25.3–44.9); N=87 0.005 49;25.4% (19.8–32) <0.001 0.198
H. influenzaej 38;33.3% (25.3–42.4) 26;21.3% (15.0–29.4) 0.187 14;15.9% (9.7–25.0) 0.059 36;18.7% (13.8–24.7) 0.056 0.820
Visit-2 N=116 N=120 N=86 N=192
S. aureus 51;44.3% (35.6–53.5); N=115 30;25.0% (18.1–33.4) 0.002 17;19.8% (12.7–29.4) 0.001 35;18.3% (13.5–24.4); N=191 <0.001 0.820
H. influenzae 41;35.3% (27.2–44.4) 37;30.8% (23.3–39.6) 0.809 14;16.3% (10.0–25.5) 0.027 28;14.6% (10.3–20.3) 0.002 0.834
Visit-3 N=114 N=121 N=84 N=188
S. aureus 49;43.0% (34.3–52.2) 28;23.1% (16.5–31.4) 0.002 20;24.1% (16.2–34.3); N=83 0.006 47;25.5% (19.8–32.3); N=184 0.002 0.876
H. influenzae 55;48.2% (39.3–57.3) 54;44.6% (36.1–53.5) 0.950 17;20.2% (13.0–30.0) 0.006 34;18.1% (13.2–24.2) <0.001 0.826
Visit-4 N=113 N=119 N=70 N=170
S. aureus 39;34.8% (26.6–44.0); N=112 21;17.9% (12.0–25.9); N=117 0.002 24;34.8% (24.6–46.6); N=69 0.481 43;27.2% (20.9–34.6); N=158 0.067 0.560
H. influenzae 50;44.2% (35.4–53.4) 42;35.3% (27.3–44.2) 0.446 21;30.0% (20.5–41.5) 0.187 37;21.8% (16.2–28.6) 0.002 0.452
Visit-5 N=108 N=115 N=59 N=154
S. aureus 18;16.8% (10.9–25.0); N=107 13;11.4% (6.8–18.5); N=114 0.342 13;22.0% (13.4–34.1) 0.706 18;12.3% (7.9–18.6); N=146 0.496 0.125
H. influenzae 56;51.9% (42.5–61.0) 58;50.4% (41.4–59.4) 0.940 13;22.0% (13.4–34.1) 0.005 41;26.6% (20.3–34.1) 0.002 0.866
Visit-6 N=100 N=96 N=45 N=147
S. aureus 12;12.2% (7.1–20.2); N=98 14;14.7% (9.0–23.2); N=95 0.783 13;26.5% (16.2–40.3); N=49 0.080 23;15.9% (10.8–22.7); N=145 0.557 0.173
H. influenzae 49;49.0% (39.4–58.7) 45;46.9% (37.2–56.8) 0.930 8;17.8% (9.3–31.3) 0.010 45;30.6% (23.7–38.5) 0.047 0.165
Visit-7 N=108 N=114 N=54 N=150
S. aureus 15;14.0% (8.7–21.8); N=107 13;11.5% (6.8–18.7); N=113 0.528 12;19.7% (11.6–31.3); N=61 0.834 27;18.1% (12.8–25.1); N=149 0.878 0.910
H. influenzae 64;59.3% (49.8–68.1) 68;59.6% (50.5–68.2) 0.834 17;31.5% (20.7–44.7) 0.018 54;36.0% (28.8–43.9) 0.011 0.762
a

HUU= HIV-unexposed, uninfected children.

b

HEU= HIV-uninfected infant born to HIV-infected mother.

c

p-value= comparing HEU to HUU.

d

ART-Def= HIV-infected children with CD4+ cell count ≥25% at time of first PCV-7 dose that were started on antiretroviral treatment (ART) based on clinical or immunological indications.

e

p=value comparing ART-Def to HUU.

f

ART-Immed= HIV-infected children with CD4+ cell count ≥25% started on ART at the time of first dose of PCV-7.

g

p-value= comparing ART-Immed to HUU.

h

p-value= comparing ART-Def to ART-Immed.

i

S. aureus= Staphylococcus aureus.

j

H. influenzae= Haemophilus influenzae. Number in the cell refers to number of positive observations, percentage of the total and value in parenthesis are 95% confidence intervals. All p-values have been adjusted for multiple comparisons.

Figure 2.

Figure 2

Staphylococcus aureus and Haemophilus influenzae colonization prevalence in HIV-infected and HIV-uninfected infants during the first 18 months of life.

* = significant difference (p<0.01) between HIV-infected and HIV-uninfected

Colonization in HIV-infected children managed with either early or deferred antiretroviral treatment

Colonization patterns for pneumococcus, H. influenzae and S. aureus were similar between ART-Def and ART-Immed children; Table 2 and Table 3. The only exceptions being a lower overall pneumococcal colonization at Visit-6 in the ART-Def (46.7%) compared to ART-Immed group (69.4%; p=0.042), due to a lower prevalence of non-vaccine serotype colonization (15.6% vs. 37.4%, respectively; p=0.023), Table 2. Cotrimoxazole prophylaxis was not associated with any difference in colonization in ART-Def and ART-Immed infants at Visit-6 and Visit-7 (Supplementary Table 3).

Pneumococcal colonization in HIV-infected compared to HIV-uninfected children

Compared to HIV-unexposed children, ART-Def and ART-Immed infants had a lower prevalence of overall pneumococcal colonization from Visit-3 to Visit-4 (as well as Visit-2 and Visit-6 in ART-Def group), which was specifically evident for non-vaccine serotypes; Table 2. At Visit 6, the lower prevalence of non-vaccine serotype colonization among ART-Def children was driven by receipt of cotrimoazole prophylaxis (aOR:0.177; p=0.001), however, this was not evident in the ART-Immed group (Supplementary Table 3).

Among the composite group of all HIV-infected children, the prevalence of vaccine-serotype colonization increased from 12.7% at Visit-1 to 24.9% at 9-months of age (Visit-5; chi square for trend p<0.001) and remained similar thereafter up until Visit-7 (chi square for trend p=0.197). There was a similar prevalence of vaccine-serotype compared to non-vaccine serotype colonization among HIV-infected children from Visit-1 through Visit-6, although this trended to being lower for vaccine-serotype at Visit-7 (21.6% vs. 31.9%; p=0.059) (Figure 1 and Supplementary Table 2). The prevalence of vaccine-serotype colonization was similar between HIV-infected and HIV-uninfected children (Figure 1 and Supplementary Table 2). Non-vaccine serotype colonization was generally higher in HIV-uninfected than HIV-infected children from Visit-2 to Visit-3, and a similar trend observed thereafter (Figure 1 and Supplementary Table 2).

Staphylococcus aureus colonization in HIV-infected and HIV-uninfected children

Compared to HIV-unexposed children, ART-Def and ART-Immed infants had a lower prevalence of colonization by S. aureus from Visit-1 to Visit-3, which was however similar thereafter, Table 3. Overall, HIV-infected children had a lower prevalence of S. aureus colonization (29.7%) than HIV-uninfected children (52.8%; p=0.010) at Visit-1, which did not however differ significantly thereafter (Figure 2; Supplementary Table 2). At Visit-6 and Visit-7, the prevalence of S. aureus colonization in both groups of HIV-infected children on cotrimoxazole prophylaxis was similar to those not on prophylaxis; as well as compared to HIV-unexposed children (Supplementary Table 2).

Haemophilus influenzae colonization in HIV-infected compared to HIV-uninfected children

The prevalence of H. influenzae colonization was consistently lower in ART-Def and ART-Immed children from Visit-1 up until Visit-7, compared to HIV-unexposed infants, with the exception of Visit-4 in ART-Def; Table 3. The prevalence of H. influenzae colonization in HIV-infected children steadily increased from 17.2% at Visit-1 to 33.3% (chi square for trend p<0.001) at Visit-7. H. influenzae colonization was, however, greater in the overall groups of HIV-uninfected than HIV-infected children at Visit-2, Visit-3 Visit-6 and Visit-7, with a similar trend observed at the other visits (Supplementary Table 2). At visits 5 and 6, the lower prevalence of H. influenzae colonization among the HIV-infected groups compare to HIV-unexposed children trended to be more evident in those who remained on cotrimoxazole prophylaxis, than in those in whom prophylaxis had been discontinued (Supplementary Table 3).

Discussion

To our knowledge, this is the first longitudinal study to detail the dynamics of nasopharyngeal colonization by three potentially pathogenic bacteria in HIV-infected and HEU children vaccinated with PCV. Our findings suggests that a three dose primary series of PCV have a similar effect against vaccine-serotype colonization in HEU, HIV-infected and HIV-unexposed children in the first 18 months of life. There were, however, differences observed in nasopharyngeal ecology between HIV-infected and HIV-uninfected children. There was a lower overall prevalence of pneumococcal colonization among HIV-infected children predominantly attributable to a lower prevalence of non-vaccine serotype colonization. There was also a lower prevalence of H. influenzae from Visit-2 onward in HIV-infected compared to HIV-uninfected children; as well as a lower prevalence of S. aureus colonization in HIV-infected children at Visit-1.

The HIV-infected children in our study differ from previous studies on bacterial colonization interactions, [7, 21] as they were either initiated on antiretroviral treatment immediately upon diagnosis of HIV infection or within the first year of life. Previous studies in ART naïve HIV-infected children suggested that the synergistic relationship observed among healthy children between pneumococcal and H. influenzae colonization and negative association between pneumococcal and S. aureus colonization, [22, 23] were not evident among HIV-infected children.[7, 21] In contrast, in our study, the lower overall prevalence of pneumococcal colonization was associated with a lower prevalence of H. influenzae and higher prevalence of S. aureus colonization in HIV-infected than HIV-uninfected children. Therefore, while host adaptive immune factors may have contributed to the lack of association between these bacteria in the earlier studies on HIV-infected children, we observed these interactions in the relatively immunocompetent HIV-infected children in our study.

The biological mechanism for the interactions between pneumococcus, H. influenzae and S. aureus and possibly other bacteria, as well as respiratory viruses was recently reviewed by Bosch et al.[1] Whilst the complexity of bacterial-bacterial, viral-bacterial and viral-viral interactions is increasingly being explored, a number of mechanisms have been proposed for the interactions between S. pneumoniae, H. influenzae and S. aureus. This includes S. pneumoniae producing hydrogen peroxide which inhibits S. aureus and H. influenzae colonization and immune-mediated cross-reactive antibody between S. pneumoniae and S. aureus.[2426] Also, the expression of phosphorylcholine by both S. pneumoniae and H. influenzae and neuraminidase produced by S. pneumoniae may contribute to competitive in-vitro effects between these species.[1] Furthermore, pilus-island containing pneumococcal species has been negatively associated with S. aureus colonization.[27]

The complexity of this bacterial-bacterial interplay is, however, further manifest in that while in vitro studies indicate a negative association between S. pneumoniae and H. influenzae colonization, an opposite synergistic association was observed in healthy children but not so among immunocompromized HIV-infected children.[7] [28] This underscores, the possible additional role of the host, including adaptive immune factors, which may contribute to the interaction of potentially pathogenic bacteria and possibly commensal bacteria in the nasopharynx. Recent observations at our site support adaptive immune factors as synergistic interaction between S. pneumoniae and H. influenzae and negative competitive association between S. pneumoniae or H. influenzae and S. aureus observed in children, were not evident in adults.[28]

We speculate that the reason for the differences observed in prevalence of pneumococcal and H. influenzae colonization between the PCV-vaccinated HIV-infected and HIV-uninfected children in our study, may be due to receipt of cotrimoxazole prophylaxis in HIV-infected children. Previous studies in HIV-infected individuals have documented a lower prevalence of pneumococcal colonization in those on cotrimoxazole prophylaxis [36], which in turn could result in lower prevalence of H. influenzae (which acts synergistically with S. pneumoniae colonization) and higher prevalence of S. aureus colonization (for which negative association with pneumococcal colonization has been established). Our study was, however, limited in exploring whether cotrimoxazole prophylaxis was responsible for the lower prevalence of non-vaccine serotype and H. influenzae colonization during the earlier study visits (Visit 1–5), as the majority of HIV-infected children were on prophylaxis. Also, whereas there was a trend toward stronger association of the ART-Def an ART-Immed children who were on cotrimoxazole prophylaxis being less likely to be colonized by H. influenzae at Visit -6 and –Visit-7, for the non-vaccine serotypes this was only evident among the ART-Def group. Similarly, there was a lower prevalence of S. aureus colonization among the HIV-infected groups compared to HIV-unexposed children from Visit-1 to Visit 3, which again we were unable to evaluate if this was due to cotrimoxazole prophylaxis since the majority of HIV-infected children were on cotrimoxazole at this stage.

The lower prevalence of colonization by non-vaccine serotypes and H. influenzae, nevertheless bode well for HIV-infected children, premised on their disease-causing potential being similar in HIV-uninfected children when early ART is initiated. Also, the similarity in S. aureus colonization prevalence between HIV-infected and HIV-uninfected children in our study, indicates that they could be less at risk of severe S. aureus invasive disease compared to that previously observed in ART naïve HIV-infected children..[12, 14]

Previous studies in healthy children have attributed an increase in S. aureus colonization to PCV immunization,[11] having also established an inverse association between colonization by vaccine-serotypes (but not non-vaccine serotypes) and S. aureus.[29] Although our study did not include a PCV unvaccinated control group of unvaccinated children, the prevalence of S. aureus colonization at 9 and 15 months of age was similar to that observed in a separate parallel cohort of PCV-unvaccinated HIV-uninfected children.[28]

Limitations of our study include the absence of PCV-unvaccinated control groups, as PCV was already licensed in South Africa at the time of the study, although not yet available in the public immunization program. Consequently, we compared the dynamics of bacterial nasopharyngeal colonization in our study to a referent group of HUU PCV-vaccinated infants. An earlier study in the same community had previously observed a 50% reduction in vaccine-serotype colonization among HIV-uninfected children 6-months (approximately equivalent to Visit-5 in our study) following the primary three-dose series of PCV.[30] Also, our study has not yet analysed for antibiotic susceptibility of the colonizing isolates, to determine what effect this may have on colonization patterns in the context of HEU and HIV-infected infants receiving cotrimoxazole prophylaxis.

Although bacterial nasopharyngeal colonization is not a measure of disease, it is increasingly advocated as an additional measure of the potential efficacy of different PCV formulations.[31] Also, there is a strong association between the dominant pneumococcal serotypes colonizing the nasopharynx, detected by culture method, and those serotypes causing pneumococcal disease. Furthermore, examining the ecology of the nasopharynx may also contribute to understanding whether the increased risk of invasive disease in immunocompromized individuals, including HIV-infected children, is a function of innate impairment of immunity or because of an increased risk of nasopharyngeal acquisition and colonization by specific bacteria.

Our findings indicate that the increased risk of pneumococcal disease in HIV-infected children including in the era of PCV immunization,[32] is unlikely due to an increase in prevalence of pneumococcal colonization, but rather due to other immunosuppressive mediators which predispose to pneumococcal disease.

Supplementary Material

Acknowledgements

The parent study was funded by National Institute of Allergy and Infectious Diseases (NIAID) of the US National Institutes for Health (NIH), through the Comprehensive International Program of Research on AIDS (CIPRA) network, grant number U19 AI53217. Additional support for this work was provided with Federal funds from the National Institute of Allergies & Infectious Diseases, National Institutes of Health, Department of Health and Human Services, under Contract No. HHSN272200800014C. Additional funding for this study was from the Bill and Melinda Gates Grand Challenge Program (PneumoCarr project).

Collaborators and Centers for study: South Africa: Avy Violari, James McIntyre, Wilma Pelser, Ravindre Panchia, Kennedy Otwombe, Afaaf Liberty, Nastassja Choolinal (Perinatal HIV Research Unit); Mark F Cotton, Helena Rabie, Anita Janse van Rensburg, Els Dobbels, George Fourie, Marietjie Bester, Wilma Orange, Ronelle Arendze, Catherine Andrea, Marlize Smuts, Kurt Smith, Theresa Louw, Alec Abrahams, Kenny Kelly, Amelia Bohle, Irene Mong, Jodie Howard, Tanya Cyster, Genevieve Solomon, Galroy Benjamin, Jennifer Mkhalipi, Edward Barnes (Children’s Infectious Diseases Clinical Research Unit); Peter Adrian; Shabir A Madhi; Nadia van Niekerk (Respiratory and Meningeal Pathogens Research Unit). United States of America: Karen Reese, Patrick Jean-Philippe (HJF-DAIDS). United Kingdom: Diana M Gibb, Abdel Babiker (Medical Research Council Clinical Trials Unit, London). National Institute for Communicable Diseases: Linda De Gouveia, Olga Hattingh, Happy Skosana.

Funding: The parent study was funded by National Institute of Allergy and Infectious Diseases (NIAID) of the US National Institutes for Health (NIH), through the Comprehensive International Program of Research on AIDS (CIPRA) network, grant number U19 AI53217. Additional support for this work was provided with Federal funds from the National Institute of Allergies & Infectious Diseases, National Institutes of Health, Department of Health and Human Services, under Contract No. HHSN272200800014C. Additional funding sources for this study included the Medical Research Council: Respiratory and Meningeal Pathogens Research Unit and Department of Science and Technology/National Research Foundation: South African Research Chair Initiative in Vaccine Preventable Diseases.

Footnotes

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Disclaimer:

The content of this publication does not necessarily reflect the views or policies of NIAID, nor does mention of trade names, commercial projects, or organizations imply endorsement by the US Government.

Conflict of interest: Receipt of research funding, honoraria and consultancy from Pfizer (SAM). Receipt of research grants, consultancies and honoraria from GSK (SAM, KPK). Receipt of research funding from Pfizer (AvG). Prevenar was donated by Wyeth Vaccines and Pediatrics (now Pfizer).

Meeting presentations: The results of this study were presented at the 7th International Society for Pneumococcal Diseases in Brazil, Foz de Iguacu, 14–19 March 2012. Abstract number: Poster 251.

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