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BMJ Clinical Evidence logoLink to BMJ Clinical Evidence
. 2015 Aug 11;2015:0904.

Tuberculosis (HIV-negative people): improving adherence

Liliya Eugenevna Ziganshina 1,#, Michael Eisenhut 2,#
PMCID: PMC4531336  PMID: 26260866

Abstract

Introduction

About one third of the world's population has immunological evidence of previous exposure to Mycobacterium tuberculosis. In 2013, an estimated 9.0 million people developed tuberculosis (TB) and 1.5 million died from the disease.

Methods and outcomes

We conducted a systematic overview, aiming to answer the following clinical questions: What are the effects of directly observed treatment (DOT) versus self-administered treatment (SAT) in people with tuberculosis without HIV infection? What are the effects of support mechanisms for DOT in people with tuberculosis without HIV infection? We searched: Medline, Embase, The Cochrane Library, and other important databases up to June 2014 (BMJ Clinical Evidence overviews are updated periodically; please check our website for the most up-to-date version of this overview).

Results

At this update, searching of electronic databases retrieved 189 studies. After deduplication and removal of conference abstracts, 104 records were screened for inclusion in the overview. Appraisal of titles and abstracts led to the exclusion of 86 studies and the further review of 18 full publications. Of the 18 full articles evaluated, three systematic reviews and one RCT were added at this update. We performed a GRADE evaluation for 12 PICO combinations.

Conclusions

In this systematic overview, we categorised the efficacy for 13 interventions based on information relating to the effectiveness and safety of directly observed treatment and support mechanisms for directly observed treatment.

Key Points

In 2013, an estimated 9.0 million people developed TB and 1.5 million died from the disease.

  • Most people who inhale Mycobacterium tuberculosis contain the infection and become skin-test positive.

  • Some people develop latent infection: persistent bacterial presence that is asymptomatic and not infectious.

  • About one third of the world’s population has immunological evidence of previous exposure to M tuberculosis.

  • Drug treatments can reduce the risk of active tuberculosis in people at high risk of infection.

  • Active infection is more likely in people affected by social factors (such as poverty, drug misuse, overcrowding, imprisonment, homelessness, and inadequate health care) or with reduced immune function (such as with HIV infection).

  • Social factors associated with active infection have been associated with reduced adherence to anti-tuberculous treatment.

Directly observed treatment (DOT) has been developed to ensure adherence to treatment in patients treated for M tuberculosis infection. It involves the engagement of an appointed agent (health worker, community volunteer, family member) who directly monitors people swallowing their antituberculous drugs.

  • DOT does not seem to increase cure rates compared with self-administered treatment. However, it may increase treatment compliance.

  • We don't know how different types of support mechanisms for DOT compare with each other.

Clinical context

General background

To improve adherence to anti-tuberculous treatment, in 1995 the World Health Organization (WHO) introduced directly observed treatment, short course (DOTS). In 2005, implementation of DOTS had been undertaken by 187 countries, with 4.9 million patients with tuberculosis managed by this strategy. This overview looks at directly observed treatment (DOT) and the effects of support mechanisms for DOT in people with tuberculosis without HIV infection.

Focus of the review

This overview provides a representation of the evidence base regarding effectiveness of DOT compared to self-administered treatment, as well as of the support mechanisms that have been investigated to enhance the effectiveness of DOT. Treatment success in tuberculosis relies on adherence. New support mechanisms to DOT (such as mobile phone reminders) emerge and require systematic evaluation of effects.

Comments on evidence

Five RCTs investigated the effectiveness of DOT versus self-administered treatment and provided moderate-quality evidence. Eight RCTs provided low-quality evidence regarding measures to support DOT, including choice of site, financial incentives, use of healthcare workers, complex interventions, mobile phone reminders, and food incentives.

Search and appraisal summary

The update literature search for this review was carried out from the date of the last search, June 2010, to June 2014. For more information on the electronic databases searched and criteria applied during assessment of studies for potential relevance to the overview, please see the Methods section. Searching of electronic databases retrieved 189 studies. After deduplication and removal of conference abstracts, 104 records were screened for inclusion in the overview. Appraisal of titles and abstracts led to the exclusion of 86 studies and the further review of 18 full publications. Of the 18 full articles evaluated, three systematic reviews and one RCT were added at this update.

Additional information

We did not reveal trials (except for one) or subgroup analyses in people at a very high risk or with a proven record of non-adherence, such as homeless people, those with drug addictions, or prisoners. Effects of DOT and support mechanisms in these groups are not known.

About this condition

Definition

Tuberculosis (TB) is caused by Mycobacterium tuberculosis and can affect many organs. Specific symptoms relate to site of infection, and are generally accompanied by fever, sweats, and weight loss. This review focuses on TB in people who do not have HIV. For TB in people with HIV, see our separate review on TB in people with HIV.

Incidence/ Prevalence

The M tuberculosis organism kills more people than any other infectious agent. The global incidence of TB per capita peaked around 2003 and seems to have stabilised or begun to decline. Incidence per 100,000 population is approximately stable in the European Region and is falling in all of the five other WHO regions. It is also falling in all nine subregions, with the possible exception of African countries with low HIV prevalence (Africa — low HIV). The downward trend was fastest in the Latin America and Caribbean subregion (–3.4% per year, 2001–2006). Globally, the slow decline in incidence per capita is more than offset by population growth. This means that the number of new cases was still increasing between 2005 and 2006, from 9.1 to 9.2 million (an increase of 0.6%). The increases in numbers of new cases were in the African, Eastern Mediterranean, European, and South-East Asian Regions.

Aetiology/ Risk factors

The chief route of infection is through inhalation of airborne bacteria released by people with active respiratory TB by cough, sneeze, or speech. Inhaled mycobacteria reach the lung, and grow slowly over several weeks. The immune systems of most healthy exposed people (80%–90%) contain the bacteria, with only a positive skin test left as a marker of exposure. In a proportion of people infected, a defensive barrier is built around the infection, but the TB bacteria are not killed and lie dormant. This is known as latent TB, where the person is asymptomatic and not infectious. In the rest of those infected, active TB develops either immediately or after reactivation of the dormant bacteria. Risk factors Social factors include poverty, overcrowding, homelessness, and inadequate health services. Medical factors include HIV infection and immunosuppression.

Prognosis

Prognosis varies widely and depends on treatment. In 2013, an estimated 9.0 million people developed TB and 1.5 million died from the disease. Cure rates in TB depend on adherence to treatment. Poor adherence to antituberculous treatment may lead to treatment failure and relapse and to drug resistance; prolonged and expensive therapy of drug-resistant TB is less likely to be successful than the treatment of drug-susceptible TB. Measures to improve adherence include: directly observed treatment, short course (DOTS) (staff motivation and supervision, reminder systems and late patient tracers in the diagnosis and management of tuberculosis, education and counselling for promoting adherence to the treatment of active tuberculosis); incentives and reimbursements (money or cash in kind to reimburse expenses of attending services or to improve the attractiveness of visiting the service); contracts (written or verbal agreements to return for an appointment or course of treatment); and peer assistance (people from the same social group helping someone with tuberculosis return to the health service by prompting or accompanying them). The cure rate among cases registered under DOTS worldwide was 77.6%, and a further 7.1% completed treatment (no laboratory confirmation of cure), giving a reported overall treatment success rate of 84.7% — very close to the 85% target. This means that 49% of the smear-positive cases estimated to have occurred in 2005 were treated successfully by DOTS programmes. Recurrence after successful treatment ranged from 0% to 14% in one systematic review (search date 2006), which identified RCT and observational studies assessing recurrence after successful treatment; little is known about the long-term efficacy of this strategy.

Aims of intervention

To improve adherence to treatment in people with tuberculosis without HIV infection, with minimal adverse effects.

Outcomes

Mortality; cure rates/treatment failure rates; relapse rates, measured by M tuberculosis in sputum (smear examination and culture), symptoms or weight; treatment compliance, including completion of treatment; adverse effects.

Methods

Search strategy BMJ Clinical Evidence search and appraisal June 2014. Databases used to identify studies for this systematic overview include: Medline 1966 to June 2014, Embase 1980 to June 2014, The Cochrane Database of Systematic Reviews, 2014, issue 6 (1966 to date of issue), the Database of Abstracts of Reviews of Effects (DARE), and the Health Technology Assessment (HTA) database. Inclusion criteria Study design criteria for inclusion in this overview were systematic reviews and RCTs published in English, at least single-blinded, and containing 20 or more individuals (10 in each arm), of whom more than 80% were followed up. There was no minimum length of follow-up. We excluded all studies described as 'open', 'open label', or not blinded unless blinding was impossible. BMJ Clinical Evidence does not necessarily report every study found (e.g., every systematic review). Rather, we report the most recent, relevant and comprehensive studies identified through an agreed process involving our evidence team, editorial team, and expert contributors. Evidence evaluation A systematic literature search was conducted by our evidence team, who then assessed titles and abstracts, and finally selected articles for full text appraisal against inclusion and exclusion criteria agreed a priori with our expert contributors. In consultation with the expert contributors, studies were selected for inclusion and all data relevant to this overview extracted into the benefits and harms section of the overview. In addition, information that did not meet our predefined criteria for inclusion in the benefits and harms section, may have been reported in the 'Further information on studies' or 'Comment' section. Adverse effects All serious adverse effects, or those adverse effects reported as statistically significant, were included in the harms section of the overview. Pre-specified adverse effects identified as being clinically important were also reported, even if the results were not statistically significant. Although BMJ Clinical Evidence presents data on selected adverse effects reported in included studies, it is not meant to be, and cannot be, a comprehensive list of all adverse effects, contraindications, or interactions of included drugs or interventions. A reliable national or local drug database must be consulted for this information. Comment and Clinical guide sections In the Comment section of each intervention, our expert contributors may have provided additional comment and analysis of the evidence, which may include additional studies (over and above those identified via our systematic search) by way of background data or supporting information. As BMJ Clinical Evidence does not systematically search for studies reported in the Comment section, we cannot guarantee the completeness of the studies listed there or the robustness of methods. Our expert contributors add clinical context and interpretation to the Clinical guide sections where appropriate. Data and quality To aid readability of the numerical data in our reviews, we round many percentages to the nearest whole number. Readers should be aware of this when relating percentages to summary statistics, such as relative risks (RRs) and odds ratios (ORs). BMJ Clinical Evidence does not report all methodological details of included studies. Rather, it reports by exception any methodological issue or more general issue that may affect the weight a reader may put on an individual study, or the generalisability of the result. These issues may be reflected in the overall GRADE analysis. We have performed a GRADE evaluation of the quality of evidence for interventions included in this review (see table). The categorisation of the quality of the evidence (high, moderate, low, or very low) reflects the quality of evidence available for our chosen outcomes in our defined populations of interest. These categorisations are not necessarily a reflection of the overall methodological quality of any individual study, because the Clinical Evidence population and outcome of choice may represent only a small subset of the total outcomes reported, and population included, in any individual trial. For further details of how we perform the GRADE evaluation and the scoring system we use, please see our website (www.clinicalevidence.com).

Table.

GRADE Evaluation of interventions for Tuberculosis (HIV-negative people): improving adherence.

Important outcomes Cure rate, Cure rates, Mortality, Relapse rates, Treatment compliance
Studies (Participants) Outcome Comparison Type of evidence Quality Consistency Directness Effect size GRADE Comment
What are the effects of directly observed treatment (DOT) versus self-administered treatment (SAT) in people with tuberculosis without HIV infection?
5 (2135) Cure rates Directly observed treatment versus self-administered treatment 4 0 0 –1 0 Moderate Directness point deducted for potential heterogeneity among RCTs in terms of implementation of DOT
1 (574) Relapse rates Directly observed treatment versus self-administered treatment 4 0 0 –1 0 Moderate Directness point deducted for potential heterogeneity among RCTs in terms of implementation of DOT
4 (1706) Treatment compliance Directly observed treatment versus self-administered treatment 4 0 0 –2 0 Low Directness points deducted for potential heterogeneity among RCTs in terms of implementation of DOT and for variation in definition of 'defaulting' across trials included in the analysis
What are the effects of support mechanisms for DOT in people with tuberculosis without HIV infection?
1 (108) Treatment compliance Participant-chosen site versus designated site 4 –1 0 –1 0 Low Quality point deducted for sparse data; directness point deducted for restricted population (drug users)
1 (108) Treatment compliance Participant-chosen site plus financial incentive versus participant-chosen site alone 4 –1 0 –1 0 Low Quality point deducted for sparse data; directness point deducted for restricted population (drug users)
2 (1109) Cure rates Clinic-based support versus home-based (with family-member or community health-volunteer support) 4 –1 0 –1 0 Low Quality point deducted for cluster randomised trial; directness point deducted for composite outcome in 1 RCT
2 (2223) Cure rates Community-based health worker support versus family member support 4 –1 0 –1 0 Low Quality point deducted for cluster randomised trial; directness point deducted for composite outcome (cure or completion of treatment)
2 (1628) Cure rates Complex support interventions versus usual treatment 4 –1 0 –1 0 Low Quality point deducted for methodological flaws (cluster randomised trial and incomplete reporting in 1 RCT); directness point deducted for lack of clarity about intervention in 1 RCT
2 (1618) Treatment compliance Complex support interventions versus usual treatment 4 –1 0 –1 0 Low Quality point deducted for methodological flaws (cluster randomised trial and incomplete reporting in 1 RCT); directness point deducted for lack of clarity about intervention in 1 RCT
1 (98) Cure rates Mobile phone reminders versus usual treatment 4 –2 0 0 0 Low Quality points deducted for sparse data and incomplete reporting of results
1 (270) Cure rates Food incentives versus usual treatment (nutritional advice) 4 –1 0 –1 0 Low Quality point deducted for different regimes for different arms (clinic attendance); directness point deducted for external events (conflict), which may have affected overall results and generalisability
1 (270) Treatment compliance Food incentives versus usual treatment (nutritional advice) 4 –1 0 –1 0 Low Quality point deducted for different regimes for different arms (clinic attendance); directness point deducted for external events (conflict), which may have affected overall results and generalisability

We initially allocate 4 points to evidence from RCTs, and 2 points to evidence from observational studies. To attain the final GRADE score for a given comparison, points are deducted or added from this initial score based on preset criteria relating to the categories of quality, directness, consistency, and effect size. Quality: based on issues affecting methodological rigour (e.g., incomplete reporting of results, quasi-randomisation, sparse data [<200 people in the analysis]). Consistency: based on similarity of results across studies. Directness: based on generalisability of population or outcomes. Effect size: based on magnitude of effect as measured by statistics such as relative risk, odds ratio, or hazard ratio.

Glossary

Low-quality evidence

Further research is very likely to have an important impact on our confidence in the estimate of effect and is likely to change the estimate.

Moderate-quality evidence

Further research is likely to have an important impact on our confidence in the estimate of effect and may change the estimate.

See question on the effects of anti-tuberculosis prophylaxis in people with HIV infection, in review on HIV: prevention of opportunistic infections.

See also review on Tuberculosis in people with HIV

Disclaimer

The information contained in this publication is intended for medical professionals. Categories presented in Clinical Evidence indicate a judgement about the strength of the evidence available to our contributors prior to publication and the relevant importance of benefit and harms. We rely on our contributors to confirm the accuracy of the information presented and to adhere to describe accepted practices. Readers should be aware that professionals in the field may have different opinions. Because of this and regular advances in medical research we strongly recommend that readers' independently verify specified treatments and drugs including manufacturers' guidance. Also, the categories do not indicate whether a particular treatment is generally appropriate or whether it is suitable for a particular individual. Ultimately it is the readers' responsibility to make their own professional judgements, so to appropriately advise and treat their patients. To the fullest extent permitted by law, BMJ Publishing Group Limited and its editors are not responsible for any losses, injury or damage caused to any person or property (including under contract, by negligence, products liability or otherwise) whether they be direct or indirect, special, incidental or consequential, resulting from the application of the information in this publication.

Contributor Information

Professor Liliya Eugenevna Ziganshina, Kazan Federal University, Kazan, Russia.

Michael Eisenhut, Luton & Dunstable University Hospital NHS Foundation Trust, Luton, UK.

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BMJ Clin Evid. 2015 Aug 11;2015:0904.

Directly observed treatment versus self-administered treatment

Summary

Directly observed treatment (DOT) does not seem to increase cure rates or reduce relapse rates compared with self-administered treatment (SAT).

DOT may increase the number of people completing treatment compared with SAT; however, the effect was marginal and more data are required to draw conclusions.

Future studies are required in groups with a very high risk of non-adherence, such as people who are homeless, or those addicted to drugs.

Benefits and harms

Directly observed treatment versus self-administered treatment:

We found one systematic review, comparing DOT with SAT. The review (5 RCTs, 2135 people with tuberculosis) included RCTs and prospective observational studies. Results from observational studies and meta-analyses, including observational studies, are not reported here, as they do not meet the inclusion criteria for this BMJ Clinical Evidence review.

Mortality

No data from the following reference on this outcome.

Cure rates

DOT compared with SAT DOT by a trained health worker seems no more effective than SAT at decreasing the proportion of people for whom treatment is not successful (moderate-quality evidence).

Ref (type) Population Outcome, Interventions Results and statistical analysis Effect size Favours
Cure rate/treatment failure rate

Systematic review
Adults with microbiologically proven pulmonary Mycobacterium tuberculosis infection
5 RCTs in this analysis
Treatment failure rate
20/1081 (2%) with DOT by trained health personnel
16/1054 (2%) with unsupervised self-administration

Risk difference 0.00
95% CI –0.00 to +0.01
Not significant

Relapse rates

DOT compared with SAT DOT by a trained health worker seems to be no more effective than SAT at decreasing the proportion of people who relapse (moderate-quality evidence).

Ref (type) Population Outcome, Interventions Results and statistical analysis Effect size Favours
Relapse rates

Systematic review
Adults with microbiologically proven pulmonary M tuberculosis infection
Data from 1 RCT
Relapse rate
23/269 (9%) with DOT by trained health personnel
15/305 (5%) with unsupervised self-administration

Risk difference +0.04
95% CI –0.00 to +0.08
Not significant

Treatment compliance

DOT compared with SAT DOT may be marginally more effective than SAT at increasing the proportion of people who complete treatment (low-quality evidence).

Ref (type) Population Outcome, Interventions Results and statistical analysis Effect size Favours
Treatment completion rates

Systematic review
Adults with microbiologically proven pulmonary M tuberculosis infection
4 RCTs in this analysis
Defaulted from treatment
181/972 (19%) with DOT by trained health personnel
153/734 (21%) with unsupervised self-administration

Risk difference –0.06
95% CI –0.09 to –0.02
Effect size not calculated DOT

Adverse effects

No data from the following reference on this outcome.

Further information on studies

The review included people who were diagnosed by microscopic examination of sputum smear or culture and randomly assigned to either DOT or SAT using a short-course chemotherapy regimen that included isoniazid, rifampin, and pyrazinamide. DOT was defined as the practice of supervising people with tuberculosis swallowing all their pills over the entire course of treatment by trained health personnel. SAT was defined as unsupervised administration of prescribed anti-tuberculosis drugs. There was variation in the DOT between studies, from whether it was a healthcare worker to a trained community or family member observing, where the intervention took place, and the frequency of observation (ranging from at least once a week to 6 times a week). The SAT also varied between completely unsupervised and weekly nurse review of adherence cards. People who had treatment changed due to deterioration, including those with 'doubtful responses', were classified as having failed treatment. 'Defaulting' referred to missing a cumulative 2 or more months of doses after initially taking at least 1 month of medication. It also referred to those who were lost to follow-up. The review noted some potential limitations: various DOT supervisors and forms of DOT were implemented across the included studies, and some of the studies did not state whether DOT was for the initial 2 months of therapy only or for the entire treatment duration. In addition, the definitions used for 'defaulting' are subject to different interpretations, possibly leading to misclassification bias and potential erroneous failure to reject the null hypothesis. However, sensitivity analyses were performed and no significant change was revealed in the pooled risk difference, suggesting the study to be internally robust.

Comment

While we searched for all population groups, we particularly looked for studies in the following groups: people who are homeless, people addicted to drugs (including alcohol), and the prison population. We did not find any studies or subgroup analyses relating to these specific populations and, therefore, it remains unclear from the evidence what the effects of DOT are in groups with a very high risk or proven record of non-adherence.

Clinical guide

Potential harms of DOT include reduced co-operation between person and doctor, removal of individual responsibility, detriment to long-term sustainability of anti-tuberculosis programmes, and increased burden on health services to the detriment of care for other diseases. None of these has been adequately investigated in RCTs.

Numerous observational studies have evaluated interventions described as DOT, but all were packages of interventions that included specific investment in anti-tuberculosis programmes, such as strengthened drug supplies, improved microscopy services, and numerous incentives, sanctions, and other co-interventions that were likely to influence adherence.

Substantive changes

Directly observed treatment versus self-administered treatment Option restructured. One systematic review added. Categorisation changed from 'unlikely to be beneficial' to 'unknown effectiveness'.

BMJ Clin Evid. 2015 Aug 11;2015:0904.

Participant-chosen site versus designated site

Summary

We found no evidence that supporting directly observed treatment (DOT) by choice of designated site improves treatment compliance.

Future studies need to be adequately powered to detect differences in clinical outcomes such as treatment failure, relapse rate, mortality, and treatment compliance.

Future studies are required in groups with a very high risk of non-adherence, such as people who are homeless, or those addicted to drugs.

Benefits and harms

Participant-chosen site versus designated site:

We found one systematic review (search date 2007), which included one RCT meeting BMJ Clinical Evidence inclusion criteria; this looked at participant-chosen site plus financial incentive versus designated site plus financial incentive. We have reported directly from the RCT.

Mortality

No data from the following reference on this outcome.

Cure rates

No data from the following reference on this outcome.

Relapse rates

No data from the following reference on this outcome.

Treatment compliance

Participant-chosen site plus financial incentive compared with designated site plus financial incentive We don't know whether combining a participant-chosen site for DOT with a financial incentive is more effective than a designated site plus financial incentive at increasing treatment compliance rates in drug users with positive tuberculin skin tests (low-quality evidence).

Ref (type) Population Outcome, Interventions Results and statistical analysis Effect size Favours
Treatment completion rate

RCT
3-armed trial
169 drug users with positive tuberculin skin test receiving prophylaxis
In review
Completing treatment
28/53 (53%) with participant-chosen site DOT
33/55 (60%) with community clinic DOT

RR 0.88
95% CI 0.63 to 1.23
Not significant

Adverse effects

No data from the following reference on this outcome.

Comment

Clinical guide

Potential harms of DOT include reduced co-operation between person and doctor, removal of individual responsibility, detriment to long-term sustainability of anti-tuberculosis programmes, and increased burden on health services to the detriment of care for other diseases. None of these has been adequately investigated in RCTs. Support mechanisms for DOT have the potential to reduce such harms, but their effectiveness is not established.

Numerous observational studies have evaluated interventions described as DOT, but all were packages of interventions that included specific investment in anti-tuberculosis programmes, such as strengthened drug supplies, improved microscopy services, and numerous incentives, sanctions, and other co-interventions that were likely to influence adherence. It is difficult to separate the effect of support mechanisms for DOT from other collateral interventions accompanying DOT.

Substantive changes

Participant-chosen site versus designated site Option restructured. No new evidence; existing evidence reviewed. Categorised as 'unknown effectiveness'.

BMJ Clin Evid. 2015 Aug 11;2015:0904.

Participant-chosen site plus financial incentive versus participant-chosen site alone

Summary

Adding a financial incentive to choosing a site for directly observed treatment (DOT) in drug users with a positive tuberculin skin test is likely to be beneficial at increasing treatment compliance.

Future studies need to be adequately powered to detect differences in clinical outcomes such as cure, treatment failure, relapse rate, and mortality.

Future studies are required in other groups with a very high risk of non-adherence, such as homeless people and prisoners.

Benefits and harms

Participant-chosen site plus financial incentive versus participant-chosen site alone:

We found one systematic review (search date 2011), which identified one RCT meeting BMJ Clinical Evidence inclusion criteria. We have reported directly from the RCT.

Mortality

No data from the following reference on this outcome.

Cure rate

No data from the following reference on this outcome.

Relapse rates

No data from the following reference on this outcome.

Treatment compliance

Participant-chosen site plus financial incentive compared with participant-chosen site alone Combining a participant-chosen site for DOT with a financial incentive may be more effective than participant-chosen site alone at increasing treatment compliance rates in drug users with positive tuberculin skin tests (low-quality evidence).

Ref (type) Population Outcome, Interventions Results and statistical analysis Effect size Favours
Completion of treatment

RCT
3-armed trial
169 drug users with positive tuberculin skin test receiving prophylaxis
In review
Completion of treatment
28/53 (53%) with DOT by study outreach worker at participant-chosen site plus $5 USD per visit
2/55 (4%) with DOT by study outreach worker at participant-chosen site alone

RR 14.53
95%CI 3.63 to 57.98
Large effect size participant-chosen site plus financial incentive

Adverse effects

No data from the following reference on this outcome.

Further information on studies

The RCT identified by the review included people with HIV and did not report results by subgroup based on HIV status. The risk of selection bias for blinding was judged to be unclear, although the review reported that allocation concealment was adequate. No study protocol or earlier methods paper was available and it was, therefore, unclear whether the RCT was free of selective outcome reporting.

Comment

Clinical guide

Potential harms of DOT include reduced co-operation between person and doctor, removal of individual responsibility, detriment to long-term sustainability of anti-tuberculosis programmes, and increased burden on health services to the detriment of care for other diseases. None of these has been adequately investigated in RCTs. Support mechanisms for DOT have the potential to reduce such harms, but their effectiveness has not been established yet.

Numerous observational studies have evaluated interventions described as DOT, but all were packages of interventions that included specific investment in anti-tuberculosis programmes, such as strengthened drug supplies, improved microscopy services, and numerous incentives, sanctions, and other co-interventions that were likely to influence adherence. It is difficult to separate the effect of support mechanisms for DOT from other collateral interventions accompanying DOT.

Substantive changes

Participant-chosen site plus financial incentive versus participant-chosen site alone Option restructured. New evidence added. Categorised as 'likely to be beneficial'.

BMJ Clin Evid. 2015 Aug 11;2015:0904.

Clinic-based support versus home-based support

Summary

We don't know whether directly observed treatment (DOT) at a clinic by a health worker is more effective than home-based support at improving cure or sputum conversion at 2 months.

Future studies need to be adequately powered to detect differences in clinical outcomes such as cure (sputum conversion), treatment failure, relapse rate, mortality, and treatment compliance.

Future studies should aim to include participants with a very high risk of non-adherence such as people who are addicted to drugs, homeless, or prisoners.

Benefits and harms

Clinic-based support versus home-based (with family-member or community health-volunteer support):

We found one systematic review (search date 2007).

Mortality

No data from the following reference on this outcome.

Cure rates

Clinic-based support compared with home-based support We don't know whether DOT at a clinic by a health worker is more effective than home-based support at improving cure or sputum conversion at 2 months (low-quality evidence).

Ref (type) Population Outcome, Interventions Results and statistical analysis Effect size Favours
Cure rates

Systematic review
587 people
Data from 1 RCT
Cure or completion of treatment
with clinic-based DOT
with home-based DOT
Absolute results not reported

RR 1.03
95% CI 0.96 to 1.10
Not significant

Systematic review
522 people
Data from 1 RCT
Sputum conversion 2 months
with clinic-based DOT
with home-based DOT by a community health volunteer
Absolute results not reported

OR 0.62
95% CI 0.23 to 1.71
Not significant

Systematic review
522 people
Data from 1 RCT
Cure at the end of treatment
with clinic-based DOT
with home-based DOT by a community health volunteer
Absolute results not reported

OR 1.58
95% CI 0.32 to 7.88
Original trial authors adjusted for design (cluster) effects
Not significant

Relapse rates

No data from the following reference on this outcome.

Treatment compliance

No data from the following reference on this outcome.

Adverse effects

No data from the following reference on this outcome.

Comment

Clinical guide

Potential harms of DOT include reduced co-operation between person and doctor, removal of individual responsibility, detriment to long-term sustainability of anti-tuberculosis programmes, and increased burden on health services to the detriment of care for other diseases. None of these has been adequately investigated in RCTs. Support mechanisms for DOT have the potential to reduce such harms, but their effectiveness is not established.

Numerous observational studies have evaluated interventions described as DOT, but all were packages of interventions that included specific investment in anti-tuberculosis programmes, such as strengthened drug supplies, improved microscopy services, and numerous incentives, sanctions, and other co-interventions that were likely to influence adherence. It is difficult to separate the effect of support mechanisms for DOT from other collateral interventions accompanying DOT.

Substantive changes

Clinic-based support versus home-based support Option restructured. No new evidence; existing evidence reviewed. Categorised as 'unknown effectiveness'.

BMJ Clin Evid. 2015 Aug 11;2015:0904.

Community-based health worker support versus family member support

Summary

We don't know whether directly observed treatment (DOT) provided by a community health worker is more effective than DOT provided by a family member at improving the combined outcome of cure and treatment completion.

Future studies need to be adequately powered and address outcomes such as treatment failure, relapse rate, mortality, and treatment compliance.

Future studies are required in groups with a very high risk of non-adherence, such as people who are addicted to drugs, homeless, or prisoners.

Benefits and harms

Community-based health worker support versus family member support:

We found one systematic review (search date 2007).

Mortality

No data from the following reference on this outcome.

Cure rates

Community-based health worker support compared with family member support We don't know whether DOT provided by a community health worker is more effective than DOT provided by a family member at improving the combined outcome of cure and treatment completion (low-quality evidence).

Ref (type) Population Outcome, Interventions Results and statistical analysis Effect size Favours
Cure rates

Systematic review
1326 people
Data from 1 RCT
Cure or treatment completion
440/662 (66%) with DOT provided by a family member
453/664 (68%) with DOT provided by a health worker

RR 0.97
95% CI 0.90 to 1.05
Not significant

RCT
907 people, 10 clusters
In review
Cure or treatment completion
85% with DOT provided by a community health worker
89% with DOT provided by a family member
Absolute numbers not reported

OR 0.67
95% CI 0.41 to 1.10
Original RCT authors adjusted for design (cluster) effects
Not significant

Relapse rates

No data from the following reference on this outcome.

Treatment compliance

No data from the following reference on this outcome.

Adverse effects

No data from the following reference on this outcome.

Comment

Clinical guide

Potential harms of DOT include reduced co-operation between person and doctor, removal of individual responsibility, detriment to long-term sustainability of anti-tuberculosis programmes, and increased burden on health services to the detriment of care for other diseases. None of these has been adequately investigated in RCTs. Support mechanisms for DOT have the potential to reduce such harms, but their effectiveness is not established.

Numerous observational studies have evaluated interventions described as DOT, but all were packages of interventions that included specific investment in anti-tuberculosis programmes, such as strengthened drug supplies, improved microscopy services, and numerous incentives, sanctions, and other co-interventions that were likely to influence adherence. However, it is difficult to separate the effect of support mechanisms for DOT from other collateral interventions accompanying DOT.

Substantive changes

Community-based health worker support versus family member support Option restructured. No new evidence; existing evidence reviewed. Categorised as 'unknown effectiveness'.

BMJ Clin Evid. 2015 Aug 11;2015:0904.

Complex support interventions versus usual treatment

Summary

A complex multi-dimensional intervention to enhance directly observed treatment (DOT) is possibly effective at improving cure rates and treatment completion and treatment adherence.

Future studies need to be adequately powered to detect differences in outcomes such as treatment failure, relapse rate, mortality, and treatment compliance.

Future studies are required in groups with a very high risk of non-adherence such as people who are addicted to drugs, homeless, or prisoners.

Benefits and harms

Complex support interventions versus usual treatment:

We found one systematic review (search date 2011), which identified no RCTs meeting BMJ Clinical Evidence inclusion criteria. We found two additional RCTs.

Mortality

No data from the following reference on this outcome.

Cure rates

Complex support intervention compared with usual treatment A complex support intervention (including counselling through improved communication between health personnel such as a nurse and patients, decentralisation of treatment, choice of DOT supporter by patient, and reinforcement of supervision activities) may be more effective than the usual DOT programme at increasing treatment success (low-quality evidence).

Ref (type) Population Outcome, Interventions Results and statistical analysis Effect size Favours
Cure rates

RCT
16 clusters, 1522 people in Senegal Treatment success
682/778 (88%) with counselling through improved communication between health personnel and patients, decentralisation of treatment, choice of DOT supporter by patient, and reinforcement of supervision activities involving a nurse
563/744 (76%) with usual DOT programme

Adjusted RR 1.18
95% CI 1.03 to 1.34
Small effect size complex intervention

RCT
3-armed trial
96 adults with open TB in Taiwan Sputum smear conversion 2 months
28/32 (88%) with DOT case management (in-hospital education, DOT in the first 2 months and 1 home visit/week)
24/32 (75%) with self-administration with traditional case management
17/32 (53%) with self-administration without case management

P = 0.008 for DOT v either self-administration plus traditional case management and self-administration alone
Effect size not calculated complex intervention

RCT
3-armed trial
96 adults with open TB in Taiwan Sputum smear conversion 6 months
30/32 (94%) with DOT case management (in-hospital education, DOT in the first 2 months and 1 home visit/week)
22/32 (69%) with self-administration with case management
22/32 (69%) with control group (self-administration without case management)

P = 0.023 for DOT v either self-administration plus traditional case management and self-administration alone
Effect size not calculated complex intervention

Relapse rates

No data from the following reference on this outcome.

Treatment compliance

Complex support intervention compared with usual treatment A complex intervention (including counselling through improved communication between health personnel such as a nurse and patients, decentralisation of treatment, choice of DOT supporter by patient, and reinforcement of supervision activities) may be more effective than the usual DOT programme at increasing treatment completion (low-quality evidence).

Ref (type) Population Outcome, Interventions Results and statistical analysis Effect size Favours
Treatment completion rates

RCT
16 clusters, 1522 people in Senegal Defaulted from treatment
43/778 (6%) with counselling through improved communication between health personnel and patients, decentralisation of treatment, choice of DOT supporter by patient, and reinforcement of supervision activities, involving a nurse
125/744 (17%) with usual DOT programme

Adjusted RR 0.43
95% CI 0.21 to 0.89
Small effect size complex intervention

RCT
3-armed trial
96 adults with open TB in Taiwan Treatment completion
31/32 (97%) with DOT case management (in-hospital education, DOT in the first 2 months and 1 home visit/week)
22/32 (69%) with control group (self-administration without case management)
22/32 (69%) with control group (self-administration without case management)

P = 0.007 for DOT v either self-administration plus traditional case management and self-administration alone
Effect size not calculated complex intervention

Adverse effects

No data from the following reference on this outcome.

Comment

It is not clear, from the single trial included in this section, which component of the complex intervention made the difference, and the study investigators did not present the results for cure separately.

Clinical guide

Potential harms of DOT include reduced co-operation between person and doctor, removal of individual responsibility, detriment to long-term sustainability of anti-tuberculosis programmes, and increased burden on health services to the detriment of care for other diseases. None of these has been adequately investigated in RCTs. Support mechanisms for DOT have the potential to reduce such harms, but their effectiveness is not established.

Numerous observational studies have evaluated interventions described as DOT, but all were packages of interventions that included specific investment in anti-tuberculosis programmes, such as strengthened drug supplies, improved microscopy services, and numerous incentives, sanctions, and other co-interventions that were likely to influence adherence. However, it is difficult to separate the effect of support mechanisms for DOT from other collateral interventions accompanying DOT.

Substantive changes

Complex support interventions versus usual treatment Option restructured. New evidence added. Categorised as 'likely to be beneficial'.

BMJ Clin Evid. 2015 Aug 11;2015:0904.

Mobile phone reminders versus usual treatment

Summary

Mobile phone text reminders may be beneficial at increasing cure rates.

Future studies need to be adequately powered to detect differences in outcomes such as treatment failure, relapse rate, mortality, and treatment compliance.

Future studies are required in groups with a very high risk of non-adherence such as people who are addicted to drugs, homeless, or prisoners.

Benefits and harms

Mobile phone reminders versus usual treatment:

We found one RCT comparing directly observed treatment (DOT) plus mobile phone reminders with DOT alone.

Mortality

No data from the following reference on this outcome.

Cure rates

Mobile phone reminders compared with usual treatment Mobile phone text reminders plus DOT may be more effective than the usual DOT programme alone at increasing treatment success (low-quality evidence).

Ref (type) Population Outcome, Interventions Results and statistical analysis Effect size Favours
Cure rates

RCT
98 people with tuberculosis who had never been treated with a second-line anti-tuberculotic drug Treatment cure rate 6 months
30/30 (100%) with DOT plus mobile phone intervention
23/30 (77%) with DOT alone

Significance not assessed

RCT
98 people with multi-drug-resistant tuberculosis who had never been treated with a second-line anti-tuberculotic drug Treatment cure rate 18 months
19/19 (100%) with DOT plus mobile phone intervention
6/19 (31%) with DOT alone

Significance not assessed

RCT
98 people with tuberculosis who had never been treated with a second-line anti-tuberculotic drug Treatment success (cure or treatment completion) 6 months
30/30 (100%) with DOT plus mobile phone intervention
29/30 (97%) with DOT alone

P = 0.047
Effect size not calculated DOT plus mobile phone intervention

RCT
98 people with multi-drug-resistant tuberculosis who had never been treated with a second-line anti-tuberculotic drug Treatment success (cure or treatment completion) 18 months
19/19 (100%) with DOT plus mobile phone intervention
14/19 (74%) with DOT alone

P = 0.0001
Effect size not calculated DOT plus mobile phone intervention

RCT
98 people with tuberculosis who had never been treated with a second-line anti-tuberculotic drug Sputum conversion rate 1 month
37% with DOT plus mobile phone intervention
52% with DOT alone

P = 0.221
Not significant

RCT
98 people with multi-drug-resistant tuberculosis who had never been treated with a second-line anti-tuberculotic drug Sputum conversion rate 1 month
90% with DOT plus mobile phone intervention
20% with DOT alone

P <0.001
Effect size not calculated DOT plus mobile phone intervention

Relapse rates

No data from the following reference on this outcome.

Treatment compliance

No data from the following reference on this outcome.

Adverse effects

No data from the following reference on this outcome.

Further information on studies

The RCT distinguished between MDR-TB and non-MDR-TB. The mobile phone intervention consisted of a daily phone call reminder to patients to take their medication. Outcomes were assessed at different time points (6 months for non-MDR-TB v 18 months for MDR-TB), and so results are reported separately. Cure rate was defined as the percentage of people who completed treatment, were culture negative during the last month of treatment and on at least one other occasion for non-MDR-TB, and who had at least five consecutive negative culture results in the previous 12 to 15 months for MDR-TB. The study also reported completion rate, which it defined as the percentage of people completing treatment according to guidelines but who did not meet the criteria for cure or treatment failure. As this was not the overall number of people completing treatment, we have not reported it here.

Comment

Clinical guide

The number of mobile phone subscriptions is growing worldwide and stood at 6.6 billion at the end of 2012. In addition, the number of unique mobile phone subscribers at the end of 2012 was estimated to be 3.2 billion. The number of mobile phone users has continued to increase and is spreading to the most remote areas in the world. Evidently, the usefulness of mobile phone technology provides healthcare providers with an unprecedented opportunity to target health interventions to people who would otherwise be difficult to reach. Mobile phone text messaging, in particular the short messaging service (SMS), may enable healthcare providers to convey health information to patients and engage them in brief conversations. The SMS has recently been proposed as a means of promoting TB medication adherence. For promoting adherence to TB treatment, text messages can be sent daily or weekly to patients to remind them to take their medication.

It is difficult to separate the effect of support mechanisms for DOT from other collateral interventions accompanying DOT because all were packages of interventions that included specific investment in anti-tuberculosis programmes, such as strengthened drug supplies, improved microscopy services, and numerous incentives, sanctions, and other co-interventions that were likely to influence adherence.

Substantive changes

Mobile phone reminders versus usual treatment Option restructured. New evidence added. Categorised as 'likely to be beneficial'.

BMJ Clin Evid. 2015 Aug 11;2015:0904.

Food incentives versus usual treatment

Summary

We don’t know whether food incentives added to directly observed treatment (DOT) improve cure rates or adherence to treatment.

Food application at the time of drug administration has been associated with an increased risk of pruritus in one trial.

Future studies need to be adequately powered to detect differences in outcomes such as treatment failure, relapse rate, mortality, and treatment compliance.

Future studies are required in groups with a very high risk of non-adherence such as people who are addicted to drugs, homeless, or prisoners.

Benefits and harms

Food incentives versus usual treatment (nutritional advice):

We found one systematic review (search date 2011), which identified one RCT meeting BMJ Clinical Evidence inclusion criteria. The RCT compared food incentives (meal supplied at each attendance at a clinic in the initial stage, food parcels during continuation phase) with control (general nutritional advice for someone with TB on a balanced diet) in people receiving usual drug treatment, which was directly observed in both groups. The RCT reported that, owing to a civil conflict, the region suffered "disruption to delivery of health services" during several months of the continuation phase of the RCT, and that "the conflict in Dili [the capital of Timor-Leste, where the trial took place] clearly affected adherence to treatment in a substantial minority of patients". We reported directly from the RCT.

Mortality

No data from the following reference on this outcome.

Cure rates

Food incentives compared with usual treatment (nutritional advice) We don't know whether food incentives are more effective than nutritional advice at increasing completion of treatment (clearance of sputum, completion of 8 months of treatment, or both) in people with previously untreated pulmonary TB receiving usual treatment (low-quality evidence).

Ref (type) Population Outcome, Interventions Results and statistical analysis Effect size Favours
Cure rates

RCT
270 people, mainly poor, malnourished men in Timor-Leste, with newly diagnosed, previously untreated pulmonary TB
In review
Completion of treatment (including cure) 32 weeks
103/136 (76%) with food incentive
100/129 (78%) with nutritional advice

RR 0.98
95% CI 0.86 to 1.11
P = 0.7
Not significant

RCT
270 people, mainly poor, malnourished men in Timor-Leste, with newly diagnosed, previously untreated pulmonary tuberculosis
In review
Completion of treatment (including cure) 32 weeks
31/40 (78%) with food incentive
25/37 (68%) with nutritional advice

RR 1.15
95% CI 0.87 to 1.52
P = 0.3
Not significant

Treatment compliance

Food incentives compared with usual treatment (nutritional advice) We don't know whether food incentives are more effective than nutritional advice at increasing treatment compliance in people with previously untreated pulmonary TB receiving usual treatment (low-quality evidence).

Ref (type) Population Outcome, Interventions Results and statistical analysis Effect size Favours
Treatment compliance

RCT
270 people, mainly poor, malnourished men in Timor-Leste, with newly diagnosed, previously untreated pulmonary tuberculosis
In review
Compliance with treatment, intensive phase (mean %) 8 weeks
87% with food incentives
91% with nutritional advice

Mean difference –4.7
95% CI –0.8 to –8.6
P = 0.02
Effect size not calculated nutritional advice

RCT
270 people, mainly poor, malnourished men in Timor-Leste, with newly diagnosed, previously untreated pulmonary tuberculosis
In review
Compliance with treatment, continuation phase (mean %) 32 weeks
98.2% with food incentives
98.3% with nutritional advice

RR 0.0
95% CI –1.7 to +1.7
P = 1.0
Not significant

Relapse rates

No data from the following reference on this outcome.

Adverse effects

Ref (type) Population Outcome, Interventions Results and statistical analysis Effect size Favours
Adverse effects

RCT
270 people, mainly poor, malnourished men in Timor-Leste, with newly diagnosed, previously untreated pulmonary tuberculosis
In review
Pruritus, with or without rash 32 weeks
28/136 (21%) with food incentive
12/129 (9%) with nutritional advice

RR 2.27
95% CI 1.20 to 4.26
P = 0.008
Moderate effect size nutritional advice

Further information on studies

Food incentives led to modestly higher weight gain in participants with tuberculosis. The authors of the RCT stated that, for ethical reasons, they were required to differentiate between patients in the control and intervention groups by spacing their attendance at the clinics where the intervention was given: control groups in the morning and intervention groups at lunchtime. They also stated that some people expressed shyness about eating at the clinics, while others complained about time inflexibility relating to clinic attendance, and that these factors might explain the lower than expected adherence in the intensive phase. The authors also stated that the civil conflict that occurred in the area in the later part of the study clearly affected adherence to treatment in a substantial minority of patients, leading to a lower than expected overall rate of treatment completion. However, both groups were affected equally.

Comment

Clinical guide

Potential harms of DOT include reduced co-operation between person and doctor, removal of individual responsibility, detriment to long-term sustainability of anti-tuberculosis programmes, and increased burden on health services to the detriment of care for other diseases. None of these has been adequately investigated in RCTs. Support mechanisms for DOT have the potential to reduce such harms, but their effectiveness is not established.

Numerous observational studies have evaluated interventions described as DOT, but all were packages of interventions that included specific investment in anti-tuberculosis programmes, such as strengthened drug supplies, improved microscopy services, and numerous incentives, sanctions, and other co-interventions that were likely to influence adherence. However, it is difficult to separate the effect of support mechanisms for DOT from other collateral interventions accompanying DOT.

Substantive changes

Food incentives versus usual treatment Option restructured. New evidence added. Categorised as 'unknown effectiveness'.


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