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Proceedings of the National Academy of Sciences of the United States of America logoLink to Proceedings of the National Academy of Sciences of the United States of America
. 2015 Jun 22;112(27):8205–8210. doi: 10.1073/pnas.1510231112

Relationship between thermoelectric figure of merit and energy conversion efficiency

Hee Seok Kim a, Weishu Liu a, Gang Chen b,1, Ching-Wu Chu a,c,1, Zhifeng Ren a,1
PMCID: PMC4500231  PMID: 26100905

Significance

Thermoelectric materials generate electricity from temperature gradients. The dimensionless figure of merit, ZT = S2ρ−1κ−1T, is calculated from the Seebeck coefficient (S), electrical resistivity (ρ), and thermal conductivity (κ). The calculated efficiency based on ZT using the conventional formula is not reliable in some cases due to the assumption of temperature-independent S, ρ, and κ. We established a new efficiency formula by introducing an engineering figure of merit (ZT)eng and an engineering power factor (PF)eng to predict reliably and accurately the efficiency of materials at a large temperature difference between the hot and cold sides, unlike the conventional ZT and PF providing performance only at specific temperatures. These new formulas will profoundly impact the search for new thermoelectric materials.

Keywords: thermoelectrics, engineering figure of merit, engineering power factor, conversion efficiency, cumulative temperature dependence

Abstract

The formula for maximum efficiency (ηmax) of heat conversion into electricity by a thermoelectric device in terms of the dimensionless figure of merit (ZT) has been widely used to assess the desirability of thermoelectric materials for devices. Unfortunately, the ηmax values vary greatly depending on how the average ZT values are used, raising questions about the applicability of ZT in the case of a large temperature difference between the hot and cold sides due to the neglect of the temperature dependences of the material properties that affect ZT. To avoid the complex numerical simulation that gives accurate efficiency, we have defined an engineering dimensionless figure of merit (ZT)eng and an engineering power factor (PF)eng as functions of the temperature difference between the cold and hot sides to predict reliably and accurately the practical conversion efficiency and output power, respectively, overcoming the reporting of unrealistic efficiency using average ZT values.


A thermoelectric (TE) generator produces electric power directly from a temperature gradient through TE material (14). The maximum efficiency of a TE generator was first derived based on a constant property model by Altenkirch (5) in 1909, and its optimized formula has been commonly used since Ioffe (6) reported the optimum condition for the maximum efficiency in 1957, which is (7)

ηmax=ΔTTh1+ZTavg11+ZTavg+TcTh, [1]

where Th and Tc are the hot- and cold-side temperatures, respectively, and ∆T and Tavg are their difference, ThTc, and average (Th + Tc)/2, respectively. The TE conversion efficiency by Eq. 1 is the product of the Carnot efficiency (ΔT/Th) and a reduction factor as a function of the material’s figure of merit Z = S2 ρ1κ1, where S, ρ, and κ are the Seebeck coefficient, electrical resistivity, and thermal conductivity, respectively. Since the 1950s, the dimensionless figure of merit (ZT), such as the peak ZT (810) and the average ZT (2, 11, 12), has been used as the guide to achieve better materials for higher conversion efficiency.

The maximum efficiency by Eq. 1 is inadequate when Z is temperature dependent. Due to the assumption of temperature independence, Eq. 1 only correctly predicts the maximum efficiency at a small temperature difference between the cold and hot sides, or in limited TE materials (1315) that have Z almost constant over the whole temperature range. By ignoring the assumption and simply using Eq. 1, incorrect efficiency that is much higher than is practically achievable (16, 17) is often reported. In most cases for S, ρ, and κ that are temperature dependent, ZT values are not linearly temperature dependent (1822) and they operate at a large temperature difference, so the prediction by Eq. 1 cannot be reliable. To overcome the inadequacy, complicated numerical simulations based on the finite difference method were carried out to calculate the efficiency while accounting for the temperature dependence over a large temperature difference between the cold and hot sides (2325). The efficiency by Eq. 1 is conventionally used by getting average Z in two ways: (i) an integration with respect to temperature, Zint=(1/ΔT)TcThZ(T)dT, and (ii) a Z value corresponding to the average temperature, ZTavg=Z(Tavg). The ZintTavg and ZTavgTavg are called the average ZT hereafter. Fig. 1A shows the temperature-dependent ZT and average ZTs of the p-type Ni-doped MgAgSb (26), and their corresponding efficiency calculations by Eq. 1 are shown in Fig. 1B and are matched with the numerical simulation of an ideal case because the Z vs. T is not too much off a constant (Fig. S1A). In Fig. 1C, however, n-type In4Se3−x (17) has larger variations of average ZTs depending on the method used due to the strong temperature dependence (Fig. S1B) resulting in much different efficiency predictions (Fig. 1D). Even though the peak ZT of In4Se3−x is higher than that of Ni-doped MgAgSb, the average ZTs and predicted efficiency are much lower, which means that peak ZT value is not the right indicator for a TE material’s efficiency. In addition, any average ZT cannot be a correct index due to lack of consistency for the following reasons: (i) average ZTs vary by the averaging techniques (Fig. 1 A and C), (ii) ZTavg is estimated larger than Zint when the Z curve is in convex upward shape (Fig. S1A) and vice versa (Fig. S1B), and (iii) analytical prediction of some materials based on the average ZTs is far away from the numerical analysis (Fig. 1D).

Fig. 1.

Fig. 1.

Inadequacy of the relationship between the conventional ZT and the maximum efficiency. (A) ZT vs. T of Ni-doped MgAgSb (26). Circles are measured data, and the black line is the fitted curve. Solid blue and dashed red lines are average ZTs by ZintTavg and ZTavgTavg, respectively. (B) Efficiencies at Tc = 25 °C by experimental measurement (circles), by numerical simulation of ideal (solid diamonds) and actual (open diamonds) conditions, by conventional formula using integration (solid blue line) and average temperature (dashed red line) for Zavg, and by the new formula (open squares in black line). The ideal and actual conditions of the numerical predictions denote the cases excluding and including electric contact/parasitic resistance (a total 36 μΩ cm2 from two ends) (26), respectively. (C) ZTs vs. T and (D) efficiencies at Tc = 25 °C of In4Se3−x. The x axis in A and C indicates the hot-side temperature for the averaged ZTs, and the measurement temperature for ZT data and their polynomial fittings.

Fig. S1.

Fig. S1.

Measured Z vs. T of (A) Ni-doped MgAgSb (26) and (B) In4Se3-x (17).

As discussed, conventional methods using average ZTs often do not predict a realistic efficiency in practical operating conditions over a large temperature difference between the cold and hot sides because Z is strongly temperature dependent in some materials. Therefore, the conventional efficiency formula (Eq. 1) often misleads and gives rise to an impractically high efficiency prediction. For this reason, it is desirable to establish a new model to predict the energy conversion efficiency based on the temperature-dependent individual TE properties for devices operating under a large temperature difference. Here, we define an engineering dimensionless figure of merit (ZT)eng and an engineering power factor (PF)eng as realistic indicators associated with temperature difference whereas the conventional ZT and PF indicate a material’s performance only at a specific temperature. Based on (ZT)eng and (PF)eng, we report the formulas for more accurate prediction of maximum efficiency by accounting for a cumulative temperature dependence of S, ρ, and κ regarding a single homogeneous TE material. A generic formula including Thomson heat is also derived with the corrected contribution of Joule and Thomson heat and is applicable to any situation, no matter whether the properties are constant or strongly temperature dependent. This work demonstrates the impact of the (ZT)eng based on the cumulative temperature-dependent properties over the conventional ZT.

Results and Discussion

The Formulas by Cumulative Temperature-Dependent Properties.

The formula for the maximum efficiency based on cumulative temperature-dependent properties is derived as (see SI Derivation of the Maximum Efficiency Without Thomson Heat for a detailed derivation)

ηmax=ηc1+(ZT)eng(α^/ηc1/2)1α^(1+(ZT)eng(α^/ηc1/2)+1)ηc, [2]

where ηc is Carnot efficiency and (ZT)eng is the engineering dimensionless figure of merit defined as

(ZT)eng=ZengΔT=(TcThS(T)dT)2TcThρ(T)dTTcThκ(T)dTΔT=(PF)engTcThκ(T)dTΔT. [3]

Zeng is the engineering figure of merit in K−1, (PF)eng is the engineering power factor in W m−1K−1, and α^ is a dimensionless intensity factor of the Thomson effect defined as α^=S(Th)ΔT/TcThS(T)dT, where S(Th) is the Seebeck coefficient at the hot-side temperature Th. The first term of the numerator in Eq. 2 is the optimized ratio of external (RL) to internal electric resistance (R) for the maximum efficiency. According to Eq. 2, the maximum efficiencies of Ni-doped MgAgSb and In4Se3−x are compared with those by Eq. 1 in Fig. 1 B and D, respectively, in which the efficiency of In4Se3−x by Eq. 2 based on (ZT)eng is much reduced but in good agreement with the result by numerical simulation. Eqs. 2 and 3 enable one to analytically predict the maximum efficiency more accurately without carrying out numerical simulations nor experimental setup and measurements. (ZT)eng, rather than ZT, predicts the practical performance of a TE material at any given temperature difference; α^ implies a level of contribution of the Thomson effect to the analytical prediction of the maximum efficiency. The rationale for why Eq. 2 still leads to some overestimation will be discussed later.

Efficiency.

The peak ZTs of half-Heusler (HH: Hf0.19Zr0.76Ti0.05CoSb0.8Sn0.2) (13) and SnSe (22) are 0.94 at 700 °C and 2.6 at 650 °C, respectively, as shown in Fig. 2A. The temperature-dependent average ZTs of HH calculated by the two methods are almost identical over the whole temperature range whereas those of SnSe differ significantly after ∆T = 250 °C due to the strong temperature dependence of the TE properties (Fig. S2), and the average ZTs of SnSe become similar to or much higher than those of HH at Th = 700 °C depending on the averaging technique (Fig. 2B). Based on the peak and average ZT, one may expect that SnSe gives rise to a much higher efficiency than HH at ΔT = 600 °C and Tc = 100 °C when using the conventional formula, Eq. 1. However, Eq. 2 yields efficiencies of 9.7% for HH and 7.3% for SnSe (Fig. 2C), which is opposite to what was expected from Eq. 1 by average ZTs (Fig. 2 D and E). To validate the new efficiency formula compared with the conventional one, a numerical simulation based on a finite difference model (27, 28) was carried out as shown in Fig. 2C. The conventional formula overestimates the efficiency of SnSe by a factor of 2, but the new formula we present here predicts more accurate efficiency, overestimated only by 17% compared with the numerical results (Fig. 2 C and E), which strongly indicates that Eq. 2 should be used in the future to calculate the efficiency of any TE materials using the measured TE properties. In addition, the optimized ratio mopt (=1+ZTavg) (Eq. 1) based on averaged ZTs for SnSe has large variation with temperature (Fig. S3), where m is defined as the ratio of external electric load RL and internal resistance R. Obtaining the correct mopt is essential to design a TE generator and integrate it into applications.

Fig. 2.

Fig. 2.

Analysis of practical efficiency predictions based on cumulative temperature-dependent properties and (ZT)eng. (A) ZT of HH (13) and SnSe (22), where the x axis indicates the measurement temperature for thermoelectric transport properties. (B) Temperature-dependent average ZTs of HH and SnSe based on two methods of averaging techniques. (C) Efficiency calculated by Eq. 2 compared with the numerical simulation. (D) Maximum efficiency for HH predicted by Eq. 1 and Eq. 2. (E) Maximum efficiency for SnSe predicted by Eq. 1 and Eq. 2. (F) The ΔT-dependent intensity factor of Thomson effect α^ of HH and SnSe, respectively.

Fig. S2.

Fig. S2.

Temperature-dependent TE properties (13, 22). (A) Seebeck coefficient, (B) thermal conductivity, (C) electrical resistivity (μΩ m) of HH (13), (D) electrical resistivity (mΩ m) of SnSe (22), (E) power factor PF, and (F) the figure of merit Z.

Fig. S3.

Fig. S3.

Temperature-dependent optimized m for the maximum efficiency based on the models by constant properties (dashed lines) and cumulative temperature-dependent properties (solid line) of (A) HH and (B) SnSe, where Tc = 100 °C.

Intensity Factor of Thomson Effect.

In Fig. 2C, the efficiency of SnSe by Eq. 2 is still overestimated by 17% in comparison with that from numerical simulation whereas that for HH agrees very well with the numerical results. The difference is mainly caused by the lack of Thomson effect on the input heat flux in Eq. 2 whereas the numerical simulations take it into account. However, the relative degree of the Thomson effect contribution to the analytically predicted efficiency can be estimated by α^. Note that α^ =1 when the Seebeck coefficient is temperature independent. If the temperature-dependent Seebeck coefficient follows a monotonic curve, α^ >1 at a given temperature boundary implies d|S|/dT > 0, in which the Thomson effect plays a role in increasing the efficiency (29). The magnitude of α^ shows the level of the Thomson effect associated with the temperature difference, which means that one can presume the error of efficiency prediction caused by the absence of Thomson effect in Eq. 2, where larger |α^| indicates larger effect of Thomson heat leading to larger error. In Fig. 2F, the temperature-dependent α^ of SnSe showing a steep drop below 1 gives rise to the larger gap between the numerical and analytical results, and indicates that the analytical result is overestimated compared with numerical simulation. In contrast, due to smaller |α^|, less Thomson effect comes into play for HH, and α^ above 1 represents the underrated efficiency by Eq. 2 rather than by numerical analysis. Even though Eq. 2 does not take Thomson effect on the input heat flux into account for the efficiency prediction, it provides which direction as well as how much higher or lower the efficiency is shifted by the cumulative effect of Thomson heat compared with an accurate result.

Engineering Dimensionless Figure of Merit (ZT)eng.

By revisiting Eqs. S5 and S11, it is noted that the efficiency formula is a strong function of (ZT)eng, so the maximized (ZT)eng is highly desired for the maximum efficiency. Fig. 3A shows ∆T-dependent (ZT)eng curves of HH and SnSe that have the same trends as the practical efficiency predictions (Fig. 2C) through the whole temperature range, in which (ZT)eng implies the equivalent ZT at a given ∆T no matter how high the peak ZT is. Even though the peak ZT of SnSe is much higher than that of HH (Fig. 2A), by a factor of 3, the (ZT)eng of SnSe is much lower (Fig. 3A). This is because the (ZT)eng is ∆T-dependent whereas ZT lacks both effects of the temperature boundary condition and its cumulative effect. To overcome the inadequacy of ZT, the effective figure of merit (ZT)eff=(TcThS(T)dT)2Tavg/(ΔTTcThρ(T)κ(T)dT) has been reported (30, 31), of which HH and SnSe is shown as solid lines in Fig. 3A, where (ZT)eff also has a tendency somewhat similar to the efficiency excursion rather than average ZTs. However, (ZT)eff has impractically large values at very small ∆T, and becomes comparable to (ZT)eng at higher Th. This indicates that (ZT)eff implies the averaged performance whereas (ZT)eng directly delineates the accumulated performance associated with a given temperature difference. In addition, (ZT)eng shows a better fitted trend with the efficiency prediction as shown in Fig. 3 B and C, in which the vertical axes represent normalized quantities such as η (open symbols), (ZT)eng (solid lines), and (ZT)eff (dashed lines).

Fig. 3.

Fig. 3.

(ZT)eng and (PF)eng as practical indicators for TE energy conversion efficiency and output power generation, respectively. (A) ΔT-dependent (ZT)eng and average-temperature-based (ZT)eff. Normalized efficiency by Eq. 2, normalized (ZT)eng, and normalized (ZT)eff for HH (B) and for SnSe (C). Output power densities of (D) HH and (E) SnSe with ΔT in a cubic-shaped TE leg. (F) ΔT-dependent (PF)eng of HH and SnSe at Tc = 100 °C showing the same tendency as the power density curves (Inset).

Engineering Power Factor and Output Power Density.

The output power density W m−2 at the maximum efficiency based on the (PF)eng is expressed as

Pd=(PF)engΔTLmopt(1+mopt)2. [4]

The output power density is dependent on the TE leg’s dimensions as well as the material properties whereas the efficiency is determined only by the material’s characteristics. Fig. 3 D and E shows the output power densities of HH and SnSe at Tc = 100 °C with ΔT, where a cubic-shaped TE leg is assumed for the output power prediction, and a simple averaged Seebeck coefficient and electrical resistance at a given temperature difference are used for the conventional PF-based prediction. The power density based on (PF)eng has better agreement with the numerical prediction within 1% and 13% of relative difference for HH and SnSe, respectively, whereas that based on conventional PF shows 13% and 33% of relative difference at ΔT = 600 °C for HH and SnSe, respectively. The amount of power generation by HH is more than tenfold as large as that of SnSe in the same TE leg dimensions as shown in Fig. 3 D and E due to the large difference of thermal conductivity of the materials. By adjusting leg dimensions for matching similar input heat range to keep the same ΔT, the power density can be comparable (Fig. S4), but reducing or increasing a leg length causes thermomechanical structural issues that are outside the scope of this study, so the same dimension of leg is considered to examine the intrinsic characteristics of materials for power generation. In Fig. 3F, (PF)eng shows similar tendency and relative scale to the power density by the numerical simulation (Fig. 3F, Inset), indicating an intrinsic performance for power generation of a TE material operated at practical temperature gradients, which has quite different trends from PF (Fig. S2E). Thus (ZT)eng and (PF)eng enable one to compare directly the level of a material’s performance at any operating temperature differences without the detailed calculations of efficiency and output power generation.

Fig. S4.

Fig. S4.

(A) Comparable output power density by numerical simulation with different leg length of HH and SnSe. (B) Input heat flux vs. output power density in various leg lengths of HH and SnSe where ΔT = 600 °C and Tc = 100 °C. The dashed lines represent conversion efficiency of 10% and 7%, respectively.

Application to Other TE Materials.

Fig. 4 shows the generalization of this work by applying Eqs. 24 to other TE materials with MgAgSb (26) and HH (13) shown for comparison. At low temperatures up to 300 °C, MgAgSb has higher ZT (Fig. 4A), average ZT (Fig. 4B), and (ZT)eng (Fig. 4C) among others, which leads to higher conversion efficiency in this temperature range (Fig. 4D). Even though the peak ZT and average ZT of K0.02Pb0.98Te0.75Se0.25 (K-PbTeSe) (21) are higher than those of Ce0.45Nd0.45Fe3.5Co0.5Sb12 (SKU) (14) by up to 40% of relative difference at ΔT = 550 °C (Fig. 4 A and B), Eq. 2 and numerical simulation show that their efficiencies are comparable to each other within 8% and 4.5% of relative difference, respectively, whereas Eq. 1 yields the efficiency of K-PbTeSe at 12% relatively higher than that of SKU (Fig. 4D). This practical trend of the efficiency by Eq. 2 is simply inferred from (ZT)eng, which is more analogous than average ZTs. The efficiency of MgAgSb by Eq. 1 shows somewhat better agreement with the numerical simulation than by Eq. 2. However, there is no analogy to predict quantitatively the difference, and the tendency is not predictable either, i.e., what leads to over- or underestimated efficiency compared with numerical analysis. Snyder and Ursell reported that Eq. 1 works well when the compatibility factor has insignificant variation (32), but it is not enough to show how large the disagreement is in other cases. However, the efficiency difference by Eq. 2 and the numerical simulation is mainly caused by the presence of the Thomson effect that can be informed by α^. In Fig. 4E, MgAgSb has α^ below 1, which results in the overrated efficiency by Eq. 2, and the rest of them have α^ > 1 leading to the underrated efficiency compared with the numerical results. Even though the magnitude of α^ does not indicate the exact degree of the error, the intensity of α^ is enough to compare relatively the effect of the Thomson heat among other materials. Fig. 4F shows the ΔT-dependent (PF)eng, which has the same tendency as the output power density (Fig. 4F, Inset) under the same leg dimensions. This trend cannot be inferred directly by the conventional PF, which only points to the momentary characteristic at a temperature like ZT.

Fig. 4.

Fig. 4.

Effect of the new formulas (ZT)eng and (PF)eng, based on cumulative temperature-dependent properties of p-type TE materials. (A) Temperature-dependent ZT. (B) Average ZTs by ZintTavg(open symbols) and ZTavgTavg(solid symbols). (C) (ZT)eng. (D) Efficiency predicted by simulation (open symbols), Eq. 1 (dashed lines), and Eq. 2 (solid lines). (E) ΔT-dependent α^. (F) ΔT-dependent (PF)eng, and power density (Inset). The cold-side temperature is fixed as Tc = 50 °C for all analysis (B)–(F) on MgAgSb (26), K-PbTeSe (21), SKU (14), and HH (13).

Generic Formula for Maximum Efficiency Including Thomson Heat.

As discussed, the Thomson effect is missing in the evaluation of heat flux by Eq. 2, which may cause under- or overestimation of the efficiency depending on the degree of Thomson heat at a given temperature gradient. Some studies evaluated the conversion efficiency analytically accounting for the Thomson effect, but they are valid only in limited conditions by assuming a constant Thomson coefficient (29, 33), linear behavior of S, ρ, and κ (34), and a temperature-dependent Seebeck coefficient with constant ρ and κ (35). In this section, a generic formula including Thomson heat is established to account for temperature dependence of S, ρ, κ, and τ at a large temperature difference, where τ is the Thomson coefficient, and no assumption is required to specify the type of temperature dependence of S, ρ, κ, and τ. In addition, practical fractions of Joule and Thomson heat returning to the hot end are evaluated by defining weight factors WJ and WT, respectively.

The governing equation for energy balance over one-dimensional heat flow is (7)

ddx(κ(T)dTdx)+J2ρ(T)Jτ(T)dTdx=0, [5]

where x and J are the distance from the heat source and current density, respectively, and τ(T) is the temperature-dependent Thomson coefficient defined as τ(T) = TdS(T)/dT. By integrating Eq. 5 twice with respect to x and applying the boundary conditions of T |x=0 = Th and T |x=L = Tc, where L is a length of the TE leg, the input heat Qh at the hot side becomes

Qh=ALTcThκ(T)dT+IThS(Th)WJI2RWTITcThτ(T)dT, [6]

where A and I are the cross-sectional area and electric current, respectively. WJ and WT are defined as dimensionless weight factors of Joule and Thomson heat, respectively,

WJ=TcThTThρ(T)dTdTΔTTcThρ(T)dTandWT=TcThTThτ(T)dTdTΔTTcThτ(T)dT, [7]

where a linear temperature distribution in the TE leg is assumed, i.e., dT/dxΔT/L. WJ and WT lead to practical contributions of Joule and Thomson heat to the heat flux rather than the lumped fraction of 1/2 to the hot and cold side based on the constant property model (7). The conversion efficiency accounting for the Thomson effect, the ratio of output power to input heat rate, is finalized as (see SI Derivation of the Maximum Efficiency Including Thomson Heat for a detailed derivation)

ηmax=ηc1+(ZT)engα1ηc11α01+(ZT)engα1ηc1+α2, [8]

where

αi=S(Th)ΔTTcThS(T)dTTcThτ(T)dTTcThS(T)dTWTηciWJηc. [9]

Eq. 8 is a generic expression that can be transformed into the conventional maximum efficiency formula, Eq. 1. When the constant property model is considered, i.e., WJ = 1/2, Zeng = Z (Zint or ZTavg), and τ = 0, Eq. 8 yields Eq. 1. In addition, by only taking WJ = 1/2 and τ = 0 to take (ZT)eng without the Thomson effect on heat flux into consideration, Eq. 8 also becomes Eq. 2. Thus, the formulas in this section are generic expressions for maximum efficiency, which can be unrestrictedly applied to any case regardless of the temperature dependence of S, ρ, κ, and τ.

Fig. 5A shows the maximum efficiency prediction of K-PbTeSe and SnSe according to a temperature gradient by ramping Th up to each material’s limit temperature while Tc = 50 °C, where the solid line indicates the maximum efficiency predicted by a numerical simulation. Fig. 5B shows how relatively accurate the efficiency calculations are compared with the efficiency ηn by the numerical simulation. The calculation by Eq. 1 overestimates the efficiency by 10% of relative difference for K-PbTeSe at Th = 600 °C and more than twofold for SnSe at Th = 700 °C compared with the numerical prediction. The maximum efficiency by Eq. 2 reduces the difference, but still overestimates by 17% of relative difference for SnSe, whereas K-PbTeSe is underestimated at a similar degree of relative difference from Eq. 1. On the other hand, the maximum efficiency by Eq. 8 is predicted more accurately by 5% and 9% of relative difference for K-PbTeSe and SnSe, respectively, which results from taking not only the effect of (ZT)eng but also the Thomson effect into account. Fig. 5 C and D shows the calculated efficiencies and their accuracy with respect to ηn of HH and SKU, in which the calculated efficiencies of both materials by the three efficiency formulas have good agreement within 4% of relative difference compared with those by numerical simulation. The relatively accurate efficiency and small variation of the prediction for HH and SKU compared with K-PbTeSe and SnSe is caused by the linear-like behavior of their S, ρ, and κ with low rate of change with respect to temperature. Even though Eq. 1 for HH shows better agreement with the numerical results than Eq. 2, this result is by chance due to offsetting the effects of temperature dependence of S, ρ, and κ according to the assumption of the constant property model, so it is difficult to analytically predict which material gives rise to the fortuitous type of accurate result by Eq. 1. However, Eq. 8 leads to the most accurate efficiency predictions by the lowest percentages of relative difference—by 5.1% for K-PbTeSe and by 9.5% for SnSe (Fig. 5B), and by 0.4% for HH and by 2% for SKU (Fig. 5D)—resulting from the accounting for cumulative temperature dependence, Thomson effect, and modified intensity of Joule and Thomson heating on the hot side.

Fig. 5.

Fig. 5.

Effect of the generic formulas for the maximum efficiency. (A) Predicted efficiencies as a function of ΔT and (B) relative accuracy with respect to numerical results of K-PbTeSe (21) and SnSe (22). (C) Predicted efficiency and (D) relative accuracy of HH (13) and SKU (14).

The further improvement by Eq. 8 compared with Eq. 2 is associated with the temperature-dependent τ(T) representing the intensity of Thomson heat (Fig. 6A). The positive τ implying dS/dT > 0 contributes to increasing the efficiency compared with τ = 0 (29), where τ indicates the intensity of the Thomson effect at each temperature. To examine the ΔT-dependent Thomson heating at a large temperature difference, the overall Thomson coefficient at given Th and Tc, defined as τΔT=TcThτ(T)dT, is shown in Fig. 6B, where positive values of τΔT for K-PbTeSe, HH, and SKU over the whole temperature range lead to increasing the efficiency compared with that by Eq. 2, so it is closer to the efficiency predicted by numerical analysis. The overall effect of Thomson heating associated with ΔT for SnSe differs in temperature boundaries where τΔT fluctuates across zero. τΔT at 150 °C < Th < 400 °C is positive, so that Eq. 2 underestimates the efficiency more so than Eq. 8, whereas negative τΔT above Th = 400 °C gives rise to the overestimated efficiency (Fig. 5 A and B). Thus, Eq. 8 can indicate whether the efficiency is over- or underrated compared with that by Eq. 2. However, the efficiency results from the interrelation of conduction and Joule and Thomson heat, as well as the temperature dependence of S, ρ, and κ, so it is difficult to exactly predict the quantified degree of accuracy between Eq. 8 and the numerical simulations. The reasons for the inaccuracy are the linearized expression of dT/dx, and the different type of temperature dependence, i.e., cumulative in this study and instantaneous in the numerical model.

Fig. 6.

Fig. 6.

Contribution for accurate efficiency prediction by overall Thomson coefficient and weight factors. (A) Calculated Thomson coefficient τ at each temperature, and (B) the overall Thomson coefficient τΔT as a function of Th at Tc = 50 °C. ΔT-dependent weight factor for (C) Joule heating WJ, and (D) Thomson heating WT, where Tc is fixed at 50 °C.

Fig. 6 C and D shows ΔT-dependent weight factors for Joule and Thomson heating, respectively, based on the analysis by the cumulative temperature-dependent properties. In Fig. 6C, WJ of SnSe fluctuates across 1/2 (by the constant property model) while the others monotonically increase over 1/2 with Th. The increasing WJ at larger ΔT indicates that a larger fraction of Joule heating returns to the hot side than 1/2 of it due to their increasing trend of ρ(T). ΔT-dependent WT is shown in Fig. 6D, where WT for K-PbTeSe, HH, and SKU have decreasing tendencies and become below 1/2 at certain Th, which means the effect by Thomson heat on the heat flux at the hot end gets smaller because their dS/dT decreases. For SnSe, ΔT-dependent WT (Fig. 6D, Inset) has two diverged points around 150 °C and 400 °C at which τΔT becomes zero (Fig. 6B), indicating that no overall Thomson heating through a material at the temperature difference is considered even though Thomson heating exists at each temperature. WT in Eq. 7 becomes infinite when τΔT = 0, which seems to make Eq. 9 invalid, but it does not affect the efficiency analysis because WT is always paired with τΔT. Thomson heat influences back to the hot sides of HH, SKU, K-PbTeSe, and SnSe are 20.6%, 33.9%, 55.3%, and −17.3% of Joule heat, respectively, where the negative sign indicates the opposite direction of Joule heat. Because Thomson and Joule heating are electric current dependent, the relative percentage is estimated at the current flow through a cubic-shaped leg (1 × 1 × 1 mm3).

SI Derivation of the Maximum Efficiency Without Thomson Heat

The conversion efficiency of a homogeneous TE leg at a given temperature difference is expressed as a function of the ratio of an external electric resistance RL to internal electric resistance R, m = RL/R, as

η=PoutQin=Voc2Rm(1+m)2ALTcThκ(T)dT+IThS(Th)12I2R, [S1]

where Voc, κ, and S(Th) are the open-circuit voltage, thermal conductivity, and Seebeck coefficient at hot-side temperature, respectively. A and L are a cross-section area and length of a TE leg, respectively. R is expressed as

R=1ΔTLATcThρ(T)dT. [S2]

By applying a load current I=Voc/(R(1+m)) and Eq. S2 into Eq. S1, the efficiency becomes

η=m1+m(1+m)TcThκ(T)dTTcThρ(T)dTVoc2ΔT+S(Th)ThVoc12(1+m). [S3]

The open-circuit voltage Voc is rewritten in terms of temperature-dependent Seebeck coefficient as

Voc=TcThS(T)dT. [S4]

Substituting Eq. S4 into Eq. S3 yields

η=m1+m1+mZengΔT+S(Th)ThTcThS(T)dT12(1+m). [S5]

Here, we define an engineering dimensionless figure of merit (ZT)eng as

(ZT)eng=ZengΔT=(TcThS(T)dT)2TcThρ(T)dTTcThκ(T)dTΔT=(PF)engTcThκ(T)dTΔT,
[S6]

where Zeng is the engineering figure of merit in K−1, and (PF)eng is the engineering power factor associated with ΔT in W m−1⋅K−1. The maximum efficiency can be obtained at the optimized ratio mopt satisfying dη/dm = 0 at a given boundary temperature, Th and Tc. After taking the derivative of Eq. S5 with respect to m and setting the result equal to zero, mopt is obtained as

mopt=1+(ZT)eng(α^ηc12), [S7]
α^=S(Th)ΔTTcThS(T)dT. [S8]

α^ is defined as a nondimensional intensity factor of the Thomson effect. By substituting Eq. S7 into Eq. S5, the new formula for the maximum efficiency taking the temperature dependence of TE properties associated with ΔT into account is finalized as

ηmax=ηc1+(ZT)eng(α^/ηc1/2)1α^(1+(ZT)eng(α^/ηc1/2)+1)ηc, [S9]

where ηc is the Carnot efficiency.

In addition, the efficiency at the maximum output power mode, i.e., m = 1 based on the constant property model, is given as (7)

ηPmax=ηc14ZTh+212ηc. [S10]

Now efficiency at the maximum output power mode is redefined. By taking dPout/dm=d/dm((Voc2/R)m/(1+m)2)=0, the condition m = 1 for maximum output power is obtained. Substituting m = 1 into Eq. S5 yields the efficiency when a material generates the maximum output power,

ηPmax=ηc14ηc(ZT)eng+2α^12ηc. [S11]

It is clearly noted that Eq. S7 can be reduced to 1+ZTavg when Zeng = Z and α^= 1; hence, the maximum efficiency formula based on (ZT)eng in Eq. S9 is converted to Eq. 1 (in the main text) derived from the constant property model. In the same manner, the conventional formula by Eq. S10 at the maximum output power mode assuming m = 1 is also obtained from Eq. S11. Therefore, the newly derived formulas shown by Eqs. S9 and S11 for the conversion efficiency are analytically generic and applicable to the models by constant as well as cumulative temperature-dependent properties of any TE materials.

SI Derivation of the Maximum Efficiency Including Thomson Heat

The governing equation for energy balance over one-dimensional differential element of TE material is (7)

ddx(κ(T)dTdx)+J2ρ(T)Jτ(T)dTdx=0, [S12]

where x and J are the distance from the heat source and current density, respectively, and τ(T) is temperature-dependent Thomson coefficient defined as τ(T) = TdS(T)/dT. Integrating Eq. S12 with respect to x becomes

κ(T)dTdx+J20xρ(T)dxJ0xτ(T)dTdxdx+C1=0. [S13]

The second time integration with respect to x yields

ThTκ(T)dT+J20x0xρ(T)dxdxJ0xThTτ(T)dTdx+C1x+C2=0.
[S14]

By applying the boundary conditions of T = Th at x = 0 and T = Tc at x = L, where L is a length in the x direction of the TE leg, the integration constants C1 and C2 are solved as

C1=1LTcThκ(T)dTJ2L0L0xρ(T)dxdx+JL0LThTτ(T)dTdx, [S15]
C2=0. [S16]

From Eqs. S13 and S15, the conduction heat at T = Th becomes

Aκ(T)dTdx|Th=ALTcThκ(T)dTI2AL0L0xρ(T)dxdx+IL0LThTτ(T)dTdx, [S17]

where A and I are the cross-sectional area and electric current, respectively. The constitutive relation for heat Q and electric current I is given as

Q=AκdTdx+ITS. [S18]

By substituting Eq. S17 into Eq. S18 and applying the boundary conditions, Qh at the hot side is obtained as

Qh=ALTcThκ(T)dT+IThS(Th)WJI2RWTITcThτ(T)dT. [S19]

The terms on the right-hand side represent conduction heat, Peltier heat, Joule heat, and Thomson heat, respectively, where S(Th) is the Seebeck coefficient at Th, and R is the electrical resistance of a TE leg,

R=1ΔTLATcThρ(T)dT. [S20]

WJ and WT are dimensionless weight factors of Joule and Thomson heat, respectively, which are defined as

WJ=0L0xρ(T)dxdxL2ΔTTcThρ(T)dT, [S21]
WT=0LTThτ(T)dTdxLTcThτ(T)dT. [S22]

All integral terms are key parameters to account for cumulative temperature dependence of S, ρ, and κ according to a temperature gradient. Muto et al. also showed similar expressions (31). The details regarding WJ and WT will be discussed later. The conversion efficiency of TE materials accounting for the Thomson effect can be expressed as the ratio of output power (see the next section) to input heat rate,

η=PoutQh=Voc2Rm(1+m)2ALTcThκ(T)dT+IThS(Th)WJI2RWTITcThτ(T)dT, [S23]

where m is the ratio of external to internal electrical resistance.

Substituting Eq. S20 into Eq. S23 and applying I=VocR1(1+m)1 to Eq. S23 yields

η=m1+m1+mZengΔT+S(Th)ThTcThS(T)dTWJ(1+m)WTTcThτ(T)dTTcThS(T)dT, [S24]

where Zeng is the engineering figure of merit, and (ZT)eng is the engineering dimensionless figure of merit, defined as

Zeng=(TcThS(T)dT)2TcThρ(T)dTTcThκ(T)dT=(PF)engTcThκ(T)dT, [S25]
(ZT)eng=ZengΔT. [S26]

By optimizing the ratio m satisfying dη/dm = 0 regarding Eq. S24, the maximum efficiency and its corresponding mopt are finalized as

ηmax=ηc1+(ZT)engα1ηc11α01+(ZT)engα1ηc1+α2, [S27]
mopt=1+(ZT)engα1ηc1, [S28]

where ηc is the Carnot efficiency, and αi is defined as

αi=S(Th)ΔTTcThS(T)dTTcThτ(T)dTTcThS(T)dTWTηciWJηc.(i=0,1,and2).
[S29]

Calculating correct WJ and WT is essential to obtain an exact prediction of the maximum efficiency by Eq. S27. Because the cumulative temperature dependence of ρ and τ is considered under large temperature gradient in this model, the lumped constant 1/2 by the constant property model (7), i.e., one-half of Joule and Thomson heat to the hot side, is not exact anymore, so practical Joule and Thomson heat influence on the hot side should be evaluated. As shown in Eqs. S21 and S22, a temperature gradient dT/dx is required to calculate exact weight factors. However, because it is a solution of the nonlinear differential equation in Eq. S12 in the case that S, ρ, and κ are temperature dependent, the exact WJ and WT cannot be directly solved. When ignoring radiation/convection heat loss and assuming the temperature gradient dominantly caused by conduction heat, one can express the temperature gradient by applying Qconduction=(A/L)TcThκ(T)dT from the first term in Eq. S19 and κavg=(1/ΔT)TcThκ(T)dT into the definition of conduction heat,

dTdxQconductionAκavg=ALTcThκ(T)dTAΔTTcThκ(T)dT=ΔTL. [S30]

Based on the relation dx∼ −(L/ΔT)dT, the weight factors can be rewritten with respect to T as

WJ=TcThTThρ(T)dTdTΔTTcThρ(T)dT, [S31]
WT=TcThTThτ(T)dTdTΔTTcThτ(T)dT. [S32]

If ρ(T) and τ(T) are assumed to be temperature independent, the weight factors of Eqs. S31 and S32 become 1/2, and then Eq. S19 is equal to the form based on the constant property model (7). Thus, the WJ and WT are good general approximations for the corrected contribution of Joule and Thomson heating on the hot side of a TE material.

SI Output Power Based on the Cumulative Temperature Dependence Model

In this section, it is proved that the output power as shown in Eqs. S1 and S23 takes the Thomson effect into account. The heat flux at hot side Qh considering the Thomson effect is, by Eq. S19,

Qh=IThS(Th)+ALTcThκ(T)dTWJI2RWTITcThτ(T)dT, [S33]

and the heat flux at cold side Qc accounting for the Thomson effect is also expressed as

Qc=ITcS(Tc)+ALTcThκ(T)dTWJI2RWTITcThτ(T)dTI0xτ(T)dTdxdx+I2R. [S34]

By considering an adiabatic condition and no electrically parasitic loss, the output power generation is obtained based on energy conservation,

Pout=QhQc=I(ThS(Th)TcS(Tc))+I0Lτ(T)dTdxdxI2R. [S35]

The second term on the right-hand side becomes

I0Lτ(T)dTdxdx=I0LTdSdTdTdxdx=IThTcTdSdTdT=I[TS(T)]ThTcIThTcS(T)dT=I(TcS(Tc)ThS(Th))+ITcThS(T)dT, [S36]

where electric current I is

I=VocR(1+m)=TcThS(T)dTR(1+m). [S37]

Substituting Eqs. S36 and S37 into Eq. S35 yields

Pout=ITcThS(T)dTI2R=(TcThS(T)dT)2R(1+m)(TcThS(T)dT)2R(1+m)2=(TcThS(T)dT)2Rm(1+m)2=Voc2Rm(1+m)2. [S38]

Therefore, Eq. S38 based on integrating the Seebeck coefficient for the open-circuit voltage is the analytical expression accounting for the Thomson effect for the output power generation, as shown in Eqs. S1 and S23.

Conclusions

We found the unreliability of using ZT to predict efficiency by the conventional efficiency formula that has been commonly used since the 1950s, so we defined (ZT)eng and (PF)eng for the realistic evaluation of a TE material’s efficiency and output power, respectively, associated with any practical temperature difference between the cold and hot sides. Based on (ZT)eng, the new efficiency formula was derived, where the degree of Thomson effect can be identified analytically by α^ enabling one to predict the relative difference of efficiency compared with numerical simulations, even though the formula does not consider the Thomson effect on heat flux evaluation. To supplement the absence of Thomson heat, we also established a formula including Thomson heat by defining the overall Thomson effect τΔT through a given temperature difference. This is generic and can be simply converted to the models by constant properties (Eq. 1) as well as cumulative temperature-dependent properties excluding the Thomson effect (Eq. 2). The ΔT-dependent weight factors lead to practical contributions of Joule and Thomson heat to the heat flux at hot side at a given temperature difference rather than the concept of returning half of them each to the hot and cold sides regardless of boundary temperatures. Therefore, our new efficiency formulas should be used for reliable evaluation of the maximum efficiency of any TE materials. (PF)eng correctly indicates the intrinsic characteristics for output power generation of thermoelectric materials, and (ZT)eng is a practical indicator to correctly show the practical efficiency under any temperature difference unlike the average ZTs from the conventional ZT curves. We expect these new formulas will have a profound impact on the search for new materials, the design of devices, and the studies of systems for the energy community.

Supplementary Material

Acknowledgments

This work was partially supported by the US Department of Energy (DOE) under Contract DOE DE-FG02-13ER46917/DE-SC0010831 (the part without the Thomson effect) and also partially by Solid State Solar Thermal Energy Conversion Center (S3TEC), an Energy Frontier Research Center funded by the US DOE, Office of Science, Office of Basic Energy Science under Award DE-SC0001299 (the part considering the Thomson effect). The work is also supported in part by US Air Force Office of Scientific Research Grant FA9550-09-1-0656, the T. L. L. Temple Foundation, the John J. and Rebecca Moores Endowment, and the State of Texas through the Texas Center for Superconductivity at the University of Houston.

Footnotes

The authors declare no conflict of interest.

This article contains supporting information online at www.pnas.org/lookup/suppl/doi:10.1073/pnas.1510231112/-/DCSupplemental.

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