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HPB : The Official Journal of the International Hepato Pancreato Biliary Association logoLink to HPB : The Official Journal of the International Hepato Pancreato Biliary Association
. 2013 Jan 18;15(11):858–864. doi: 10.1111/hpb.12047

Sinusoidal obstruction syndrome (SOS) related to chemotherapy for colorectal liver metastases: factors predictive of severe SOS lesions and protective effect of bevacizumab

Catherine Hubert 1, Christine Sempoux 2, Yves Humblet 3, Marc van den Eynde 3, Francis Zech 4, Isabelle Leclercq 5, Jean-François Gigot 1
PMCID: PMC4503283  PMID: 23458554

Abstract

Objectives

The most frequent presentation of chemotherapy-related toxicity in colorectal liver metastases (CRLM) is sinusoidal obstruction syndrome (SOS). The purpose of the present study was to identify preoperative factors predictive of SOS and to establish associations between type of chemotherapy and severity of SOS.

Methods

A retrospective study was carried out in a tertiary academic referral hospital. Patients suffering from CRLM who had undergone resection of at least one liver segment were included. Grading of SOS on the non-tumoral liver parenchyma was accomplished according to the Rubbia-Brandt criteria. A total of 151 patients were enrolled and divided into four groups according to the severity of SOS (grades 0–3).

Results

Multivariate analysis identified oxaliplatin and 5-fluorouracil as chemotherapeutic agents responsible for severe SOS lesions (P < 0.001 and P = 0.005, respectively). Bevacizumab was identified as having a protective effect against the occurrence of SOS lesions (P = 0.005). Univariate analysis identified the score on the aspartate aminotransferase : platelets ratio index (APRI) as the most significant biological factor predictive of severe SOS lesions. Splenomegaly is also significantly associated with the occurrence of severe SOS lesions.

Conclusions

The APRI score and splenomegaly are effective as factors predictive of SOS. Bevacizumab has a protective effect against SOS.

Introduction

Chemotherapy is increasingly used as part of an integrated multimodal approach to treating colorectal liver metastases (CRLM). Tumour response rates have improved tremendously over recent decades and now reach 80% as a result of the combination of current chemotherapeutic agents including oxaliplatin and irinotecan and, more recently, biological agents such as cetuximab and bevacizumab.14 These effective chemotherapies are increasingly used prior to liver surgery for CRLM. Initially, preoperative chemotherapy was administered in unresectable patients and succeeded in converting 9–40% of initially unresectable metastases to resectable status.2,5 In current practice, preoperative chemotherapy is often administered to patients with resectable CRLM to reduce the risk for tumour relapse3,6 and to identify patients in whom disease will progress rapidly during chemotherapy. The latter factor helps to avoid futile hepatic surgery being offered to patients with poor prognoses.7 Some chemotherapeutic agents, especially oxaliplatin-based agents, may have significant toxicity on normal hepatic parenchyma. Indeed, sinusoidal obstruction syndrome (SOS) was first reported in 2004 by Rubbia-Brandt et al.8 Since then, several clinical series have confirmed the presence of SOS lesions in patients treated with oxaliplatin and have reported their potential clinical impact in the context of liver surgery, including an increased risk for intraoperative bleeding and postoperative liver insufficiency.913 In view of these potential adverse effects, a more cautious approach to the preoperative administration of chemotherapy has been employed. Increased use of preoperative liver function tests, such as the indocyanine green (ICG) test, preoperative liver biopsy14,15 and portal vein embolization (PVE)15,16 has been proposed. Preoperative factors predictive of SOS may be very helpful in the identification and better selection of patients who are at risk for severe SOS. The primary objective of the present study was to evaluate whether preoperative biological factors, liver function tests and scoring systems, respectively, were able to predict the occurrence of SOS lesions. The secondary objective was to evaluate the potential protective effect of bevacizumab against the occurrence of SOS lesions.

Materials and methods

Patients

Between January 2000 and January 2011, 302 patients underwent liver resection for CRLM in the Department of Abdominal Surgery and Transplantation, Saint-Luc University Hospital, Brussels, Belgium.

A retrospective review of data for those patients was conducted. A total of 151 (50%) patients were included for further analysis because they were identified as having undergone resection of at least one liver segment and thus to have provided enough non-tumoral liver tissue to facilitate a representative pathological analysis. Grading of SOS on the non-tumoral liver parenchyma was accomplished according to the criteria defined by Rubbia-Brandt et al.8 Percutaneous PVE was carried out when the future liver remnant was estimated to represent <30% of the total liver volume or when it represented <1% of the patient's body weight. The size of the spleen was measured on preoperative magnetic resonance imaging or computed tomography and was recorded. Splenomegaly was defined as a spleen major axis (craniocaudal) of >13 cm.17

Chemotherapy

Only chemotherapy administered within 6 months prior to liver surgery was taken into consideration. Type, duration and the interval between the administration of chemotherapy and liver resection were recorded. Liver resection was performed at least 4 weeks after the last course of chemotherapy and at least 6 weeks after the last administration of bevacizumab.

Preoperative assessment of liver function

Preoperative serum biologic data including platelet count, aspartate aminotransferase (AST), alanine aminotransferase (ALT), alkaline phosphatase (AP), γ-glutamyl-transferase (GGT) and direct bilirubin were collected. An ICG test, currently used to assess liver function,18,19 was used in the majority of patients and especially in those who underwent a major hepatectomy (resection of at least three liver segments) or those who received more than three courses of chemotherapy. Data on ICG test values were missing in 27 patients who underwent minor hepatectomy. The AST : platelet ratio index (APRI) score and a score based on the relationships among four regression coefficients (Fib-4 score), initially used to predict fibrosis in patients suffering from hepatitis C, were calculated according to the appropriate formulae:2022 Inline graphic and Inline graphic.

Pathological examination

All formalin-fixed, paraffin-embedded archival samples of the non-tumoral liver parenchyma were reviewed by one pathologist who was unaware of the clinical and biological patient data. Morphological analyses were based on haematoxylin and eosin (H&E) and reticulin-stained slides. Sinusoidal congestion was graded from 0 to 3 according to the severity of findings, as proposed in the original publication by Rubbia-Brandt et al.,8 in which grade 0 = absent, grade 1 = mild (one third of the lobule is affected), grade 2 = moderate (two thirds of the lobule are affected), and grade 3 = severe (the whole lobule is affected). Nodular regenerative hyperplasia (NRH) was defined as distinct nodular hyperplasia on H&E staining, clarified by reticulin staining, and was considered in the analysis of the present results as disease coexistent with SOS.9,16

Statistics

Statistical analyses for comparisons were performed using the Yates trend test.

Univariate or multivariate regressions for ordered categorical data were used to determine the relationships between the severity of SOS lesions and preoperative dichotomic variables, including gender, PVE, chemotherapy agents and splenomegaly.23 Ordinary univariate and multivariate regressions were used to determine the relationships between continuous variables (including age, serum platelet count, AST, ALT, GGT, AP, direct bilirubin, and liver function evaluation tests such as the ICG test, APRI and Fib-4 scores) and severity of SOS lesions. A P-value of <0.05 was considered to indicate statistical significance.

Results

Patients

A total of 151 patients met the criteria for inclusion and thus their data were included for analysis. Thirty-five patients (Group 1) did not exhibit any SOS lesions, 49 patients (Group 2) presented mild (grade 1) SOS lesions, 51 patients (Group 3) presented moderate (grade 2) SOS lesions and 16 patients (Group 4) demonstrated severe (grade 3) SOS lesions. Four patients with SOS grade 2 and one patient with SOS grade 3 presented coexistent NRH (7%). Univariate analysis of demographic and clinical features as potentially predictive factors of SOS injury is detailed in Table 1. Two patients presenting with splenomegaly had NRH.

Table 1.

Univariate analysis of demographic and clinical features and chemotherapeutic agents that represent factors predictive of the occurrence of sinusoidal obstruction syndrome (SOS)

Group 1 Group 2 Group 3 Group 4 P-value
(SOS grade 0, n = 35) (SOS grade 1, n = 49) (SOS grade 2, n = 51) (SOS grade 3, n = 16)
Age, years, mean (range) 64 (27–75) 65 (14–82) 65 (47–86) 64 (40–73) 0.130
Gender, male/female, n 21/14 19/30 26/25 9/7 0.890
Portal vein embolization, n (%) 9 (26%) 20 (41%) 20 (39%) 7 (44%) 0.200
 Splenomegaly (>13 cm), n (%) 0 0 2 (4%) 2 (13%) 0.009
 Chemotherapy, n (%) 24 (69%) 45 (92%) 46 (90%) 15 (94%) 0.007
FOLFOX, patients, n (%) 11 (31%) 28 (57%) 29 (57%) 9 (56%) 0.005
 Number of cycles, mean (range) 6 (3–12) 8 (3–21) 9 (2–18) 7 (4–24) 0.210
 Interval between chemotherapy and surgery, months, mean (range) 1 (1–6) 2 (1–6) 1 (1–6) 1 (1–5) 0.180
FOLFIRI, patients, n (%) 13 (37%) 20 (41%) 15 (29%) 5 (31%) 0.410
 Number of cycles, mean (range) 7 (4–35) 6 (2–26) 8 (2–36) 8 (3–20) 0.520
 Interval between chemotherapy and surgery, months, mean (range) 1 (1–5) 1 (1–5) 2 (1–6) 1 (1–6) 0.13
Bevacizumab, patients, n (%) 9 (26%) 8 (16%) 3 (6%) 0 0.005 (protective effect)
 Number of cycles, mean (range) 10 (4–16) 8 (6–12) 7 (6–10) 0.220
 Interval between chemotherapy and surgery, months, mean (range) 2 (1–6) 2 (1–3) 3 (2–4) 0.800
Cetuximab, patients, n (%) 4 (11%) 8 (16%) 5 (10%) 1 (6%) 0.470
 Number of cycles, mean (range) 12 (6–18) 6 (2–26) 8 (4–36) 20 0.340
 Interval between chemotherapy and surgery, months, mean (range) 2 (1–2) 1 (1–6) 1 (1–2) 1 0.240
5-Fluorouracil, patients, n (%) 0 0 3 (6%) 4 (25%) <0.001
 Number of cycles, mean (range) NA NA 8 (6–12) 7 (2–12) 0.480
 Interval between chemotherapy and surgery, months, mean (range) NA NA 1 (1–2) 1 (1–2) 0.180

PVE, portal vein embolization

5-FU, 5-fluorouracil

FOLFOX, folinic acid, 5-FU, oxaliplatin

FOLFIRI, folinic acid, 5-FU, irinotecan

NA, not available.

Chemotherapy

Data on chemotherapeutic agents are detailed in Table 1. Multivariate analysis performed on chemotherapy data showed that the administration of either 5-fluorouracil (5-FU) (P < 0.001) or oxaliplatin-based chemotherapy (P = 0.005) was a significant independent factor predicting the presence of SOS lesions.

Biological variables

Results of univariate analysis for biological predictive factors are shown in Table 2. Although median preoperative platelet counts were significantly lower in Groups 3 and 4 than in Groups 1 and 2, values remained within the normal range. Four of the 35 patients in Group 1 had a slightly elevated ICG test (10.8–13.8%) and two of 35 patients had an APRI score of >0.36, but none of the 35 patients in Group 1 had an abnormal preoperative platelet count (<150 000/mm3). By contrast, abnormal platelet counts were observed in seven of 49 (14%) patients in Group 2, 11 of 51 (22%) patients in Group 3 and two of 16 (13%) patients in Group 4 (P = 0.029). Among patients for whom data on preoperative ICG tests were available, abnormal ICG test values (>10%) were found in four of 35 patients in Group 1, 11 of 49 patients in Group 2, 15 of 51 patients in Group 3 and five of 16 patients in Group 4 (P = 0.044). Of the five patients presenting with NRH (3%), three had an abnormal ICG test (values of 13%, 13% and 29%, respectively) and two presented both abnormal platelet values (94 × 109/l and 126 × 109/l, respectively) and high APRI scores (0.56 and 1.77, respectively) and Fib-4 scores (4.32 and 4.50, respectively). Abnormal direct bilirubin and GGT values were found in only two patients with NRH.

Table 2.

Univariate analysis of biological predictive factors and sinusoidal obstruction syndrome (SOS) by grade

Preoperative biological variables Group 1 Group 2 Group 3 Group 4 P-value
(SOS grade 0, n = 35) (SOS grade 1, n = 49) (SOS grade 2, n = 51) (SOS grade 3, n = 16)
Mean (range) Mean (range) Mean (range) Mean (range)
AST (normal: <50 U/l) 25 (15–60) 27 (15–92) 30 (15–274) 32 (21–100) 0.130
ALT (normal: <50 U/l) 26 (14–78) 25 (10–72) 31 (11–277) 30 (19–123) 0.300
AP (normal: 30–120 U/l) 80 (29–218) 99 (36–336) 82 (49–672) 93 (72–220) 0.400
GGT (normal: <50 U/l) 45 (19–195) 51 (10–327) 59 (15–377) 80 (19–377) 0.033
Direct bilirubin (normal: <0.3 mg/dl) 0.1 (0–0.2) 0.1 (0–0.4) 0.1 (0–0.5) 0.1 (0–0.3) 0.018
Platelet count (103) (normal: 150–300 × 103/ml) 272 (171–393) 222 (116–445) 246 (62–484) 197 (94–290) 0.003
Indocyanine green test (normal: <10%) 4.8 (0.1–13.8) 6.9 (0.4–16.7) 7.7 (0.7–34) 10.2 (3.9–34) <0.001
APRI score 0.163 (0.080–0.556) 0.198 (0.068–1.119) 0.265 (0.087–4.529) 0.325 (0.169–0.643) <0.001
Fib-4 score 1.173 (0.580–2.394) 1.504 (0.209–4.157) 1.544 (0.330–6.395) 1.658 (1.045–4.025) <0.001

AST, aspartate aminotransferase

ALT, alanine aminotransferase

AP, alkaline phosphatase

GGT, γ-glutamyl-transferase

APRI, AST : platelet ratio index.

Data regarding biological factors that were significantly predictive of SOS and scores in univariate analysis are illustrated in Fig. 1.

Figure 1.

Figure 1

Significant biological factors predictive of sinusoidal obstruction syndrome (SOS) lesions in univariate analysis (Table 2). APRI, aspartate aminotransferase : platelets ratio index

Bevacizumab and sinusoidal lesions

Data on bevacizumab are detailed in Tables 1 and 3.

Table 3.

Occurrence of sinusoidal obstruction syndrome (SOS) by grade in patients treated with oxaliplatin with and without bevacizumab

Oxaliplatin alone (n = 67) Oxaliplatin + bevacizumab (n = 10) P-value
Group 1 (SOS grade 0, n = 35), n 7 4 0.003
Group 2 (SOS grade 1, n = 49), n 23 5
Group 3 (SOS grade 2, n = 51), n 28 1
Group 4 (SOS grade 3, n = 16), n 9 0

Prevalences of grade 2 and 3 SOS lesions (Groups 3 and 4) were significantly lower when bevacizumab was administered (P = 0.005). Moreover, the prevalence of severe SOS lesions was significantly higher in the group of patients who received preoperative oxaliplatin-based chemotherapy alone compared with patients who received oxaliplatin-based chemotherapy with bevacizumab (P = 0.003). Finally, multivariate analysis identified bevacizumab as a chemotherapeutic agent that is protective against SOS lesions (P = 0.004).

Discussion

Chemotherapy-induced liver injury is a problem in patients undergoing surgery for CRLM, in whom an increase in postoperative morbidity has been observed.1012 Patients who are treated with oxaliplatin-based chemotherapy have been found to display an increased need for perioperative transfusions,24,25 higher perioperative morbidity,11,24,26 especially in major hepatectomies,12,26 and a longer postoperative hospital stay.12,24 These consequences increase with the number of cycles of chemotherapy administered.11,24 Although oxaliplatin-based chemotherapy is the chemotherapeutic agent most often incriminated in SOS, the present authors have previously reported that severe SOS lesions were also encountered in patients treated with 5-FU or irinotecan-based chemotherapy.10 In the present study, both oxaliplatin-based chemotherapy and 5-FU were significantly associated with severe (grades 2 and 3) SOS lesions. However, the administration of irinotecan-based chemotherapy was not significantly correlated with grade 2 and 3 SOS lesions.

Perioperative morbidity and mortality after major hepatectomy are often related to postoperative liver failure. Outcomes following major liver resection have improved in recent decades, partially as a result of the better selection and preparation of patients through the use of preoperative liver volume assessment and selected use of PVE.12,2628 However, liver volume is only one of the criteria to be taken into consideration in the preoperative strategy to avoid postoperative liver failure. Indeed, the quality of the liver parenchyma and liver function must also be considered. Until now, factors predictive of SOS lesions had not been widely identified. Aloia et al.24 reported an increased rate of GGT in both the pre- and postoperative periods in patients with SOS. Nakano et al.12 reported that female gender, the administration of six or more cycles of oxaliplatin-based chemotherapy, abnormal preoperative AST values (>36 IU/l) and abnormal preoperative ICG test values (>10%) were preoperative factors significantly associated with SOS lesions. In addition, the benefit of a preoperative liver needle biopsy to evaluate the severity of SOS in patients who receive high doses of chemotherapy is uncertain as a result of the heterogeneous distribution of lesions within the liver. Indeed, Rubbia-Brandt et al. reported that SOS lesions were predominantly visible in the subcapsular region, but were haphazardly distributed and affected nodules were intermingled with intact parenchyma.29 Recently, Soubrane et al.26 reported that a low preoperative platelet count and a high APRI score were the most reliable indicators of the severity of SOS, and provided area under the curve (AUC) values of 0.84 and 0.85, respectively, in receiver operating characteristic (ROC) analyses. The cut-off APRI score has been evaluated as 0.36 according to these data. This score is very interesting because it is readily available (it is calculated in preoperative laboratory tests including AST serum level and platelet count) at low cost.

In the present study, univariate analysis showed that direct bilirubin (P = 0.018), GGT (P = 0.033), platelet count (P = 0.003), ICG test (P < 0.001), Fib-4 score (P < 0.001) and APRI score (P < 0.001) represent factors that are significantly predictive of severe SOS. Nodular regenerative hyperplasia is the most severe form of SOS and describes a proliferative process in which regenerative nodules replace the normal liver architecture, inducing compression on the surrounding parenchyma, which exhibits congestion and sinusoidal dilatation. Portal hypertension (PHT) is commonly observed in NRH.9,16 Diffuse NRH is associated with increased postoperative hepatic morbidity.16 Preoperative factors predictive of NRH would be very helpful in the detection of these very high-risk patients. In the present study, ICG test values, APRI scores and Fib-4 scores were identified as the factors that best predicted NRH. This contradicts the results of Wicherts et al.,16 who reported non-altered ICG test values in patients with NRH. The latter authors identified preoperative elevated levels of GGT and total bilirubin as factors predictive of NRH.16 In the present study, a minority of patients with NRH (two of five) had abnormal GGT and direct bilirubin values. A low platelet count was found in 48% of patients with NRH in the series reported by Wicherts et al.16 and in 40% of patients with NRH in the present study. This may be explained by platelet trapping related to splenomegaly caused by PHT.

Overman et al.30 reported an increase in spleen size of ≥50% in 24% of patients treated with FOLFOX [folinic acid (leucovorin), 5-FU, oxaliplatin] correlated with high-grade hepatic sinusoidal injury at the time of liver resection and with a higher rate of thrombocytopoenia. In the present series, splenomegaly was also significantly associated with high-grade (2 and 3) sinusoidal lesions and with a low platelet count.

Secondly, data from the present study, like those reported previously,4,29 corroborate the protective effect of bevacizumab in reducing the incidence of SOS lesions significantly. The mechanism by which this protective effect is engaged remains unclear. Many authors have reported that the preoperative administration of bevacizumab does not increase postoperative morbidity in patients undergoing liver surgery for CRLM,3133 provided that 6–8 weeks are allowed to elapse between the end of bevacizumab administration and liver surgery. Additionally, bevacizumab has also been reported to have a protective clinical impact on postoperative liver failure after liver resection and on the incidence of SOS lesions.4,34

In conclusion, as the present authors have previously reported,10 severe SOS lesions occurred in patients who received oxaliplatin-based chemotherapy and 5-FU chemotherapy. Univariate analysis identified APRI score as the most significant biological factor predictive of severe SOS lesions. Splenomegaly is also significantly associated with the occurrence of severe SOS lesions and/or NRH. Finally, bevacizumab has a protective effect against SOS lesions.

Special attention should be given to patients who have been treated with oxaliplatin-based chemotherapy without bevacizumab who present preoperatively with a low platelet count, an APRI score of >0.36 and/or splenomegaly because these individuals are at risk for severe SOS lesions. In such patients in whom major hepatectomy is planned, particular attention should be given to preoperative preparation according to liver sector volumetry in order that more liberal right PVE can be planned.

Acknowledgments

The authors are very grateful to Dr Carola Dahrenmoller, Division of Hepatobiliary and Pancreatic Surgery, Department of Abdominal Surgery and Transplantation, Saint-Luc University Hospital, Brussels, Belgium, for the linguistic revision of the current manuscript.

Conflicts of interest

None declared.

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