Abstract
OBJECTIVE
The impact of margin width on overall survival (OS) in the context of other prognostic factors after resection for colorectal liver metastases (CRLM) is unclear. We evaluated the relationship between resection margin and OS utilizing high-resolution histologic distance measurements.
METHODS
A single institution prospectively maintained database was queried for all patients who underwent an initial complete resection of CRLM between 1992–2012. R1 resection was defined as tumor cells at the resection margin (0 mm). R0 resection was further divided into 3 groups: 0.1–0.9 mm, 1–9 mm, ≥ 10mm.
RESULTS
A total of 4915 liver resections were performed at MSKCC between 1992 and 2012, from which 2368 patients were included in the current study. Half of the patients presented with synchronous disease, 43% had solitary metastasis, and the median tumor size was 3.4cm. With a median follow-up for survivors of 55 months, the median OS of the R1, 0.1–0.9 mm, 1–9 mm, and ≥ 10mm groups were 32, 40, 53, and 56 months, respectively (p < 0.001). Compared to R1 resection, all margin widths, including submillimeter margins correlated with prolonged OS (p < 0.05). The association between the margin width and OS remained significant when adjusted for all other clinicopathologic prognostic factors.
CONCLUSIONS
Resection margin width is independently associated with OS. Wide margins should be attempted whenever possible. However, resection should not be precluded if narrow margins are anticipated, as submillimeter margin clearance is associated with improved survival. The prolonged OS observed with submillimeter margins is likely a microscopic surrogate for the biologic behavior of a tumor rather than the result of surgical technique.
Introduction
The impact of surgical margin width on outcomes after hepatectomy for metastatic colorectal cancer is unclear and the prognostic meaning of these margins in the context of other clinical and pathologic factors has not been well studied. Conflicting results have been reported with respect to the optimal margin width1–4 and a few studies have suggested a lack of any prognostic impact for positive margins.5,6 These discrepancies in previous studies can be attributed to a limited sample size,5,7 failure to adjust for modern chemotherapy regimens1, different surgical transection techniques, and varying definitions of the resection margin clearance/involvement. Thus, physicians do not have conclusive data about margin width to utilize in developing therapeutic strategies for patients with resectable metastatic colorectal cancer to the liver.
The definition of microscopic margin involvement (R1 resection) in colorectal liver metastases (CRLM) has been a point of contention. This definition may be influenced by the tumor growth pattern as it has been demonstrated that growth pattern correlates with both R1 resection rate and survival8. Furthermore, it has been reported that 95% and 70% of microsatellite lesions, when present, are located within 1cm and 2mm from the tumor margin, respectively.9,10 Thus, a one-millimeter margin may be satisfactory for tumors with a well circumscribed growth pattern but insufficient for tumors that are more microscopically invasive, as it is more likely that tumor cells will be left behind. The relationship between the margin width and survival is further compounded by preoperative treatment with modern chemotherapy, as well as, improving surgical and ablative techniques. It is possible that as these therapies evolve, so too will the relationship between the resection margin width and outcome.
We hypothesized that the width of the resection margin is associated with survival in a continuous manner, as it is influenced by various therapeutic, clinical, and pathologic factors. Therefore, the current dichotomy with regard to microscopic margin involvement (R0/R1) may inadequately represent the prognostic importance of margin width. The aim of this study was to assess the continuous relationship between the resection margin width and survival utilizing high-resolution histologic distance measurements while adjusting for all established contemporary risk factors.
METHODS
Study design
A total of 4915 liver resections for all diagnoses were performed at Memorial Sloan Kettering Cancer Center (MSKCC) between 1992 and 2012. After review of operative details and diagnoses we included 2626 patients who had undergone liver resection of CRLM at MSKCC with the following exclusion criteria applied; 1) Repeat hepatectomy (n=203), 2) R2 resection (residual macroscopic disease, n=48), and 3) Other stage IV cancer (n=7). We included all other patients in order to study sub-groups in whom margin width may not have prognostic importance. A waiver of Health Insurance Portability and Accountability Act authorization was obtained and patient demographics, clinicopathologic characteristics, and survival data were obtained from a prospectively maintained database. These data were supplemented with additional chart review where necessary. All liver resections were performed using a standard technique as reported previously. The liver was typically transected with the “Kelly clamp” crush technique11. Some patients underwent a combination of resection and intraoperative ablation at the same setting. All pathological specimens were reviewed and confirmed by MSKCC pathologists.
Methods of measurement
Histopathologic assessment of liver tumors has been standardized at MSKCC since 1991 and includes the number of tumors, size of the largest tumor, and numerical report of the surgical margin width in tenths of millimeter. This high-resolution histologic distance measurement relies on standard microscopic margin width measurement (ie, the pathologist calculates the distance by taking into account the total magnification of the microscope and the length of the measured object within the microscope field), which is employed in various cancers.12 The final margin width was judged as the distance of the lesion closest to the transected liver surface. In the case of multiple tumors, the closest margin was recorded as the final margin. A narrow margin group was defined as either margin clearance less than 1mm or involved margins. Definitions and measurements of other prognostic factors and clinical risk score calculation were previously reported.13 Measurement of the number of CRLM included resected viable tumors, resected non-viable tumors (ie, complete pathologic response to preoperative chemotherapy), and ablated tumors. Disease-free interval (DFI) was defined as the time interval from resection of the primary colorectal cancer to diagnosis of liver metastasis. Synchronous CRLM was considered as DFI of zero and any CRLM with DFI above zero was defined as metachronous disease. Serum CEA levels were recorded as the highest value within 3 months prior to resection. Modern systemic chemotherapy was defined as either oxaliplatin or irinotecan. Perioperative chemotherapy was defined as any chemotherapy administered within 3 months of surgery. Major resections were defined as those consisting of 3 or more liver segments.14 Two-stage hepatectomy,15 radiofrequency/microwave ablation,16 and hepatic artery pump infusion17,18 were performed as previously described. Concurrent extrahepatic disease (EHD) was defined as EHD known at the time of the hepatic resection and either resected at the same time or within 6 months of hepatectomy as previously reported.19
Data analysis
Descriptive and comparative statistics were performed using Stata version 13.1 software (StataCorp LP, College Station, TX). Continuous variables were compared using the Student t test or Mann-Whitney test, as appropriate by the type of distribution. Categorical variables were compared using χ2 or the Fisher exact test depending on the number of observations. Overall survival (OS) distributions were estimated from the time of CRLM resection using the Kaplan-Meier method and patients alive at last follow-up were censored. Groups were compared using log-rank test and the multivariate analysis used stepwise Cox regression. All tests were 2-sided and statistical significance was defined at P < 0.05.
RESULTS
Demographics
A total of 4915 liver resections were performed at MSKCC between 1992 and 2012, from which 2368 patients were included in the current study. The median age was 61 years (IQR: 51–69) and 43% were female (Table 1). Half of the patients presented with synchronous disease, 43% had solitary metastasis, and the median tumor size was 3.4cm (IQR: 2.1–5.5).
Table 1.
Clinicopathologic characteristics of all patients (n=2368) stratified by margin width.
Characteristics | All patients (n=2368) | Margin ≥1mm1 (n=1956) | Margin <1mm 1 (n=405) | Univariate analysis (p-value) | Multivariate analysis (OR; 95%CI; p-value) |
---|---|---|---|---|---|
| |||||
Age, years | 61 (51–69) | 61 (51–70) | 60 (51–68) | 0.07 | NS |
| |||||
Operation period | 1 | NA | |||
<2004 | 1177 (50%) | 973 (50%) | 201 (50%) | ||
≥2004 | 1191 (50%) | 983 (50%) | 204 (50%) | ||
| |||||
Gender | 0.3 | NA | |||
Female | 1018 (43%) | 849 (43%) | 165 (41%) | ||
Male | 1350 (57%) | 1107 (57%) | 240 (59%) | ||
| |||||
Resection type | 0.001 | NS | |||
Major resection only | 1031 (49%) | 852 (49%) | 179 (49%) | ||
Major resection & Wedge | 184 (9%) | 134 (8%) | 50 (14%) | ||
Minor resection only | 509 (24%) | 439 (26%) | 69 (19%) | ||
Either wedge only or wedge & minor resection | 362 (18%) | 294 (17%) | 64 (18%) | ||
| |||||
Ablation | <0.001 | 1.6; 1.1–2.4; 0.01 | |||
No | 2134 (90%) | 1796 (92%) | 332 (82%) | ||
Yes | 234 (10%) | 160 (8%) | 73 (18%) | ||
| |||||
Nodal status of primary | 0.7 | NA | |||
Negative | 907 (39%) | 744 (38%) | 157 (39%) | ||
Positive | 1440 (61%) | 1196 (62%) | 243 (61%) | ||
| |||||
Presentation sequence | 0.5 | NA | |||
Metachronous | 1187 (50%) | 986 (50%) | 197 (48%) | ||
Synchronous | 1181 (50%) | 970 (50%) | 208 (52%) | ||
| |||||
Disease-free interval (DFI) | 0.2 | NA | |||
<12 months | 1504 (64%) | 1230 (63%) | 269 (67%) | ||
≥12 months | 864 (36%) | 726 (37%) | 136 (33%) | ||
| |||||
Solitary tumor | <0.001 | NA | |||
Yes | 1010 (43%) | 901 (46%) | 105 (26%) | ||
No | 1358 (57%) | 1055 (54%) | 300 (74%) | ||
| |||||
CRLM number >3 | <0.001 | 2.8; 2.1–3.7; <0.001 | |||
No | 1780 (75%) | 1541 (79%) | 232 (57%) | ||
Yes | 588 (25%) | 415 (21%) | 173 (43%) | ||
| |||||
Size | <0.001 | 1.7; 1.3–2.3; <0.001 | |||
<5 cm | 1654 (70%) | 1398 (71%) | 249 (61%) | ||
≥5 cm | 714 (30%) | 558 (29%) | 156 (39%) | ||
| |||||
CEA | <0.001 | 1.5; 1.1–2.2; 0.047 | |||
<200 μg/L | 1950 (92%) | 1631 (93%) | 312 (87%) | ||
≥200 μg/L | 178 (8%) | 130 (7%) | 48 (13%) | ||
| |||||
Clinical risk score (CRS) | 0.001 | NA | |||
<3 | 1124 (53%) | 964 (55%) | 160 (45%) | ||
≥3 | 987 (47%) | 789 (45%) | 198 (55%) | ||
| |||||
Extrahepatic disease (EHD) | 0.7 | NA | |||
No | 2173 (92%) | 1797 (92%) | 370 (91%) | ||
Yes | 195 (8%) | 159 (8%) | 35 (9%) |
Continuous variables are expressed as median (IQR); categorical variables are expressed as n (%). NA – not analyzed. NS – not significant; CEA - carcinoembryonic antigen.
Seven patients had their margin status recorded only as positive/negative. Thus, they were excluded from these columns.
Margin width characterization
Initially, the margin width was evaluated as a continuous variable (at tenths of millimeter intervals) to assess the interaction with OS. Figure 1 demonstratesa continuous interaction between the margin width and OS with an initial sharp increase in median OS in the narrow margin zone, until an inflection point around 3–4mm margin width, which is followed by a more gradual increase. Based on this plot, our previous experience,11 and the historical importance of both 1-mm and 1-cm margins, the margin width was further analyzed in the following 4 categories: R1 resection (tumor cells involving the resection margin (0 mm)) and R0 resection was further subdivided into 3 groups (0.1–0.9 mm, 1–9 mm, ≥ 10 mm).
Figure 1. Interaction between the resection margin width and overall survival.
A smoothed-fit curve of the median overall survival for each patient depending on the resection margin width as a continuous variable. A continuous interaction between the margin width and OS is demonstrated with an initial sharp increase in median OS in the narrow margin zone, until an inflection point around 3–4-mm margin width, which is followed by a more gradual increase. This descriptive graph does not adjust for any confounder nor does it account for censoring over the follow-up time. Thus, no comparative analysis was performed.
Margin width and Overall survival
The relationship between the described categories and OS is shown in Figure 2. With a median follow-up for survivors of 55 months, the median OS of the R1, 0.1–0.9 mm, 1–9 mm, and ≥ 10 mm groups were 32, 40, 53, and 56 months, respectively. Predictors of OS are described in Table 2, which demonstrates that margin width, including submillimeter margins (ie, 0.1–0.9 mm clearance), correlated with improved OS compared to R1 resection (p < 0.05). The association between the margin width and OS remained statistically significant in a multivariable model accounting for all chemotherapy and clinicopathologic prognostic factors. While margin clearance of 1mm or more was associated with improved OS compared to submillimeter margin clearance (HR=0.7; 95%CI: 0.6–0.8; p < 0.001), no difference in OS was observed between the ≥ 10 mm and 1–9 mm groups (p = 0.2; Fig. 2). Additionally, margin width (< 1 mm vs. ≥ 1 mm) remained significantly associated with OS in all clinico-pathologic subgroups including analyses of the following factors: disease-free interval, nodal status of the primary tumor, number of CRLM, CRLM size, clinical risk score, extrahepatic disease, use of intraoperative ablation, hepatic artery infusion pump chemotherapy use, or modern chemotherapy use (data not shown).
Figure 2.
Overall survival curves stratified according to four categories of resection margin width. X, P = NS; *, P < 0.05.
Table 2.
Predictors of overall survival analysis in all patients (n=2368).
Characteristics | N (%) | Overall survival | Univariate | Multivariate | |||
---|---|---|---|---|---|---|---|
| |||||||
5YS, % | Median, months | HR (95% CI) | P | HR (95% CI) | P | ||
| |||||||
Age, years | 2368 (100%) | 43 | 50.6 | 1.01 (1.01–1.02) | <0.001 | 1.01 (1.004–1.015) | <0.001 |
| |||||||
Gender | 0.96 (0.87–1.07) | 0.5 | NA | NA | |||
Female | 1018 (43%) | 42 | 50 | ||||
Male | 1350 (57%) | 44 | 52 | ||||
| |||||||
Solitary tumor | 0.8 (0.7–0.9) | 0.001 | 0.8 (0.7–0.9) | <0.001 | |||
Yes | 1010 (43%) | 49 | 59 | ||||
No | 1358 (57%) | 39 | 45 | ||||
| |||||||
Size | 1.6 (1.4–1.7) | <0.001 | 1.4 (1.2–1.6) | <0.001 | |||
<5 cm | 1654 (70%) | 47 | 56 | ||||
≥5 cm | 714 (30%) | 33 | 38 | ||||
| |||||||
CEA | 1.7 (1.4–2) | <0.001 | 1.3 (1.1–1.6) | 0.009 | |||
<200 μg/L | 1950 (92%) | 45 | 53 | ||||
≥200 μg/L | 178 (8%) | 27 | 35 | ||||
| |||||||
Nodal status of primary | 1.4 (1.3–1.6) | <0.001 | 1.6 (1.4–1.7) | <0.001 | |||
Negative | 907 (39%) | 51 | 63 | ||||
Positive | 1440 (61%) | 38 | 45 | ||||
| |||||||
Disease-free interval (DFI) | 0.99 (0.9–1.1) | 0.9 | NA | NA | |||
<12 months | 1504 (64%) | 42 | 50 | ||||
>12 months | 864 (36%) | 45 | 52 | ||||
| |||||||
Presentation sequence | 0.98 (0.9–1.1) | 0.8 | NA | NA | |||
Metachronus | 1187 (50%) | 44 | 50 | ||||
Synchronous | 1181 (50%) | 42 | 50 | ||||
| |||||||
Clinical risk score (CRS) | 1.5 (1.3–1.6) | <0.001 | NA | NA | |||
<3 | 1129 (53%) | 51 | 62 | ||||
≥3 | 987 (47%) | 36 | 42 | ||||
| |||||||
Margin status1 | <0.001 | <0.001 | |||||
0mm | 245 (10%) | 24 | 32 | Ref | Ref | Ref | Ref |
0.1mm–0.9mm | 160 (7%) | 26 | 40 | 0.7 (0.6–0.9) | 0.04 | 0.7 (0.6–0.9) | 0.03 |
1mm–9mm | 1191 (50%) | 46 | 53 | 0.5 (0.4–0.6) | <0.001 | 0.6 (0.5–0.7) | <0.001 |
≥10mm | 765 (33%) | 48 | 56 | 0.5 (0.4–0.6) | <0.001 | 0.5 (0.4–0.6) | <0.001 |
| |||||||
Perioperative chemotherapy | 0.8 (0.6–0.9) | 0.01 | NA | NA | |||
No | 172 (7%) | 36 | 41 | ||||
Yes | 2193 (93%) | 43 | 51 | ||||
| |||||||
Perioperative modern chemotherapy | 0.75 (0.7–0.8) | <0.001 | NS | NS | |||
No | 879 (38%) | 38 | 45 | ||||
Yes | 1442 (62%) | 46 | 54 | ||||
| |||||||
Operation period | 0.7 (0.6–0.8) | <0.001 | 0.8 (0.7–0.9) | <0.001 | |||
<2004 | 1177 (50%) | 39 | 44 | ||||
≥2004 | 1191 (50%) | 47 | 56 | ||||
| |||||||
Extrahepatic disease (EHD) | 1.7 (1.4–2.0) | <0.001 | 1.6 (1.3–1.9) | <0.001 | |||
No | 2173 (92%) | 45 | 52 | ||||
Yes | 195 (8%) | 25 | 33 | ||||
| |||||||
HAIP | 0.65 (0.6–0.7) | <0.001 | 0.7 (0.6–0.8) | <0.001 | |||
No | 1534 (65%) | 37 | 44 | ||||
Yes | 834 (35%) | 53 | 67 | ||||
| |||||||
Ablation | 1.02 (0.8–1.2) | 0.9 | NA | NA | |||
No | 2134 (90%) | 43 | 51 | ||||
Yes | 234 (10%) | 38 | 45 | ||||
| |||||||
Two-stage resection | 1.02 (0.7–1.5) | 0.9 | NA | NA | |||
No | 2316 (98%) | 43 | 51 | ||||
Yes | 52 (2%) | 43 | 49 |
NA – not analyzed; NS – not significant; HAIP – hepatic artery infusion pump; CEA - carcinoembryonic antigen.
Seven patients had the margin recorded only as positive/negative. Thus, they were excluded from these variables.
Narrow margin width (<1-mm margin width)
A logistic regression was utilized and demonstrates that ablation status, number (more than 3), size (more than 5 cm) of CRLM, and CEA >200 μg/L were independent predictors of a narrow margin (width <1 mm) (Table 1). Since narrow margins may be predictable at pre-operative planning, we studied whether any factor was predictive of an R1 margin or outcome in these patients. Table 3 details the independent predictors of OS in the narrow margin group (n=405). Within this group of patients, a submillimeter margin clearance was independently associated with OS (p = 0.02) compared to an R1 resection while accounting for all other clinical and pathologic factors. No clinicopathological characteristics were identified as predictors of a submillimeter margin clearance among the patients with a narrow margin (Table 4). Moreover, Figure 2 demonstrates that within the narrow margin group and the R1 group, 19 (5%) patients and 9 (4%) patients were identified as actual 10-year survivors, respectively.
Table 3.
Overall survival analysis in patients with narrow margin (width <1mm, n=405):
Characteristics | N (%) | Overall survival | Univariate | Multivariate | |||
---|---|---|---|---|---|---|---|
| |||||||
5YS% | Median, months | HR (95% CI) | P | HR (95% CI) | P | ||
| |||||||
Age, years | 405 (100) | 25% | 34 | 0.99 (0.98–1.006) | 0.4 | NA | NA |
| |||||||
Gender | 1.1 (0.9–1.4) | 0.5 | NA | NA | |||
Female | 165 (41) | 26% | 32 | ||||
Male | 240 (59) | 23% | 37 | ||||
| |||||||
Solitary tumor | 0.8 (0.6–1.1) | 0.2 | NA | NA | |||
Yes | 105 (26) | 33% | 42 | ||||
No | 300 (74) | 21% | 32 | ||||
| |||||||
CRLM number >3 | 1.5 (1.2–1.9) | 0.001 | 1.7 (1.3–2.3) | <0.001 | |||
No | 232 (57) | 32% | 42 | ||||
Yes | 173 (43) | 15% | 28 | ||||
| |||||||
Size | 1.5 (1.2–1.8) | 0.002 | 1.1 (0.8–1.5) | 0.4 | |||
<5 cm | 249 (61) | 28% | 41 | ||||
≥5 cm | 156 (39) | 19% | 26 | ||||
| |||||||
CEA | 1.04 (0.7–1.5) | 0.8 | NA | NA | |||
<200 μg/L | 312 (87) | 25% | 36 | ||||
≥200 μg/L | 48 (13) | 20% | 38 | ||||
| |||||||
Nodal status of primary | 1.7 (1.3–2.2) | <0.001 | 1.5 (1.1–2.1) | 0.004 | |||
Negative | 157 (39) | 34% | 49 | ||||
Positive | 243 (61) | 19% | 28 | ||||
| |||||||
Disease-free interval (DFI) | 1.1 (0.9–1.5) | 0.3 | NA | NA | |||
<12 months | 269 (67) | 25% | 33 | ||||
>12 months | 136 (33) | 26% | 41 | ||||
| |||||||
Presentation sequence | 1.2 (0.9–1.5) | 0.15 | NA | NA | |||
Metachronus | 197 (48) | 28% | 38 | ||||
Synchronous | 208 (52) | 20% | 32 | ||||
| |||||||
Clinical risk score (CRS) | 1.6 (1.2–2.1) | <0.001 | NS | NS | |||
<3 | 160 (45) | 31% | 49 | ||||
≥3 | 198 (55) | 19% | 28 | ||||
| |||||||
Perioperative chemotherapy | 1.05 (0.6–1.7) | 0.9 | NA | NA | |||
No | 28 (7) | 23% | 34 | ||||
Yes | 377 (93) | 25% | 34 | ||||
| |||||||
Perioperative modern chemotherapy | 1.04 (0.8–1.3) | 0.7 | NA | NA | |||
No | 149 (38) | 29% | 36 | ||||
Yes | 251 (62) | 21% | 33 | ||||
| |||||||
Operation period | 0.7 (0.5–0.8) | 0.001 | 0.6 (0.4–0.8) | <0.001 | |||
<2004 | 201 (50) | 20% | 28 | ||||
≥2004 | 204(50) | 30% | 44 | ||||
| |||||||
Extrahepatic disease (EHD) | 1.7 (1.2–2.4) | 0.002 | 1.9 (1.3–2.9) | 0.001 | |||
No | 370 (91) | 26% | 37 | ||||
Yes | 35 (9) | 8% | 22 | ||||
| |||||||
HAIP | 0.7 (0.5–0.9) | 0.008 | 0.7 (0.6–0.9) | 0.03 | |||
No | 249 (62) | 22% | 31 | ||||
Yes | 156 (38) | 29% | 43 | ||||
| |||||||
Ablation | 1.05 (0.8–1.6) | 0.8 | NA | NA | |||
No | 332 (82%) | 26% | 34 | ||||
Yes | 73 (18%) | 17% | 36 | ||||
| |||||||
Margin status | 0.7 (0.6–0.9) | 0.04 | 0.7 (0.6–0.9) | 0.02 | |||
0mm | 245 (61) | 24% | 32 | ||||
0.1mm–0.9mm | 160 (39) | 26% | 40 |
Continuous variables are expressed as median (IQR); categorical variables are expressed as n (valid percent). NA – not analyzed. HAIP – hepatic artery infusion pump; CEA - carcinoembryonic antigen.
Table 4.
Characteristics of the R1 and the submillimeter (0.1–0.9mm) margin groups.
Variable | All patients with narrow margin (width <1mm, n=405) | R1 group (n=245) | Submillimeter (0.1–0.9mm) group (n=160) | Univariate analysis (p-value) |
---|---|---|---|---|
| ||||
Age, years | 60 (51–68) | 60 (51–67) | 61 (51–70) | 0.4 |
| ||||
Operation period | 0.3 | |||
<2004 | 201 (50%) | 116 (48%) | 85 (53%) | |
≥2004 | 204 (50%) | 129 (52%) | 75 (47%) | |
| ||||
Gender | 0.9 | |||
Female | 165 (41%) | 100 (41%) | 65 (41%) | |
Male | 240 (59%) | 145 (59%) | 95 (59%) | |
| ||||
Resection type | ||||
Major resection only | 179 (49%) | 104 (48%) | 75 (52%) | |
Major resection & Wedge | 50 (14%) | 32 (15%) | 18 (12%) | 0.5 |
Minor resection only | 69 (19%) | 39 (17%) | 30 (21%) | |
Either wedge only or wedge & minor resection | 64 (18%) | 43 (20%) | 21 (15%) | |
| ||||
Ablation | 0.5 | |||
No | 332 (82%) | 198 (81%) | 134 (84%) | |
Yes | 73 (18%) | 47 (19%) | 26 (16%) | |
| ||||
Nodal status of primary | 0.2 | |||
Negative | 157 (39%) | 101 (42%) | 56 (35%) | |
Positive | 243 (61%) | 141 (58%) | 102 (65%) | |
| ||||
Presentation sequence | 0.15 | |||
Metachronous | 197 (49%) | 112 (46%) | 85 (53%) | |
Synchronous | 208 (51%) | 133 (54%) | 75 (47%) | |
| ||||
Disease-free interval (DFI) | 0.4 | |||
<12 months | 269 (66%) | 168 (69%) | 101 (63%) | |
≥12 months | 136 (34%) | 77 (31%) | 59 (37%) | |
| ||||
Solitary tumor | 0.5 | |||
Yes | 105 (26%) | 60 (25%) | 45 (28%) | |
No | 300 (74%) | 185 (75%) | 115 (72%) | |
| ||||
CRLM number >3 | 0.2 | |||
No | 232 (57%) | 134 (55%) | 98 (61%) | |
Yes | 173 (43%) | 111 (45%) | 62 (40%) | |
| ||||
Size | 0.6 | |||
<5 cm | 249 (61%) | 153 (62%) | 96 (60%) | |
≥5 cm | 156 (39%) | 92 (38%) | 64 (40%) | |
| ||||
CEA | 0.2 | |||
<200 μg/L | 312 (87%) | 183 (85%) | 129 (90%) | |
≥200 μg/L | 48 (13%) | 33 (15%) | 15 (10%) | |
| ||||
Clinical risk score (CRS) | 0.7 | |||
<3 | 160 (45%) | 94 (44%) | 66 (46%) | |
≥3 | 198 (55%) | 120 (56%) | 78 (54%) | |
| ||||
Extrahepatic disease (EHD) | 0.3 | |||
No | 370 (91%) | 226 (91%) | 142 (89%) | |
Yes | 35 (9%) | 21 (9%) | 18 (11%) |
Continuous variables are expressed as median (IQR); categorical variables are expressed as n (valid percent). NA – not analyzed. HAIP – hepatic artery infusion pump; CEA - carcinoembryonic antigen. P-values relates to the comparison between the R1 and submillimeter groups.
DISCUSSION
At present, the impact of resection margin width on overall survival has not been definitively established. Recent series have yielded conflicting result1,2,5,6 and have been limited by inadequate sample size and/or failure to control for modern chemotherapy regimens. The current study attempted to overcome these limitations. We analyzed a large cohort (2368 patients) from a single institution, which allowed for adequate statistical power while adjusting for all recognized contemporary prognostic factors. We demonstrated an associated prolonged survival with margin clearance down to submillimeter width that was independent of all potentially confounding factors. These findings have important clinical implications for staging and treatment stratification.
A previous study by our group analyzed the correlation between the margin width and OS in patients who had been treated at MSKCC during the earlier decade of the present study (between 1991 and 2003).11 That study reported a continuous relationship between the margin width and OS, including a prolonged OS with submillimeter width. However, in a multivariable model, statistical significance was not reached until a margin width of > 1 cm. The current study expands on previous reports, as it was adequately powered to detect a significantly prolonged OS down to submillimeter margin clearance. Importantly, this finding held up while accounting for all contemporary established clinical, therapeutic, and pathological risk factors. In other words, the prognostic importance of margin width was relevant for all sub-groups of patients.
The improved outcome observed with submillimeter margin clearance is likely a microscopic surrogate for the biologic behavior of a tumor rather than the results of surgical technique. It is unlikely that CRLM patients survive longer because a submillimeter margin clearance was technically achieved. Rather a submillimeter clearance is more likely obtained when patients have a favorable underlying tumor biology. These data suggest that the same surgical technique and gross surgical clearance may yield different histologic margins. This observation is reinforced by a subgroup analysis of the narrow margin group (< 1 mm), which represents patients who can be predicted pre-operatively to have a close margin. Within the narrow margin group, a submillimeter margin clearance was independently associated with prolonged OS while adjusting for all other clinical and pathologic factors. Moreover, no clinicopathological characteristics were identified as predictors of a submillimeter margin clearance among this group.
There are several biological phenomena that can be considered as potential confounders. Defining the resection margin status/width by histopathology harbors inherent limitations, as standard tissue section (5 μm thick) represent approximately 1:1000 of the area that is macroscopically suspicious of margin involvement.12,20 Therefore, the resection margin may well be involved by cancer cells in the tissue levels above or below the sections that were submitted for microscopic examination, particularly in tumors with an invasive growth pattern. Brunner et al21 revealed that a compact growth pattern (confined by a capsule) was associated with both higher R0 rate and improved survival. A similar observation was noted by Nielsen et al8 who identified an infiltrative growth pattern as an independent predictor of poor survival, whereas favorable prognosis was correlated with a desmoplastic growth pattern, in which a fibrous rim separates the metastasis from the liver parenchyma. It is noteworthy that both studies8,21 reported that the compact growth pattern (confined by a capsule) was associated with an increased lymphocytic infiltrate at the tumor margin, which is a recognized favorable prognostic factor in colorectal cancer.22–25 Thus, a confounding effect can be attributed to the capsule subtype of tumor growth pattern, which was proposed as a mechanical and chemical barrier to local invasion by tumor cells.26 Yet, it is notable that adjustment for contemporary prognostic factors was limited in these studies.8,21 Furthermore, the tumor growth pattern was not routinely evaluated at our institution and therefore was not analyzed in the present study.
Historically, a predicted inability to attain a clear resection margin was considered a contraindication to liver resection for CRLM. However, various cut-off distances have been proposed to determine the optimal margin width. Prior studies, including our own, often concluded that a 1cm margin clearance was an optimal cut-off and was associated with improved survival.2,11 This cut-off was supported by the observation that, in the absence of preoperative chemotherapy, 95% of microsatellite lesions, when present, were located within 1cm of the tumor border9. When modern systemic therapy regimens developed, a 1-mm margin was proposed as the standard of care.1 It was speculated that more effective systemic therapy could “sterilize” malignant cells left behind near a close margin.5 However, Ng et al27 recently studied the relationship between preoperative chemotherapy and the surgical margin. They observed that tumor involution consisted of randomly distributed cell death and a significantly higher proportion of irregular tumor borders after chemotherapy. This was associated with discrete nests of viable cells outside of the main tumor mass. These findings led the authors to suggest that a 1cm margin should be pursued, as this would more likely result in a negative margin.
The present study was designed to account for all the established contemporary prognostic factors and demonstrated an independent association between prolonged OS and either 1-cm, 1-mm, or submillimeter margin clearance. Among patients with a narrow margin (< 1 mm) we were unable to predict which patient would ultimately harbor a positive margin. Therefore, liver resection should not be precluded from any patient who is expected to undergo a resection with narrow margin. This is further reinforced by the actual 10-year survivors’ rates in the narrow margin group (5%) and the R1 group (4%), which are equivalent to cure rates28. Additionally, the finding that improved survival was associated with margin clearance of more than 1 mm compared to submillimeter clearance advocates that surgical technique plays an important role.
As an observational retrospective study, this analysis has inherent selection limitations and the generalizability of these results may be restricted to specialized high-volume centers. Despite adjustment in a multivariable model, any study that spans a long period is exposed to temporal bias; however, an additional exclusive feature of our study is the consistent Kelly clamp liver transection technique that was utilized. It is noteworthy that other well-known transection techniques may create a margin of different character than the Kelly clamp technique and the margin, as determined by the pathologist, may have different clinical relevance. In addition, poor response to preoperative chemotherapy as a reflection of an aggressive tumor phenotype, was suggested7 to correlate with poor survival and R1 resection rate. However, the present study did not include response data in the analysis, as preoperative chemotherapy was not routinely administered at our institution and a substantial portion of the patients were evaluated by preoperative MRI while criteria for morphologic response are currently CT-based. On the contrary, the present study is the most comprehensive and adequately powered single-institution analysis of the relationship between the resection margin width and survival. A prospective randomized trial assessing margin width would be very challenging, thus, it is our premise that the current analysis represents an optimal study design in order to establish appropriate benchmarks.
In conclusion, the resection margin width is an independent predictor of OS. In order to ensure a clear margin, wide margins should be attempted in all cases when this is safe and feasible. The improved outcome observed with a submillimeter margin width is likely a microscopic surrogate for the biologic behavior of a tumor. Thus, liver resection should not be precluded from any patient who is expected to undergo a resection with narrow margin, as cure can be achieved and an unpredictable submillimeter margin clearance is associated with improved survival. These findings emphasize the prognostic importance of a negative margin and have important clinical implications for staging, treatment, operative planning, and future study of the tumor margin microenvironment.
Acknowledgments
Sources of support: Funded in part by the NIH/NCI Cancer Center Support Grant P30 CA008748.
Footnotes
Conflict of interest: All authors declare that they have no conflict of interests regarding this study.
References
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