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Antimicrobial Agents and Chemotherapy logoLink to Antimicrobial Agents and Chemotherapy
. 2015 Aug 14;59(9):5260–5266. doi: 10.1128/AAC.00562-15

Mobile Genetic Elements Related to the Diffusion of Plasmid-Mediated AmpC β-Lactamases or Carbapenemases from Enterobacteriaceae: Findings from a Multicenter Study in Spain

L Zamorano a, E Miró b, C Juan a, L Gómez b, G Bou c, J J González-López d,e, L Martínez-Martínez f, B Aracil g, M C Conejo h, A Oliver a, F Navarro b,e,, the Spanish Network for Research in Infectious Diseases (REIPI)
PMCID: PMC4538544  PMID: 26077249

Abstract

We examined the genetic context of 74 acquired ampC genes and 17 carbapenemase genes from 85 of 640 Enterobacteriaceae isolates collected in 2009. Using S1 pulsed-field gel electrophoresis and Southern hybridization, 37 of 74 blaAmpC genes were located on large plasmids of different sizes belonging to six incompatibility groups. We used sequencing and PCR mapping to investigate the regions flanking the acquired ampC genes. The blaCMY-2-like genes were associated with ISEcp1; the surrounding blaDHA genes were similar to Klebsiella pneumoniae plasmid pTN60013 associated with IS26 and the psp and sap operons; and the blaACC-1 genes were associated with IS26 elements inserted into ISEcp1. All of the carbapenemase genes (blaVIM-1, blaIMP-22, and blaIMP-28) were located in class 1 integrons. Therefore, although plasmids are the main cause of the rapid dissemination of ampC genes among Enterobacteriaceae, we need to be aware that other mobile genetic elements, such as insertion sequences, transposons, or integrons, can be involved in the mobilization of these genes of chromosomal origin. Additionally, three new integrons (In846 to In848) are described in this study.

INTRODUCTION

Beta-lactam resistance in Enterobacteriaceae due to acquired AmpC β-lactamases (pAmpC) or carbapenemases represents an emerging and increasing problem that limits therapeutic options. pAmpC confer resistance to most β-lactams, except cefepime and carbapenems, whereas carbapenemases, including classes A, B, and D, can confer resistance to most β-lactams, including carbapenems. The number of Enterobacteriaceae isolates carrying these enzymes is lower than that of extended-spectrum β-lactamase-producing isolates, but the number has increased over the last few years, particularly for pAmpC CMY-2 and DHA and for carbapenemase types NDM, VIM, IMP, and OXA-48 (1, 2).

Both families of enzymes (pAmpC and carbapenemases) are normally codified in plasmids, and their genes are associated with mobile genetic elements (MGE), such as insertion sequences, transposon-like elements, and class 1 integrons. All of these MGE can transfer these genes into mobilizable and conjugative plasmids and subsequently disseminate them into many bacterial species that naturally lack these genes (35).

As previously described (3), 100,132 Enterobacteriaceae isolates were collected from February to July 2009 from 35 Spanish hospitals. Among them, we found a total of 674 Enterobacteriaceae isolates with acquired ampC and/or carbapenemase genes. The following enzyme types were found: CMY-2-like (74.3%), DHA (17.8%), ACC (1.5%), FOX (0.6%), VIM (4.3%), and IMP (1.5%) (3). Although a great genetic diversity among pAmpC-producing strains was observed, some clonal relationships were established between these isolates, mainly in carbapenemase-producing strains (3).

This study aimed to describe the plasmid families and the surrounding regions involved in the dissemination of a great diversity of acquired ampC and metallo-β-lactamases genes in Enterobacteriaceae isolates lacking inducible chromosomal AmpC enzymes.

MATERIALS AND METHODS

Clinical isolates.

To characterize the plasmids and flanking regions implicated in the expansion of these genes, we selected 85 strains from the collection cited above (3). The selection was made on the basis of prevalence, and strains that produced new enzymes were also included.

PCR-based replicon typing.

PCR-based incompatibility (Inc)/replicon typing (PBRT) was used to identify the major Inc groups of the plasmids present (4, 6).

Plasmid profiles and Southern blot analysis.

Plasmid analysis was carried out by DNA linearization with the S1 enzyme followed by pulsed-field gel electrophoresis (PFGE), as previously described (7). Plasmid sizes were estimated using Fingerprinting II Informatix software (Bio-Rad) (7). A PCR Dig probe synthesis kit (Roche Diagnostics GmbH, Mannheim, Germany) was used to obtain blaAmpC or Inc probes for hybridization of the S1-PFGE blots. These probes were labeled with the commercial kit (Dig high-prime DNA labeling and detection starter kit II; Roche Diagnostics GmbH).

The chromosomal location of bla genes was analyzed by digesting the genomic DNA with the ICeuI enzyme, followed by PFGE and hybridization blotting as described above.

Genetic environment characterization of acquired ampC and carbapenemase genes.

The genetic context was investigated by exploring the regions surrounding acquired blaAmpC and carbapenemase genes frequently reported in the literature (814), employing PCR and sequencing with previously described primers. Additionally, primers designed in accordance with accessible DNA sequences in GenBank (accession numbers AY581207, AJ870924, Y11068, AJ971345, and EF577408) were used to ascertain the presence of genes linked to the acquired blaAmpC and carbapenemase genes (see Table S1 in the supplemental material). Sequencing reactions were performed with the BigDye terminator kit (PE Applied Biosystems, Foster City, CA), and sequences were analyzed on an ABI Prism 3100 DNA sequencer (PE Applied Biosystems). The resulting sequences were then compared with those available in the GenBank database (www.ncbi.nih.gov/BLAST).

Nucleotide sequence accession numbers.

Sequences with new integrons were submitted to GenBank under the accession numbers KC417378 (In846), KC417379 (In847), and KC417377 (In848).

RESULTS

Among the 85 selected strains (66 pAmpC-producing strains, 13 IMP/VIM-producing strains, 4 strains that produced both enzymes, and 2 strains that produced two pAmpC), we characterized the plasmids and flanking regions of 91 genes: 74 blaAmpC genes, 3 blaIMP genes, and 14 blaVIM genes (Table 1).

TABLE 1.

Flanking regions and plasmid families associated with acquired AmpC and carbapenemases in Enterobacteriaceae

bla gene(s) Flanking region(s)a Plasmid size(s) or localization (kb)b Replicon Microorganism(s) (no. of isolates)
blaACC-1 ACC-1(B) 64.5 N K. pneumoniae (1); E. coli (1)
ACC-1(B) Chromosomal E. coli (1); Proteus mirabilis (1)
ACC-1(B) 80 Unidentified K. pneumoniae (1)
ACC-1(C) 32.5 Unidentified P. mirabilis (1)
ACC-1(D) 48.5 Unidentified K. pneumoniae (1)
blaACC-1 + blaFOX-3 ACC-1(A) + FOX (A) 64.5 + 80.5 Unidentified + U E. coli (1)
blaCMY-2 CMY-2(A) 177.5 to 300.7 A/C K. pneumoniae (2); P. mirabilis (1)
CMY-2(A) 43.7 to 83.1 I1 Citrobacter koseri (1); E. coli (4)
CMY-2(A) 69.3 I1 + FIB E. coli (1)
CMY-2(A) 48.5 to 83.1 K E. coli (3); K. pneumoniae (1)
CMY-2(A) Chromosomal E. coli (1); Klebsiella oxytoca (1)
CMY-2(B) 55.4 K E. coli (1)
CMY-2(B) 76.2 I1 E. coli (1)
CMY-2(C) 145.5 I1 K. pneumoniae (1)
CMY-2(C) Chromosomal P. mirabilis (3); K. pneumoniae (1); Proteus penneri (1)
CMY-2(D) 83.1 to 97.6 I1 E. coli (1); K. pneumoniae (1)
blaCMY-4 CMY-2(A) 105.1 K + FIB E. coli (1)
CMY-2(A) Chromosomal E. coli (1)
CMY-2(B) 80.8 I1 E. coli (1)
CMY-2(C) 88.9 I1 K. pneumoniae (1)
blaCMY-7 CMY-2(A) 80.8 I1 E. coli (1)
blaCMY-27 CMY-2(A) 113.2 I1 E. coli (2)
blaCMY-43 CMY-2(A) Chromosomal E. coli (1)
blaCMY-48 CMY-2(B) Chromosomal E. coli (1)
blaCMY-54 CMY-2(C) 105.1 K + FIB E. coli (1)
blaCMY-55 CMY-2(A) 282.9 A/C E. coli (1)
blaCMY-56 CMY-2(A) 299.1 A/C K. pneumoniae (1)
blaCMY-57 CMY-2(C) 97.0 I1 E. coli (1)
blaCMY-2 + blaDHA-1 CMY-2(A) + DHA-1(G) Chromosomal + 218 FIIA K. pneumoniae (1)
blaCMY-2 + blaVIM-1 CMY-2(C) + VIM-1(B) Chromosomal + 48 Unidentified P. mirabilis (1)
blaDHA-1 DHA-1(A) 72.8 to 87.3 Unidentified C. koseri (1); E. coli (1); K. pneumoniae (2)
DHA-1(A) 203.7 A/C K. pneumoniae (1)
DHA-1(A) Chromosomal C. koseri (1); Enterobacter cloacae (1)
DHA-1(B) 72.8 Unidentified K. oxytoca (2)
DHA-1(B) 77.6 I1 E. coli (1)
DHA-1(C) Chromosomal P. mirabilis (3)
DHA-1(D) 72.8 Unidentified K. oxytoca (1)
DHA-1(E) 72.8 Unidentified Salmonella spp. (1)
DHA-1(F) 87.3 Unidentified E. coli (1)
DHA-1(H) Chromosomal E. coli (1)
blaDHA-6 DHA-1(G) 87.3 I1 E. coli (1)
blaDHA-1 + blaVIM-1 DHA-1(B) + VIM-1 (D) (In846) 76.6 + chromosomal FIIA K. pneumoniae (1)
blaDHA-7 + blaVIM-1 DHA-1(D) + VIM-1(E) (In847) 310.4 + 48.5 HI2 + unidentified E. cloacae (2)
blaFOX-3 FOX(A) 72.5 U E. coli (1)
blaFOX-8 FOX(A) Chromosomal E. coli (2)
blaIMP-22 IMP-22(A) 485.0 Unidentified K. pneumoniae (2)
blaIMP-28 IMP-28(A) (In767) Chromosomal K. oxytoca (1)
blaVIM-1 VIM-1(A) (In488) 48.0 Unidentified K. oxytoca (1)
VIM-1(B) (In624) 48.0 and 66.2 Unidentified E. cloacae (2); K. oxytoca (2); K. pneumoniae (2)
VIM-1(C) (In846) 48.0 and 72.5 U K. pneumoniae (1); E. cloacae (1)
VIM-1(D) (In848) 48.0 Unidentified E. coli (1)
a

The type of surrounding regions found for each bla gene is in parentheses (see Fig. 1 to 3 for more data).

b

The plasmid size was determined after the hybridization procedure. Chromosomal means possible chromosomal localization of the gene.

The studied blaAmpC genes included blaCMY-2-like (40), blaDHA (22), blaACC (8), and blaFOX (4), while the metallo-β-lactamase genes included blaVIM-1 (14), blaIMP-22 (2), and blaIMP-28 (1).

Plasmid characterization.

Analysis by S1-PFGE and Southern hybridization allowed us to determine the plasmid size for 74.7% (68 of 91) of the studied genes, leaving 23 genes (25.3%) with a possible chromosomal location (positive hybridization in ICeuI-PFGE). Nevertheless, we were able to describe the incompatibility group by PCR-based replicon typing (PBRT) among these 68 plasmidic genes in only 41 cases (60.3%).

We found that 39 of 74 blaAmpC genes (50%) were located in large plasmids of different sizes belonging to eight Inc groups, including A/C, FIB, FIIA, I1, K, HI2, N, and U. The most representative, present alone or together with other replicons, were I1 (n = 18; one also with FIB), K (n = 7; two also with FIB), A/C (n = 6), FIIA (n = 2), HI2 (n = 2), and N (n = 2) (Table 1). In 13 of 74 blaAmpC genes (17.5%), the plasmid replicon was not identified. (In 10 cases, PBRT was positive for different replicons, but their hybridization bands did not match the blaAmpC band, and PBRT was negative in 3 cases.) Finally, in 22 cases (29.7%), a possible chromosomal location of these genes was confirmed by ICeuI-PFGE.

The plasmids carrying blaCMY-2-like genes belonged to the following Inc groups: I1 (16 of 40 [37.5%]; sizes ranged from 43.7 to 145.5 kb), K (7 of 40 [17.5%]; sizes ranged from 48.5 to 105.1 kb), and A/C (5 of 40 [12.5%]; sizes ranged from 177.5 to 300.7 kb). In three cases, the FIB plasmid was also found to be associated with one IncI1 or two IncK plasmids (Table 1).

Seven of 22 plasmids carrying blaDHA genes were characterized, and the following Inc groups were found: I1 (9%; 77.6 and 87.3 kb), FIIA (9%; 76.6 and 218 kb), HI2 (9%; 291 kb), and A/C (4.5%; 203.7 kb). The remaining 15 cases were not resolved because no incompatibility group probes were hybridized (n = 11) or because of a negative PBRT (n = 4).

Only 2 of the 8 plasmids carrying blaACC-1 were identified, and they belonged to the IncN group, with sizes ranging from 32.5 to 80 kb. The blaFOX-3 genes were found in plasmids of 72.5 and 80.5 kb, both in the IncU group, and the blaFOX-8 gene (15) was probably located on the chromosome.

Finally, the sizes of the 14 plasmids carrying the blaVIM-1 gene ranged from 48 to 72.5 kb, and one of them belonged to the IncU group; the blaIMP-22 genes were in plasmids of 485 kb with an unidentified Inc group. The blaIMP-28 gene was probably located on the chromosome, as previously described (16).

Detection of the flanking regions of acquired ampC and metallo-β-lactamase genes.

The variable genetic environments detected for the most prevalent enzymes (CMY-2-like, DHA, ACC, and metallo-β-lactamase genes) are shown in Fig. 1, 2, and 3.

FIG 1.

FIG 1

The genetic environment of blaCMY-2-like and blaACC genes, which are indicated by solid black arrows; the surrounding genes are indicated by white arrows. The dashed lines indicate the areas that could not be amplified by PCR. Eight isolates contained truncated versions of ISEcp1 at the 3′ end (A.1) and the 5′ end (A.2). Truncated genes are indicated by disrupted arrows. One isolate (C) carrying the blaACC gene showed a structure identical to that of GenBank accession no. AJ870924. In one isolate (D), IS26 was truncated by a tnpR gene of insertion Tn5393. The primers used for PCR amplification are also shown.

FIG 2.

FIG 2

The genetic environment of the blaDHA gene, which is indicated by solid black arrows; the surrounding genes are indicated by white arrows. Lines indicate an absence of the corresponding DNA fragments.

FIG 3.

FIG 3

Structure of blaVIM-1, blaIMP-22, and blaIMP-28 genes carrying the integrons described in this work. Carbapenemase genes are indicated by solid black arrows, and the surrounding genes are indicated by white arrows. The locations of the primers used for PCR amplification are also shown.

The analysis of the genetic environment revealed that blaCMY-2-like genes (blaCMY-2, blaCMY-4, blaCMY-7, blaCMY-27, blaCMY-48, blaCMY-54 and/or blaCMY-57, blaCMY-59, and blaCMY-60) were associated with ISEcp1, responsible for the transfer of the blaCMY-2-like–blc–sugE region from the chromosome of Citrobacter freundii to plasmids (8). In our study, 16 strains contained ISEcp1 and blc-sugE-ecnR upstream and downstream of blaCMY-2-like genes, respectively. However, truncation of ISEcp1(ΔISEcp1) was observed in 8 strains: in 4 at the 3′end and in 4 at the 5′end. In the 4 strains with truncation at the 3′ end, primers described to explore this region (ISEcp1 and CMY2Ri) (see Table S1 in the supplemental material) amplified a product of 1,560 bp instead of the expected 2,160 bp. In the 4 strains with truncation at the 5′ end, the amplicons were not obtained using ISEcp1 and CMY2Ri primers, and we required a new pair of primers (TnpA1L and CMY2Ri). Finally, 12 strains did not contain ISEcp1 upstream, and the region downstream of the blaCMY-2-like gene could not be amplified by PCR in 6 strains with the primers used. Only in 2 strains with complete blaCMY-2-like genes was the genetic environment unknown (Fig. 1).

The surrounding regions of blaDHA genes (blaDHA-1, blaDHA-6, and blaDHA-7) were similar to those previously described in Klebsiella pneumoniae plasmid pTN60013 (GenBank accession number AJ971345) (5), although a certain variability was detected in accordance with the literature data (11, 17). This variability mainly concerned the absence or presence of sapB, sapA, and sdr genes (Fig. 2). The quinolone resistance determinant qnrB4 and additional aadA1 (streptomycin and spectinomycin resistance) genes were detected in most of the strains. This linkage between blaDHA-1 and qnrB4 genes has been previously described in isolates of K. pneumoniae (11).

In the environment of the blaACC gene, ISEcp1 and the gdhA gene were detected upstream and downstream, respectively. In all cases, ISEcp1 was truncated in the 5′ end (13). Six of eight blaACC genes showed two IS26 copies in the same orientation; one of these strains contained a truncated 5′ gdhA, and one contained a tnpR gene of Tn5393 upstream of the gdhA gene.

Four blaFOX genes, blaFOX-3 (n = 2) and blaFOX-8 (n = 2), were located in a class I integron, at the 5′ end of the integrase INI1, and several attempts to identify the 3′ end by PCR were unsuccessful.

All the metallo-β-lactamase genes (14 blaVIM-1, 2 blaIMP-22, and 1 blaIMP-28) were located in class 1 integrons (In). In this study, we detected 5 different structures harboring blaVIM genes (Fig. 3); In846 (GenBank accession number KC417378), In847 (KC417379), and In848 (KC417377) were described for the first time.

DISCUSSION

We have characterized the genetic context of the largest available collection of acquired AmpC β-lactamases and metallo-β-lactamases in Enterobacteriaceae lacking inducible chromosomal AmpC enzymes recovered during 2009 from 35 Spanish hospitals (3).

Several authors have related the spread of different acquired AmpC genes with the expansion of plasmids of certain incompatibility groups (1, 2, 4, 5, 7, 1821). In this context, the blaCMY-2 gene is associated with plasmids of I1, A/C, and K incompatibility groups (7, 1821). Our results match these data, but differences were found in the percentage of each incompatibility group. In a previous study (7) carried out during 1999 to 2007, A/C was the most predominant incompatibility group found (33%) among plasmids carrying blaCMY-2, followed by I1 (23%) and K (10%). In this study (with strains isolated in 2009), the most prevalent incompatibility group was I1 (40%), followed by K (17.5%) and A/C (12.5%). The fact that different Inc plasmids have been found to carry the same resistance gene is an indication of a successful and widespread distribution; moreover, this variability contributes to the genetic environment of these genes (20). The IncA/C and IncI1 are considered epidemic plasmids, because they are found in different countries and in bacteria of diverse origin, and because they carry a range of resistance mechanisms (4). IncA/C plasmids have been described carrying ESBLs that are TEM-type or VEB, as well as NDM-1 carbapenemase. On the other hand, IncI1 has an efficient conjugative system that could also contribute to the dissemination of different resistance mechanisms, such as ESBLs that are CTX-M-type and TEM-type (4).

The genetic environment of blaCMY-2 and its variants was highly conserved; 60% of isolates carried the transposon-like elements ISEcp1 (ISEcp1/ΔISEcp1-blaCMY-blc-sugE), as documented in previous reports (8, 10, 18). As these blaCMY-2-derived blaCMY genes differ from one other by only a few nucleotide substitutions, it is possible that these differences could have evolved within the same Inc plasmid (I1) (20). The genes blaCMY-55 and blaCMY-56 were found in the A/C plasmid, and the blaCMY-54 gene was found in a K plasmid, in this case cointegrated with FIB.

The blaDHA-1 genes were initially associated with IncFII plasmids (20), but recent studies link them with IncL/M plasmids and qnrB determinants (5, 7). Among our DHA-producing strains, 19 showed the qnrB4 determinant (data not shown), and none was associated with the IncL/M plasmids. In fact, we were able to characterize the plasmid in only 7 cases (38.8%); I2, FIIA, and HI2 were the incompatibility groups found. The genetic organization of blaDHA genes was more variable. Mobilization of this enzyme has been associated with IS26 or class 1 integron-bearing ISCR1 elements (11, 18). Among blaDHA-carrying isolates, 86% were associated with IS26.

In the literature, characterization of plasmids carrying blaACC-1 genes is scarce. In a previous study, a blaACC-1 gene in an Escherichia coli strain was found in an IncI1 plasmid (7), but other authors could not type it (21). Regarding the genetic context of blaACC-1 genes, an ISEcp1element truncated at the 5′ end with an IS26 insertion sequence was found in all of our blaACC-1-carrying isolates, as described in previous reports (12, 13).

blaFOX and all carbapenemases detected in this study, including previously undescribed structures (in blaFOX), were located in a class 1 integron and present in the most recent IncU plasmids.

There are few data on the types of plasmids involved in the spread of metallo-β-lactamases. In the literature, blaIMP and blaVIM genes are described in plasmids of incompatibility groups I1, N, W, and HI2 (4). In this study, the blaIMP-22 gene was located in a 485-kb plasmid of an uncharacterized incompatibility group, and two blaVIM-1 genes were found in IncU plasmids, curiously both isolated from different species but in the same hospital. Finally, the location of the blaIMP-28 gene seems to be chromosomal, as blaIMP-28-positive hybridization was found in the ICeuI-PFGE membrane.

Accordingly, the high number of unidentified replicons could be associated with plasmids other than those tested; alternatively, they could be associated with one of the tested plasmids, albeit with some genetic variability, as has been described for the carbapenemase NDM in plasmids with a variant of the IncN or IncHI1 groups (4).

In conclusion, although plasmids have proven to be one of the main causes of the rapid dissemination of blaAmpC and carbapenemase genes among bacteria, other MGE must play an important role in the increasing prevalence of these enzymes. Further studies, focused not only on plasmids but also on other MGE, such as insertion sequences, transposons, or integrative conjugative elements, are needed to gain a better understanding of the complex process involved in the dissemination of antibiotic resistance genes worldwide.

Supplementary Material

Supplemental material

ACKNOWLEDGMENTS

This study was partially supported by the Ministry of Health and Consumer Affairs, Instituto de Salud Carlos III-Feder, Spanish Network for Research in Infectious Diseases (REIPI/RD06/0008/0013 and FIS 09/0125), and the Spanish Ministry of Education (BFU2008-00995/BMC).

Footnotes

Supplemental material for this article may be found at http://dx.doi.org/10.1128/AAC.00562-15.

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