Abstract
Purpose
One important challenge in image-guided ablative therapies is the effect of heat diffusion which can cause damage to surrounding organs and limit the ability to achieve a conformal pattern of thermal damage. Furthermore, tissue properties such as perfusion and energy absorption can be dynamic and difficult to measure. This paper attempts to address the mentioned problems by proposing new control methods.
Materials and Methods
A novel predictive approach is developed to compensate for the effect of heat diffusion using a minimally-invasive rotating ultrasound heating applicator for ablative therapy. This method can be merged into any closed-loop control strategy. A binary controller, a previously developed adaptive proportional-integral (PI) controller and a model reference adaptive controller (MRAC), are employed and compared; all with the predictive element incorporated. The reason for choosing the mentioned controllers is that none of them needs a model of the tissue or exact values of its parameters.
Results
The effectiveness of these controllers is demonstrated through both simulation and experimental studies. The results were consistent and demonstrated equivalent performance between controllers.
Conclusions
The dominant influence on radial targeting accuracy was the prediction element described in this paper. A binary controller with a predictive element may provide the best balance of performance and simplicity for this application.
Keywords: Robust temperature control, Heat diffusion, Prediction, Minimally-invasive, Ultrasound interstitial thermal therapy, Magnetic Resonance Imaging (MRI)
I. Introduction
Image guided ultrasound therapy is a powerful method of cancer therapy in which high intensity ultrasound energy is used to coagulate (or cook) a target region of tumor from outside the body or within body cavities [1, 2]. This technology can be used in soft-tissue organ sites where a target volume of tissue is amenable to thermal coagulation. Across all of these organs, there are common aspects that the technology must achieve with respect to accuracy of spatial heating, but also unique characteristics with respect to safety of surrounding structures. This requires accurate control over spatial and temporal deposition of energy to regulate the temperature. To deliver ultrasound energy to the targeted tumor, there are two different technologies: (i) external HIFU therapy and (ii) interstitial ultrasound therapy. In external HIFU therapy, the ultrasound transducer is placed outside the body and energy is transmitted into the tumor. In minimally-invasive ultrasound therapy, the transducer is inserted directly into the tumor or an adjacent body cavity. External HIFU is often difficult for soft-tissue targets located behind bony structures or gas, and in these situations, minimally-invasive approaches can be more suitable. Furthermore, these approaches are often more efficient for volumetric tissue ablation due to the direct deposition of ultrasound energy in tissue and the lack of need to protect intervening tissues.
Feedback control techniques can be used to regulate the temperature and have many advantages over open-loop approaches because they can compensate for unpredictable disturbances and time varying changes in tissue properties such as perfusion and ultrasound absorption. To monitor the temperature in real time for the feedback control loop, magnetic resonance (MR) thermometry using the proton resonant frequency shift (PRFS) method can be used [3].
One of the problems in MR-guided thermal therapy is the effect of heat diffusion which can cause damage to surrounding structures. Thermal dose in tissue can increase even when ultrasound power is turned off. A model predictive control technique was used to overcome this problem [4]. The method is limited to controlling the temperature at a single point using an externally-focused ultrasound source. Furthermore, the method is highly dependent on the model of the tissue. The primary objective of this paper is to propose a novel approach for solving the problem of heat diffusion for interstitial ultrasound therapy while trying to control the temperature in a 3D treatment volume. The proposed algorithm is very general and can be incorporated into any feedback control strategy, and is not dependent on the model of the tissue.
Another main difficulty is the uncertainty in the parameters used for tuning the fixed gain controllers such as the ultrasound absorption or blood perfusion [5]. These properties are known to be spatially heterogeneous and difficult to measure in tissue. Furthermore, there is not a theoretically rigorous and experimentally validated Bioheat transfer model [6]. The second objective of this paper is to find an effective approach to control the temperature in a dynamic environment. Having a controller which does not depend on the model of the system can be beneficial for this application.
In this context, temperature control using adaptive control techniques such as self-tuning regulator (STR) and model reference adaptive control (MRAC) have been reported in [7]. In [8], an adaptive proportional-integral-derivative (PID) controller is developed to control the temperature. However, these applications were only limited to a single point temperature control and used an externally focused ultrasound transducer. Also, the effect of heat diffusion was not considered in these studies. The third objective of this paper is to investigate the effectiveness of different controller strategies toward 3D thermal therapy considering the effect of heat diffusion on controllers' performance.
Although the results presented in this paper can be used for other interstitial treatments using a rotating ultrasound beam in brain or liver, the focus in this study is on a transurethral treatment for prostate cancer. The experimental setup developed within our group for MRI-controlled transurethral ultrasound therapy of prostate cancer consists of a multielement ultrasound heating applicator, operated under rotational control within a standard MRI [9, 10, 11]. In similar work by other groups [12,13], the power was set to a constant value and the rotation rate was changed manually. In our group, the rotation rate of the applicator, and the frequency and power output from each element on the transducer are automatically adjusted such that a desired temperature value is achieved along the pre-defined target boundary. This approach results in a multi-input single-output (MISO) control problem, making it more challenging [10].
Three different controllers are selected for a comparison study. A model reference adaptive controller (MRAC), an adaptive proportional-Integral (PI) controller [11] and a binary controller are developed and compared; all with the predictive element incorporated. The reason for choosing these controllers is that none of them needs a model of the tissue or exact values of its parameters. In this novel predictive approach, we not only consider the boundary temperature along the beam path, but also incorporate into the error signal weighted of previous values of temperature over a fixed window. The effectiveness of the aforementioned controllers employing the prediction element are validated and compared through both simulation and experimental studies.
II. Experimental setup
Heating experiments were performed using a MRI-compatible treatment delivery system developed for research within our group, comprising a multi-element ultrasound heating applicator, a rotational piezoelectric motor and radio-frequency (RF) electronics, as described in detail by Chopra et al [9, 10] (see Fig. 1).
Fig.1.

a) The concept of MRI-controlled transurethral ultrasound therapy with multiple collimated high-intensity ultrasound beams, b) Photograph of an MRI-compatible transurethral ultrasound applicator used to deliver high-intensity ultrasound energy to the prostate gland. c) Photograph of the experimental system used in this study attached to the patient table of a clinical 3T MR imager.
MR thermometry was performed using the PRFS method [3] continuously during ultrasound delivery and rotation to measure the spatial temperature distribution in the prostate gland and surrounding tissues. This concept is shown in Figure 1(a). Multiple MR images are acquired in the planes of the transducers (dotted lines) continuously during treatment. The temperature maps are analyzed by the treatment delivery system as soon as they are acquired (every 5 seconds). This feature of simultaneous motion and imaging is a central aspect of the feedback control for this technology. Based on the temperatures measured along the direction of the ultrasound beam, the rotation rate of the applicator, the frequency, and the power output for each element on the transducer are adjusted so that a desired temperature threshold is achieved along the pre-defined target boundary.
III. Ultrasound and thermal calculations
This study used computer simulations, implemented in C++, to evaluate the accuracy with which volumetric regions of thermal coagulation could be shaped to target boundaries using multi-element transurethral ultrasound heating applicators and feedback control. In order to evaluate the performance of the control algorithms on realistic target boundaries, 3-D models were created by segmenting MR images of prostate cancer patients. The computational domain was a large 16×16×16 cm3 volume.
The complex 3D acoustic pressure distribution, from a single planar rectangular transducer element was calculated for each frequency using an approximate solution to the Rayleigh-Sommerfeld integral by Ocheltree and Frizzell [14]. Tissue temperature dynamics due to ultrasound power deposition, heat diffusion, and thermal homeostasis from blood perfusion were modeled using an explicit 3D finite difference time-domain solution to Pennes' bioheat transfer equation [15]. The equation is given by:
| (1) |
where kt is the thermal conductivity of tissue (W m-1 °C-1), T (r,t) is the temperature distribution in tissue, Tbis the temperature of blood, Q(r, t) is the deposited acoustic power (W m-3), wb is the blood perfusion (kg m-3 s-1), cb is the specific heat capacity of blood (J kg-1 °C-1), ct is the specific heat capacity of tissue and ρ is the density of tissue (kg m-3).
The values for tissue parameters used in the simulations are shown in Table I.
Table 1.
Physical parameters used in Acoustic calculation and Bio-thermal simulation [8].
| Parameter | Value |
|---|---|
| Density, ρ | 1000 kg m-3 |
| Specific heat capacity, Cb=ct | 3700 J kg-1 °C-1 |
| Blood perfusion, wb | 5.3 kg m-3 s-1 |
| Thermal conductivity, kt | 0.5 W m-l oC-1 |
| Attenuation, μatt | 5.76 Npm-1MHz-1 |
| Ultrasound absorption, αabs | 7.4 Npm-1MHz-1 |
| Speed of sound, c | 1500ms-1 |
IV. Description of a novel predictive approach for transurethral cancer therapy
In the transurethral ultrasound cancer therapy being developed by our group for prostate cancer, a multi-element transducer is positioned inside a continuous 3D target boundary of the prostate. Figure 2 shows this concept as well as the typical temperature profile along the direction of heating of an ultrasound transducer element.
Fig. 2.

Typical temperature profile along the direction of heating of an ultrasound transducer element.
The temperature rises quickly from Tu (the temperature of water flowing through the transurethral device), reaching a maximum valueTmax approximately 5-10 mm from the transducer surface, then decreasing and reaching the ambient body temperature within a 20-30 mm (depending on power and frequency). An MR temperature map centered on each transducer element measures temperature changes generated within the target boundary in the plane of rotation of each element. The distance from each transducer element, j, to the 3D target boundary along the direction of heating is defined as the target radius, rj, with temperature Trj. The value for Tc is chosen to 52°C in this study based on preliminary studies in humans [17].
Thermal treatments can be controlled based on temperature or thermal dose. The main goal of an ablative treatment is to achieve a thermal threshold that achieves thermal coagulation. A critical temperature (Tc) of approximately 52°C [17] or a thermal dose of approximately 240 CEM43 both are appropriate thresholds that can be used. Therefore control of treatment can be performed with either threshold. Therefore, a controller could be developed based on either thermal dose or temperature; we chose to focus on temperature in this study. One advantage of using temperature for control is the fact that the uncertainty in measurements obtained with MR thermometry remain normally distributed. The thermal dose equation is an exponential integral relationship; therefore, the normally distributed uncertainty associated with temperature measurements becomes non-linear, resulting in an overestimation in thermal dose. This must be corrected, otherwise the erroneous thermal dose estimates can result in under-treatment.
The aim of a well-designed control algorithm is to reduce the temperature difference between Tc, the desired temperature at the boundary, and Trj (e = Tc−Tr j) by adjusting the power (P), frequency (f) and rotation rate (ω) of each transducer element. For simplicity we do not index the e and P variables throughout this manuscript.
If Trj exceeds Tc, this results in over-treatment. We have observed overtreatment in simulations and experiments, even in situations where Trj was accurately controlled to reach Tc along the beam direction. We attribute this overtreatment to the effects of heat diffusion causing slight increase in temperatures above Tc behind the beam. To overcome this source of overtreatment, a novel prediction approach is developed in this section. Consider the geometry of a typical prostate boundary depicted in Fig. 3. The solid arrow is the current position of the applicator at time t and the dash arrows are assumed to be the positions of the applicator in previous times at different angles. We can collect values of the temperature in a fixed window (angle size, n) at current time t, Trj(θi, t), i = 1,…,n.
Fig 3.
Geometrical description of the proposed algorithm.
In this new approach, we not only consider the boundary temperature along the beam path, Trj(θ1,t), but also incorporate into the error signal weighted the previous values of the temperature over a fixed window. More specifically, instead of having the error as e = Tc−Trj(θ1,t), the error is augmented as:
| (2) |
where a is the weighting/forgetting factor with 0 ≤ α ≤1, Tc is the desired value of temperature we want to reach at the boundary and j is the number of ultrasound elements. θi can vary from zero degree to any desired value. Note that the angular sector we look back to collect different temperatures values is fixed throughout the treatment in this initial version of the algorithm. One could consider making this window dynamic based on the anatomy of the gland, or other criteria.
V. Theoretical analysis
Assume that the error under control e = TC −Trj(θ1,t) goes to zero. However, this is not very beneficial in this application since Trj(θ1,t)increases due to heat diffusion. We further assume that the amount of this increase is equal to: di, i = 1…,n, i.e., Trj(θi) →Trj(θi) + di.
Now the error equation becomes as:
| (3) |
where dmax is the maximum of all dt. We further assume that Trj(θp,tp) reaches Tc. Then the error equation become as:
| (4) |
This suggests that α should be a small value. For example if a = 1 then the errors is approximately equal to zero and after heat diffusion, it will increase and cause some over-treatment. On the other hand a small value for it (α = 0), leads to an error close to −dmax and after heat diffusion the error roughly increases toward a zero value. In this case, the closer dmax gets to our prediction of d1, the better treatment we would have. In order to have a better prediction for d1 the previous data should be collected from the points which are close to the θ1. In the next Section, we further justify our claim by simulation results.
VI. Control algorithms and their extension to 3D ultrasound cancer therapy
The aim of this paper is to find a suitable controller for interstitial ultrasound cancer therapy in which an ultrasound applicator is inserted into the body. As we will see, we have to control three separate variables (power, frequency as well as the rotation rate of the ultrasound applicator) to regulate the temperature in this application. To control the power three different control strategies are investigated in this paper and are briefly explained here. For simplicity consider a first order system model as:
| (5) |
where u and y are the scalar control and output signals respectively and a,b are the unknown parameters of the system. In [9, 10], it was shown that a first order system can sufficiently model the temperature rise due to ultrasound power. Define the error as e = yd − y where yd is the desired value for y. The controllers are explained next.
A. Binary Controller
The control signal, u, for the binary controller is calculated as:
| (6) |
where umax is the maximum value for the control signal which can be determined by the maximum power that each ultrasound element can produce without damaging it.
B. Adaptive Proportional-Integral (PI) controller
For the adaptive PI controller the control signal is determined by [9]:
| (7) |
where Kp(t) is the proportional gain and KI(t) is the integral gain. By selecting these adaptation laws for Kp and KI the stability of the closed-loop system can be guaranteed:
| (8) |
where γ1 > 0,γ2 > 0 are the adaptation gains for the controller.
C. Model Reference Adaptive Controller (MRAC)
In MRAC the desired response, yd, is determined by a reference model. Assume for eq. (5), we have the reference model as [14]:
| (9) |
where ud is the desired value that the system output should reach. The control signal is [16]:
| (10) |
By the Lyapunov stability theorem it can be shown if the adaptation laws for θ1andθ2 are chosen as follows the stability of the closed-loop system can be guaranteed:
| (11) |
where y > 0 is the adaptation gain.
As mentioned previously, we have a multi-input single-output control problem in this application. The output to be controlled is the temperature at the targeted boundary, Trj, and the inputs are power (P), frequency (f) and rotation rate (ω).
First to adjust the power, the controllers explained here are employed. The power is considered to be the input to the system (u in eq.5) and the targeted boundary, Trj, is considered to be the output, y, in equation (5). The power for each element changes between zero and the maximum acoustic power, pmax, which is 4 watts. The power is also turned off when the maximum temperature (Tmax) exceeds a threshold value, Th (typically 90°C), to avoid boiling in tissue. It is also turned off if the boundary temperature exceeds the critical temperature to avoid over-treatment (e < 0). Therefore the equation of power for Binary, Adaptive PI and MRAC controllers turns out to be as follows respectively
| (12) |
For adaptive PI controllers Kp and Kt are calculated as:
| (13) |
The values for γ1, γ2 are chosen to be 0.002. For the MRAC the β1 and β2 are calculated as: (14)
| (14) |
The value for γ is chosen to be 0.001.
Using a maximum acoustic power of 4 W, it takes approximately 60 seconds to elevate the temperature from 37°C to 52 °C at the beginning of treatment. In order to make sure that the reference model reaches 52°C in less time without having any over-treatment the reference model for MRAC is chosen to be:
| (15) |
Another challenge in this work is to control the rotation rate. We propose a simple and effective binary controller to adjust the rotation rate of the device and relate it to the error. Using the logic that for a high error value we need to slow down to give the controller more time to raise the temperature and for a small error value the applicator should speed up to avoid over heating the tissue. Thus, the following controller is proposed:
| (16) |
Note that the above values were found to be appropriate to have a fast treatment as well as good accuracy. The rotation rate is limited between the maximum rotation rate, ωmax, and the minimum rotation rate ωmin. These values are set to be 40°/min and 8°/min respectively based on the finite imaging time (for the maximum rotation rate) and limitations of the rotational motor (for the lower value). The frequency of the applicator is also adjusted based on the radius at which the temperature should be controlled and is defined as
| (17) |
Here rf is the target radius where the frequency was switched between the 1st and 3rd harmonic in order to optimize treatment time [17]. The resonant frequencies, fhigh and flow, of the transducer were 4.5 and 14.5 MHz, based on the frequencies of existing devices, and the rf is set to be 18mm. rj values are the prostate boundaries which are known beforehand.
VII. Sensitivity analysis
In this section we address how the value of α and the length of window (angle size), n, can affect the results of treatment through simulation results. This approach gets feedback from the previous output of the controller treatment. If we get any over-treatment for regions close to the current position of the applicator, the power is decreased and if we get under-treatment for those regions then the power is increased. Referring to equation (2), one can see with a small value of a more weight is given to the previous temperature values in the error signal. If the previous temperature values are more than the desired temperature value, Tc, the error signal decreases which in turn decrease the power and vice versa. This also takes into account the effect of heat diffusion, cross-talk between adjacent elements as well as changes in perfusion. The rate of heat diffusion in different locations can vary as a result of changes in tissue parameters. Since we take into account the previous output of the treatment at a location close to the current location of the applicator, we can compensate for these disturbances inherited in this application. For different regions, heat diffusion and radius can be changed. Due to the above reasons, for collecting the previous values of the temperature, it is best not to go far away from the current position of the applicator. Furthermore, the length of the window at which the previous values of the temperature should be collected is better to cover the ultrasound beam width. Throughout our experiments, we have found an angle size, n, of 10-15 degrees would be appropriate for this application. Therefore, first we gather all the temperature values at 15 degree back and vary the value of α from zero to one. The mean values as well as the standard deviation of the error are calculated. The error is the difference between the prostate boundary and the boundary at which the temperature reaches the desired temperature (Radial error). In this study 4 different patients are considered. All prostate geometries were segmented from a recent human feasibility study of patients undergoing transurethral ultrasound therapy. The data is the average over all patients. The results presented in this section are obtained by using the binary controller; however, the same observation was made with other controllers. The results are shown in Fig. 4. As a increases, the mean value of the error increases. This is in line with our expectations. The standard deviation of the error also decreases at first and starts increasing again as α increases. To have a small mean value of error as well as less variation in error an α value of 0.3 is found to be appropriate.
Figure 4.

The mean value as well as the standard deviation of the error for different values of α across all patients.
Next, to validate our hypothesis about the selection of the size of window the value of α was set to 0.3 and the influence of different sizes for the window, n, was investigated. The size of window, n, was varied from 5 to 40 degrees. The mean values as well as the standard deviation of the error for different values of window size, n, are plotted in Fig. 5. The mean value of the error decreases but the variation of the error increases as the window length increases. As seen a value between (10-15) degrees works best. This validates our hypothesis that a window approximately equivalent to the width of the ultrasound beam is valid.
Figure 5.

The mean value as well as the standard deviation of the error for different values of window size, n across all patients.
The results showed the same trends for each individual patient. For example, we plot the conformal heating pattern for one patient in Fig. 6 having different values for a and the angle window of 15 degree. As seen, for α = 1, there is a significant over-treatment and α = 0.3 results in the best treatment compared to other values of α. This is in line with the results found before in this paper. The white contours in Figure 6 depict the temperature of 42 °C.
Fig. 6.

The pattern of conformal thermal heating for one element of ultrasound transducer with different value of α and the angle window of 15 degree.
The mean value as well as the standard deviation of the error across all patients is also shown in Table II. This analysis is in line with our previous observations as controllers show less error while incorporating the prediction element.
Table 2. The mean value as well as the standard deviation of the error across all patients.
| Binary | Adaptive PI | MRAC | |
|---|---|---|---|
| Without prediction | -2.8±0.94 mm | -2.7±1 mm | -2.8±0.89 mm |
| With prediction | -0.8±1 mm | -0.5±0.5 mm | -0.5±0.7 mm |
Remark 1
A homogeneous environment was considered for the simulations, primarily to enable accurate comparisons with the experiments performed in the tissue-mimicking phantom. We believe for a comparison study between different controllers, a homogeneous environment can provide a valid comparison and does not affect the conclusions made in this paper. The effect of heterogeneities of tissue properties has been studied in our previous publications. The effect of changes in blood perfusion, ultrasound absorption coefficient and anatomical structures surrounding the prostate has been investigated in [10,11,18]. For example, we have observed that a reduced distance between the prostate boundary and surrounding bone can impact the amount of thermal dose accumulated in these structures [18]. High levels of blood perfusion can lead to an increase in under-treated volume fraction [18]. These changes have not affected the controllers' stability; however, the performance can be degraded with variation in tissue parameters. For example as discussed in [11] a low attenuation value or high perfusion value can cause some under-treatment for a large radius. We have also observed similar performance of the controller in pilot human studies in prostate which supports the robustness of this controller. One exception is the situation with large calcifications in the beam path, which obstruct penetration of the ultrasound beam and cause the controller to fail. Since this is a physical barrier, it will likely end up as an inclusion/exclusion criteria for these treatments. Where we believe future research efforts are required is obtaining stable and accurate MR temperature measurements in the prostate gland and developing more advanced signal conditioning approaches to filter out any artifacts in the temperature measurement.
VIII. Comparison study
In this section three controllers were compared experimentally. Note that similar results were also obtained through simulations. Here, we only report the experimental results since simulation results are consistent with experimental observations.
Experimental studies were conducted in a tissue-mimicking gel phantom (Zerdine, CIRS Inc, VA). The ultrasound applicator was inserted into the phantom and attached to the MRI-compatible rotary motor. Imaging was performed using a 16 channel pelvic coil array on a 3 Tesla MRI (Achieva, Philips Healthcare). The pixel wise precision of the MR thermometry was approximately 0.5-1.0°C in these experiments. We have also measured the precision of MR thermometry in the prostate gland in human volunteers and observe a similar uncertainty [19]. In our experience with experimental implementation of this technology, we can align the MR imaging slices with a precision of approximately 1 pixel, which is 1mm. This corresponds to 20% of the element width, and results in acceptable performance. The Philips Sonalleve® therapy planning software was used to run the experiments.
In these experiments, the treatment was delivered over an angular sector that represented the posterior region of the prostate gland. This was done to mimic a targeted treatment of a localized tumor as was performed by our group in a parallel clinical study. The shape of the boundary was also selected to have sharp changes in radius to make the effect of heat diffusion more severe. The rate of change of radii in the clinical targets we have investigated is much slower, and within the envelope of acceptable performance for the controller.
The results of a 3D treatment considering two elements are shown in Fig. 7. As one can see, the radial targeting was very similar for all three controllers. A more quantitative view of the error between the targeted boundary and treated boundary has been plotted for each controller and each slice in Fig. 8. The adaptive PI controller initially shows less error, but eventually all of the controllers turn out to have the same performance. We believe that the influence of the prediction element is very strong and therefore makes each controller performs equally well.
Fig. 7.

The pattern of conformal thermal heating for two elements using different controllers (Experimental results).
Fig. 8.
The difference between targeted and treated boundaries for two elements using different controllers.
In order to show the effectiveness of the prediction value, we performed two more experiments with binary controller using the extreme values of a. The results are shown in Fig. 9. As one can see with a = 1 greater over-treatment is observed as was predicted by the simulations. These results confirm the strong influence of the predictive element for this thermal treatment.
Fig. 9.

The pattern of conformal thermal heating for values of a using binary controller (Experimental results).
IX. Concluding remarks
In this paper a novel prediction methodology was developed to address the observation of overtreatment in MRI-controlled, minimally-invasive ultrasound therapy. This prediction element could be integrated into any closed-loop control systems involving a moving ultrasound beam. The radial targeting accuracy of three controllers (adaptive PI, model reference adaptive, binary) was evaluated through simulation and experimental studies. The results were consistent and demonstrated equivalent performance between controllers. The dominant influence on radial targeting accuracy was the prediction element described in this paper. Based on these results, a binary controller with a predictive element may provide the best balance of performance and simplicity for this application.
Footnotes
Declaration of interest: The authors report no declarations of interest
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