ABSTRACT
Accumulating evidence indicates a role for Fc receptor (FcR)-mediated effector functions of antibodies, including antibody-dependent cell-mediated cytotoxicity (ADCC), in prevention of human immunodeficiency virus type 1 (HIV-1) acquisition and in postinfection control of viremia. Consequently, an understanding of the molecular basis for Env epitopes that constitute effective ADCC targets is of fundamental interest for humoral anti-HIV-1 immunity and for HIV-1 vaccine design. A substantial portion of FcR effector function of potentially protective anti-HIV-1 antibodies is directed toward nonneutralizing, transitional, CD4-inducible (CD4i) epitopes associated with the gp41-reactive region of gp120 (cluster A epitopes). Our previous studies defined the A32-like epitope within the cluster A region and mapped it to the highly conserved and mobile layers 1 and 2 of the gp120 inner domain within the C1-C2 regions of gp120. Here, we elucidate additional cluster A epitope structures, including an A32-like epitope, recognized by human monoclonal antibody (MAb) N60-i3, and a hybrid A32-C11-like epitope, recognized by rhesus macaque MAb JR4. These studies define for the first time a hybrid A32-C11-like epitope and map it to elements of both the A32-like subregion and the seven-layered β-sheet of the gp41-interactive region of gp120. These studies provide additional evidence that effective antibody-dependent effector function in the cluster A region depends on precise epitope targeting—a combination of epitope footprint and mode of antibody attachment. All together these findings help further an understanding of how cluster A epitopes are targeted by humoral responses.
IMPORTANCE HIV/AIDS has claimed the lives of over 30 million people. Although antiretroviral drugs can control viral replication, no vaccine has yet been developed to prevent the spread of the disease. Studies of natural HIV-1 infection, simian immunodeficiency virus (SIV)- or simian-human immunodeficiency virus (SHIV)-infected nonhuman primates (NHPs), and HIV-1-infected humanized mouse models, passive transfer studies in infants born to HIV-infected mothers, and the RV144 clinical trial have linked FcR-mediated effector functions of anti-HIV-1 antibodies with postinfection control of viremia and/or blocking viral acquisition. With this report we provide additional definition of the molecular determinants for Env antigen engagement which lead to effective antibody-dependent effector function directed to the nonneutralizing CD4-dependent epitopes in the gp41-reactive region of gp120. These findings have important implications for the development of an effective HIV-1 vaccine.
INTRODUCTION
Antibodies (Abs) must bind conserved domains on viral envelope (Env) glycoproteins during key points in retroviral replication in order to broadly protect against human immunodeficiency virus type 1 (HIV-1) infection. Their contribution to protection may result from a variety of antiviral mechanisms, including direct neutralization of virus and Fc receptor-dependent effector functions such as antibody-dependent cell-mediated cytotoxicity (ADCC) or antibody-mediated phagocytosis (1–4). Antibodies that directly neutralize HIV can provide protection, as evidenced in several nonhuman primate studies with passively transferred monoclonal antibodies (MAbs) (5–8), although their role in preventing natural HIV transmission remains equivocal (reviewed in reference 9). On the other hand, a growing body of evidence indicates that direct neutralizing activity is not an absolute requirement for humoral protection against HIV infection. The RV144 vaccine trial in humans (10–13), vaccine trials in nonhuman primates (14–17), early passive immunization studies against simian immunodeficiency virus (SIV) using polyclonal sera (18, 19), and a breast milk transmission study of mother-infant pairs (20, 21) have linked Fc receptor-mediated effector functions with control or prevention of infection, often in the absence of neutralization. Finally, the Fc effector functions' contribution to the blocking of viral entry, the suppression of viremia, and the therapeutic activity of several different anti-Env broadly neutralizing Abs (bnAbs) was confirmed recently in both a mouse model of HIV-1 entry and a model of MAb-mediated therapy using HIV-1-infected humanized mice (22). Overall, these findings suggest that a vaccine capable of generating both neutralizing and nonneutralizing humoral responses will provide the broadest measure of protection at the population level.
While the neutralizing epitopes have been examined in much detail (23–34), relatively little is known about epitopes that are targets for antibodies acting through Fc receptor-dependent effector functions, their degree of overlap with neutralizing epitopes, the immunological rules underlying their selection during anti-Env antibody responses, or their precise locus of action (e.g., transmission blocking or postinfection viral control). While neutralization and Fc receptor-dependent processes of antibodies can be coincident for a given specificity, as has been reported for antibodies targeting the gp120 variable loops, the coreceptor binding site, or the V2 loop region (35–38), they can also be dissociated. Epitopes on both gp120 and gp41 are known that are targeted by antibodies lacking neutralizing activity but capable of potent Fc-mediated effector function (reviewed in references 37 38). In this group, nonneutralizing, CD4-inducible (CD4i) epitopes in the C1-C2 region of gp120 (A32-like epitopes) have recently received much attention as potent ADCC targets (39–42). RV144 analyses implicated this gp120 region as a target of ADCC responses that correlated with reduced infection. In addition, a number of MAbs specific for A32-blockable epitopes were recovered from vaccinated subjects (43) which mediated cross-clade ADCC activity and synergized with V2-specific MAbs to mediate ADCC against the tier 2 isolate AE.CM235 (44). Lastly, the protective vaccine efficacy due to ADCC responses of C1-region-specific MAbs was greatly attenuated by the presence of IgA MAbs incapable of NK cell-mediated effector function but competing for the same Env binding sites (45).
Previously, we designated C1-C2 epitopes mapping to the gp41-reactive face of gp120 cluster A, the canonical examples being MAbs A32 and C11 (41). These epitopes are exposed after envelope trimers engage target cell CD4 and persist on freshly infected cell surfaces for extended periods of time postinfection (46–48). They are also exposed on the surfaces of persistently infected cells. In general, cluster A epitopes are naturally immunogenic as HIV-1-infected individuals frequently elicit C1-C2-specific antibodies (39, 40, 42, 49). We along with others have shown that these epitopes become major targets for ADCC responses during HIV-1 infection (39, 41, 42, 50), and ADCC responses to this region are also subject to immune escape early in infection (51). Recently, it was also shown that exposure of cluster A epitopes is modulated by downregulation of CD4 on the surface of the infected target cell by host factors Nef and Vpu (42, 52). This points toward the possibility of Nef and Vpu evolving as viral defenses against the exposure of these epitope targets during virion release and as an ADCC evasion mechanism preventing antibody-mediated clearance of virus-infected cells (42, 52).
We previously reported that cluster A is comprised of at least three epitope subregions, as defined by enzyme-linked immunosorbent assay (ELISA) competition with MAbs A32 and C11 for binding to CD4 triggered gp120 (41). One subgroup competes with only A32 (A32-like epitopes), the second competes with only C11 (C11-like epitopes), and the third competes with both A32 and C11 (hybrid A32-C11-like epitopes). Recently, we defined the A32-like epitope subregion at the atomic level by describing structures of Fab fragments of two A32-like antibodies in complexes with the CD4-triggered gp120 cores (53). These studies mapped the A32-like epitope to the mobile layers 1 and 2 of the gp120 inner domain within the C1-C2 regions. They also pointed toward a role of precise epitope targeting and mode of antibody binding in the Fc-mediated effector functions of antibodies against HIV-1. Here, we elucidate two more epitope structures within the cluster A region and provide a more comprehensive understanding of how these epitopes are recognized by a human MAb and a rhesus macaque MAb, both capable of potent ADCC function.
MATERIALS AND METHODS
Protein purification.
JR4 and N60-i3 monoclonal antibodies (MAbs) were purified by HiTrap protein A column (GE Healthcare) chromatography from 293T supernatants prepared by transfecting plasmids carrying the heavy- and light-chain genes of the respective Abs. The Fabs of both the MAbs were prepared from the purified IgGs (10 mg/ml) by proteolytic digestion with immobilized papain (Pierce, Rockford, IL) and purified using a protein A column to remove Fc (GE Healthcare, Piscataway, NJ), followed by gel filtration chromatography on a Superdex 200 16/60 column (GE Healthcare, Piscataway, NJ). The elution peak of each of the Fabs corresponded to a molecular mass of approximately 50 kDa and was collected and concentrated for use in the crystallization trials.
For crystallographic studies, the gp120 extended core (coree) protein of clade A/E strain 93TH057 (gp12093TH057 coree; gp120 lacking the N and C termini and variable loops 1, 2, and 3 [V1V2V3]) and the CD4-mimetic miniprotein M48 (F23M47) or M48U1 (54, 55) were used to prepare the ternary complexes of JR4 and N60-i3, respectively. gp12093TH057 coree was prepared and purified as previously described (53). Deglycosylated gp12093TH057 coree was first mixed with the CD4-mimetic peptide M48 or M48U1 at a molar ratio of 1:1.5 and purified through gel filtration chromatography using a Superdex 200 16/60 column (GE Healthcare, Piscataway, NJ). After concentration, the gp12093TH057 coree-M48 or gp12093TH057 coree-M48U1 complex was mixed with a 20% molar excess of JR4 Fab or N60-i3 Fab, respectively, and passed again through the gel filtration column equilibrated with 25 mM Tris-HCl buffer, pH 7.2, with 0.35 M NaCl for the JR4 Fab-gp12093TH057 coree-M48 complex and with 0.15 M NaCl for the N60-i3 Fab-gp12093TH057 coree-M48U1 complex. The purified complexes were concentrated to ∼10 mg/ml for crystallization experiments.
Crystallization.
Initial crystal screens were done in robotic vapor diffusion sitting-drop trials using commercially available sparse-matrix crystallization screens and then reproduced and optimized using the hanging-drop vapor diffusion method (drops of 0.5 μl of protein and 0.5 μl of precipitant solution equilibrated against 700 μl of reservoir solution). JR4 Fab crystals were obtained from a solution containing 0.2 M ammonium sulfate, 1.0 M sodium cacodylate trihydrate, pH 6.5, and 30% (wt/vol) polyethylene glycol (PEG) 5000. Prior to being frozen, the crystals were transferred into a crystallization solution containing 15% (vol/vol) glycerol. Crystals of JR4 Fab-gp12093TH057 coree-M48 were grown from 16.6% PEG 400, 13.3% PEG 3350, 0.1 M MgCl2, and 0.1 M Tris (pH 8.5) and soaked in mother liquor supplemented with 20% 2-methyl-2,4-pentanediol (MPD) prior to being frozen for data collection. Crystals of N60-i3 Fab-gp12093TH057-M48U1 were grown in 10 to 16% PEG 8000 or PEG 10000, 0.065 M NaCl, and 0.1 M Tris-HCl (pH 8.5) at 22°C and cryoprotected in 18% MPD, 16% PEG 8000 or 10000, 0.1 M Tris-HCl (pH 8.5), and 0.065 M sodium chloride.
Data collection and structure solution.
Diffraction data were collected at the Stanford Synchrotron Radiation Light Source (SSRL) at the beam lines BL9-2 (JR4 Fab), BL12-2 (JR4 Fab-gp12093TH057 coree-M48), and BL7-1 (N60-i3 Fab-gp12093TH057 coree-M48U1), equipped with MAR325, Pilatus 6M PAD, and ADSC Quantum 315 area detectors, respectively. All data were processed and reduced with HKL2000 (56). Structures were solved by molecular replacement with Phaser (57) from the CCP4 suite (58) based on the coordinates of gp120 (PDB accession number 3TGT) and the N5-i5 Fab (PDB 4H8W) and the coordinates of the CD4-mimetic peptide M48 (PDB 4K0A) and M48U1 (PDB 4JZW). Refinement was carried out with Refmac (59) and/or Phenix (60). Refinement was coupled with manual refitting and rebuilding with COOT (61). Data collection and refinement statistics are shown in Table 1.
TABLE 1.
Parameter | Value for:a |
||
---|---|---|---|
Fab N60-i3-gp12093TH057 coree-M48U1 | Fab JR4 | Fab JR4-gp12093TH057 coree-M48 | |
Data collection | |||
Wavelength (Å) | 1.127 | 1.045 | 1.127 |
Space group | P2(1)2(1)2 | P1 | P2(1) |
Cell parameters | |||
a, b, c (Å) | 98.3, 102.6, 108.0 | 79.4, 79.6, 82.0 | 110.3 77.8 127.6 |
α, β, γ (°) | 90, 90, 90 | 78.8, 82.9, 65.2 | 90, 114.3, 90 |
No. of molecules/AUb | 4 | 8 | 8 |
Resolution (Å) | 50–3.20 (3.26–3.20) | 50.0–1.91 (1.95–1.91) | 50–3.17 (3.23–3.17) |
No. of reflections | |||
Total | 66,561 | 220,077 | 145,898 |
Unique | 17,516 | 129,457 | 39,432 |
Rmerg (%)c | 12.6 (89.9) | 12.5 (60.1) | 25.2 (87.1) |
I/σ | 10.7 (1.3) | 7.35 (1.5) | 6.9 (1.4) |
Completeness (%) | 93.7 (96.0) | 93.6 (95.5) | 99.8 (100) |
Redundancy | 3.8 (3.8) | 1.7 (1.6) | 3.7 (3.7) |
Refinement statistics | |||
Resolution (Å) | 36.01–3.2 | 40.2–1.91 | 45.0–3.21 |
R (%)d | 22.0 | 19.2 | 27.3 |
Rfree (%)e | 27.7 | 24.6 | 33.2 |
No. of atoms | |||
Protein | 6,010 | 12,736 | 12,060 |
Water | 1 | 1456 | |
Ligand | 158 | 25 | 278 |
Overall B value (Å2) | |||
Protein | 117.1 | 21.1 | 94.6 |
Water | 44.1 | 29.6 | |
No. of ligands/No. of ions | 112.0 | 40.9 | 96.7 |
Root mean square deviation | |||
Bond lengths (Å) | 0.007 | 0.018 | 0.007 |
Bond angle (°) | 1.41 | 1.77 | 1.48 |
Ramachandran plotf | |||
Favored (%) | 72.9 | 90.4 | 90.2 |
Allowed (%) | 24.0 | 9.1 | 9.3 |
Outliers (%) | 3.1 | 0.5 | 0.5 |
Values in parentheses are for highest-resolution shell.
AU, asymmetric unit.
Rmerge = Σ |I − <I>|/ΣI, where I is the observed intensity and <I> is the average intensity obtained from multiple observations of symmetry-related reflections after rejections.
R = Σ ||Fo| − |Fc||/Σ |Fo|, where Fo and Fc are the observed and calculated structure factors, respectively.
Rfree, calculated as defined by Brünger (73).
Calculated with MolProbity (62).
Structure validation and analysis.
The quality of the final refined models was monitored using the program MolProbity (62). Structural alignments were performed using the Dali server and the program lsqkab from the CCP4 suite (58). PISA (63) and PIC (64) web servers were used to determine contact surfaces and residues. All illustrations were prepared with the PyMol molecular graphics suite (http://pymol.org) (DeLano Scientific, San Carlos, CA, USA).
FRET-FCS competition assay.
Alexa 488-Alexa 568 donor-acceptor pairs were used for competition assays using fluorescence resonance energy transfer (FRET)-fluorescence correlation spectroscopy (FCS). For FRET measurements, the Fabs (C11, A32, N60i3, and JR4) were labeled with either donor (Alexa 488) or acceptor (Alexa 568) probes (Invitrogen MAb labeling kit). Briefly, the Alexa Fluor 488 or 568 reactive dye has a succinimidyl ester moiety that reacts efficiently with primary amines of Fab to form stable dye-protein conjugates. The dye-labeled Fabs were purified using 10-kDa cutoff spin columns. Purified Alexa 488- or 568-labeled Fab was quantified by a UV-visible light (UV-Vis) spectrometer (NanoDrop 2000). Dye-to-protein ratios were determined by measuring absorbance at 280 nm (protein) versus 488 or 577 nm (dye). The dye-to-protein ratios were between 1 and 2. We specifically aimed to keep this low level of dye labeling as we were using a single-molecule fluorescence method to minimally perturb the functionality of the protein. FRET measurements were performed in a confocal microscope (MicroTime 200; PicoQuant). PicoQuant Symphotime software was used to generate the FRET histograms and for further analyses. FRET measurements were performed after an immune complex with full-length single-chain gp120BaL-soluble CD4 (sCD4) (FLSC; gp120BaL is gp120 of the HIV-1 BaL isolate) was formed with donor-labeled Fab and acceptor-labeled Fab. In all of our measurements each Fab concentration was 1 μg/ml, and the FLSC concentration was 1.5 μg/ml. The immune complexes were made by incubating Fabs with the FLSC at 20°C for 1 h. Fluorescence responses from the donor and the acceptor molecules were separated by a 50/50 beam splitter and detected by two avalanche photodiode detectors (APD) using the method of time-correlated single-photon counting and the time-tagged time-resolved (TTTR) mode of the PicoHarp 300 board. High-quality bandpass (Chroma) filters were used for recording donor and acceptor fluorescence in two separate detection channels. The collected single-photon data were binned by a 1-ms bin in each channel (donor or acceptor), which resulted in intensity-time traces and count-rate histograms. Threshold values in each channel were used to identify the single-molecule bursts from the corresponding background signal level. Fluorescence bursts were recorded simultaneously in donor and acceptor channels, and FRET efficiencies were calculated using E = IA/(IA + γID) where ID and IA are the sums of donor counts and acceptor counts for each burst, respectively, taking into account the possible difference in the detection efficiency (γ) values in two separate channels (65). The donor-to-acceptor distance (r) in terms of efficiency of energy transfer (E) and Förster distance (R0) is given by r = R0(1/E − 1)1/6. We have used an R0 value of 62 Å for the Alexa 488 (donor) and Alexa 568 (acceptor) pair for estimating the donor-to-acceptor distances. In addition to FRET measurements, we have also performed FCS measurements to assess in vitro binding of single or multiple Fab fragments to the FLSC. We determined translational diffusion coefficients of Alexa 488- or 568-labeled Fabs and the corresponding immune complexes from FCS measurements. The FCS measurements and analyses were performed as previously reported (47).
SPR competition analysis.
The binding footprints of MAb N60-i3 and JR4 in relation to MAb C11 and A32 were assessed by surface plasmon resonance (SPR) competition on a Biacore T-100 (GE Healthcare) at 25°C with buffer HBS-EP (0.01 M HEPES, pH 7.4, 0.15 M NaCl, 3 mM EDTA, and 0.05% surfactant P-20). Protein A was first immobilized onto the second of two flow cells on a CM5 chip to ∼3,000 response units (RU), and the first flow cell was blocked with a standard amine coupling protocol (GE Healthcare). IgGs to be evaluated were then captured onto the second flow cell by flowing a 5 to 10 nM solution of MAb at a 10-μl/min flow rate for 30 s. The antibody concentration was varied to give an RU in the range of 150 to 400. The single-chain gp120BaL-sCD4 complex (FLSC) (66) was then passed over the same flow cell at a flow rate of 10 μl/min for 30 s. An FLSC concentration was chosen to give an RU in the range of 150 to 400, comparable to the RU for the antibody. Various concentrations of MAb Fab were then passed over both flow cells at a flow rate of 30 μl/min for 200 s and allowed to dissociate by passing the buffer over both cells at the same flow rate for 800 s. The cells were regenerated between concentrations with a 30-s injection of 0.1 M glycine, pH 3.0, at a flow rate of 100 μl/min. The antibody and FLSC were then reloaded onto the second flow cell for the next concentration. Blank sensorgrams were obtained by injection of HBS-EP buffer in place of Fab. Sensorgrams of the concentration series (flow cell two minus flow cell one) were corrected with a corresponding blank.
ADCC assays.
ADCC assays were carried out using the rapid fluorescence ADCC method (67) modified to reduce prozone effects. All ADCC studies used CEM-NKr-CCR5 target cells sensitized with recombinant gp120 from the HIV-1 BaL (HIV-1BaL) isolate or spinoculated with AT-2-inactivated BaL HIV-1 virus (kindly supplied by Jeffrey Lifson, National Cancer Institute) at 3,000 rpm for 2 h at 12°C. gp120-sensitized or virus-spinoculated cells were then washed twice and added to a 96-well V-bottom plate (5,000 cells/well). The gp120-sensitized or virion-bound target cells were incubated with MAb dilutions for 15 min and washed with culture medium before the addition of peripheral blood mononuclear effector cells from healthy donors at a final ratio of 50:1. The effector and target cells were pelleted by centrifugation and incubated for 2 to 3 h at 37°C, followed by fixation and cytolysis determined by flow cytometry as described in Gomez-Roman et al. (67). The absolute cytotoxicity values were normalized using the MAb C11 as described previously (41).
Protein structure accession numbers.
Structures of Fab N60-i3-gp12093TH057-M48U1, Fab JR4, and Fab JR4-gp12093TH057-M48 were deposited in Protein Data Bank with accession codes 4RFO, 4RFE, and 4RFN, respectively.
RESULTS
MAb origin and epitope cluster A assignment.
MAb N60-i3 was isolated from B cells of an HIV-1-infected individual and characterized for initial reactivity using recombinant proteins based on the HIV-1BaL isolate as described previously for other cluster A MAbs (41). MAb JR4 was derived from the peripheral blood B cells of a rhesus macaque infected with a simian-human immunodeficiency virus (SHIV) KB9 mutant with deletions of glycosylation sites in gp41. The detailed description of MAbs N60-i3 and JR4, JR4 isolation, germ line gene usage, and degree of somatic hypermutation will be published elsewhere. MAbs N60-i3 and JR4, similar to other CD4-inducible (CD4i) MAbs of cluster A (41), show preferential binding to gp120-CD4 complexes compared with monomeric gp120 and no binding to Env trimers expressed on the cell surface in the presence or absence of soluble CD4 (sCD4; domains d1 to d4 of CD4) (see Fig. S1 in the supplemental material) (47, 48, 53). The initial epitope assignments were accessed based on competition of N60-i3 and JR4 binding to the single-chain gp120BaL-sCD4 complex (FLSC) (66) by MAbs A32 and C11, two antibodies specific for distinct (nonoverlapping) epitopes in the cluster A region (41). Recently, we defined epitopes in the A32-like region by describing epitope structures of two A32-like MAbs, N5-i5 and 2.2c, and mapped them to the C1-C2 regions of gp120 (53). In contrast, the binding site for MAb C11 is still unresolved, but it has been mapped to the seven-stranded β-sandwich of gp120 and a residue in the extended C terminus of gp120 by mutagenesis studies (68). To precisely access competition due to the overlaps of epitope footprints and eliminate a possibility of avidity effects or steric clashes outside the antigen-antibody binding interface, we have developed a new fluorescence resonance energy transfer-fluorescence correlation spectroscopy (FRET-FCS)-based competition assay in which antigen-binding fragments (Fabs) of tested antibodies compete in solution for binding to the Env antigen (Fig. 1). Additionally, we also tested the capacities of MAbs A32 and C11 to block Fab N60-i3 and JR4 binding to the FLSC in an SPR competition assay (69) (Fig. 2). Shown in Fig. 1 are the FRET histograms of Fab pairs labeled with Alexa 488 (A488) or Alexa 568 (A568) of MAbs N60-i3, JR4, A32, and C11 bound to the FLSC. When binding of C11-A488 Fab and A32-A568 Fab was tested, the data could be fitted well with a Gaussian profile showing ∼20% FRET efficiency (Fig. 1A), clearly confirming the coexistence of A32 and C11 Fabs bound to a single FLSC protein molecule with a stoichiometry of C11/A32/FLSC of 1:1:1. A similar FRET profile was observed for C11-A488 Fab and N60-i3-A568 Fab binding to the FLSC with ∼18% FRET efficiency (Fig. 1B), confirming that the C11 Fab and N60-i3 Fab bind to the nonoverlapping FLSC epitopes. Additionally, mean FRET efficiencies translated to an average distance of 78 Å between C11 and A32 Fabs and a distance of 79.8 Å between C11 and N60-i3 Fabs. It is important to note that the Fabs are not fluorescently labeled at a specific position; hence, the distance derived from our FRET measurements represents an average value between the donor- and acceptor-labeled epitope probes. However, the binding of epitope probes to the FLSC is further confirmed by the diffusion coefficients derived from the FCS measurements. In contrast, when binding of C11-A488 Fab and JR4-A568 Fab was analyzed (Fig. 1C), the efficiency of FRET was below 10%, and a Gaussian distribution could not be obtained. The autocorrelation measurements in the C11 channel also showed the presence (25%) of unbound C11. This indicated that JR4 Fab, in contrast to N60-i3 Fab, is capable of partially blocking C11 Fab binding to the FLSC antigen. On the other hand, in the same assay both N60-i3 Fab and JR4 Fab blocked the binding of A32 Fab to the FLSC, as indicated by the lack of FRET signal for the mixtures of A32-A488 N60-i3-A568-FLSC and A32-A488 JR4-A568 Fab-FLSC (Fig. 1D and E). The FRET-FCS competition data are in good agreement with the results of the SPR competition assay. With A32 IgG bound to the FLSC, neither the N60-i3 nor the JR4 Fab could bind, indicative of complete competition for the same binding site on the FLSC. With C11 IgG bound to the FLSC, N60-i3 Fab could also bind with an apparent KD (equilibrium dissociation constant) similar to that of N60-i3 binding to the FLSC alone, suggesting no overlap in the binding sites. A32 Fab showed a similar result with C11 IgG bound to the FLSC. However, with C11 IgG bound to the FLSC, JR4's apparent KD was approximately 38-fold lower than that of JR4 binding to the FLSC alone, suggesting a partial overlap in their binding sites (Fig. 2). Altogether, these data suggest that MAb N60-i3 recognizes an A32-like epitope, whereas MAb JR4 may recognize an A32-C11 hybrid epitope.
MAbs N60-i3 and JR4 show potent ADCC activity.
We tested the ADCC potency of MAb N60-i3 and MAb JR4 using CEM-Nkr-CCR5 target cells sensitized with gp120 (Fig. 3A) or with AT-2-inactivated BaL virions (Fig. 3B) of the HIV-1BaL isolate, as described in Materials and Methods. MAbs N60-i3 and JR4 are potent mediators of ADCC in both assay formats using the potency criteria described previously (41).
Structures of MAb N60-i3- and JR4-Env antigen complexes.
In an effort to elucidate the epitopes of MAbs N60-i3 and JR4 and differences in epitope footprints, if any, that could explain differences in their A32/C11 cross-competition, we determined the crystal structures of the complexes formed between their antigen-binding fragments (Fabs) and CD4-triggered gp120 antigen. Both complexes were formed using the gp120 extended core protein (residues 44 to 492 with V1V2V3 loops deleted) (27) of the clade A/E 93TH057 isolate (gp12093TH057 coree) and CD4 peptide-mimetic M48U1 (54) (N60-i3 complex) or M48 (JR4 complex). His375 of gp12093TH057 coree in the N60-i3 Fab-gp12093TH057 coree-M48U1 complex was mutated to Ser to accommodate ligands such as M48U1 that penetrate the gp120 Phe43 cavity, as described previously (70). M48U1 is a derivative of M48 and is identical, with the exception that the phenylalanine at position 23 has been replaced with a phenyl cyclohexylmethoxy moiety, increasing its affinity for gp120 by roughly 10-fold or more, based on 50% effective concentrations (EC50s), depending on the HIV-1 strain used (54). The N60-i3 Fab-gp12093TH057 coree-M48U1 assembly crystallized in space group P2(1)2(1)2 with one complex in the asymmetric unit (Table 1). The JR4 Fab-gp12093TH057 coree-M48 assembly crystallized in space group P2(1) with two almost identical copies of complex present in the asymmetric unit (see Fig. S2 in the supplemental material). Structures were solved by molecular replacement at resolutions of 3.2 Å for the N60-i3 Fab complex and 3.21 Å for the JR4 Fab complex and refined to a final R/Rfree of 22.0/27.7% and 27.3/33.2%, respectively. The data collection and refinement statistics for the structures are summarized in Table 1, and the overall structures of complexes are shown in Fig. 4.
The N60-i3 Fab-gp12093TH057 coree-M48U1 and JR4 Fab-gp12093TH057 coree-M48 complex structures revealed that both MAb N60-i3 and MAb JR4 bind at largely overlapping sites in the C1-C2 gp120 region shown previously to be recognized by A32-like MAbs N5-i5 and 2.2c (53). In both cases, a conformational epitope is formed by bridging mobile layers 1 and 2 of the gp120 inner domain involving residues of the α0- and α1-helices, the β2̄-, β1̄-, and β4-strands, and the β2̄-α0-, β1̄-β0-, and β4-β5-connecting coils (Fig. 4). The interactive surface that becomes buried due to N60-i3 Fab-gp12093TH057 coree interaction encompasses 1,464 Å2 (770 Å2 contributed by Fab and 694 Å2 from gp120) (see Table S1 in the supplemental material) and is roughly half (63%) the buried surface area (BSA) of the JR4 Fab-gp12093TH057 coree interface (BSA of 2,340 Å2 with 1,145 Å2 buried by Fab and 1,195 Å2 buried by gp120) (see Table S1). Despite the differences in the surface areas buried at the N60-i3 and JR4 complex interfaces, these antibodies show the same affinity for gp120 in a CD4-bound conformation, as confirmed by SPR analysis (see Fig. S1 in the supplemental material) and isothermal titration calorimetry (ITC) (see Fig. S3). The paratope terrains of N60-i3 and JR4 Fab are flat and electropositive, with the only protruding areas contributed by complementarity-determining regions (CDRs) of heavy chains 1 and 3 (CDR H1 and CDR H3), respectively, making the contacts with the α1-helix of layer 2. In both complexes, the heavy chain contributes most of the Fab binding surface (approximately 85% and 83% of BSA of N60-i3 Fab and JR4 Fab, respectively), with all three CDRs (CDRs H1 to H3) involved in the interaction (see Table S1 in the supplemental material). CDR H3s of 12 and 14 residues for N60-i3 and JR4, respectively, provide most of their heavy chain BSA (approximately 57% and 44% as calculated for N60-i3 and JR4, respectively) (see Tables S1 and S2 and Fig. S4 in the supplemental material). In both cases, the contribution of the light chain to the antibody-antigen interface is minimal, with only two CDRs (CDR light chain 1 [L1] and CDR L3 for N60-i3 and CDR L1 and CDR L2 for JR4) engaged in binding (Fig. 5; see also Fig. S4). A total of 56 (7 H bonds) and 54 (15 H bonds) contacts as defined by a 5-Å cutoff are formed at the heavy chain-gp12093TH057 coree interfaces of N60-i3 and JR4, respectively (Fig. 5, right panel). By comparison, the light chain contributes 4 (0 H bonds) and 5 (1 H bond) contacts to the complex interface of N60-i3 and JR4, respectively (Fig. 5, right panel).
MAb N60-i3 and JR4 epitope footprints.
The epitope footprint of MAb N60-i3 maps exclusively to layers 1 and 2 of the C1-C2 region of the gp120 inner domain. MAb JR4 largely overlaps MAb N60-i3 in targeting layers 1 and 2 but also involves contacts within the seven-stranded β-sandwich and the C terminus of gp120 (Fig. 6).
Layer 1 (C1 gp120 region) contacts.
Layer 1 of the C1 gp120 region makes up the majority of gp120 contact surface engaged in MAb N60-i3 and JR4 binding (79% and 73% of BSA for N60-i3 and JR4, respectively) (see Table S1 in the supplemental material). Layer 1 contacts for both MAbs are similar and include residues 51 to 54, 60, 68 to 69, and 71 to 79 buried at the N60-i3 Fab-gp12093TH057 coree interface and residues 50 to 55, 59 to 61, 68 to 69, 71 to 80, and 82 buried at the JR4 Fab-gp12093TH057 coree interface (Fig. 6A). There are two anchoring points that provide most of the hydrophobic surface utilized by both antibodies to attach to layer 1. These include a Thr51LeuPheCys motif of the β2̄-strand of gp120 and a Thr71HisAlaCysValPro motif at the C termini of the α0-helix and β1̄-strand. JR4 utilizes CDRs H1 to H3 to make hydrophobic contacts with the Thr51LeuPheCys motif, whereas N60-i3 contacts in this region include contributions of CDR H1 and H3 only (Fig. 5; see also Table S2, and Fig. S4 in the supplemental material). In contrast, five CDRs of N60-i3 Fab (CDRs H1 to H3 and CDRs L1 and L3) contribute to its attachment to the Thr71HisAlaCysValPro motif, whereas JR4 utilizes almost exclusively CDR H3 (with a few contacts from residues of the framework region H1 [FWRH1] and CDR H1) to contact this region (Fig. 5, right panel; see also Table S2 and Fig. S4). The Leu53PheCys and Thr71HisAlaCysValPro motifs are coupled by a disulfide bond, Cys54 to Cys74, connecting these two anchor points. The Cys54-Cys74 disulfide bond plays a functional role in stabilizing the native conformation of gp120 and is highly conserved among HIV-1 isolates across clades. With the exception of His72 (97.8% of conservation across clades), most residues of these two motifs are invariant in greater than 99% of HIV-1 sequences, with some like Pro76 and Pro79 invariant in greater than 99.9% of sequences, as determined by the HIV Sequence Database Compendia (http://www.hiv.lanl.gov). JR4's reach into layer 1 is slightly longer than that of N60-i3 and continues to the edge of layer 1 residues, Asn80, Pro81, and Gln82 (Fig. 5, right panel, and 6A).
Layer 2 (C1 and C2 gp120 region) contacts.
MAb N60-i3 and JR4 largely overlap in binding to layer 2 (Fig. 5, right panel, and 6A). These contacts contribute 21% and 16% of BSA for the N60-i3 and JR4 complexes, respectively (see Table S1 in the supplemental material). Layer 2 residues buried at the N60-i3 Fab-gp12093TH057 coree interface include residues 103, 106 to 107, 114, 217, and 219 to 221, whereas the JR4 Fab-gp12093TH057 coree complex buries residues 103, 106 to 107, 217, and 220 to 222. Residues Gln103, Glu106, and Asp107 of the α1-helix serve as the major anchor points for MAbs N60-i3 and JR4 in layer 2 of the C1 gp120 region. N60-i3 coordinates these three residues exclusively through Arg99 of CDR H3, forming a salt bridge with Asp107 and multiple H bonds with Gln103, and Glu106 JR4 uses Arg31 (CDR H1) to coordinate Asp107 through a salt bridge and Arg30 (FWRH1) to establish an H bond with Glu106 (Fig. 5 and 6A; see also Fig. S4 in the supplemental material). The N60-i3 Fab-gp12093TH057 coree interaction also buries Gln114 of the α1-helix, but the contribution of this residue to binding is minimal (see Table S2). Interestingly, CDR H3 of N60-i3 and CDR H1 of JR4, by providing contacts to both the α0-helix of layer 1 and the α1-helix of layer 2, span these two layers and form a single binding surface. This mode of cross-layer attachment closely resembles binding of the potent ADCC mediator MAb N5-i5, which uses its CDR H2 to contact both the α0- and α1-helices (53). While electrostatic interactions play a major role in MAb N60-i3 and JR4 attachment to the α1-helix, the rest of the binding contacts with layer 2 are predominantly hydrophobic. These contacts center on the Tyr217 and around the Thr219ProAla motif of the β4-strand and β4-β5-connecting coil of gp120 (Fig. 5; see also Tables S2 in the supplemental material). The main layer 2 contact residues used by N60-i3 and JR4 are highly conserved; Gln103, Asp107, and Pro220 are invariant in greater than 99.9% of HIV-1 sequences, and Tyr217, Thr219, and Ala221 are present in 99.8% of sequences. Thus, MAbs N60-i3 and JR4 are similar to the ADCC potent cluster A MAb N5-i5 (53) and target highly conserved elements of the HIV-1 envelope within both layers of the C1-C2 gp120 region.
Seven-stranded β-sandwich (C2 region).
Analysis of the JR4 epitope footprint (Fig. 6A) indicates that JR4 also reaches residues in the seven-stranded β-sandwich (residues 84, 223 to 224, and 246 to 247) and residue 492 of the C terminus of gp120. These contacts contribute to approximately 11% to the BSA of the JR4 complex and are not present in the N60-i3 Fab-gp12093TH057 coree interface (see Tables S1 and S2 in the supplemental material). CDR H3 of JR4 is anchored deeper in this area than in N60-i3 and makes multiple contacts with Gln246 and Cys247 of the seven-stranded β-sandwich. In addition Tyr223, Val224, and Glu492 are buried in the JR4 Fab-gp12093TH057 coree interface (Fig. 5). When both N60-i3 and JR4 epitopes are mapped on the gp120 antigen and displayed over the gp120 coree ribbon diagram (Fig. 6B), the shift of the JR4 epitope toward the seven-stranded β-sandwich and the N and C termini of gp120 is evident. In FCS-FRET and SPR cross-competition assays, MAb JR4, but not N60-i3, cross-competes with MAb C11 binding to the gp120 antigen (Fig. 1 and 2). Since the N60-i3 and JR4 epitopes in layers 1 and 2 largely overlap, we can speculate that the JR4 contacts to the seven-stranded β-sandwich account for its hybrid phenotype and its ability to cross-compete with MAb C11 binding to gp120. In this regard, the JR4 epitope represents a hybrid A32-C11 epitope within the cluster A region.
Structural basis for ADCC potency to cluster A region.
We recently reported the atomic-level definition of the A32-like region by providing epitope footprints of two human A32-like antibodies, N5-i5 and 2.2c, both specific for largely overlapping epitope surfaces in the C1-C2 region but varying in their abilities to mediate ADCC, with N5-i5 75-fold more potent than 2.2c (53). These studies pointed toward a dominant role of precise epitope targeting and mode of antibody attachment in ADCC responses when largely overlapping epitopes in the A32-like region are involved. MAb N5-i5, which engages both the α0- and α1-helices of the inner domain layers 1 and 2, respectively, was shown to cross-link antigen better on target cells and to be more effective at ADCC. On the other hand, the impaired ability of 2.2c to mediate effective Fc effector function resulted from suboptimal positioning of its CH2 domain for Fc receptor interaction within the immune complex and from poor accessibility of its epitope for antibody avidity interactions, as judged by cell surface binding and saturation studies, with the positioning having a greater impact. As shown in Fig. 3, MAbs N60-i3 and JR4 represent very potent ADCC mediators in the cluster A region capable of Fc-dependent effector function against target cells sensitized with gp120 of the HIV-1BaL isolate, with an effectiveness comparable to that of MAbs A32 and C11 (41). To better understand the structural basis for the ADCC potency in the cluster A region, we compared the epitope footprints (Fig. 6A and B) and modes of attachment (Fig. 6C) of MAbs N60-i3 and JR4 to the previously described potent and weaker ADCC mediators, MAbs N5-i5 and 2.2c. As expected, the comparison revealed close similarities between epitope footprints of MAbs N60-i3 and JR4 to the MAb N5-i5 footprint as their epitopes largely overlap in layers 1 and 2 (Fig. 6A). Most importantly, MAbs N60-i3, JR4, and N5-i5 all engage the same residues of the α1-helix for binding that include the highly conserved Gln103, Glu106, and Asp107 residues of gp120. MAb 2.2c does not contact the α1-helix and focuses its binding almost entirely onto the α0-helix and layer 1. The N60-i3, JR4, and N5-i5 contacts to the α1-helix are mediated exclusively by arginines of their heavy chains (Arg99 in CDR H3, Arg30 and Arg31 in CDR H1, and Arg55 in CDR H2 of N60-i3, JR4, and N5-i5, respectively) coordinating the Asn103-Glu106-Asp107 triad through an invariant salt bridge and network of H bonds (Fig. 5) (53). Thus, to reach the α1-helix through the heavy chain and target their cognate epitopes, N60-i3, JR4, and N5-i5 must approach the gp120 antigen at similar angles and contact gp120 antigen via similar variable domain contact surfaces. Although there are differences in the modes of attachment among N60-i3, JR4, and N5-i5, defined by the exact orientation of the contact surfaces of the heavy and light chain variable regions (VH and VL, respectively) on gp120, the heavy chain contributions are all in very close proximity (Fig. 6C). Using the conserved framework of the VH domain with the gp120 center of mass as the origin, MAbs N60-i3 and JR4 rotate in their complex by 8.7°and 9.3°, respectively, relative to the VH domain of N5-i5. In contrast, the VH domain of 2.2c rotates 25.5° relative to the N5-i5-defined orientation. Furthermore, although the exact position of the target cell membrane is unknown, based on the model for cell fusion as shown in Fig. 6C, N60-i3, JR4, and N5-i5 approach the gp120 antigen at an angle 16.2° or more farther from the target cell membrane to bind their epitopes than 2.2c. We showed previously that the N5-i5 epitope is more accessible on the target cell surface than the 2.2c epitope, resulting in effective gp120-CD4 complexes cross-linking and potent Fc-mediated effector function. Indeed, although SPR studies show that there are essentially no differences in KD values between the MAbs N60-i3, JR4, and N5-i5 and MAb 2.2c for binding to monomeric gp120-CD4 complexes (FLSCs) (see Fig. S1 in the supplemental material) (53), when tested by ELISA, MAb 2.2c can be easily cross-competed by N60-i3, JR4, or N5-i5 (data not shown). This indicates that the N60-i3/JR4/N5-i5 epitope is more accessible for antibody cross-linking in the ELISA format and that its engagement results in a more stable epitope-paratope complex. Furthermore, experiments with hybrid variants with interconverted CH2 domain orientations indicated that the mode of attachment, as defined by the relative orientations of its light and heavy chains bound to gp120 antigen, contribute to the relative impotency of 2.2c in ADCC assays. It did not affect the ADCC potency of N5-i5 (53). MAbs N60-i3 and JR4, similar to N5-i5, attach their heavy chains to the α1-helix, but the positions and gp120 binding contacts of their light chains differ noticeably (Fig. 6C). This suggests that the epitope footprint and the precise epitope targeting determine the ADCC potency for N60-i3 and JR4. By directing their heavy chains to the α1-helix, N60-i3, JR4, and N5-i5 are not only more accessible for antibody cross-linking on the target cell but also position their CH2 domains optimally for effective Fc receptor interaction within the immune complex. Analysis of the residues subject to somatic mutation from the germ line sequences revealed that N60-i3, JR4, and N5-i5 were selected to have arginines at positions Arg99, Arg30/Arg31, and Arg55, respectively, enabling them to interact with the Asn103-Glu106-Asp107 triad of the α1-helix. Thus, N60-i3, JR4, and N5-i5 seem to have been selected to specifically target the α1-helix and recognize an epitope that encompasses structures in two inner-domain mobile layers and utilize cooperative binding in the α0- and α1-helices to link the two layers into one binding unit.
DISCUSSION
In conclusion, our findings indicate that the potent ADCC to the cluster A region focuses on a highly conserved epitope surface involving the α0- and α1-helices of the inner domains of the C1 and C2 regions of gp120, respectively. The cluster A region is buried and not accessible for antibodies in native and soluble CD4-triggered HIV-1 Env trimers and becomes exposed within a viral spike only upon binding to the cell surface form of CD4, where it is readily accessible for antibody avidity interactions and effective antigen cross-linking (47, 48, 53). Furthermore, these studies confirm our previous observation that precise epitope targeting—a combination of both the epitope footprint and the mode of antibody attachment—plays a major role in determining the potency of ADCC. Cluster A MAbs capable of potent Fc-mediated effector function cross-link the epitopes on the target cell surface by attaching their heavy chains to the α1-helix of gp120. This mode of binding allows positioning of CH2 domains for more effective Fc receptor interaction.
Epitopes in the cluster A region may be restricted to the surface-engaging residues of layers 1 and 2 only (N60-i3 epitope) and include also involvement of residues of the seven-stranded β-sandwich (JR4 epitope). MAb N60-i3, similar to MAb N5-i5, competes in the binding to the Env antigen only with A32 Fab; thus, its epitope represents the A32-like epitope in the cluster A region. In contrast, the Fab of rhesus macaque MAb JR4 competes entirely for A32 Fab binding and partially for C11 Fab binding in ELISA, FCS-FRET, and SPR competition assays. This indicates that the JR4 epitope footprint on gp120 antigen involves elements of both the A32- and C11-binding surfaces and represents a mixed A32-C11 epitope of the cluster A region. MAb JR4 was isolated from SHIV-infected rhesus macaques, but we have shown previously that antibodies of similar A32-C11 mixed specificity are also induced in HIV-1-infected individuals (41). This indicates that the A32-C11 mixed specificity could be induced in both nonhuman primates and humans following HIV-1 and SHIV infection, respectively. Since the exact epitope footprint of MAb C11 is not known, our studies allow us for the first time to define a putative contact region of MAb C11 with gp120. As shown in Fig. 7, the gp120 residues previously shown by mutagenesis to be involved in MAb C11 binding (68, 71) mapped to the seven-stranded β-sandwich in the gp41-interactive region (PDB accession number 3JWD) (72), with N60-i3 and JR4 Fabs bound as in their CD4-triggered gp120 complexes. As previously indicated, both N60-i3 and JR4 bind to gp120 in largely overlapping regions with only the protruding region of the CDR H3 of JR4 attaching to the seven-stranded β-sandwich (Fig. 7). We propose that the CDR H3 of JR4 bound to the seven-stranded β-sandwich interferes with MAb C11 binding in this area. The residues shown previously by mutagenesis to decrease C11 binding to gp120 map to this region. Thus, the putative C11 epitope involves residues of the seven-stranded β-sandwich and maps immediately adjacent to the A32-like epitope surface (Fig. 7, inset). This is also in agreement with our FCS-FRET measurements showing a distance of 79.8 Å between C11 and N60-i3 Fabs bound to FLSC.
Supplementary Material
ACKNOWLEDGMENTS
Support for this work was provided by a grant from The Bill and Melinda Gates Foundation (OPP1033109 to G.K.L.), by National Institute of Allergy and Infectious Diseases (NIAID)/NIH grants R01 AI-084830 and R01 AI-087181 (to G.K.L), K25-AI087968 (to K.R.), and 5K23AI084580-04 (to M.M.S.), and by the Intramural Research Program of the VRC, National Institute of Allergy and Infectious Diseases, NIH. Crystallographic data were collected at the Stanford Synchrotron Radiation Lightsource (SSRL), a Directorate of the SLAC National Accelerator Laboratory and an Office of Science User Facility operated for the U.S. Department of Energy Office of Science by Stanford University. The SSRL Structural Molecular Biology Program is supported by the U.S. Department of Energy Office of Biological and Environmental Research, by the National Institutes of Health (NIH) National Center for Research Resources, Biomedical Technology Program (P41RR001209), and by the National Institute of General Medical Sciences.
We thank Daniel A. Bonsor for assistance with the ITC experiment and Christine Obreicht for outstanding technical support in protein expression.
Footnotes
Supplemental material for this article may be found at http://dx.doi.org/10.1128/JVI.01232-15.
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